Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`—Carrie R. DORNA
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Attorney Docket Number
`
`TEE-er
`
`133?
`
`Document Number
`
`PMUIIIEBS?Y"Y33YIG
`
`”$3513;Etaé‘inctfiifnocumem
`
`ESE-iihtcgi‘ggzgiigfséflifi
`Figures Appear
`
`u. s. PATENT DOCUMENTS
`
`
`
`
`
`002
`
`018
`
`019
`
`020
`
`Number-Kind Codez (”km")
`
`US-3658051-A
`
`US-6179770-B1
`
`US-6350276-B1
`
`US-6605080-B1
`
`
`
`04-25-1972
`
`“S’IrfiacldI-figfnneth
`
`01-30-2001
`
`02-26-2002
`
`08-12-2003
`
`aAl'jTSHUI-ERfiregory 3'“
`
`
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`4
`considered.
`lnclude copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwus to! UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`—Carrie R. DORNA
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Attorney Docket Number
`
`Examiner
`lnitials*
`
`Cite
`No.1
`
`Document Number
`
`Number-Kind Code2 (”km")
`
`u. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`021
`022
`
`023
`
`024
`
`025
`
`026
`
`027
`028
`029
`030
`031
`
`032
`
`033
`
`034
`
`035
`
`036
`
`037
`
`038
`
`039
`
`040
`
`
`
`US-6635053-B1
`US-6749624-B2
`
`US-6889090-B2
`
`US-6960202-B2
`
`US-7041100-B2
`
`US-7217265-B2
`
`US-7276058-B2
`US-7318821-B2
`US-7351252-B2
`US-7367341-B2
`US-7520849-B1
`
`US-7608035-B2
`
`US-7785358-B2
`
`US-7854754-B2
`
`US-8192474-B2
`
`US-8275442-B2
`
`US-8285390-B2
`
`US-8337539-B2
`
`US-8366756-B2
`
`
`
`10-21-2003
`06-15-2004
`
`'jLONDE? Jean'P'erre' et
`KNOWLTON; Edward w.
`
`05-03-2005
`
`KREINDEL; Michael.
`
`11-01-2005
`
`CLUZEAU; Christian. et aI.
`
`05-09-2006
`
`KREINDEL; Michael.
`
`05-15-2007
`
`HENNINGS; David R. et aI.
`
`10-02-2007
`01-15-2008
`04-01-2008
`05-06-2008
`04-21-2009
`
`aAILTSHUI-ER; Gregory B' et
`'jLONDE? Jean'P'erre' et
`aAILTSHUI-ER; Gregory B' et
`:tNaEIDERSON? R'Chard ROX'
`SIMON; Bruce J.
`
`10-27-2009
`
`FARONE; William.
`
`08-31-2010
`
`LACH; Elliot.
`
`12-21-2010
`
`TING; Joseph. et aI.
`
`06-05-2012
`
`LEVINSON; Mitchell.
`
`09-25-2012
`
`ALLISON; John w.
`
`10-09-2012
`
`LEVINSON; Mitchell E. et aI.
`
`12-25-2012
`
`TING; Joseph. et aI.
`
`02-05-2013
`
`TUCEK; Kevin B. et aI.
`
`
`
`US-8523927-B2
`
`09-03-2013
`
`LEVINSON; Mitchell E. et aI.
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`4
`considered.
`lnclude copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwus to.’ UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WlPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`—Carrie R. DORNA Attorney Docket Number
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Examiner
`lnitials*
`
`Cite
`No.1
`
`Document Number
`
`Number-Kind Codez (”km")
`
`u. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`041
`
`042
`
`043
`
`044
`045
`048
`047
`048
`
`049
`
`050
`
`051
`
`052
`
`053
`054
`
`055
`
`058
`057
`
`058
`
`
`
`US-8603073-B2
`
`US-8878338-B2
`
`US-8702774-B2
`
`US-8771328-B2
`US-8834547-B2
`US-8840808-B2
`US-8915948-B2
`US-8932338-B2
`
`US-8979727-B2
`
`US-8998791-B2
`
`US-9028489-B2
`
`US-9044595-B2
`
`US-9078834-B2
`US-9132031-B2
`
`US-9149850-B2
`
`US-9308120-B2
`US-9314388-B2
`
`US-9358088-B2
`
`
`
`12-10-2013
`
`ALLISON; John w.
`
`03-18-2014
`
`LEVINSON; Mitchell E.
`
`04-22-2014
`
`BAKER; Mark. et al.
`
`07-08-2014
`09-18-2014
`09-23-2014
`12-23-2014
`01-13-2015
`
`g’l'YEONG? Hyeo“ seong' et
`:tNaEIDERSON? R'Chard ROX'
`aAINDERSON? R'Chard R' et
`aAILTSHUI-ER; Gregory B' et
`LIM; Susan M. L. et al.
`
`03-17-2015
`
`RON; Edoute Ooieoi. et al.
`
`04-07-2015
`
`RON; Edoute Ooieoi. et al.
`
`05-12-2015
`
`JONES; Christopher J. et al.
`
`08-02-2015
`
`ARAYA; Heidi. et al.
`
`07-14-2015
`09-15-2015
`
`EONZALES; Dona'd A' et
`LEVINSON; Mitchell. et al.
`
`10-08-2015
`
`SHANKS; Steven O. et al.
`
`04-12-2018
`04-19-2018
`
`08-07-2018
`
`aAINDERSON? R'Chard R' et
`ALLISON; John w. et al.
`
`SICHOMACKER? KeV'“ T' et
`
`
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`4
`considered.
`lnclude copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at vmrwos to.’ UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WlPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select Option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`—Carrie R. DORNA
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Attorney Docket Number
`
`TEE-er
`
`1333
`
`Document Number
`
`PMUI’IIEaS?Y"Y33Yte
`
`”mtg;:taoirgfigdolgocument
`
`:SE-‘iZhTC‘SZ‘S'EEZgEEfiéJI-Iifi
`Figures Appear
`
`u. s. PATENT DOCUMENTS
`
`
`
`059
`
`060
`
`061
`
`062
`
`063
`064
`
`065
`
`066
`
`067
`
`068
`
`069
`
`070
`
`071
`
`072
`
`073
`
`074
`
`075
`
`076
`
`077
`
`Number-Kind Codez (”km")
`
`
`
`US-9358149-B2
`
`US-9375345-B2
`
`US-9398975-B2
`
`US-9408745-B2
`
`US-9439805-B2
`US-9545523-B2
`
`US-9610429-B2
`
`US-9649220-B2
`
`US-9655770-B2
`
`US-9737434-B2
`
`US-9844460-B2
`
`US-9844461-B2
`
`US-9855166-B2
`
`US-9861421-B2
`
`US-9861520-B2
`
`US-9974684-B2
`
`US-9980765-B2
`
`US-10092346-B2
`
`
`
`06-07-2016
`
`06-28-2016
`
`07-26-2016
`
`08-09-2016
`
`09-13-2016
`01-17-2017
`
`04-04-2017
`
`05-16-2017
`
`05-23-2017
`
`08-22-2017
`
`12-19-2017
`
`12-19-2017
`
`01-02-2018
`
`01-09-2018
`
`01-09-2018
`
`05-22-2018
`
`05-29-2018
`
`10-09-2018
`
`US-10111770-B2
`
`10-30-2018
`
`:F’NZALES; Dona'd A' et
`
`
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`4
`considered.
`lnclude copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwus to! UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`Carrie R- DORNA Attorney Docket Number
`
`Tomas SCHWARZ
`3791
`
`FirstNamed Inventor
`Adm
`
`.—
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Etfiiigigfr
`
`133?
`
`Document Number
`—
`Number-Kind Codez (”km")
`
`Pfii’liéagf’vnvgavte
`
`”mtg;Etaéinctfiidwnocumem
`
`giiiihtcgg‘ggzgiigfséflifi
`Figures Appear
`
`u. s. PATENT DOCUMENTS
`
`10-30-2018
`
`02-12-2019
`
`BFZZTED'CT'S;Le°“ard
`
`04452004
`
`ngSHULER; Gregory B. et
`
`04_28_2005
`11_10_2005
`
`:ALONDE; Jean-Pierre. et
`aAINDERSON; Richard R. et
`
`01_11_2007
`
`aAINDERSON; Richard R. et
`
`US-10111774-B2
`
`US-10201380-B2
`
`213-20040073079-
`
`218-20050090814-
`213-20050251120-
`
`218-20070010861-
`
`078
`
`079
`
`082
`
`085
`086
`
`088
`
`
`
`
`
`
`
`
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional).
`2 See Kinds Codes of USPTO Patent
`Documents at vmrw.us to.’ UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). A For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Tomés SCHWARZ
`3791
`
`Carrie R- DORNA
`
`FirstNamed Inventor
`Adm
`
`.—
`
`Attorney Docket Number
`
`EIE‘SIEIE?
`
`:33?
`
`Document Number
`—
`Number-Kind Codez (”km")
`
`PIII’IICDaS?Y”Y33Y‘e
`
`Nififiiiéfitaéigfiid°émmem
`
`Eié‘iZ'mCEZL'EZZgEB‘fEJYLZ’fi
`Figures Appear
`
`U. S. PATENT DOCUMENTS
`
`X‘s-20080103565-
`
`Xf-20090005631-
`
`097
`
`101
`
`
`
`
`
`
`
`05-01-2008
`
`QITTSHULER; Gregory B. et
`
`01_01_2009
`
`ill-MENHAUS; Zidkiyahu. et
`
`
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional).
`2 See Kinds Codes of USPTO Patent
`Documents at www.us to! UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). A For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Tomas SCHWARZ
`3791
`
`Carrie R- DORNA
`
`FirstNamed Inventor
`Adm
`
`.—
`
`Attorney Docket Number
`
`
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Document Number
`—
`Number-Kind Code2111k”°w”)
`
`u. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`108
`109
`110
`111
`112
`113
`114
`115
`
`116
`117
`118
`119
`120
`121
`122
`
`
`
`21320090024193-
`21320090108969
`2132009011872}
`21320090149929
`2132010015252}
`21320100152821
`218-2010016071}
`US-20100222629-
`A1
`
`2132010028058}
`21320100309689
`21320110066215
`2132011008731}
`X13201 10224761'
`21320110238051}
`21320110238051
`
`
`
`01_22_2009
`04-30-2009
`05-07-2009
`06-11-2009
`06-17-2010
`06-17-2010
`06_24_2010
`09_02_2010
`
`11-04-2010
`12-09-2010
`03-17-2011
`04-14-2011
`09-15-2011
`09-29-2011
`09-29-2011
`
`aAILTSHULER; Gregory B. et
`SIMS; James Rae. et al.
`EBBERS; Edward A. et al.
`LEVINSON; Mitchell E. et al.
`ROTH; Yiftach. et al.
`ALLISON; John w.
`EtUaRNETT; Daniel Rogers.
`BURNETT; Daniel Rogers.
`et al.
`
`BAKER; Mark. et al.
`COULSON; David.
`TING; Joseph. et al.
`SHANKS; Charles. et al.
`MANSTEIN; Dieter.
`ALLISON; John w. et al.
`LEVINSON; Mitchell E. et al.
`
`
`
`Date
`Considered
`
`Examiner
`Signature
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional).
`2 See Kinds Codes of USPTO Patent
`Documents at wwwos to.’ UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). A For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`
`burden, should be Sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Tomas SCHWARZ
`3791
`
`Carrie R- DORNA
`
`FirstNamed Inventor
`Adm
`
`.—
`
`Attorney Docket Number
`
`EIE‘SIEIE?
`
`:33?
`
`Document Number
`—
`Number-Kind Codez (”km")
`
`PIII’IICDaS?Y”Y33Y‘e
`
`Nififiiiéfitaéigfiid°émmem
`
`Eié‘iZ'mCEZL'EZZgEB‘fEJYLZ’fi
`Figures Appear
`
`U. S. PATENT DOCUMENTS
`
`08-02-2012
`
`:ONZALES; Donald A. et
`
`Xf-20120197361-
`
`125
`
`
`
`
`
`
`
`
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional).
`2 See Kinds Codes of USPTO Patent
`Documents at www.us to! UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). A For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Tomas SCHWARZ
`3791
`
`Carrie R- DORNA
`
`FirstNamed Inventor
`Adm
`
`.—
`
`Attorney Docket Number
`
`
`
`Examiner
`Initials*
`
`Cite
`NO}
`
`Document Number
`—
`Number-Kind Codez (“WW")
`
`u. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM'DD'YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`138
`139
`140
`141
`142
`143
`144
`
`145
`146
`147
`148
`149
`150
`151
`152
`
`
`
`21320130190744
`2132013024573“
`218-20130253384-
`21320130253493-
`213-20130253494-
`213-20130253495-
`US-20130253496-
`A1
`
`2132014000576“
`2132014001876;
`21320140025033"
`21320140067025
`21320140081359
`2132014014887“
`21320140257443"
`21320140277219
`
`
`
`07-25-2013
`09-19-2013
`09_26_2013
`09_26_2013
`09_26_2013
`09_26_2013
`09_26_2013
`
`01-02-2014
`01-16-2014
`01-23-2014
`03-06-2014
`03-20-2014
`05-29-2014
`09-11-2014
`09-18-2014
`
`AVRAM; Matthew M. et al.
`ALLISON; John w.
`:tNaDERSON; Richard Rox.
`:tNaDERSON; Richard Rox.
`:tNaDERSON; Richard Rox.
`QtNaDERSON; Richard Rox.
`ANDERSON; Richard Rox.
`et al.
`
`LEVINSON; Mitchell E. et al.
`HARRIS; Jason L. et al.
`MIRKOV; Mirko G. et al.
`LEVINSON; Mitchell E. et al.
`SAND; Bruce J.
`BURNETT; Daniel R.
`BAKER; Mark William. et al.
`NANDA; Gurvinder Singh.
`
`
`
`Date
`Considered
`
`Examiner
`Signature
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional).
`2 See Kinds Codes of USPTO Patent
`Documents at wwwus to.’ UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). A For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`
`burden, should be Sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`Carrie R- DORNA Attorney Docket Number
`
`Tomas SCHWARZ
`3791
`
`FirstNamed Inventor
`Adm
`
`.—
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Document Number
`—
`Number-Kind Code2 (”km")
`
`u. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`153
`154
`155
`
`156
`157
`158
`159
`160
`
`161
`162
`163
`164
`
`165
`166
`167
`
`
`
`2132014027730}
`21320140303696-
`US-20140303697-
`A1
`
`21320140316393
`2132014036484“
`21320150080769
`21320150088105
`US-20150112412-
`A1
`
`21320150119849
`21320150127075
`21320150165232-
`US-20150216720-
`A1
`
`21320150216815
`21320150223975-
`21320150272776-
`
`
`
`09-18-2014
`10_09_2014
`10_09_2014
`
`10-23-2014
`12-11-2014
`03-19-2015
`03-26-2015
`04_23_2015
`
`04-30-2015
`05-07-2015
`06_18_2015
`08_06_2015
`
`08-06-2015
`08_13_2015
`10_01_2015
`
`WEBER; Bryan J. et ai.
`:tNaDERSON; Richard Rox.
`ANDERSON; Richard Rox.
`et al.
`
`LEVINSON; Mitchell E.
`KORNSTEIN; Andrew.
`LOTSCH; Friedemann.
`FATEMI; Afschin.
`ANDERSON; Richard Rox.
`et al.
`
`ARONHALT; Tayior w. et ai.
`WARD; Terry. et ai.
`aAILTSHULER; Gregory B. et
`DEBENEDICTIS; Leonard
`C. et al.
`
`O'NEIL; Michaei P. et ai.
`:tNaDERSON; Richard Rox.
`:ONZALES; Donald A. et
`
`
`
`Date
`Considered
`
`Examiner
`Signature
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional).
`2 See Kinds Codes of USPTO Patent
`Documents at wwwes to.’ UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). A For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`
`burden, should be Sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1-800-786-9199} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`Carrie R- DORNA Attorney Docket Number
`
`Tomas SCHWARZ
`3791
`
`FirstNamed Inventor
`Adm
`
`.—
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Document Number
`—
`Number-Kind Code2 (”km")
`
`u. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`168
`169
`170
`171
`172
`173
`
`174
`175
`176
`177
`178
`179
`
`180
`181
`182
`
`
`
`21320150297909
`2132015032807;
`2132015034278“
`2132016005140“
`21320160066994
`US-20160089550-
`A1
`
`21320160175193
`218-20160270951-
`21320160317345
`21320160324684
`218-20160354237-
`US-20170007309-
`A1
`
`21320170105869
`2132017015690;
`218-20170182334-
`
`
`
`10-22-2015
`11-19-2015
`12-03-2015
`02-25-2016
`03-10-2016
`03_31_2016
`
`06-23-2016
`09_22_2016
`11-03-2016
`11-10-2016
`12_08_2016
`01_12_2017
`
`04-20-2017
`06-08-2017
`06_29_2017
`
`PEASHOCK; Thomas J.
`LEVINSON; Mitchell E.
`LEVINSON; Mitchell E. et al.
`YEE; Peter. et al.
`SHANKS; Steven C.
`DEBENEDICTIS; Leonard
`C. et al.
`
`JUNG; Sung Jae.
`glIIARTINS; Jean-Patrick. et
`KOVACH; Dennis.
`LEVINSON; Mitchell E. et al.
`:ONZALES; Donald A. et
`DEBENEDICTIS; Leonard.
`et al.
`
`FRANGINEAS Jr.; George.
`HARRIS; Jason L. et al.
`aAILTSHULER; Gregory B. et
`
`
`
`Date
`Considered
`
`Examiner
`Signature
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional).
`2 See Kinds Codes of USPTO Patent
`Documents at wwwos to.’ UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). A For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`
`burden, should be Sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Tomas SCHWARZ
`3791
`
`Carrie R- DORNA
`
`FirstNamed Inventor
`Adm
`
`.—
`
`Attorney Docket Number
`
`
`
`Examiner
`Initials*
`
`Cite
`No.1
`
`Document Number
`—
`Number-Kind Codez (”km")
`
`u. s. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`183
`184
`
`185
`186
`187
`
`188
`189
`190
`191
`192
`193
`194
`195
`198
`197
`
`
`
`218-20170182335-
`US-20170196731-
`A1
`
`21320170239079
`218-20170319378-
`us-20170325992-
`A1
`
`213-20170325993-
`2132017032604}
`218-20170326346-
`21320170348143"
`21320180153735
`218-20180153760-
`2132018016119;
`2132018018508“
`21320180185189
`218-20180214300-
`
`
`
`06_29_2017
`07_13_2017
`
`08-24-2017
`11_09_2017
`11_16_2017
`
`11_16_2017
`11-18-2017
`11_16_2017
`12-07-2017
`08-07-2018
`06-07-2018
`08-14-2018
`07-05-2018
`07-05-2018
`08_02_2018
`
`aAILTSHULER; Gregory B. et
`DEBENEDICTIS; Leonard
`C. et al.
`
`ROOT; Austin. et al.
`:tNaOERSON; Richard Rox.
`DEBENEDICTIS; Leonard
`C. et al.
`
`:IMENEZ; Lozano Joel N. et
`ZENG; Like. et al.
`::MENEZ; Lozano Joel N. et
`ROSEN; Jesse. et al.
`MILLS; Richard. et al.
`:OSEN; Jesse NicaSIO. et
`BAKER; Mark William. et al.
`O'NEIL; Michael P. et al.
`WEBER; Bryan J. et al.
`:tNaOERSON; Richard Rox.
`
`
`
`Date
`Considered
`
`Examiner
`Signature
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional).
`2 See Kinds Codes of USPTO Patent
`Documents at wwwos to.’ UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). A For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as indicated on the
`document