Doc Code: R48.REQ
`
`Document Description: Request under Rule 48 correcting inventorship
`
`PTO/AIA/40 (04-18)
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act Of 1995, no persons are required to respond to a collection Of information unless it displays a valid OMB control number.
`
`REQUEST FOR CORRECTION IN A
`PATENT APPLICATION RELATING TO
`
`Application Number
`
`15/601,719
`May22‘ 2017
`
`INVENTORSHIP OR AN INVENTOR
`
`Tomés SCHWARZ
`
`NAME. OR ORDER oF NAMES, OTHER
`THAN IN A REISSUE APPLICATION (37
`CFR 1.48)
`
`Number
`
`DORNA. Carrie R.
`4387.0050004
`
`To: Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Applicant hereby requests that the inventorship be corrected or changed, or that the name of the inventor or a joint inventor, or the order of
`the names ofjoint inventors, be changed, in the above—identified application. Note: 37 CFR 1.48 applies tO any request tO correct inventorship
`filed on or after September 16, 2012, regardless Of the application filing date. Do not submit this form after payment of the issue fee or if the
`application has been patented. See 37 CFR 1.324 for correction Of inventorship in a patent.
`
`Please check the applicable box(es) below.
`
`For a non rovisional a
`
`lication:
`
`
`
`IE 1. This request is tO correct or change the inventorship in a nonprovisional application (under 37 CFR 1.48(a)) and includes:
`
`In An application data sheet (ADS) in accordance with 37 CFR 1.76(c) with the corrected or updated information shown with markings
`(e.g., underlining for insertions, strikethrough for deletions). See the Manual Of Patent Examining Procedure (MPEP) section
`601.05(a) for information about filing an ADS in an application filed on/after September 16, 2012. For information about filing 3
`Supplemental ADS in an application filed before September 16, 2012, see MPEP 601.05(b).
`
`IE The processing fee set forth in 37 CFR 1.17(i).
`
`$
`
`.
`
`IE An inventor is being added. An inventor’s oath or declaration by any actual inventor who has not yet executed an oath or declaration
`is required (see 37 CFR 1.48(b)). See MPEP 602.01(a) for information about an inventor’s oath or declaration for an application filed
`on/after September 16, 2012 (e.g., form PTO/AlA/Ol). For information about an inventor’s oath or declaration for an application
`filed before September 16, 2012 (e.g., form PTO/SB/Ol), see MPEP 602.01(b).
`
`This request is being filed after the first Office action on the merits has been given or mailed (see 37 CFR 1.48(c) and 1.17(d)). Check
`one Ofthe following:
`
`D This request tO correct or change the inventorship is due solely tO the cancellation Of claims in the application.
`5 600.00
`
`IE The fee set forth in 37 CFR 1.17(d) is due (in addition tO the fee set forth in 37 CFR 1.17(i)).
`
`0R
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`[Page 1 Of 2]
`This collection Of information is required by 37 CFR 1.48. The information is required to Obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 1 hour to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount Of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department Of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou neeal assistance in completing the form, call 1-800—PTO-9199 and select Option 2.
`
`

`

`PTO/AIA/40 (04-18)
`Approved for use through 11/30/2020. 0MB 0651-0031
`U.S. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`REQUEST FOR CORRECTION IN A PATENT APPLICATION RELATING TO INVENTORSHIP OR AN
`
`INVENTOR NAME, OR ORDER OF NAMES, OTHER THAN IN A REISSUE APPLICATION
`
`(37 CFR 1.48)
`
`D 2. This request is to correct or update the name ofthe inventor or a joint inventor, or the order of names ofjoint inventors, in a
`nonprovisional application (under 37 CFR 1.48(f)) and includes:
`
`D An application data sheet in accordance with 37 CFR 1.76(c) identifying the complete inventive entity, including the corrected or
`updated name ofthe inventor, or the new order of names shown with markings (e.g., underlining for insertions, strikethrough for
`deletions). See the MPEP 601.05(a) for information about filing an ADS in an application filed on/after September 16, 2012. For
`information about filing 3 Supplemental ADS in an application filed before September 16, 2012, see MPEP 601.05(b).
`
`D The processing fee set forth in 37 CFR 1.17(i).
`
`Iication:
`Fora rovisionala
`This request is to change or correct the inventorship, or correct or update the name ofthe inventor or a joint inventor, in a provisional
`application (under 37 CFR 1.48(d)) and includes:
`
`|:| Attached hereto is a document that is signed by a party set forth in 37 CFR 1.33(b) and identifies each inventor by his or her legal
`name, in the preferred order. Note: the document may be an application data sheet in accordance with 37 CFR 1.76(c) that
`identifies the changes with markings (underlining for insertions, strikethrough for deletions).
`
`D The processing fee set forth in 37 CFR 1.17(q).
`
`Fee Pa ment Information:
`
`|:| Applicant asserts small entity status. See 37 CFR 1.27.
`Applicant certifies micro entity status. See 37 CFR 1.29.
`Form PTO/SB/15A or B or equivalent must either be enclosed or have been submitted previously
`
`I: A check in the amount ofthe fee is enclosed.
`
`|:| Payment by credit card. Form PTO—2038 is attached.
`
`lil The Director is hereby authorized to charge any fees which may be required, or credit any overpayment
`to Deposit Account No. 19'0036
`
`lil Payment made via EFS—Web.
`WARNING: Information on this form may become public. Credit card information should not be included
`on this form. Provide credit card information and authorization on PTO-2038.
`
`
`
`lam the
`
`)1 Applicant*
`
`IE)
`
`attorney or agent of record
`60.390
`Registration number
`
`|:|
`
`attorney or agent acting under 37 CFR 1.34
`Registration number
`
`
`Signatm /Richard D. Coller lll/
`Typed or printed name Richard D. Coller “I
`
`Date October 23. 2019
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and certifications. *Juristic entities
`must be represented by a patent practitioner (See 37 CFR 1.31, applicable to any paper filed on or after September 16, 2012 that is presented
`on behalf of a juristic entity, regardless of application filing date). Submit multiple forms if more than one signature is required, see below**.
`
`lil ** Total of
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`1 (one)
`
`forms are submitted.
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`[Page 2 of 2]
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