PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number‘
`
`.
`_
`Attorney Docket Number
`i 06664980003
`
`Application Data Sheet 37 CFR 1.76
`‘
`Application Number
`L—
`
`————————i
`
`mmj
`
`Hydraulic Transaxle
`Title of Invention
`
`
`The application data sheet is part ofthe provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`
`
`
`
`Secrecy Order 37 CFR 5.2:
`
`:1 Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant toj
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`
`
`Inventor Information:
`
`1
`
`Inventor
`
`Legal Name
`
`I...
`Prefix Given Name
`Middle Name
`i Family Name
`Suffix
`
`
`Daisuke
`i
`i MURASHIMA
`
`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
`
`City
`Amagasaki-shi
`‘Country of Residence l
`lJP
`
`
`
`
`Mailing Address of Inventor:
`
`Address 1
`Tc/o Kanzaki Kokyukoki Mfg. Co., Ltd.
`
`.4
`Address 2
`l 2-18-1, lnadera
`
`Cit
`Ama asaki-shi, H o o
`State/Province
`
`P
`y
`9
`y 9
`'
`Postal Code
`661-0981
`Countryl
`
`7
`
`
`Inventor
`2
`
`JP
`
`
`
`
`
`Legal Name
`
`
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`
`
`
`Koji
`IWAKI
`
`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
`
`City
`Amagasaki-shi
`‘Country of Residence i
`JP
`
`
`
`Mailing Address of Inventor:
`
`Address 1
`0/0 Kanzaki Kokyukoki Mfg. Co, Ltd.
`
`Address 2
`2—18-1, lnadera
`City
`] Amagasaki-shi, Hyogo
`‘ State/Province
`[
`
`
`Postal Code
`661—0981
`Countryi
`JP
`
`
`Inventor
`3
`
`_____J
`
`Legal Name
`
`
`EFS Web 2.2.12
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`0666.4980003
` Attorney Docket Number
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`Application Number
`
`
`Middle Name
`Prefix! Given Name
`Family Name
`I—“i
`
`I Toshifumi
`YASUDA
`
`Residence Information (Select One) O US Residency @ Non US Residency 0 Active US Military Service
`
`
`Amagasaki-shiCity JP ICountry of Residence i
`
`
`Title of Invention
`
`Hydraulic Transaxle
`
`
`Suffix
`
`
`
`
`
`
`Mailing Address of Inventor:
`
`Address 1
`0/0 Kanzaki Kokyukoki Mfg. Co.. Ltd.
`
`Address 2
`2—18-1, Inadera
`
`City
`I Amagasaki—shi, Hyogo
`FState/Province
`I
`Postal Code
`661-0981
`Countryi
`JP
`
`Inventor
`4
`__1
`
`Legal Name
`
`
`
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`
`Katsumoto
`MIZUKAWA
`*7
`I...
`
`»~.-——-
`Residence Information (Select One) 0 US Residency
`(9 Non US Residency 0 Active US Military Service
`City
`Amagasaki—shi
`‘Country of Residence 5
`JP
`
`
`
`
`Mailing Address of Inventor:
`
`
`Address 1
`0/0 Kanzaki Kokyukoki Mfg. C0,, Ltd;
`
`Address 2
`2-18—1, Inadera
`City
`Amagasaki—shi, Hyogo
`I State/Province
`I
`
`
`lostal Code JP I 661-0981 I Countryi
`
`
`All
`Inventors Must Be Listed — Additional
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`generated within this form by selecting the Add button.
`
`
`Add
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`7
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`M
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR1.33(a).
`
` 3 An Address is being provided for the correspondence Information of this application.
`Customer Number
`26111
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`I
`Add Email
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`PTO/AIAI14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection ofinformation unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`Attorney Docket Number
`06664980003
`
`
`
`Title of Invention Hydraulic Transaxle
`
`Application Information:
`
`.1
`
`
`Title of the Invention
`I Hydraulic Transaxle
`
`Attorney Docket Number‘ 06664980003
`I Small Entity Status Claimed E]
`L
`
`Application Type
`) Nonprovisional
`
`Subject Matter
`[ Utility
`Total Number of Drawing Sheets (if any) 7 43
`‘ Suggested Figure for Publication (if any)
`
`Filing By Reference:
`
`
`
`Only complete this section when filing an application by reference under 35 U.S.C. 111(c) and 37 CFR1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit orforeign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information” and ”Foreign Priority Information").
`
`
`
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`
`For the purposes ofa filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`l
`reference to the previously filed application, subject to conditions and requirements of 37 CFR1.S7(a).
`'__l
`Intellectual Property Authority or Country
`Application number ofthe previously
`Filing date (YYYY-MM-DD)
`filed application
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`Publication Information:
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`[3 Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`I hereby request that the attached application not be published under
`Request Not to PUbliSh.
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`I:
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`
`publication at eighteen months after filing.
`
`Representative Information:
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`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
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`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
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`@ Customer Number
`‘ O US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`
`Customer Number
`26111
`
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`

`
`
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`
`Application Number
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`Continuity Type
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`
`PTO/AiA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`0666.4980003
` Attorney Docket Number
`
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`
`Title of Invention
`
`HydraulicTransaxle
`
`‘J
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(0), or 386(0) or indicate
`National Stage entry from a PCT application, Providing benefit claim information in the Application Data Sheet constitutes
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`When referring to the current application, please leave the “Application Number" field blank.
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`Pending
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`Application Number
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`Continuity Type
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`Prior Application Number
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`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`
`
`14/550499 2014—11—21
`
`Continuation in part of
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`Remove
`
`Patented
`Prior Application Status
`
`
`(Y;SYS$?MDl\:—th)
`Afiifizgin T Continuity Type
`[
`Priokfifigglation
`(YmgMDhing)
`‘ Patent Number
`
`
`
`
`2016—09-27
`~14/550499 J Continuation in part of
`t4/179334
`‘ 2014-02-12
`13453519
`
`_—}
`’
`Prior Application Status
`Expired
`
`
`Filing or 371(0) Date
`(YYYY-MM-DD)
`
`61/843165
`Claims benefit of provisional
`14/179334
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`i 2013—07-05
`—————1
`
`—i
`
`
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`Foreign Priority Information:
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`i‘
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`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 155. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)I the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Underthe PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`Remove
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`‘i
`
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`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`0666.4980003
`Attorney Docket Number
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`_5
`
`
`
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`[:1 16,2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the NA.
`
`
`
`
`
`Title of invention 1_ HydraulicTransaxle
`
`EFS Web 2.2112
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1985. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`L Application Data Sheet 37 CFR 1.76 Application Number
`
`
`
`Attorney Docket Number
`
`Title of Invention
`
`Hydraulic Transaxle
`
`06664980003
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP Office(s). Instead, Form PTO/SB/39 or PTO/SB/GQ must be used as appropriatej
`
`
`
`
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`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority_Document Exchange (PDX) — Unless box A In subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application—as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
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`
`
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`

`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`‘
`06664980003
`Application Data Sheet 37 CFR 1.76 Application Number
`L_Attorney Docket Number
`‘ ‘
`
`
`HydraulicTransaxleTitle of Invention I
`
`
`Applicant Information:
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant 1
`
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`@ Assignee
`
`
`
`‘1 O Legal Representative under 35 U.S.C. 117
`
`0 Joint Inventor
`
`
`
`
`
`
`0 Person to whom the inventor is obligated to assign.
`0 Person who shows sufficient proprietary interest
`
`if-applicant is the legal representative, indicate the authority to file the patent application,'the inventor is:
`
`
`Name of the Deceased or Legally Incapacitated Inventor: ‘
`if the Applicant is an Organization check here.
`X]
`
`
`
`
`
`j
`
`Kanzaki Kokyukoki Mfg. 00.. Ltd.
`organization Name
`
`Mailing Address Information For Applicant:
`
`t
`Address 1
`I 2-18-1, Inadera
`Address 2
`‘
`
`r_City
`‘ Amagasaki—shi. Hyogo
`State/Province
`
`Country/ALP 661-0981 Postal Code
`
`Phone Number
`LFax Number
`Email Address
`
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button. ‘1
`
`Assignee Information including Non-Applicant Assignee Information:
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`
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`37 of CFR to have an assignment recorded by the Office.
`
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`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017, OMB 0651-0032
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`1....
`
`Attorney Docket Number
`
`06664980003
`
`Application Number
`Title of Invention ‘{ HydraulicTransaxle
`
`
`
`
`
`
`
`
`
`
`Assignee 1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee—applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication
`
`
`Ifthe Assignee or Non—Applicant Assignee is an Organization check here.
`
`
`Q
`
`Kanzaki Kokyukoki Mfg. 00., Ltd.
`organ'zat'o“ Name
`
`
`LT“
`":21
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`
`
`Address 1
`2-18-1, Inadera
`Address 2
`
`
`State/Province
`
`
`Amagasaki—shi, Hyogo
`City
`I 661-0981
`Postal Code
`Countryi
`1 JP
`
`
`Phone Number
`Fax Number
`
`
`Email Address
`
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`
`
`
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application a_n_d either box A or B is not checked in
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access” section, then this form must
`also be signed in accordance with 37 CFR1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (e.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, afljoint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf ofalljoint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`
`
`Signature
`Jim/[471“) ’
`First Name
`Mark
`
`Last Name
`
`‘Rygiel
`
`Registration Number
`
`45,871
`
`Date (YYYY-MM-DD) 1 Gt? ,— (Md 5’
`
`Additional Signature may be generated within this form by selecting the Add button.
`
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`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`
`_
`
`
`
`Application Data Sheet 37 CFR 1.76 Application Number
`
` Title of Invention HydraulicTransaxle
`I
`
`
`Attorney Docket Number
`
`06664980003
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14, This
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