`
`PTOISBI'DBa (03-15)
`Approved for use through 071312016. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`IN FORMATION DISCLOSU RE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`Application Number I—
`Not Yet Assigned Attorney Docket Number
`
`
`I AVN-OOQDVCNB
`
`
`
`U.S.PATENTS
`-—
`
`Examiner Cite
`'
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`If you wish to add additional US. Patent citation information please click the Add button.
`Add
`U.S.PATENT APPLICATION PUBLICATIONS -
`
`
`Examiner
`.
`.
`*
`InItIal
`
`Cite No
`
`Publication
`Number
`
`Publication
`Kind
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`FOREIGN PATENT DOCUMENTS
`-—
`
`
`
`Pages,Columns,Lines
`
`Name of Patentee or
`
`Examiner Cite
`where Relevant
`Kind
`Publication
`
`Applicant of cited
`
`Initial*
`No
`Code4 Date
`Passages or Relevant
`
`
`Document
`
`Figures Appear
`
`
`Foreign Document
`Number3
`
`5
`
`T
`
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`NON-PATENT LITERATURE DOCUMENTS
`-—
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`T5
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`
`Examiner Cite
`
`EFS Web 2.1.17
`
`
`
`
`
`
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`.
`.
`( Not for submissmn under 37 CFR 1.99)
`
`Application Number 15349778
`
`Filing Date
`2016-11-11
`First Named Inventor
`Peter SAZANI
`
`Art U .
`
`mt
`I 1674
`Examiner Name
`Not Yet Assigned
`
` Attorney Docket Number
`
`
`
`
`I AVN-009DVCN6
`
`an Vliet, Laura et al., "Assessment of the Feasibility of Exon 45—55 Multiexon Skipping for Duchenne Muscular
`Dystrophy", BMC Medical Genetics, Vol.9(1):105 (2008)
`
`ERMA, Sandeep et al., "Modified Oligonucleotides: Synthesis and Strategy for Users," Annu. Rev. Biochem, Vol.
`.7z99—134 (1998) (Exhibit Number 1040 filed in interferences 106008, 106007 on November 18, 2014)
`
`ikase Corp. v. Am. Nat'l. Can 00., No. 93—7651, 1996 WL 377054 (N.D. |||. July 1, 1996), 3 pages (Exhibit Number
`' 152 filed in interference 106013 on October 29, 2015)
`
`OIT, Thomas et aI., "Safety and efficacy of drisapersen for the treatment of Duchenne muscular dystrophy (DEMAND
`I): an exploratory, randomised, placebo—controlled phase 2 study," Lancet Neuro|., Vol. 13:987-996 (2014) (Exhibit
`umber 2037 filed in interferences 106008, 106013, 106007 on November 18, 2014)
`
`OLLOCH, Vladimir et aI., "Inhibition of Pre—mRNA Splicing by Antisense RNA in Vitro: Effect of RNA Containing
`equences Complementary to Exons," Biochemical and Biophysical Research Communications, Vol. 179
`3):1593—1599 (1991)
`
`ahlestedt et al., "Potent and nontoxic antisense oligonucleotides containing locked nucleic acids," PNAS, Vol. 97,
`o. 10, pp. 5633—5638 (May, 2000), Exhibit Number 1201 filed in Interferences 106,007 and 106,008 on February 17,
`
`ang et al., "In Vitro evaluation of novel antisense oligonucleotides is predictive of in vivo exon skipping activity for
`I uchenne muscular dystrophy," J. Gene Medicine, Vol. 12, pp. 354-364 (March, 2010), Exhibit Number 1115 filed in
`nterferences 106,007 and 106,008 on February 17, 2015.
`
`ANG, Chen-Yen et aI., "pH—sensitive immunoliposomes mediate target—ceII-specific delivery and controlled
`xpression of a foreign gene in mouse," Proc. Natl. Acad. Sci. USA, Vol. 84:7851-7855 (1987)
`
`ATAKABE, Akiya et al., "The role of exon sequences in splice site selection," Genes & Development, Vol. 7:407—418
`1993)
`
`atanabe et al., "Plasma Protein Binding of an Antisense Oligonucleotide Targeting Human ICAM—1 (ISIS 2302),"
`oligonucleotides, Vol. 16, pp. 169— 180 (2006), Exhibit Number 1197 filed in Interferences 106,007 and 106,008 on
`ebruary 17, 2015.
`
`IJNAENDTS, L.C.D. et al., "Prognostic importance of DNA flow cytometric variables in rhabdomyosarcomas," J. Clin.
`'athol., Vol. 46:948—952 (1993) (Exhibit Number 1041 filed in interferences 106008, 106007 on November 18, 2014)
`
`EFS Web 2.1.17
`
`
`
`
`
`
`15349778
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`Filing Date
`2016-11-11
`First Named Inventor
`Peter SAZANI
`
`Art Unit
`|1574
`
` Application Number
`
`Examiner Name
`Not Yet Assigned
`Attorney Docket Number
`
`(A)N
`
`4:.
`
`—l—l
`
`ilton et al. (2007) "Antisense Oligonucleotide—induced Exon Skipping Across the Human Dystrophin Gene
`ranscript," Molecular Therapy 15(7):1288—1296, 10 pages, (Exhibit Number 2121 filed in interferences 106,007 and
`06,008 on February 17, 2015
`
`ILTON, Stephen D. et al., "Antisense oligonucleotides in the treatment of Duchenne muscular dystrophy: where are
`e now?" Neuromuscular Disorders, Vol. 15:399-402 (2005)
`
`ILTON, Stephen D. et al., "Specific removal of the nonsense mutation from the mdx dystrophin mRNA using
`: ntisense oligonucleotides," Neuromuscular Disorders, Vol. 9:330—338 (1999)
`
`0 200224906 A1 of AZL, (University of Western Australia Exhibit 2134, filed April 3, 2015 in Interferences 106007,
`06008, and 106013, pages 1-43.)
`
`0 2004/083432 (the published AZL PCT Application, "Van Ommen"), Pages 71, Exhibit Number 1003 filed in
`nterference 106,013 on February 17, 2015.
`
`O 2013/112053 A1, (University of Western Australia Exhibit 2130,
`06008, and 106013, pages 1—177).
`
`filed April 3, 2015 in Interferences 106007,
`
`OLFF, Jon A. et al., "Direct Gene Transfer into Mouse Muscle in Vivo," Science, Vol. 247:1465-1468 (1990)
`
`ONG, Marisa L. et al., "Real-time PCR for mRNA quantitation," BioTechniques, Vol. 39:75—85 (2005) (Exhibit
`umber 1066 filed in interferences 106008, 106007 on November 18, 2014)
`
`ood, "Toward an Oligonucleotide Therapy for Duchenne Muscular Dystrophy: A Complex Development Challenge,"
`. cience Translational Medicine, Vol. 2, No. 25, pp. 1—6 (March, 2010), Exhibit Number 1116 filed in interferences
`06,007 and 106,008 on February 17, 2015,Doc 335.
`
`ritten Opinion for Application No. PCT/AU2010I001520, 6 pages, dated January 21, 2011
`
`U, B. et al., "Dose-dependent restoration of dystrophin expression in cardiac muscle of dystrophic mice by
`ystemically delivered morpholino," Gene Therapy, Vol. 17:132-140 (2010)
`
`
`
`
`|AVN-009DVCN6
`
`—l—l"NlU'i
`
`—l
`
`|\J|\J—‘O
`
`|\JN
`
`EFS Web 2.1.17
`
`
`
`
`
`
`15349778
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`Filing Date
`2016-11-11
`First Named Inventor
`Peter SAZANI
`
`Art Unit
`|1574
`
` Application Number
`
`|\J00
`
`I I I
`
`|AVN-009DVCN6
`
`
`
`
`I I I
`
`|\J4:.
`
`|\J0'1
`
`00O
`
`00 _.
`
`00N
`
`Examiner Name
`Not Yet Assigned
`Attorney Docket Number
`
`U, Bo et al., "Effective rescue of dystrophin improves cardiac function in dystrophin—deficient mice by a modified
`orpholino oligomer," PNAS, Vol. 105(39):14814-14819 (2008)
`
`U, Bo et al., "Targeted Skipping of Human Dystrophin Exons in Transgenic Mouse Model Systemically for Antisense
`I rug Development," PLoS One, vol. 6(5):e19906, 11 pages (2011)
`
`U, George Y. et al., "Receptor-mediated Gene Delivery and Expression in Vivo," The Journal of Biological
`hemistry, Vol. 263(29):14621-14624 (1988)
`
`U, George Y. et al., "Receptor-mediated in Vitro Gene Transformation by a Soluble DNA Carrier System," The
`ournal of Biological Chemistry, Vol. 262(10):4429—4432 (1987)
`
`yatt et al. "Site—specific cross—linking of mammalian U5 snRNP to the 5' splice site before the first step of pre-mRNA
`plicing," Genes & Development, Vol. 6, pp. 2542-2553 (1992), Exhibit Number 1198 filed in Interferences 106,007
`: nd 106,008 on February 17, 2015.
`
`in et al., "A fusion peptide directs enhanced systemic dystrophin exon skipping and functional restoration in
`ystrophin—deficient mdx mice," Human Mol. Gen., Vol. 18, No. 22, pp. 4405—4414 (2009), Exhibit Number 1200 filed in
`nterferences 106,007 and 106,008 on February 17, 2015.
`
`in et al., "Cell Penetrating peptide—conjugated antisense oligonucleotides restore systemic muscle and cardiac
`ystrophin expression and function," Human Mol. Gen., Vol. 17, No. 24, pp. 3909-3918 (2008), Exhibit Number 1199
`"ed in Interferences 106,007 and 106,008 on February 17, 2015.
`
`in et al., "Functional Rescue of Dystrophin—deficient mdx Mice by a ChimericPeptide-PMO," Mol. Therapy, Vol. 18,
`o. 10, pp. 1822—1829 (October, 2010), Exhibit Number 1117 filed in interferences 106,007 and 106,008 on February
`7, 2015.
`
`okota et al., "Efficacy of Systematic Morpholino Exon—Skipping in Duchenne Dystrophy Dogs," American Neurological
`‘ ssoc., Vol. 65, No. 6, pp. 667—676 (June, 2009), Exhibit Number 1214 filed in Interferences 106,007 and 106,008 on
`ebruary 17, 2015.
`
`'oltek Corp. v. U.S., 95 Fed. Cl. 681 (2011), 23 pages, (Academisch Ziekenhuis Leiden Exhibit 1236, filed May 5,
`'015 in Interference 106007 and 106008).
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`Add
`
`EFS Web 2.1.17
`
`
`
`
`
`
`
`Application Number 15349778
`
` Attorney Docket Number
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`.
`.
`( Not for submissmn under 37 CFR 1.99)
`
`
`Filing Date
`2016-11-11
`First Named Inventor
`Peter SAZANI
`
`Art U .
`mt
`I 1674
`
`Examiner Name
`Not Yet Assigned
`
`
`
`I AVN-OOQDVCNB
`
`EXAMINER SIGNATURE
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here if
`English language translation is attached.
`
`EFS Web 2.1.17
`
`
`
`
`
`Application Number 15349778
`
`Filing Date
`2016-11-11
`First Named Inventor
`Peter SAZANI
`
`Art U .
`
`mt
`I 1674
`Examiner Name
`Not Yet Assigned
`I AVN-009DVCN6
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`.
`.
`( Not for submissmn under 37 CFR 1.99)
`
`
`
` Attorney Docket Number
`
`
`
`
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`El
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`A certification statement is not submitted herewith.
`
`SIGNATURE
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS Web 2.1.17
`
`
` NamelPrint
`Signature
`2016—12—21
`
`
`
`

Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ ChargeStill Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.

This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.

One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site