`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Pa erwork Reduction Act of 1995 no ersons are re-uired to resond to a collection of information unless it disla s a valid OMB control number
`
`UTILITY
`
`PATENT APPLICATION
`
`TRANSMITTAL
`
`MOLECULAR PROFILING OF TUMORS
`
`(Onlyfor new nonprovisional applications under 37 CFR 1.53(b))
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`ADDRESS TO.
`
`Commissioner for Patents
`P-O- BOX 1450
`Alexandria, VA 22313-1450
`
`1D FeeTransmittaI Form
`(PTO/SB/17 or equivalent)
`2. I: Applicant asserts small entity status.
`See 37 CFR 127
`3. D Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/SB/15A or B or equivalent.
`
`ACCOMPANYING APPLICATION PAPERS
`
`10‘ l:l Assignment Papers
`(cover sheet & document(s))
`Name Of ASSIgnee
`
`
`[Total Pages 163
`4. l Specification
`Both the claims and abstract must start on a new page.
`
`]
`
`(See MPEP § 608.01la)for Information on the preferred arrangement)
`Drawing(s) (35 U.S.C. 113)
`[Total Sheets 94
`]
`5.
`6. Inventor’s Oath or Declaration
`[Total Pages
`]
`(including substitute statements under 37 CFR 1.64 and assignments
`
`.
`
`.
`
`serwng as an oath or declaration under 37 CFR 1.63(e))
`a. D Newly executed (original or copy)
`b. D A copy from a prior application (37 CFR 1.63(d))
`Application Data Sheet
`* See note below.
`
`See 37 CFR 1.76 (PTO/AlA/14 or equivalent)
`CD-ROM or CD-R
`
`7.
`
`8.
`
`37 CFR 3.73(C) Statement
`(when there is an assignee)
`
`E Power of Attorney
`
`English Translation Document
`(ifapplicable)
`Information Disclosure Statement
`(PTO/SB/08 or PTO-1449)
`
`|:' Copies of Citations attached
`Preliminary Amendment
`Return Receipt Postcard
`(MPEP § 503) (Should be specifically itemized)
`
`Certified Copy of Priority Document(s)
`(ifforeign priority is claimed)
`
`In duplIcate, large table, or Computer Program (Appendix)
`|:' Landscape Table on CD
`9. Nucleotide and/or Amino Acid Sequence Submission
`(ifapplicable, items a. — c. are required)
`3. D Computer Readable Form (CRF)
`b.|:| Specification Sequence Listing on:
`i. |:' CD—ROM or CD—R (2 copies); or
`ii.|:| Paper
`C. D Statements verifying identity of above copies
`*Note:
`(1) Benefit Claims under 37 CFR 1.78 and foreign priority Claims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`19. CORRESPONDENCE ADDRESS
`
`17. I: Nonpublication Request
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`
`or equvalent'
`18. D Other:
`
`
`
`
`
`
`The address associated with Customer Number: 96600
`Name
`
`OR B Correspondence address below
`
`Address
`
`City —_— zmcwe
`Country— Telephone—-
`
`
`
`lRamin Akhavan/
`Signature
`-
`Name
`58120
`(mm/Type, RamIn Akhavan
`This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`June 24, 2016
`
`Registration No.
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the US. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent.
`If you do not furnish the requested information, the US. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination
`of proceedings or abandonment ofthe application or expiration ofthe patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter ofthe record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use,
`to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that
`agency’s responsibility to recommend improvements in records management practices and programs,
`under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine
`use, to the public if the record was filed in an application which became abandoned or in which the
`proceedings were terminated and which application is referenced by either a published application, an
`application open to public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`law enforcement agency,
`if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`
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