Receipt: date: {39/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —g:-fi$:|o1vfl H——
`STATEMENT BY APPLICANT —1539 '
`'am
`
`(Use as many sheets as necessary)
`
`_
`
`
`
`
`
`Attorney Docket Number
`
`44854-701304
`
`.
`
`Document Number
`
`Number-Kind Codez (it knew”)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-3549368
`
`12-22-1970
`
`ROBERT; H. Collins et al.
`
`US-3920714
`
`11-18-1975
`
`STRECK; Roland
`
`US-4123661
`
`10-31-1978
`
`WOLF; Edward D. et al.
`
`us-4415732
`US-4613398
`
`US-4726877
`
`US-4808511
`
`US-4837401
`
`US-4863557
`
`US-4981797
`
`US-4988617
`
`US-5102797
`
`US-5137814
`
`US-5143854
`
`US-5242794
`US-5242974
`
`US-5288514
`
`11-15-1983
`09-23-1986
`
`aCIARUTHERS; Marvm H. et
`CHIONG; Kaolin N. et al.
`
`FRYD; Michael et al.
`
`HOLMES; Steven J.
`
`HIROSE;Toshifumietal.
`
`KOKAKU;Yuuichietal.
`
`JESSEE; Joel A. et al.
`
`LANDEGREN; Ulfetal.
`
`TUCKER; William T. et al.
`
`RASHTCHIAN;Ayoub etal.
`
`PIRRUNG; Michael c. et al.
`
`09-07-1993
`09-07-1993
`
`XYH'TELEY? Norman M' et
`HOLMES; Christopher P.
`
`02-22-1994
`
`ELLMAN; Jonathan A.
`
`Examiner
`Initials*
`
`
`
`US-5299491
`
`04-05-1994
`
`KAWADA; Kazuki
`
`Examiner
`
`,I’KAIJIANG ZHANG/
`
`Date
`
`09/‘11/2018
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at y;yyy.;._g§_gt_g>_._gg>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —g:-fi$:|01vfl H——
`STATEMENT BY APPLICANT —,639 '
`'am
`
`(Use as many sheets as necessary)
`
`_
`
`
`
`_\
`
`Examiner
`Initials*
`
`.
`
`Document Number
`
`Number-Kind COdezmknown)
`
`US-5384261
`
`US-5387541
`
`_\
`
`US-5395753
`
`US-5431720
`
`US-5445934
`
`US-5449754
`
`US-5459039
`
`US-5474796
`
`US-5476930
`
`[5-5437993
`US-5494810
`
`US-5501893
`
`US-5508169
`
`US-5510270
`
`US-5514789
`
`US-5527681
`
`US-5530516
`
`
`
`Attorney Docket Number
`
`44854-701304
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`WINKLER; James L. et al.
`
`HODGE; Alison M. etal.
`
`PRAKASH; Ramesh K.
`
`NAGAI; Kiyofumietal.
`
`FODOR; Stephen P. A. et al.
`
`NISHIOKA; Gary M.
`
`MODRICH; Paul etal.
`
`BRENNAN; Thomas M.
`
`LETSINGER; Robert L. etal.
`
`01-30-1996
`02-27-1996
`
`la-IIERRNSTADT; Corinna et
`BARANY; Francis et al.
`
`LAERMER; Franz etal.
`
`DEUGAU; Kenneth v. etal.
`
`FODOR; Stephen P. A. et al.
`
`KEMPE; Tomas
`
`HOLMES; Christopher P.
`
`SHEETS; Ronald E.
`
`US-5556750
`
`MODRICH; Paul L. et al.
`
`Examiner
`
`Signature
`
`:lK-AI JIANG ZHANG/
`
`Considered
`
`0 9 / 1 1/2 0 1 8
`
`Date
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at y;yyy.;._g§_gt_g>_._gg>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form; call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —g:-fi$:|01\2 H——
`STATEMENT BY APPLICANT —1539 '
`'am
`Not assigned
`Attorney DocketNumber
`44854-701 304
`
`_—
`
`(Use as many sheets as necessary)
`
`
`
`
`
`Examiner
`Initials*
`
`
`
`.
`
`Document Number
`
`Number-Kind COdezmknown)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-5586211
`
`12-17-1996
`
`DUMITROU; Ion et al.
`
`US-5641658
`US-5677195
`
`06-24-1997
`10-14-1997
`
`QIDAMS; Christopher P. et
`WINKLER; James L. et al.
`
`US-5679522
`
`10-21-1997
`
`MODRICH; Paul L. et al.
`
`US-5700637
`
`12-23-1997
`
`SOUTHERN; Edwin
`
`us-5700542
`US-5702894
`
`US-5707806
`
`US-5712124
`
`US-5739386
`
`US-5750672
`
`US-5780613
`
`us-5330555
`US_5834252
`
`US-5843767
`
`US-5858754
`
`12_23_1997
`
`11-03-1998
`
`ggNFORTE; Joseph Albert
`MODRICH; Paul L. et al.
`
`SHUBER; Anthony P.
`
`WALKER; George Terrance
`
`HOLMES; Christopher P.
`
`KEMPE; Tomas
`
`LETSINGER; Robert L. etal.
`
`ggNFORTE; Joseph Albert
`STEMMER; Willem Peter
`Chnsttaan et al.
`
`BEATTIE; Kenneth L.
`
`MODRICH; Paul L. et al.
`
`US-5861482
`
`MODRICH; Paul L. et al.
`
`Examiner
`
`Signature
`
`:lK-AI JIANG ZHANG/
`
`Considered
`
`0 9 / 1 1/2 0 1 8
`
`Date
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at
`y;r_ryy.;._g§_gt_g>_._g_g>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —g:-fi$:|01v3 H——
`STATEMENT BY APPLICANT —1539 '
`'am
`
`(Use as many sheets as necessary)
`
`_
`
`
`
`
`
`Attorney Docket Number
`
`44854-701304
`
`Examiner
`Initials*
`
`.
`
`Document Number
`
`Number-Kind COdezmknown)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-5869245
`
`US-5877280
`
`US-5882496
`
`US-5922539
`
`US-5922593
`
`us-5923907
`
`YEUNG; Anthony T.
`
`WETMUR; James G.
`
`NORTHRUP; M. Allen et aI.
`
`MODRICH; Paul L. et aI.
`
`LIVINGSTON; Dwight
`
`07_27_1999
`
`WOUDENBERG; Timothy
`M. et al.
`
`US-6008031
`
`12-28—1999
`
`MODRICH; Paul L. et al.
`
`US_6015674
`
`US-6027898
`
`US-6028189
`
`US-6028198
`
`US-6040138
`
`US-6077674
`
`US-6103474
`US-6107038
`
`us_5110532
`US-6114115
`
`WOUDENBERG; Timothy
`M. et al.
`
`GJERDE; Douglas T. etal.
`
`BLANCHARD; Alan P.
`
`LIU;Chuanhuietal.
`
`LOCKHART; David J. etal.
`
`SCHLEIFER; Arthur etal.
`
`EIELLINGER; Douglas J. et
`CHOUDHARY; Gargi et al.
`
`EIELLINGER; Douglas J. et
`WAGNER Jr.; ,Robert E.
`
`08-15-2000
`08-22-2000
`
`08-29-2000
`09-05-2000
`
`Examiner
`
`Date
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at y;yyy.;._g§_gt_g>_._gg>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —gifi$§i)irir H——
`STATEMENT BY APPLICANT —1539 '
`'am
`
`(Use as many sheets as necessary)
`
`_
`
`
`
`1
`
`Attorney Docket Number
`
`44854-701304
`
`.
`
`Document Number
`
`Number-Kind Codez (it knew”)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-6132997
`
`US-6136568
`
`US-6171797
`
`US-6180351
`
`US-6201112
`
`US-6218118
`
`US-6222030
`US-6232072
`
`US-6235483
`
`US-6242266
`
`US-6251588
`
`US-6251595
`
`us-5251535
`US-6258454
`US-6262490
`
`SHANNON; Karen w.
`
`HIATT; Andrew C. et al.
`
`PERBOST; MichelG. M.
`
`CATTELL; Herbert F.
`
`ACH; Robert A.
`
`SAMPSON;Jeffrey R. etal.
`
`04_24_2001
`05-15-2001
`
`EIELLINGER; Douglas J. et
`FISHER; William D.
`
`WOLBER; Paul K. etal.
`
`SCHLEIFER; Arthur etal.
`
`SHANNON; Karen w. etal.
`
`GORDON; Gary B. etal.
`
`BETSEL; Andreas Nikolaus
`:FFKOW'TZ; Steve“ M' et
`HSU; KaO-Yu et al.
`
`06-26-2001
`07-10-2001
`07-17-2001
`
`US-6284465
`
`09-04-2001
`
`WOLBER; Paul K.
`
`US-6287776
`
`09-11-2001
`
`HEFTI; John
`
`Examiner
`lnitials*
`
`
`
`US-6297017
`
`10-02-2001
`
`SCHMIDT; GUnter et al.
`
`Examiner
`
`Signature
`
`,IKAIJIANG ZHANG/
`
`Considered
`
`O 9/] 1 1/20 1.8
`
`Date
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at
`y;r_ryy.;._g§_gt_g>_._g_g>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form; call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —g:-fi$:|01v3 H——
`STATEMENT BY APPLICANT —1539 '
`'am
`Not assigned
`Attorney DocketNumber
`44854-701 304
`
`_—
`
`(Use as many sheets as necessary)
`
`
`
`
`
`Examiner
`Initials*
`
`
`
`.
`
`Document Number
`
`Number-Kind Codez (it knew”)
`
`us-53oo137
`US-6306599
`
`US-6309822
`
`US-6309828
`
`US-6319674
`
`US-6323043
`
`US-6329210
`
`US-6346423
`
`US-6365355
`US-6372483
`
`US-6375903
`
`US-6376285
`
`US-6384210
`
`[5-5337535
`US-6399394
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`10_09_2001
`10-23-2001
`
`EIARHART; Jonathan P. et
`PERBOST; Michel G. M.
`
`10-30-2001
`
`FODOR; Stephen P. A. et al.
`
`10-30-2001
`
`SCHLEIFER; Arthur et al.
`
`FULCRAND; Geraldine etal.
`
`CAREN; Michael P. etal.
`
`SCHLEIFER; Arthur
`
`SCHEMBRI; Carol T.
`
`“SAAC'SSFIAC'EFN'MALONEY
`SCHLEIFER; Arthur etal.
`
`CERRINA; Francesco et al.
`
`JOYNER; Keith A. et al.
`
`BLANCHARD; Alan P.
`
`05_14_2002
`06-04-2002
`
`:IERBOST; Michel G. M. et
`DAHM; Sueann C. et al.
`
`US-6399516
`
`06-04-2002
`
`AYON; Arturo A.
`
`US-6403314
`
`06-11-2002
`
`LANGE; Daniel H. et al.
`
`US-6406849
`
`06-18-2002
`
`DORSEL; Andreas N. et al.
`
`Examiner
`
`Date
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at y;yyy.;._g§_gt_g>_._gg>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —g:-fi$:|01v3 H——
`STATEMENT BY APPLICANT —1539 '
`'am
`
`(Use as many sheets as necessary)
`
`_
`
`_\
`
`
`
`Attorney Docket Number
`
`44854-701304
`
`Document Number
`
`Number-Kind COdezlirknown)
`
`US-6406851
`
`US-6428957
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`06-18-2002
`
`BASS; Jay K.
`
`08-06-2002
`
`DELENSTARR; Glenda C.
`
`US-6440669
`
`08-27-2002
`
`BASS; Jay K. et al.
`
`US-6444268
`US-6446642
`
`US-6446682
`
`US-6451998
`
`US-6458583
`
`US-6461812
`
`US-6461816
`
`US-6469156
`
`US-6518056
`
`US-6521427
`
`US-6521453
`
`US-6558908
`
`US-6566495
`
`US-6582908
`
`09-03-2002
`09-10-2002
`
`:FFKOW'TZ; Steve“ M' et
`CAREN; Michael P. et al.
`
`VIKEN; James P.
`
`PERBOST; MichaelG. M.
`
`BRUHN; Laurakay etal.
`
`BARTH; Phillip w. etal.
`
`WOLBER; Paul K. etal.
`
`SCHAFER; Millie P. et al.
`
`SCHEMBRI; Carol T. et al.
`
`EVANS; Glen A.
`
`CRAMERI; Andreas etal.
`
`WOLBER; Paul K. etal.
`
`FODOR; Stephen P. A. et al.
`
`FODOR; Stephen RA. et al.
`
`Examiner
`Initials*
`
`'
`
`.
`
`
`
`_\
`
`_\_\_\
`
`US-6582938
`
`SU; Xing et al.
`
`Examiner
`Signature
`
`l/KAI JEANS ZHANG/
`
`Date
`Considered
`
`0 9 / 1 1/2 0 1 8
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at y;yyy.;._g§_gt_g>_._gg>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —g:-fi$:|01v3 H——
`STATEMENT BY APPLICANT —1539 '
`'am
`Not assigned
`Attorney DocketNumber
`44854-701 304
`
`_—
`
`(Use as many sheets as necessary)
`
`Examiner
`Initials*
`
`.
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`
`
`Number-Kind COdezliiknown)
`
`US-6586211
`
`07-01-2003
`
`STAEHLER; Peer F. et al.
`
`US-6589739
`
`07-08-2003
`
`FISHER; William D.
`
`us-5502472
`US-6610978
`
`US-6613513
`
`US-6613523
`
`US-6613560
`
`US-6621076
`
`US-6630581
`us_5532541
`US-6635226
`
`US-6649348
`
`US-6660338
`
`US-6664112
`
`US-6670127
`
`US-6670461
`
`US-6673552
`
`08-05-2003
`
`10_07_2003
`10_14_2003
`
`:lfifl/IERMANN; Hans-Peter
`YIN; Hongfeng et al.
`
`PARCE; J. Wallace et al.
`
`FISCHER; Steven M.
`
`TSO; Jacqueline et al.
`
`VAN; De Goor Tom A. et al.
`
`EIELLINGER; Douglas J. et
`SIRENNAN; Thomas M. et
`TSO; Jacqueline et al.
`
`BASS; Jay K. et al.
`
`HARGREAVES; John S.
`
`MULLIGAN; John T. et al.
`
`EVANS; Glen A.
`
`WENGEL; Jesperetal.
`
`FREY; Gerhard
`
`
`
`US-6682702
`
`BARTH; Phillip w. etal.
`
`Examiner
`Signature
`
`l/KAI JEANS ZHANG/
`
`Date
`Considered
`
`0 9 / 1 1 /2 0 1 3
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at y;yyy.;._g§_gt_g>_._gg>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form; call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187m
`
`INFORMATION DISCLOSURE —g:-fi$:|01\2 H——
`STATEMENT BY APPLICANT —,639 '
`'am
`
`(Use as many sheets as necessary)
`
`_
`
`_\_\_\_\_\_\_\
`
`
`
`Attorney Docket Number
`
`44854-701304
`
`Examiner
`Initials*
`
`.
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Number-Kind COdezurknown)
`
`US-6689319
`
`US-6702256
`
`US-6706875
`
`US-6709852
`
`US-6709854
`
`US-6713262
`
`US-6716629
`
`US-6716634
`
`US-6723509
`
`US-6743585
`US-6753145
`
`FISHER; William D. etal.
`
`KILLEEN; Kevin et al.
`
`GOLDBERG; Martin et al.
`
`BLOOM; Fredric R. et al.
`
`DONAHUE; Robert A. etal.
`
`GILLIBOLIAN; Robert etal.
`
`HESS; Robert A. etal.
`
`MYERSON;JoeI
`
`ACH; Robert A.
`
`06-01-2004
`06-22-2004
`
`EIELLINGER; Douglas J. et
`HOLCOMB; Nelson R. et al.
`
`US-6770748
`
`08-03-2004
`
`IMANISHI; Takeshi et al.
`
`US-6770892
`
`08-03-2004
`
`CORSON; John F. et al.
`
`US-6773888
`
`08-10-2004
`
`LI; Handong et al.
`
`US-6794499
`
`US-6796634
`
`Efiéfié‘fiifimmm
`WENGEL; Jesperetal.
`
`CAREN; Michael P. etal.
`
`
`
`US-6800439
`
`McGALL, Glenn
`
`Examiner
`Signature
`
`l/KAI JEANS ZHANG/
`
`Date
`Considered
`
`0 9 / 1 1 /2 0 1 3
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at y;yyy.;._g§_gt_g>_._gg>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form; call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEFT WHERE LINED THROUGH.
`
`/KZ/
`
`

`

`Receipt: date: 09/02/2016
`
`Approved for use through 07/31/2016. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—15187714
`
`INFORMATION DISCLOSURE —g:-fi$:|01v3 H——
`STATEMENT BY APPLICANT —1539 '
`'am
`Not assigned
`Attorney DocketNumber
`44854-701 304
`
`_—
`
`(Use as many sheets as necessary)
`
`
`
`
`
`Examiner
`Initials*
`
`
`
`.
`
`Document Number
`
`Number-Kind Codez (it knew”)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-6815218
`US-6824866
`
`11-09-2004
`11-30-2004
`
`:IACOBSON? Joseph M' et
`GLAZER I; Marc et al.
`
`US-6830890
`
`12-14-2004
`
`LOCKHART; David J. et al.
`
`US-6833246
`
`12-21 -2004
`
`BALASUBRAMAN'AN?
`Shankar
`
`US-6833450
`
`12-21-2004
`
`MCGALL; Glenn et al.
`
`US-6835938
`
`12-28-2004
`
`GHOSH; Jayati et al.
`
`us-5341131
`US-6845968
`
`US-6852850
`
`US-6858720
`
`US-6879915
`
`US-6880576
`
`US-6884580
`
`US-6887715
`
`us-5390723
`US-6893816
`
`01_11_2005
`
`:lfifl/IERMANN; Hans-Peter
`KILLEEN; Kevin et al.
`
`MYERSON;JoeIetaI.
`
`MYERSON;JoeIetaI.
`
`CATTELL; Herbert F.
`
`KARP; Christoph D. et al.
`
`CAREN; Michael P. etal.
`
`SCHEMBRI; Carol T.
`
`05_10_2005
`05-17-2005
`
`:IERBOST; Michel G.M. et
`BEATTIE; Kenneth L.
`
`US-6897023
`
`05-24-2005
`
`FU; Rongdian et al.
`
`Examiner
`Signature
`
`/KAI JIANG ZHANG/
`
`Date
`Considered
`
`0 9 / 1 1 /2 0 1 3
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at y;yyy.;._g§_gt_g>_._gg>_y_or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precede the serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the co