PT-Ci/AlA/Erfi (08—12)
`Approved for use through 01/81/2013. OMB USSiv-GGS“:
`US "rent and Trademark Olli ‘
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`DARTMENT ”VF COMMERCE
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`STATEMENT UNQER 3? CFR 3.?3goi
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`Applicant/Patent Owner: Seoui‘v‘iosysCo _i__td_.____________________________________________________________________________________________________________________________________________________________
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`Application NoJPatent No; 14/9’855”_______________________________________________________ F
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`________________________________________________________
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`Tmed: §PECTRUEV'i DETECTOR
`a Corporation _____________________________________________________________S
`Seoui Viosys Co.
`(Name cl Assignee‘;
`(Type of Assignee, eg , corporation, partnersh:p. university, government agency, etc.)
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`states that, for the patent appiioation/patent identified above. it is (choose one of options t. 2. 3 or 4 beiow):
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`1.
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`2.
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`The assignee of the entire right, title, and interest.
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`An assir nee of less than the entire ri ht. titie and interest check a
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`The extent (by percentage) of its ownership interest is >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>‘34;. Additional Statementis) by the owners
`hoiding the balance of the interest must he submitted to account U 109% or“ the ownership interest.
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`1:] There are unspecified percentages of ownership. The other parties. including inventors. who together own the entire
`right. title and interest are:
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`Additional Statemenhs) by the owneris) hoiding the baiance or“ the interest must he submitted to account for the entire
`right. title. and interest.
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`3. U The assignee of an undivided interest in the entirety (a compiete assignment trom one of the joint inventors was made).
`The other parties. inciuding inventors, who together own the entire right. titie. and interest are:
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` Additional -. 'atement(s) by the owner(s) hoiding the haiance ot the interes' rntstpesuicrned to account for the entire
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`right. title; and interest.
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`4. D The recipient, via a court proceeding or the like (so, bankruptcy. probate), of an undivided interest in the entirety is
`ccmpiete transfer of ownership interest was made). The certified document(s_‘,- showing the transfer is attached.
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`The interest identified
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`option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B beiow):
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`A. H An assignment from the inventoris) or“ the patent appiication/patent identified above. The assignment was recorded in
`Frarne or for which a copy
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`the United States Patent and Trademark Ottice at Fieei
`thereof is attached.
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`B.
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`A chain of titie from the inventoris), of the patent appiication/patent identified above, to the current assignee as toiiows:
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`From: Shire SAKAE, et at.
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`To: Seoui Opto Device (30., Ltd, at at.
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`The document was recorded in the United States Patent and Trademark Office at
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`neei 027245
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`, Frame 9841
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`5 or for which a copy therth is attached.
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`2 From: Seoui Opto Device (30., Ltd.
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`To: Seoui ‘V’ifisys Co” Ltd.
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`The document was recorded in the United States Patent and Trademark Office at
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`Reei 032723
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`. Frame 0125
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`. or tor which a copy thereof is attached.
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`{Page t of 2}
`This coilection or’ information is requ
`in is required to obtain
`'red by ‘2" CFR 373(k)). The intern
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`process) an app
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`JRMS TC) THIS ADDRESS. SEND
`of Commerce. PO. Box 1450, A!exar‘:dria. \I'A 22313»t450. DO NOT SEND FEES OR COMPLE
`Office, J.'.S. Departn‘
`TO: Commissioner tor Patents, RC. Box 1459, Atexandria, VA 22313-145fl.
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`fyou need assistance in. COi'fipl'F' ing {neuter/n, call 1—800—PTO—9199 and select Option 2.
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`Under the Paperwork Red
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`PTO/AtA/QES (08—12)
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`COMEM ERCE
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`CL trol number.
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`The document was recorded in the United States Patent and Trademark Qtiice at
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`Ree! >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>, Frame >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>, or for which a copy thereof is attached
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`The document was recorded in the United States Patent and Trademark Qtiice at
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`V or for which a copy thereof is attache .
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`To:
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`The document was recorded in the United States Patent and Trademark Otfice at
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`V or for which a copy thereof is attac..ed.
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`To:
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`The document was recorded in the United States Patent and Trademark Office at
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`Ree!
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`, Frame
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`. or for which a copy thereof is attache .
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`Additionai documents in the chain of titie are listed on a uppiementai sheet-(s).
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`As required by 37' CFR 3.73(c (1)0), the documentary evidence at the chain of title from the original owner to the
`assignee was; or concurrentiy is being; submitted for recordation pursuant to '37 CPR 3.11.
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`[NOTE-3,: A separate copy (Le; a true copy of the origihai assignment documentrs» must be submitted to Assighm ni
`Division in accordance with 37’ CFR Part :3 to record the assignment in the records of the USPTO. See MPEP 3022.08]
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`Benjamin C. Rothermei
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`The undersigned (whose titie is supplied below) is authorized to act on behalf of the a
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`lbenjamin c. rethermei/
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`Signature
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`Printed or Typed Name
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`Titie or Registration Number
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`{Page 2 of 2}
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`Privacy Act Statement
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`e Privacy Act of 191% (Pt. SSASW) requires that you be given certain information in connection with your
`submission of the attached form reiated to a patent appiication or patent. Aocordingiy, pursuant to the
`requirements oi the Act, please be advised that: (i)- the general authority tor the coilection of this information is 35
`USC. 2(b)(2); (:2) furnishing of the information solicited is voluntary; and (3) the principai purpose for which the
`information is used by the US Patent and Trademark Ofiice is to process and/or examine your submission related
`to a patent appiication or patent.
`if you do not furnish the requested information, the US. Patent and Trademark
`Office may not be abie to process and/or examine your submission, which may resuit in termination of proceedings
`or abandonment of the appiication or expiration oi the patent.
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`The information provided by you in this form wili be subject to the ioilowing routine uses:
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`to
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`or
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`1. The iniormation on this term wiii be treated ooniidentiaiiy to the extent aiiowed under the Freedom oi
`information Act (5 USC. 552‘) and the Privacy Act (5 USS 552a). Records from this system of records
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`A record from this system of records may be disciosed, as a routine use, in the course of presenting
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`4. A record in this system oi records may be disciosed, as a routine use, to a contractor of the Agency
`1.
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`6. A record in this system of records may be disciosed, as a routine use, to another federal agency for
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`8. A record from this system of records may be disciosed, as a routine use, to the pubiic after either
`pubiication oi the application p rsuant to 35 US.-Cf-. 122(b) or issuar ce oi a patent pursuant to 3.5 USS.
`151. Further, a record may be disclosed, subject to the iimitations of 37 CPR H4, as a routine use, to the
`pubiic it the record was filed in an appiication which became abandoned or in which the proceedings were
`terminated and which appiication is reierenced by either a pubiished apoiication, an application open to
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`A record from this system of records may be disciosed, as a routine use, to a Federai, State, or iocai iaw
`enforcement agency, if the USPTO bec ”ties aware of a vioiation or potential vioiation oi law or reguiation.
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`9.
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