Receipt date: 01/21/2015
`
`Eouivalent of Form PTO/SB/OBa 07-09
`
`Substitute for form 1449/PTO
`
`FIRST SUPPLEMENTAL
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(USE as many sheets as necessary)
`
`
`
`
`Cam I lete i Known
`
`Application Number
`14/500,409
`Filing Date
`September 29, 2014
`First Named Inventor
`Alexander Oksche
`
`ArtUnit
`1628
`
`Examiner Name
`Attorney Docket Number
`
`Ricci, Craig D
`1861.2700001/JMC/MSB
`
`.
`
`U.S. PATENT DOCUMENTS
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant Figures Appear
`
`_
`Number—Kind Code 2 (1f
`
`known)
`
`Publication Date
`MM—DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`3773955
`
`3966940
`
`11-20-1973
`
`06-29-1976
`
`4,070,494
`01-24-1978
`Hoffmeister et a].
`———
`07—03-1979
`4,160,020
`Ayer et a].
`12-28-1982
`Leslie
`———
`4,366,310
`08-07-1984
`Hussain
`———
`4,464,378
`04-15-1986
`Lewis et a].
`———
`4,582,835
`04-28-1987
`Lewis et a].
`———
`4,661,492
`
`Examiner
`initials*
`
`C119
`No.1
`
`F‘
`
`S 10
`
`iir‘s11
`
`F‘
`
`F‘
`
`812
`
`813
`
`F‘
`
`814
`
`F‘
`
`815
`L s16
`
`L s19
`
`
`
` ———
`
`
`L S27
`5,556,838
`09-17-1996 Mayer et a].
`
` FOREIGN PATENT DOCUMENTS
`Foreign Patent Document
`_
`_
`Pages’ Columns,
`.
`-
`Pubhcatlon
`L1nes, Where
`
`C d 3 N b r4
`Date
`Relevant Passa es or
`C1te
`C
`Name ofPatentee or
`ner
`EX
`_
`No.1
`ountry 0 e _ um e
`Applicant of Cited Document
`g
`initials*
`
`Relevant Figures
`Kind Codes (ifknown)
`Appear
`
`l
`I..3
`
`
`1..
`.
`
`.m
`
` Li]
`
`I"
`
`
`
`FP3
`FP33
`FP34
`
`GB 1390772
`EP 0 205 282 A2
`EP 0 319 243 A1
`
`04— 6-1975
`12—17—1986
`06-07-1989
`
`ENDO LABORATORIES INC. —
`Euroceltique SA —
`RECKITT & COLMAN
`PRODUCTS LIMITED -
`
`ALBERT EINSTEIN COLLEGE
`OF MEDICINE OF YESHIVA
`02-01-1996
`FP35 WO 9602251 A1
`
`UNIVERSITY
`
`
`03/22/2015
`is
`.
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`pr OVlded and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspt0.g0v 0r MPEP 901.04. 3 Enter Office that issued the document, by the two—letter code (WIPO
`Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a
`°he°kmarkhEEEHEEEgEEENlfi‘EEW‘NSi{DEREK} EXCEPT WHERE UNED TH ROUGH.
`
`/C.R./
`
`

`

`Receipt date: 01/21/2015
`
`Eouivalent of Form PTO/SB/OBa 07-09
`
`Substitute for form 1449/PTO
`
`FIRST SUPPLEMENTAL
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(USE as many sheets as necessary)
`
`
`
`
`Cam I lete i Known
`
`Application Number
`14/500,409
`Filing Date
`September 29, 2014
`First Named Inventor
`Alexander Oksche
`
`ArtUnit
`1628
`
`Examiner Name
`Attorney Docket Number
`
`Ricci, Craig D
`1861.2700001/JMC/MSB
`
`Examiner
`initials*
`
`.
`
`C119
`No.1
`
`F‘
`
`F‘
`
`U.S. PATENT DOCUMENTS
`
`_
`Number—Kind Code 2 (1f
`
`known)
`
`Publication Date
`MM—DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant Figures Appear
`
`5,580,876
`
`12-03-1996
`
`5,624,932
`
`04-29-1997
`
`S30
`
`L831
`
`L832
`
`L833
`
`L834
`
`L835
`
`L836
`
`L839
`
`840
`
`U).1;N
`
`843
`
`
`
`ET(/13 6,375,957 B1
`04-23-2002 Kaiko et a].
`—_—
`11-05-2002 Kaiko et a].
`—_—
`6,475,494 B2
`("("
`09-30-2003
`Palermo et a].
`—_—
`6,627,635 B2
`—_—
`6,696,066 B2
`02—24—2004 Kaiko et a1.
`—_—
`6,696,088 B2
`02—24—2004 Oshlack et a7.
`—_—
`L 846
`6,716,449 B2
`04—06—2004 Oshlack et a1.
`
`L 847
`6,995,169 B2
`02—07—2006 Chapleo et a1.
`
`
`
` L 844
`
`
`
`
`
`
`
`
`_
`'
`'
`'
`*
`Exannner
`1n1t1a1s
`
`
`
`1 e
`C't N
`
`0-
`
`C
`
`Foreign Patent Document
`C d —N
`b
`—K' d
`3
`4
`um er
`ountry o e
`1n
`Code5 (ifknown)
`FP36 WO 97/33566
`
`FOREIGN PATENT DOCUMENTS
`
`Publication
`Date
`MM—DD—YYYY
`
`'
`'
`Name ofPatentee or
`Apphcant of Clted Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`09-1 8- 1997
`
`ALZA CORPORATION
`
`FP37 WO 99/32119
`
`07-01-1999
`
`EURO-CELTIQUE S.A.
`
`FP3 8 WO 99/32120
`FP39 wo 00/67739
`FP40
`AU 2002305559 B2
`FP41
`CA 2 478 523 A1
`wo 2005/053587 A1
`
`
`
`
`07-01-1999
`11—16—2000
`11—25—2002
`10—16—2003
`06—16—2005
`
`EURO-CELTIQUE S.A.
`PAIN THERAPEUTICS, INC. —
`Endo Pharmaceuticals, Inc. —
`EURO-CELTIQUE S.A. —
`SECURA PHARMACEUTICALS,
`
`
`
`
`
`Date Considered
`Examiner Signature
`[Cray RlCCi/
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspt0.g0v 0r MPEP 901.04. 3 Enter Office that issued the document, by the two—letter code (WIPO
`Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a
`°he°kmarkhfiEEHEEEEEENlfiEEW‘NSIDEREK? EXCEPT WHERE LINED TH ROUGH.
`
`/C.E./’
`
`

`

`Receipt date: 01/21/2015
`
`Eouivalent of Form PTO/SB/OBa 07-09
`
`Substitute for form 1449/PTO
`
`FIRST SUPPLEMENTAL
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(USE as many sheets as necessary)
`
`
`
`
`Comlletei Known
`
`Application Number
`14/500,409
`Filing Date
`September 29, 2014
`First Named Inventor
`Alexander Oksche
`
`Art Unit
`1628
`
`Examiner Name
`Attorney Docket Number
`
`Ricci, Craig D
`1861.2700001/JMC/MSB
`
`.
`
`U.S. PATENT DOCUMENTS
`
`_
`Number—Kind Code 2 (1f
`
`Publication Date
`MM—DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Relevant Passages or Relevant Figures Appear known)
`
`Pages, Columns, Lines, Where
`
`7,144,587 B2
`
`12-05-2006
`
`Oshlack eta].
`
`202270702
`02-00-2007
`———
`Kumar et a].
`04-10-2007
`7,201,920 B2
`
`Examiner
`initials*
`
`C119
`
`("F‘
`s 50
`(Ti
`
`0022
`
`0020
`
`0002
`
`S63
`
`Ii
`
`L S66
`
`Oshlack et a].
`01-24-2002
`2002/0010127 A1
`———
`———
`2003/0044458 A1
`03-06-2003 Wright, IV et a1.
`———
`2003/0059471 A1
`05—27—2003
`Compton et a1.
`2003/0065002 A1
`04—03—2003
`Caruso et a2.
`———
`L S67
`2003/0068371 A1
`04—10—2003
`Oshlack et a1.
`———
`
`04—10—20032003/0069263 A1L S68 Breder et a2.
`
`
`
`
`
`
` L S64
`
`03/22/2015
`
`
`Examiner
`initia1s*
`
`Foreign Patent DOCIHIKHIt
`Country Code3 —Number4—Kind
`Codes (ifknown)
`FP43 WO 2007/088489 A2
`
`C116 No-
`
`'-
`
`FOREIGN PATENT DOCUMENTS
`Publication
`Date
`MM—DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`08-09-2007
`
`HARROGATE HOLDINGS
`LABTEC GESELLSCHAFT FUR
`TECHNOLOGISCHE
`FORSCHUNG UNG
`ENTWICKLUNG MBH
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two—letter code (WIPO
`Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a
`°he°kmarkhfiffifinfifiggéffiWfiEiSW‘NSiDEREK? EXCEPT WHERE UNED TH RQUGH.
`
`/C.R./’
`
`Date Considered
`
`

`

`Receipt date: 01/21/2015
`
`Eouivalent of Form PTO/SB/OBa 07-09
`
`Substitute for form 1449/PTO
`
`FIRST SUPPLEMENTAL
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(USE as many sheets as necessary)
`
`
`
`
`Cam I lete i Known
`
`Application Number
`14/500,409
`Filing Date
`September 29, 2014
`First Named Inventor
`Alexander Oksche
`
`ArtUnit
`1628
`
`Examiner Name
`Attorney Docket Number
`
`Ricci, Craig D
`1861.2700001/JMC/MSB
`
`Examiner
`initials*
`
`.
`
`C119
`No.1
`
`U.S. PATENT DOCUMENTS
`
`_
`Number—Kind Code 2 (1f
`
`known)
`
`Publication Date
`MM—DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant Figures Appear
`
`L S69
`
`2003/0073714 A1
`
`04—17—2003
`
`
`
`L $70
`
`2003/0124185 A1
`
`07—03—2003
`
`Oshlack et a1.
`
`s71
`
`(/1 \lN
`
`S73
`
`S74
`
`$75
`
`2003/0191147 A1
`
`10-09-2003
`
`Sherman et a].
`
`2004/0092542 A1
`
`05-13-2004
`
`Oshlack et a].
`
`2004/0176402 A1
`
`09-09-2004
`
`Oshlack et a].
`
`2005/0085440 A1
`
`04-21-2005 Birch et a].
`
`2005/0112067 A1
`
`05-26-2005 Kumar et a].
`
`F‘
`
`$76
`F‘ m \1 \1
`
`2005/0245483 A1
`
`2006/0182801 A1
`
`11-03-2005
`
`08-17-2006
`
`Bro mann et a].
`Breder et a].
`
`S78
`
`S79
`
`2007/0264327 A1
`
`11-15-2007
`
`Kumar et a].
`
`2015/0005331A1
`
`01-01-2015
`
`Wright et a].
`
`
`
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`initia1s*
`
`Cite No.
`
`Foreign Patent Document
`Country Code3—Number4—Kind
`Codes (ifknown)
`
`Publication
`Date
`MM—DD—YYYY
`
`Name ofPatentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`
`Figures Appear
`
`
`1955032_1
`
`Date Considered
`/mg 7 “391/
`Examiner Signature
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspt0.g0v 0r MPEP 901.04. 3 Enter Office that issued the document, by the two—letter code (WIPO
`Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a
`°he°kmarkhfiEEHEEEEEENlfiEEW‘NSiDEREK? EXCEPT WHERE UNEE} TH ROUGH.
`
`/C.E./
`
`