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`Folch, et al., A Simple Method for the Isolation and Purification of Total Lipids from Animal Tissues. J. Biol. Cnem.,
`226, 497-509 (1957)
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`Grant of Request for Ex parte Reexamination of the ‘351 patent
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`Grit et al., Hydrolysis of phosphatidylcholine in aqueous liposome dispersions, Int. J. Pharmaceutics 50:1-6 (1989)
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`Hendersonetal., Lipid Composition of the Pineal Organ from Rainbow Trout (Oncorhynchus mykiss), Lipids, Vol. 29,
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`Herman and Groves, The Influence of Free Fatty Acid Formation on the pH of Phospholipid-Stabilized Triglyceride
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`1-16 (on or before December 28, 1994) (‘Itano”)
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`Chromatography -Electrospray lonization-Tandem Mass Spectrometry (LC-ESI-MS2) of Molecular Species, J. Agric.
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`Amer. Oil Chem. Soc. 71(5):479-82 (1994)
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`October 24, 2012 Office Action, ‘675 patent
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`Office Action dated January 5, 2012, ‘351 patent
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`Provisional Application No. 60/307 ,842 (Priority documentfor the ‘351 patent)
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`Supplemental Declaration of Bjorn Ole Haugsgjerd submitted during inter partes reexamination of parent patent U.S.
`8,030,348 (“Haugsgjerd ‘348 Supp. Decl.”)
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`Supplemental Declaration of Dr. Earl White submitted during inter partes reexamination of parent patent U.S.
`8,030,348 (“White Supp. Reexam. Decl.”}
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`Supplemental Declaration of Dr. Earl White submitted during prosecution of parent patent U.S. 8,278,351 (“White
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`Supplemental Declaration of Dr. Thomas Gundersen submitted during inter partes reexamination of parent patent U.S.
`8,030,348 (“Gundersen Supp. Decl.”}
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`Tocher, Chapter 6, Glycerophospholipid metabolism, Biochemistry and molecular biology of fishes, vol. 4, Hochachka
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`“Neptune Technologies & Bioressources Soon to Obtain a Major Patent in Over 30 Countries” (“2001 Press Release,”) [|
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`Action Closing Prosecution, ‘348 patent
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`3
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`Ol
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`4
`(“Balassa”)
`
`
`Ol
`Bell and Dick, Molecular Species Composition of the Major Diacyl Glycerophospholipids from Muscle, Liver, Retina
`5
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`[|
`Bell, Molecular Species Analysis of Phosphoglycerides from the Ripe Roes of Cod, Lipids, Vol. 24, No. 7 (1989)
`6
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`Bell, Molecular Species Composition of Phosphatidylcholine from Crypthecocinium cohnii in Relation to Growth
`Temperature Lipids 25, 115-118 (1990)
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`Bergelson (ed.), Lipid Biochemical Preparations, Chapter |.1, pp. 1-13 (1980) (“Bergelson”)
`
`Bottino, N.R., “Lipid Composition of Two Species of Antarctic Krill: Euphausia Superba and E. Crystallorophias,”
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`
`Buda, Structural order of membranes and composition of phospholipidsin fish brain cells during thermal
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`Certificate of translation of Ex. 1072: Fisheries Agency, General Report on Research and Developmentof
`Techniquesin Processing and Utilization of Marine Products, Chapter 6, Developmentof technology for recovery of
`valuable substances (astaxanthin) from krill, by Takao Fujita, pp. 273-307 (March 1985); Japanese language documen
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`Certificate of translation of Ex. 1076: Japanese Patent Publication No. H08-231391, entitled “Medicine for
`Improvement of Dementia Symptoms”
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`Certification of translation of Ex. 1070: Japanese Unexamined Patent Application Publication No. 02-215351
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`Certified translation of Ex. 1070: Japanese Unexamined Patent Application Publication No. 02-215351, titled Krill
`Phospholipids Fractioning Method (“Maruyama,”}, Certificate of Translation provided as Ex. 1071.
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`Processing and Utilization of Marine Products, Chapter 6, Development of technology for recovery of valuable
`substances (astaxanthin) from krill, by Takao Fujita, pp. 273-307 (March 1985) (“Fujita”) ; Certificate of Translation
`provided as Ex. 1073.
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`Certified translation of Ex. 1076: Japanese Patent Publication No. H08-231391, entitled “Medicine for Improvementof
`Dementia Symptoms” (“Yasawa’): Certificate of Translation provided as Ex. 1077.
`
`Declaration of Bjorn Ole Haugsgjerd in support of Inter Partes Review of U.S. Pat. No. 8,278,351 (“Haugsgjerd”)
`
`Declaration of Bjorn Ole Haugsgjerd submitted during inter partes reexamination of parent patent U.S. 8,030,348
`(“Haugsgjerd ‘348 Decl.”)
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`Declaration of Dr. Albert Lee in Support of Inter Partes Review of U.S. Pat. No. 8,278,351 (“Lee”)
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`Declaration of Dr. Albert Lee in Support of Inter Partes Review of U.S. Pat. No. 8,383,675 (“Lee”)
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`Declaration of Dr. Chong Lee submitted during inter partes reexamination of parent patent U.S. 8,030,348 (“Yeboah
`Reexam Dec!.”)
`
`Declaration of Dr. Earl White submitted during prosecution of parent patent U.S. 8,030,348 (“2011 White Decl.”)
`
`Declaration of Dr. lvar Storra in support of Inter Partes Review of U.S. Pat. No. 8,278,351 (“Storre”)
`
`Declaration of Dr. lvar Storra in support of Inter Partes Review of U.S. Pat. No. 8,383,675 (“Storra”)
`
`Declaration of Dr. Jacek Jaczynski from inter partes reexamination of the parent patent U.S. 8,030,348 (“Jaczynski
`Reexam. Decl.”)
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`Declaration of Dr. Jaczynski submitted during prosecution of parent patent U.S. 8,278,351 (Jaczynski ‘351 Decl.”)
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`Receipt date: 09/18/2014
`Application Number
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`14490176 - GAU: 1651
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`INFORMATION DISCLOSURE
`First Named Inventor|Inge Bruheim
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`STATEMENT BY APPLICANT
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`Declaration of Dr. Jeff Moore in Support of Inter Partes Review of U.S. Pat. No. 8,278,351 (“Moore”)
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`Declaration of Dr. Jeff Moore in Support of Inter Partes Review of U.S. Pat. No. 8,383,675 (“Moore”)
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`Declaration of Dr. Richard van Breemen in Support of Inter Partes Review of U.S. Pat. No. 8,278,351 (“Van Breemen”)
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`Declaration of Dr. Richard van Breemen in Support of Inter Partes Review of U.S. Pat. No. 8,383,675 (“Van Breemen”
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`Declaration of Dr. Shahidi submitted curing inter partes reexamination of parent patent U.S. 8,030,348 (Shahidi
`Reexam. Decl.”)
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`Declaration of Dr. Shahidi submitted curing prosecution of parent patent U.S. 8,278,351 (Shahidi ‘351 Decl.”)
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`Declaration of Dr. Suzanne Budge in Support of Inter Partes Review of U.S. Pat. No. 8,278,351 (“Budge”)
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`Declaration of Dr. Suzanne Budge in Support of Inter Partes Review of U.S. Pat. No. 8,383,675 (“Budge”)
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`Declaration of Dr. Thomas Brenna in support of Inter Partes Review of U.S. Pat. No. 8,278,351
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`Declaration of Dr. Thomas Brenna_in support of Inter Partes Review of U.S. Pat. No. 8,383,675
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`Declaration of Dr. Thomas Gundersen submitted during inter partes reexamination of parent patent U.S. 8,030,348
`(“Gundersen Decl.”)
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`Receipt date: 09/18/2014
`Application Number
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`by Takao Fujita, pp. 273-307 (March 1985); Japanese language document
`| AKBM-14409/US-5/ORD Declaration of Dr. Tina Sampalis submitted during inter partes reexamination of parent patent U.S. 8,030,348
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`Declaration of Dr. Van Breemen submitted during Ex parte Reexamination of the ‘351 patent (Van Breemen ‘351
`Reexam. Decl.”
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`Declaration of Dr. Van Breemen submitted during Inter partes Reexamination of the ‘348 patent (Van Breemen ‘348
`Reexam Decl.”
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`Declaration of Dr. Yeboah submitted during inter partes reexamination of parent patent U.S. 8,030,348 (“Yeboah
`Reexam Dec!.”)
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`Declaration of Dr. Yeboah submitted during prosecution of parent patent U.S. 8,278,351 (“Yeboah ‘351 Dec!.”}
`
`Eichberg, “Lecithin — It Manufacture and Use in the Fat and Oil Industry,” Oils and Soap 51-54, 1939 (“Eichberg”}
`
`Expert Witness Report of Dr. Theodore Welch submitted in relation to ITC Investigation No. 337-TA-877 (“Welch’}
`
`Farkas, Composition and Physical State of Phospholipids in Calanoid Copepods from India and Norway, LIPIDS, Vol.
`23, No. 6 (1988)
`
`Final Prospectus dated May 11, 2001 (“Final Prospectus”)
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`Fisheries Agency, General Report on Research and Development of Techniques in Processing and Utilization of
`Marine Products, Chapter 6, Development of technology for recovery of valuable substances (astaxanthin) from krill,
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`04057853
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`CN Office Action mailed April 27, 2012, JP Patent Application No. 200880112125.6 (and English translation)
`
`
`
`Ol
`FRICKE,et al., Lipid, Sterol and Fatty Acid Composition of Antarctic Krill (Euphausia superba Dana), Lipids (1984) 19
`2
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`Ol
`FRICKE,et al., 1-O-Alkylglycerolipids in Antarctic Krill (Euphausia Superba Dana), Comp. Biochem. Physiol. (1986)
`3
`85B(1): 131-134
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`
`Ol
`GORDEEV, K.Y., et al. "Fatty Acid Composition of the Main Phospholipids of the Antarctic Krill, Euphausia superba,"
`4
`Chem. Nat. Cmpds. (1990) 26(2), pp. 143-147
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`5
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`GRANTHAM (1977) Southern Ocean Fisheries Survey Programme, FAO Rome, GLO/SO/77/3: 1-61.
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`[|
`
`
`
`Ol
`RAVENTOSet al., Application and Posssibilities of Supercritical CO2 Extraction in Food Processing Industry: An
`6
`Overview, Food Science and Technology International (2002) 8: 269-284
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`Ol
`TANAKA,T., et al., Platelet-activating Factor (PAF)-like Phospholoipds Formed during Peroxidation of
`7
`Phosphatidylcholines from Different Foodstuffs, Biosci. Biotech. Biochem. (1995) 59 (8), pp. 1389-93
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`WINTHER,et al., Elucidation of Phosphatidylcholine Composition in Krill Oil Extracted from Euphausia superba,Lipids Ol
`(2011) 46: 25-36
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