throbber
Trials@uspto.gov
`Tel: 571-272-7822
`
`Paper 7
`Entered: June 28, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`SANOFI-AVENTIS U.S. LLC and
`SANOFI-AVENTIS DEUTSCHLAND GMBH,
`Petitioners,
`
`Vv.
`
`ASTRAZENECA PHARMACEUTICALSLPand
`AMYLIN PHARMACEUTICALS, LLC,
`Patent Owners.
`
`Case IPR2016-00355
`Patent 8,951,962 B2
`
`Before SHERIDAN K. SNEDDEN, ZHENYU YANG,and
`TINA E. HULSE,Administrative Patent Judges.
`
`SNEDDEN,Administrative Patent Judge.
`
`DECISION
`Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`

`

`IPR2016-00355
`Patent 8,951,962 B2
`
`I.
`
`INTRODUCTION
`
`Sanofi-Aventis U.S. LLC and Sanofi-Aventis Deutschland GMBH
`
`(collectively, “Petitioner” filed a Petition (Paper 3; “Pet.”) to institute an
`interpartes review ofclaims 1-3 and 7-9 ofUS 8,951,962 B2 (Ex. 1001;
`“the ’962 patent”). AstraZeneca Pharmaceuticals LP and Amylin
`Pharmaceuticals, LLC (collectively, “Patent Owner’’) did not file a Patent
`
`OwnerPreliminary Response. Weapply the threshold for review under 35
`
`U.S.C. § 314.
`Uponconsideration of the above-mentioned Petition, we concludethat
`Petitioner has established that there is a reasonable likelihood thatit will
`
`prevail with respect to at least one of the challenged claims. Weinstitute an
`inter partes review as to claims 1-3 and 7-9 ofthe ’962 patent.
`
`A. Related Proceedings
`Patent Owneridentifies the following co-pending case involving the
`°962 patent: Sanofi-Aventis U.S. LLC, etal. v. AstraZeneca Pharmaceuticals
`LP, et al., Civil Action No. 15-cv-00662-GMS(D.Del.). Paper 6.
`Concurrent with the present inter partes review,Petitioner also
`requested review ofclaimsin related patents, including: U.S. Patent No.
`7,297,761 (Case IPR2016-00348); U.S. Patent No. 7,691,963 (Case
`IPR2016-00353); and U.S. Patent No. 8,445,647 (Case IPR2016-00354).
`
`B. The ’962 patent (Ex. 1001)
`The ’962 patent discloses “modified exendins and exendin agonists
`having an exendin or exendin agonist linked to one or more molecular
`weight increasing compounds, of which polyethylene glycol polymers (or
`other molecular weight increasing agents), and related products and
`
`2
`
`

`

`IPR2016-00355
`-Patent 8,951,962 B2
`
`/
`
`r&
`
`_ methods.” Ex. 1001, 4:9-15. The "962 patent discloses exendin-4 asa
`peptide that has the sequenceset forth in SEQ.ID NO: 2. Id. at 1:57-58,
`31:1-21, Figure 2. The “molecular weight increasing compounds”are
`described as follows:
`’
`
`'
`
`A “molecular weight increasing compound”is one that can be
`conjugated to an exendin or exendin agonist and thereby increase
`the molecular weight of the resulting conjugate. Representative
`examplesofmolecular weight increasing compounds, in addition
`to PEG,are polyamino acids (e.g., poly-lysine, poly-glutamic
`acid, and poly-aspartic acid;
`see Gombotz, et al.
`(1995),
`Bioconjugate Chem., ‘vol. 6: 332-351; Hudecz, et al. (1992),
`Bioconjugate Chem., vol. 3, 49-57; Tsukada, et al. (1984), J.
`Natl. Cancer Inst., vol 73: 721-729; Pratesi, et al. (1985), Br. J.
`Cancer, vol.
`52: 841-848), particularly those of the L
`conformation,
`pharmacologically
`inactive
`proteins
`(e.g.,
`~ albumin; see Gombotz, et al. (1995) and the references cited
`therein), gelatin (see Gombotz, et al. (1995) and the references
`- cited therein), succinyl-gelatin (see Gombotz, et al. (1995) and
`the references cited therein), (hydroxypropyl)-methacrylamide
`(see Gombotz,et al. (1995) andthe references cited therein), a
`fatty acid, a polysaccaride,a lipid amino acid, and dextran.
`Id. at 4:52-5:3.
`The ’962 patent discloses that “[t]he polyethylene glycol polymers(or
`other molecular weight increasing agents) are preferably linked to an amino,
`carboxyl,or thio group, and maybelinked by N or C termini of side chains
`of lysine, aspartic acid, glutamic acid, or cysteine, or alternatively, the
`polyethylene glycol polymersor other molecular weight increasing agents
`may be linked with diamine and dicarboxylic groups.” Jd. at 5:42-48.
`
`‘
`,
`C. Challenged claims
`Challenges claims 1-3 and 7-9 ofthe 962 patent are reproduced
`below:
`-
`
`i
`
`3
`
`

`

`IPR2016-00355
`Patent 8,951,962 B2
`
`1. A compound comprising exendin-4, or agonist analog of
`exendin-4, linked to a polyamino acid through the C-terminal
`amino acid of the exendin-4 or agonist analog of exendin-4,
`wherein the agonist analog of exendin-4 comprises one or more
`naturally occurring amino acids deleted or replaced with another
`amino acid or amino acids and said polyamino acid is selected
`from the group consisting ofpoly(L-lysine), poly-“glutamic acid,
`and poly-aspartic acid.
`2. The compound according to claim 1, wherein the polyamino
`acid is poly(L-lysine).
`
`3. A pharmaceutical composition comprising the exendin-4,or
`agonist analog of exendin-4 according to claim 1 and a
`pharmaceutically acceptable carrier wherein the exendin-4, or
`the agonist analog of exendin-4 has‘a kidney clearancethatis less
`than 50% ofthe kidney clearanceofthe exendin-4,or the agonist
`analog of exendin-4 without the C-terminal linked polyamino
`acid.
`(
`
`7. A method for treating diabetes, postprandial hyperglycemia,
`or impaired glucose tolerance comprising administering to a
`human in need of
`treatment
`for diabetes, postprandial
`hyperglycemia, or impaired glucose tolerance a therapeutically
`effective amount of a composition according to claim 3.
`
`8. The methodfortreating diabetes according to claim 7.
`9. The method according to claim 8, wherein the diabetesis type
`
`II diabetes.
`
`.
`
`‘
`
`

`

`IPR2016-00355
`Patent 8,951,962 B2
`
`D. Asserted Grounds of Unpatentability
`Petitioner challenges claims 1—3 and 7-9 ofthe ’962 patenton the
`following grounds. Pet. 32-59.
`
`
`
`
`
`
`[Ground]Reference)[Basis]Claims}Challenged
`
`
`
`
`
`
`
`
`
`RE 3134 § 102(e)|1-3, 7-9
`
`Larsen PCT
`
`Larsen ’107
`
`|
`
`6
`
`
`
`§ 103(a)
`
`§ 103(a)
`
`
`
` |
`
`Petitionerrelies also onthe Declaration ofDr. S. Russ Lehrman (Ex.
`1002).
`
`1 International Application No. PCT/DK99/00118 to Bjarne Due Larsen,
`filed March 9, 1999, published in English as International Publication No.
`WO 99/46283 on September 16, 1999. Ex. 1009 (“Larsen PCT”).
`2 U.S. Patent No. 7,414,107 to Bjarne Due Larsen, issued August 19, 2008.
`Ex. 1010 (“Larsen ’107”). Larsen ’107 is a continuation of Larsen PCT.
`3 U.S. Patent No. 6,528,486 to Bjarne Due Larsenet al., issued March 4,
`2003. Ex. 1011 (“Larsen °486”).
`4 U.S, Patent No. RE45,313 to Bjarne Due Larsen etal., issued December
`30, 2014. Ex. 1012 (“RE ’313”). RE ’313 is a reissue of Larsen °486. |
`“5
`
`

`

`IPR2016-00355
`Patent 8,951,962B2
`
`‘
`
`Il. ANALYSIS
`~
`' A, Claim Interpretation
`In an interpartes review, the Board interprets aclaimterminan .
`unexpired patent accordingto its broadest reasonable construction in light of
`the specification of the patent in which it appears. 37 C.F.R. § 42.100(b);
`Cuozzo Speed Techs., LLC v. Lee, No. 15-446, 2016 WL 3369425 (U.S.
`June 20, 2016).: Underthat standard, and absent any special definitions, we
`assign claim termstheir ordinary and customary meaning, as would be
`understood by one ofordinary skill in the art at the time of the invention,in
`the context of the entire patent disclosure. Jn re Translogic Tech., Inc., 504
`F.3d 1249, 1257 (Fed. Cir. 2007). Only terms that are in controversy need to
`be construed,however, and then only to the extent necessary to resolve the
`controversy. Vivid Techs.; Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803
`(Fed. Cir. 1999).
`|
`Weinterpret the following terms ofthe challenged claims as part of
`our analysis. Based upon the facts presented, we determinethat the explicit
`construction of any other specificclaim term is unnecessary to reach our
`decision that Petitioner has established that there is a reasonable likelihood
`that it will prevail with respect to at least one of the challenged claims. See,
`e.g., Wellman, Inc. v. Eastman Chem. Co., 642 F.3d 1355, 1361 (Fed. Cir.
`2011) (“[C]laim terms need only be construed ‘to the extent necessary to
`resolve the controversy.””) (quoting Vivid Techs., 200 F.3d at.803)). At this
`stage of the proceeding, the Board has not madea final determination as to
`the construction of any claim term.
`
`~
`
`

`

`IPR2016-00355
`Patent 8,951,962 B2
`
`,
`-
`cS
`.
`1. “exendin-4*
`The "962 patent discloses that “[t]he amino acid sequence ofexendin-
`“4 is shown in FIG. 2.” Ex. 1001, 1:57—58; see also id.at 31:1-21. Using the
`standard three-letter codes for amino acids, Figure 2 shows the 39-amino
`acid polypeptide sequence for exendin-4 terminating in an amide:
`His: Gly Glu Gly Thr Phe Thr Ser Asp Leu Ser Lys Gin Met Gly Glu
`Glu Ala Val Arg Lew Phe Ite Glu ig Leu Lys Asn Gly ey Pro Ser
`SerGly“a ProPro ProSer-NH,
`|
`Fig. 2
`Exendin-4is also identified as SEQ ID NO: 2, which does not show-
`
`the polypeptide terminating in an amide. Petitioner directs us to SEQ ID
`NO:2 and contends that the broadest reasonable interpretation of “exendin-
`4” to a person of ordinary‘skill in the art would be SEQ ID NO:2, which
`does not require exendin-4 terminating in an amide. Pet. 27—28 (citing Ex.
`1002 §] 57-62).
`Weare not persuaded. Patent applications that contain a disclosure of
`an unbranched sequenceof four or more amino acids must comply with the
`requirements of 37 C.F.R. §§ 1.821—1.825 (“Sequence Rules”). The
`sequencelisting presents the polypeptide sequence of exendin-4 as SEQ ID
`NO: 2 in compliance with the Sequence Rules. Petitioner argues that the
`‘mere compliance ofthe Sequence Rulesis sufficient to lead-a person of .
`ordinary skill in the art to understand that exendin-4 does not terminate in an
`amide, despite the clear disclosure of the terminating amide in the
`specification of the ’962 patent. Ex. 1001, 1:57-58, 31:1-21. The evidence
`‘presented by Petitioner does not persuade us that a person of ordinary skillin.
`7 NO
`.
`7
`
`

`

`|
`
`7
`
`IPR2016-00355
`Patent 8,951,962 B2
`the art would understand that the specific chemicalstructure disclosed for
`exendin-4 should be altered because ofthe inventor’s compliance with the
`formalities ofthe Sequence Rules.
`|
`Wefind “exendin-4”tobe expressly defined in the 962 patent as the '
`amino acid sequence shownin FIG.2.
`_ Petitioner contends further that
`
`The “exendin-4” must also include a C-terminal aminoacid that
`is able to covalently link to a polyamino acid. A person of
`ordinary skill in art would understand that an exendin-4 “linked
`to a polyaminoacid through the C-terminal amino acid residue”
`would most likely be linked at the terminal carboxyl group. See
`Ex. 1002, 9 61. The amide that is normally found on this amino
`acid in exendin-4 would needto be absentfor the peptide to link
`to the polyaminoacid in that manner. Jd.
`Pet 28. Here, we distinguish between “exendin-4” and exendin-4 “linked to
`_a polyaminoacid through the C-terminal aminoacid.” Petitioner has
`presented sufficient evidence for usto find, at this stage of the proceeding,
`that the chemical structure of exendin-4 would need to be modified in order
`to be successfully linked to a polyaminoacid through the C-terminal amino
`acid to form an exendin-4—polyamino acid conjugate. Ex. 1002 {J 57-61.
`
`2. “agonist analog ofexendin-4”
`
`The term “agonist analog of exendin-4”is not expressly defined in the
`962 patent. However, the term “exendin agonist” is expressly defined as
`follows:
`
`a compound which mimics the effects ofexendins, e.g., on gastric
`motility and gastric emptying (namely, a compound which
`effectively binds to the receptor at which exendins exert their
`action on gastric motility and gastric emptying, preferably an
`.
`\
`
`8
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`

`

`IPR2016-00355
`Patent 8,951,962 B2
`
`analog or derivative of an exendin) or a compound,e.g., that
`mimics the effects of exendin on the reduction of food intake by
`binding to the receptor or receptors where. exendin causesthis
`effect.
`Id. at 6:53-60 (emphasis added).
`The ’962 patent further discloses that “[e]xendin agonists include
`
`exendin peptide analogs in which one or more naturally occurring amino.
`acids are eliminated or replaced with another amino acid(s).” Id. at 11:34-
`
`36 (emphasis added).
`
`Petitioner directs our attention to the above passagesof the ’962
`
`patent and contendsas follows:
`
`From this perspective and in view of the specification’s use of
`the terms “exendin agonist” and “exendin peptide analogs,” a
`person of ordinary skill in the art would have understand the
`broadest reasonable interpretation of “agonist analog of exendin-
`4” to be “a compound whichis structurally substantially similar
`to exendin-4 and mimicsthe effects of exendin-4.”
`
`Pet. 30 (citing Ex. 1002 { 66).
`Weare persuadedbyPetitioner’s analysis and adopt Petitioner’s claim
`“construction for the phrase “agonist analog of exendin-4.” For the purposes
`of this Decision, “agonist analog of exendin-4” means “a compound which
`is structurally substantially similar to exendin-4 and mimics the effects of
`’ exendin-4.” yO
`B. Priority Claim ofthe ’962 patent
`_ Petitioner contendsthat the claims of the 962 patent are notentitled
`to the benefit of priority claim to U.S. Provisional Application No.
`60/132,018, filed April 30, 1999 (“the ’018 Provisional”) (Ex. 1003). Pet.
`22-25. Specifically, Petitioner contends that the 018 Provisional does not
`
`9
`
`

`

`IPR2016-00355
`Patent 8,951,962 B2
`
`provide adequate support for the “polyamino acids”limitation recited in the
`challenged claims, but ratheris “limited to peptides linked to PEG polymers
`and two other ‘molecular weight increasing agents’ (specifically albumin
`
`and gelatin).” Jd. at 23 (citing Ex. 1003, 10).
`Petitioner notes that during prosecution and reexamination of the ’962
`patent, Patent Ownerargued that “the incorporation by reference of the non-
`patent Gombotz & Pettit> article provides sufficient support for the
`polyaminoacidslimitation.” Jd. at 23 (citing Ex. 1054, 6; Ex. 1044, 6-8).
`Petitioner contends, however, that the ’018 Provisional cites Gombotz &
`Pettit only for its discussion of PEG, albumin andgelatin andthat it would
`be improper to incorporate essential material from other, uncited parts of the
`Gombotz & Pettit article. Jd. at 24 (citing Ex. 1002 4 48); see also Purdue
`Pharma L.P.v. Faulding, Inc., 230 F.3d 1320, 1326-27 (Fed. Cir. 2000)
`(“[O]ne cannot disclose a forest in the original application, and then later
`pick a tree out of the forest and say here is my invention. In orderto satisfy
`the written description requirement,the blaze marksdirecting the skilled
`artisan to that tree must bein theoriginally filed disclosure.”’).
`
`Petitioner further contends that our “Rules do not permit the
`
`incorporation by reference of essential material from non-patent
`publications.” Pet. at 24-25; see 37 C.F.R. § 1.57(d) (“Essential material’
`maybeincorporated by reference, but only by way of an incorporation by
`referenceto a U.S. patent or U.S. patent application publication, which
`
`5 Wayne R. Gombotz & Dean K.Pettit, Biodegradable polymersfor protein
`andpeptide drug delivery, 6 Bioconj. Chem. 332 (1995). Ex. 1004
`(“Gombotz & Pettit”).
`
`10
`
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`

`IPR2016-00355
`Patent 8,951,962 B2
`
`patent or patent application publication does not itself incorporate such
`essential material by reference.”).
`The challenged disclosure in the ’018 Provisional states that:
`
`invention also provides for conjugation of an
`The present
`exendin or exendin agonist to one or more polymers other than
`polyethylene glycol which can regulate kidney clearance in a
`manner similar
`to polyethylene glycol. Examples of such
`polymers include albumin and gelatin. See, Gombotz andPettit,
`Bioconjugate Chern., 6:332-351, 1995, which is incorporated
`herein by referencein its entirety.
`The ’018 Provisional, 59:1-8. After consideration of the above cited portion
`of the 018 Provisional, we are persuaded by Petitioner’s argument and
`evidencethat the “polyaminoacids”limitation appearsto be essential
`material and that reliance on the disclosure of Gombotz and Pettit for
`adequate written description support for the “polyaminoacids” limitation
`recited in the challenged claims is improper. See 37 C.F.R. § 1.57(d).
`In view ofthe above,at this stage of the proceeding, we concludethat
`the claimsof the ’962 patent are not entitled the benefit of priority to the
`
`°018 Provisional.
`
`C. Petitioner’s Asserted Grounds of Unpatentability
`
`1. Anticipation ofClaims 1-3 by Larsen PCT
`
`Petitioner contends that claims 1—4 are anticipated by Larsen PCT.
`
`Pet. 35-40. Petitioner contends that Larsen PCT discloses exendin-4 as a
`
`pharmacologically active peptide to whicha “stabilising peptide sequence”
`maybelinked. Id. at 36 (citing Ex. 1009, 9:20, 10:20—22). Petitioner
`contends that Larsen PCTdiscloses that exendin-4 can be conjugated to the
`“stabilising peptide sequence” at the C-terminal aminoacid residue. Jd.
`11
`
`

`

`IPR2016-00355
`Patent 8,951,962 B2
`
`(citing Ex. 1009, 4:29-5:1, 18:5-13). Petitioner further contends that Larsen
`PCTdiscloses that the “stabilising peptide sequence” may be a “polyamino
`acid” such as poly(L-lysine), poly-glutamic acid, or poly-aspartic acid. Id. at
`36; Ex. 1009, 14:1-2; Ex. 1002, ] 83; see also, Ex. 1009, 5:10-15 (“Thus,in
`a first aspect the invention relates to a pharmacologically active peptide
`conjugate having a reduced tendency towards enzymatic cleavage, said
`peptide conjugate comprises: a pharmacologically active peptide sequence
`(X) anda stabilising peptide sequence (Z) of 4-20 amino acidresidues
`covalently bound to X, each amino acidresiduein said stabilising peptide
`sequence (Z) being independently selected from the group consisting of Ala,
`Leu, Ser, Thr, Tyr, Asn, Gin, Asp, Glu, Lys, Arg, His, Met, Orn... .”).
`Petitioner further provides a detailed claim chart explaining how each
`limitation of challenged claims 1-3 is disclosed by Larsen PCT. Pet. 37-40.
`At this stage of the proceeding, we determine that Petitioner has
`offered sufficient evidence and argumentto institute trial. We conclude,
`based on the currentrecord, that Petitioner has established a reasonable
`likelihood of prevailing on its assertion that claims 1—3 are unpatentable as
`
`anticipated by Larsen PCT.
`
`2. Anticipation ofClaims 1-3 and 7-9 by Larsen ’486
`
`Petitioner contends that claims 1-3 and 7-9 are anticipated by Larsen
`
`486. Pet. 46-56. Petitioner contends that Larsen ’486 discloses “several
`
`exendin variants that have at least 90% homology to exendin-4 and
`
`demonstrate exendin-4-like activity, such as being able to lower blood
`glucose levels in mammals and bind GLP-1 receptors.” Pet. 46 (citing Ex.
`1011, 5:27-37). Petitioner contendsthat Larsen ’486 discloses that the
`
`12
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`

`IPR2016-00355
`Patent 8,951,962 B2
`
`“exendin variants are conjugated to a polyaminoacid (“peptide sequence
`Z”), which is typically between 4—20 aminoacid residuesin length.” Id.
`(citing Ex. 1011, 7:16—23, 8:1-6). The “peptide sequence Z” can be a
`polylysine, polyglutamicacid, or polyaspartic acid. Id. at 46-47 (citing Ex.
`1011, 8:1-16, 8:23-9:16, 10:26—33).
`
`Larsen 486 claimsthe benefit of priority to U.S. Provisional
`
`Application 60/143,591, filed July 12, 1999 (Ex. 1014) (“Larsen
`Provisional”). Petitioner contends that Larsen Provisional“contains
`sufficient — nearly verbatim — support for both the claims andthe
`specification of the Larsen ’486.” Pet 47. Petitioner providesa detailed
`discussion and claim charts explaining how eachlimitation of challenged
`claims 1-3 and 7-9 are disclosed in Larsen ’486 and Larsen Provisional.
`
`Atthis stage of the proceeding, we determinethat Petitioner has
`offered sufficient evidence that Larsen 486 is entitled to the benefit of
`
`priority to Larsen Provisional. Accordingly, Larsen ’486 qualifies as prior
`art to the "962 patent. Wefurther conclude, based on the current record,that
`Petitioner has established a reasonable likelihood of prevailing on its
`
`assertion that claims 1-3 and 7—9 are unpatentable as anticipated by Larsen
`
`°A86.
`
`3. Obviousness ofClaims 1 and 2 by Larsen PCT
`
`Petitioner contendsthat claims 1 and 2 are obvious in view of Larsen
`
`PCT. Pet. 56-57. Specifically, Petitioner contendsas follows:
`
`The Larsen [] PCT discloses exendin-4 — including the C-
`terminal amide — as a peptide that can be linked toa stabilising
`peptide through solid-phasepeptide synthesis. One ofskill in the
`art would have understood that the exendin-4 peptide would not
`
`13
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`

`IPR2016-00355
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`
`‘
`
`retain the amide functional groupatthe Cterminus of exendin-4
`if it were linked to a stabilising peptide through that
`methodology. Ex. 1002, § 108-115....
`The only significant difference between the primary
`structures of exendin-4 on its own and the same peptide
`conjugated to the stabilising peptide is the amide group.
`However, one skilled in the art would have had a reasonable
`expectation of success at creating the conjugate because the
`Larsen ‘118 PCT taught how to synthesize it. Ex. 1002, { 109.
`In fact, the Larsen ‘118 PCT disclosed a method of synthesizing
`such a peptide conjugate on a solid support one amino acid at a
`time, and therefore a deamidation step would not even be
`required. Ex. 1009, p. 27,ll. 9-11; Ex. 1002, {| 109.
`Pet. 56-57.
`In view ofthe above, we determine that Petitioner has offered
`sufficient evidence and argumentto institutetrial on this ground. We
`conclude, based on the current record, that Petitioner has established a
`reasonable likelihood ofprevailing onits assertion that claims 1 and 2 are
`unpatentable as obviousover the Larsen PCT.
`4. Petitioner’s Remaining Grounds
`Thepatent rules promulgated for AIA post-grant proceedings,
`, including those pertainingto institution, are “construed to secure the just,
`speedy, and inexpensive resolution of every proceeding.” 37 C.F.R.
`§ 42.1(b); see also 35 U.S.C.§ 316(b) (regulations for AIA post-grant
`proceedings take into account“the efficient administration ofthe Office”
`and “the ability ofthe Office to timely complete [instituted] proceedings”).
`Therefore, weexercise our discretion and, for reasons of administrative -
`necessity to ensure timely completionofthe instituted proceeding, do not
`
`xX
`
`44
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`

`IPR2016-00355
`-
`*. Patent 8,951,962 B2
`
`. institute a review on any groundother than those specifically instituted in .
`the Order below. See 37 C.F.R. § 42.108(a).
`
`Il. CONCLUSION
`Weconcludethat Petitioner has established a reasonablelikelihood of
`prevailing onits assertions that claims 1-3 and 7—9 of the ’962 patent are
`unpatentable as anticipated and/or obvious.
`|
`Atthis stage of the proceeding, the Board has not madea final
`determination as to the patentability of any challenged claim or the
`
`" construction of any claim term. Thus, our view with regard to any
`~ conclusion reached in the foregoing could change upon consideration of
`
`Patent Owner’s merits response and upon completion ofthe record.
`
`IV. ORDER
`
`In consideration of the foregoing,it is hereby:
`
`7
`
`OY
`
`ORDEREDthatthe Petition is granted with regard to the following
`asserted grounds:
`:
`.
`A. Claims 1-3 ofthe 962 patent under 35 U.S.C. § 102 as
`anticipated by Larsen PCT;
`B. Claims 1-3 and 7-9 of the ’962 patent under 35 U.S.C. § 102 as
`
`_ anticipated by Larsen ’486; and
`C. Claims 1 and2 ofthe 962 patent under 35 U.S.C.§ 103(a) as
`obvious over Larsen PCT.
`.
`.
`
`‘ FURTHER ORDEREDthat pursuant to 35 U.S.C. § 314(a),inter
`partes review ofthe ’962 patentis hereby instituted commencing on the
`entry date of this Order, and pursuant to 35 U.S.C. § 314(c) and 37 CFR.
`
`15
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`IPR2016-00355
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`
`§ 42.4, notice is hereby given ofthe institution ofa trial.
`FURTHER ORDEREDthatthetrial is limited to the groundslisted in
`
`the Order. No other groundsare authorized.
`
`PETITIONER:
`
`- Paul Berghoff
`berghoff@mbhb.com
`
`Joshua Rich
`rich@mbhb.com
`
`Andrew Williams
`williams@mbhb.com
`
`PATENT OWNER:
`
`David Berl
`dberl@we.com
`
`Dov Grossman
`dgrossman@we.com
`
`16
`
`

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