`
`PTOISBIOBa (01-10)
`Approved for use through 078112012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`13407448
`Application Number
`2012-02-28
`Filing Date
`
`INFORMATION DISCLOSURE
`
`
`
`First Named Inventor Peter Bonutti
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`l3775 Art Unit
`Examiner Name
`
`
`
`
`I 780-A12-012Y-3
`Attorney Docket Number
`
`
`
`
`U.S.PATENTS
`Remove
`
`Name of Patentee or Applicant Pages,Columns,Lines where
`Kind
`Examiner Cite
`.
`Relevant Passages or Relevant
`.
`.
`*
`Initial
`No
`Code1
`of Cited Document
`.
`Figures Appear
`
`
`Patent Number
`
`Issue Date
`
`
`
`1
`
`5274565
`
`1993-12-28
`
`REUBEN
`
`
`
`2
`
`3
`
`4309778
`
`1982-01-12
`
`BUECHEL
`
`5448469
`
`1995-09-05
`
`REUBEN
`
`
`If you wish to add additional US. Patent citation information please click the Add button.
`Add
`
`
`U.S.PATENT APPLICATION PUBLICATIONS
`Remove
`
`Examiner
`.
`.
`*
`Initial
`
`.
`Cite No
`
`Publication
`Number
`
`Publication
`Kind
`Code1 Date
`
`Name of Patentee or Applicant Pages,Columns,Lines where
`.
`Relevant Passages or Relevant
`of Cited Document
`
`
`
`Figures Appear
`
`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`
`
`
`FOREIGN PATENT DOCUMENTS Remove
`
`
`
`
`
`Name of Patentee or
`
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`
`Passages or Relevant
`Figures Appear
`
`
`
`
`
`Examiner Cite
`Initial*
`No
`
`Foreign Document
`Number3
`
`Country
`Code2 i
`
`Publication
`Kind
`Code4 Date
`
`
`
`EFS Web 2.1.17
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`Art Unit I3775
`
`
`
`
`
`
`Application Number 13407448
`Filing Date 2012-02-28
`
`First Named Inventor Peter Bonutti
`
`
`
`Examiner Name Attorney Docket Number
`
`
`
`
`
`
`I 780-A12-012Y-3
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`Add
`
`Remove
`NON-PATENT LITERATURE DOCUMENTS
`
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`Examiner Cite
`,,
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s),
`T5
`Initials
`No
`.
`.
`.
`
`publisher, City and/or country where published.
`
`1
`12| Copending U.S. SIN 11/171,902, Final Rejection mailed 01-26-2009
`|:|
`
`
`2
`12| Copending U.S. SIN 11/171,902, Non-Final Rejection mailed 06-09-2009
`|:|
`
`
`3
`12| Copending U.S. SIN 11/171,902, Non-Final Rejection mailed 06-14-2007
`|:|
`
`
`4
`12| Copending U.S. SIN 11/171,902, Non-Final Rejection mailed 12—17-2007
`|:|
`
`
`5
`12| Copending U.S. SIN 11/171,902, Response to Office Action filed 05-26-2009
`|:|
`
`
`6
`12| Copending U.S. SIN 11/171,902, Response to Office Action filed 10-10-2007
`|:|
`
`
`7
`12| Copending U.S. SIN 11/171,902, Response to Office Action filed 04-17-2008
`|:|
`
`
`8
`
`12| Copending U.S. SIN 11/171,902, Response to Office Action filed 09-09-2009
`
`|:|
`
`|:|
`12| Copending U.S. SIN 11/171,902, Response to Office Action filed 10-13-2008
`9
`
`
`EFS Web 2.1.17
`
`
`
`
`
`
`
`1 3407448
`Application Number
`2012-02-28
`Filing Date
`First Named Inventor Peter Bonutti
`
` Attorney Docket Number
`
`
`
`I3775 Art Unit
`Examiner Name
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`I 780-A12-O12Y-3 12K Copending U.S. S/N 11/171,676, Final Rejection mailed 01-30-2008
`
`
`12J Copending U.S. S/N 11/037,535, Advisory Action mailed 05-14-2008
`
`12J Copending U.S. S/N 11/037,535, Examiner Interview Summary mailed 05-01-2008
`
`12J Copending U.S. S/N 11/037,535, Final Rejection mailed 01-30-2008
`
`12J Copending U.S. S/N 11/037,535, Non—Final Rejection mailed 07-17-2007
`
`12J Copending U.S. S/N 11/037,535, Response to Office Action filed 11-19-2007
`
`12J Copending U.S. S/N 11/037,535, Response to Office Action filed 04-30—2008
`
`12K Copending U.S. S/N 11/171,676, Non-Final Rejection mailed 06—14-2007
`
`12K Copending U.S. S/N 11/171,676, Non-Final Rejection mailed 11—24-2008
`
`12K Copending U.S. S/N 11/171,676, Non-Final Rejection mailed 04-14-2008
`
`12K Copending U.S. S/N 11/171,676, Final Rejection mailed 06-01-2009
`
`EFS Web 2.1.17
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`1 3407448
`Application Number
`
`2012-02-28
`Filing Date
`
` Attorney Docket Number
`
`Peter Bonutti
`First Named Inventor
`I3775
`Art Unit
`Examiner Name
`
`
`I 780-A12-012Y-3 122 Copending U.S. SIN 11,684,178, Non-Final Rejection mailed 02-24-2010
`
`
`12K Copending U.S. SIN 11/171,676, Response to Office Action filed 03-31-2008
`
`12K Copending U.S. SIN 11/171,676, Response to Office Action filed 08-14-2008
`
`12K Copending U.S. SIN 11/171,676, Response to Office Action filed 03-20-2009
`
`12K Copending U.S. SIN 11/171,676, Response to Office Action filed 08-14-2008
`
`12K Copending U.S. SIN 11/171,676, Response to Office Action filed 09-01-2009
`
`12K Copending U.S. SIN 11/171,676, Response to Office Action filed 09-08-2008
`
`12K Copending U.S. SIN 11/171,676, Response to Office Action filed 09-08-2008
`
`12K Copending U.S. SIN 11/171,676, Response to Office Action filed 11-14—2007
`
`1ZCON Copending U.S. SIN 111928698, Non-Final Rejection mailed 03-11-2010
`
`12Y Copending U.S. SIN 11/684,103, Non-Final Rejection mailed 11—23—2009
`
`EFS Web 2.1.17
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`Application Number 13407448
`Filing Date 2012-02-28
`
`First Named Inventor Peter Bonutti
`
`
`
` Attorney Docket Number
`
`
`Art Unit
`| 3775
`Examiner Name
`
`STATEMENT BY APPLICANT
`,
`_
`( Not for submissmn under 37 CFR 1.99)
`
`I 780-A12-012Y-3
`
`
`
`
`12E Copending U.S. SIN 10/88,783, Final Rejection mailed May 28, 2010
`
`12B Copending U.S. SIN 10/684,904, Response to Office Action filed 06-3-2010
`
`12Z Copending U.S. SIN 11,684,178, Final Rejection mailed 06-10-2010
`
`12Y Copending U.S. SIN 11/684,103, Response to Office Action filed 4-23-2010
`
`12CON Copending U.S. SIN 11/928,898, Response to Office Action filed 6-18-2010
`
`121A Copending U.S. SIN 10/795,887, Request for Continued Examination filed 6-15-2010
`
`12Z Copending U.S. SIN 11,684,178, Response to Office Action filed 12—10-10
`
`12E Copending U.S. SIN 10/888,783,Response to Office Action filed 09-28-2010
`
`12E Copending U.S. SIN 10/888,783,Advisory mailed 10-13-2010
`
`12E Copending U.S. SIN 10/888,783,Notice of Appeal 11-29-2010
`
`12E Copending U.S. SIN “Ii/888,783, RCE filed June 29, 2011
`
`EFS Web 2.1.17
`
`
`
`
`
`
`Application Number
`13407448
`
`
`Filing Date
`2012-02-28
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`Peter Bonutti
`First Named Inventor
`
`
`Art Unit
`| 3775
`
`Examiner Name
`
`Attorney Docket Number
`
`l780-A12-012Y-3
`
`12E Copending U.S. SIN 10/888,783, Office action mailed October 13, 2011
`
`120-1 Copending U.S. SIN 12I784,724, filed 5-21-2010
`
`12Y-1 Copending U.S. SIN 12I795,935, filed 6-8-2010
`
`
`
`
`
`12Y-4 Copending U.S. SIN 13I407,968, filed 2—29—2012
`
`12Y-2 Copending U.S. SIN 13I221,033, filed 8-30—2011
`
`12Y-3 Copending U.S. SIN 13I407,448, filed 2-28-2012
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`EXAMINER SIGNATURE
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`2 Enter office that issued the document, by the two-letter code (WIPO
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04.
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here if
`English language translation is attached.
`
`EFS Web 2.1.17
`
`
`
`
`
`
`
`Application Number 13407448
`
`
`
`Filing Date 2012-02-28
`
`
`
`First Named Inventor Peter Bonutti
`
`Examiner Name Attorney Docket Number
`
`
`
`Art Unit
`
`| 3775
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`,
`_
`( Not for submissmn under 37 CFR 1.99)
`
`
`
`I 780-A12-012Y-3
`
`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`|:|
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`El
`
`|:| See attached certification statement.
`
`|:| Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`None
`
`SIGNATURE
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`[Michael T. Fluhler/
`
`Date (YYYY-MM-DD)
`
`2012-05-29
`
`65,762
`
`Michael T. Fluhler
`
`Registration Number
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US.
`Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`Signature
`
`NamelPrint
`
`EFS Web 2.1.17
`
`
`
`Privacy Act Statement
`
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that:
`(1 } the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the US Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent.
`If you do not furnish the requested
`information, the US Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552} and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`
`
`
`
`
`
`EFS Web 2.1.17
`
`