`
`Attorney Docket Number
`180.0044—18000
`
`Customer No.
`
`22882
`
`OMB 0651-0031
`
`INFORMATION DISCLOSURE STATEMENT
`IN AN APPLICATION
`
`Applicant
`Peter M. Bonutti
`
`Application Number
`13/407,448
`
`(Use several sheets if necessary)
`Sheet 1 of a
`
`Filing Date
`February 28, 2012
`
`Group Art Unit
`3733
`
`Examiner
`
`P. Philogene
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS
`
`SUBCLASS
`
`FILING DATE IF
`APPROPRIATE
`
`U.S. PATENT DOCUMENTS
`
`'635 IPR
`
`1,920,821
`
`3,715,763
`
`3,774,244
`
`3,858,578
`
`3,916,451
`
`3,949,428
`
`4,038,704
`
`4,219,893
`
`4,220,146
`
`4,263,904
`
`4,349,018
`
`4,355,429
`
`4,364,382
`
`4,457,307
`
`4,463,753
`
`4,487,203
`
`4,501,266
`
`4,502,161
`
`4,502,483
`
`4,524,766
`
`4,567,885
`
`4,567,886
`
`4,624,250
`
`4,640,271
`
`4,662,887
`
`4,703,751
`
`4,712,542
`
`4,738,253
`
`8/1933 Wassenaar
`
`2/1973
`
`Link
`
`11/1973 Walker
`
`1/1975 Milo
`
`11/1975 Buechel et al.
`
`4/1976 Cavendish et al.
`
`8/1977
`
`9/1980 Noiles
`
`9/1980 Cloutier
`
`4/1981
`
`Jodet
`
`9/1982 Chambers
`
`10/1982 Mitteimeier et al.
`
`12/1982 Mennen
`
`7/1984
`
`Stillwell
`
`8/1984 Gustilo
`
`12/1984 Androph
`
`2/1985 McDaniel
`
`3/1985 Wall
`
`3/1985 Lace
`
`6/1985 Petersen
`
`2/1986 Androph
`
`2/1986 Petersen
`
`11/1986 Sanders et al.
`
`2/1987 Lower
`
`5/1987 Turner et al.
`
`11/1987
`
`Pohl
`
`12/1987 Daniel et al.
`
`4/1988 Buechel et al.
`
`4,743,261
`
`4,769,040
`
`5/1988 Epinette
`Wevers
`9/1988
`
`*9229 IPR;
`'3229 IPR;
`‘896 IPR;
`‘821 IPR;
`‘896 |R3
`
`‘896 IR2;
`
`
`
`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
`
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_—-_—
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`_—__-_—
`———m_-——
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`_—__-_—
`_—__-_—
`
`
`
`‘821IPR;
`‘896IR3 *
`5,282,803
`2/1994 Lacke
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_l—-_—
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`_—_--_—
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`PTO/SB/08 (10-92)
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`2
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
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`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
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`_—_—-_—
`_—_-_—
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`
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`PTO/SB/08 (10-92)
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`3
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
`
`INFORMATKNJWSCLOSURESTATEMENT
`
`ApmmmbnNunmen13M07A48
`
`9/1998
`
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`
`Lit. 7;
`‘896 IPR;
`‘821 IPR;
`896R3*
`
`5871018
`
`2H999
`
`4/1999
`
`3/1999
`
`5885296
`
`_—
`_—
`5 991,157
`—_—-_
`—__-_
`—_—-_
`—_—-_
`—_—-_
`—_—-_
`—_—-_
`—_—-_
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`—_-_
`—_—-_
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`—_—-_
`—_—-_
`—_-_
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`PTO/SB/08 (10-92)
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`4
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
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`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
`
`6,037,927
`
`3/2000
`
`_—
`. _—
`6,038,467
`3/2000 De Bliek et al
`_—_—-_
`—_—-_
`0/2000 __—
`—_—-_
`—_-_
`—_—-_
`—_—-_
`—_—-_
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`_—
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`_—
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`_—
`_—
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`_—
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`_—
`_—
`_—
`
`030 PR
`
`PTO/SB/08 (10-92)
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`5
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
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`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
`
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_-_—
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`_—_—-_—
`_—_-_—
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`_—_—-_—
`_—_-_—
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`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_—_—-_—
`_ 6,966,928
`11/2005—-_—
`
`
`
`PTO/SB/08 (10-92)
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`6
`
`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
`
`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
`
`_—-—-__
`e994 730 _—-_—
`—_—-_—
`—_—-_—
`—_—-_—
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`—_—-
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`
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`PTO/SB/08 (10-92)
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`7
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`
`
`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
`
`—_m—
`
`_—
`_—
`_—
`_—
`_—
`_—
`_—
`VSSSE? —_—-_
`—_—-_
`—_—-_
`—_—-_
`—__-_
`—_—-_
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`—_—-_
`—_—-_
`—_—-_
`635 PR —_—-_
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`—_—-_
`—_—-_
`—_—-_
`—_—-_
`—_—-_
`—_—-_
`—_-_
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`PTO/SB/08 (10-92)
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`8
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
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`INFORMATION DISCLOSURE STATEMENT
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`Application Number: 13/407,448
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`_—_—-_—
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`_—_@_-_—
`_—_@_-_—
`_—_—-_—
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`_—_—-_—
`_—_—-_—
`_ 2004/0106916
`6/2004—-_—
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`
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`PTO/SB/08 (10-92)
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`9
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
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`INFORMATION DISCLOSURE STATEMENT
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`Application Number: 13/407,448
`
`2004/0149036
`
`2004/0210125
`
`2004/0249387
`
`2005/0027186
`
`2005/0080424
`
`2005/0055028
`2005/0171545— 8/2005 Walsh etal
`2005/0234465
`10/2005 McCombs etal
`
`2005/0273115
`
`12/2005
`
`7/2000
`
`10/2000
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`1/2000
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`9/2000
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`
`
`—_@_-_—
`—_—-_—
`—_—-_—
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`Pinczewskietal.
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`PTO/SB/08 (10-92)
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`10
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
`
`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
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`2012/0316563
`
`2013/0006251
`
`2013/0060253
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`12/2012 MetZoer et al.
`
`1/2013 Aram et al.
`
`3/2013 Couture et al.
`
`2013/0123789
`
`2013/0131681
`
`2013/0226185
`
`2013/0237989
`
`2013/0289729
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`2014/0058393
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`2014/0058408
`
`2014/0088598
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`5/2013
`
`Park
`
`5/2013 Katrana et al.
`
`8/2013 Bonutti
`
`9/2013 Bonutti
`
`10/2013 Bonutti
`
`2/2014 Bonutti
`
`2/2014 Bonutti
`
`3/2014 Bonutti
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`10/888,783
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`7/2004 Bonutti
`
`FOREIGN PATENT DOCUMENTS
`
`DOCUMENT NUMBER
`
`DATE
`
`COUNTRY
`
`CLASS
`
`SUBCLASS
`
`TRANSLATION
`(YES/NO)
`
`
`
`DE 3429157
`
`DE 4011216
`
`2/1986 German
`
`5/1991 German
`
`DE 42 42 889 A1
`
`6/1994 German
`
`DE 195 44 084 c1
`
`5/1997 German
`
`DE 197 46 613 C1
`
`9/1999 German
`
`FR 2266492
`
`FR 2595241
`
`FR 2625096
`
`FR 2660546
`
`CH 0663893
`
`719625
`_ 757159
`Lit. 7;
`896 IPR;
`‘821 IPR;
`‘896 IR2;
`‘896 IR3;
`635 IPR *
`WO 93/25157
`_ WO96/11624
`_ WOW/40763
`_ wo02/00131
`
`10/1975 France
`
`9/1987 France
`
`6/1989 France
`
`10/1991
`
`France
`
`1/1988 Switzerland
`
`3/1980 UWSSR
`80980 us s R
`
`6/1993 WIPO
`4/1996 WIPO
`11/1997 WIPO
`3/2002 WIPO
`
`YES
`
`YES
`
`NO
`
`NO
`
`NO
`
`YES
`
`YES
`
`YES
`
`YES
`
`YES
`
`-_—
`
`-_—
`-_—
`-_—
`
`OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`— 12B Copendino U.S. S/N 10/684,904, Final Office Action dated Au. 17, 2010.
`120 Copendino U.S. S/N 10/722,102, Advisor Action mailed 01-04-2010
`12C Copendino U.S. S/N 10/722,102, Non-Final Re'ection mailed 03-25-2009
`12C Copendino U.S. S/N 10/722,102, Response to Office Action filed 04-30-2007
`
`896 |R3 *
`896 |R3 *
`
`PTO/SB/08 (10-92)
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`1 1
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`
`
`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
`
`‘896 IR3 *
`
`‘9229 IPR
`
`‘821 IPR
`
`*3229 IPR
`
`‘896 IPR
`
`‘736 IPR
`
`‘736 IPR
`
`‘635 IPR
`
`‘635 IPR
`
`‘896 IR2
`
`‘896 IR2
`
`‘896 IR3
`
`12C Copendinc U.S. S/N 10/722,102, Response to Office Action fiIed 10-09-2007
`Petition for Inter Partes Review of US. Patent No. 7,749,229 Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104;
`fiIed September 25, 2013;
`|PR2013-00605; with exhibits, 519 paces.
`Petition for Inter Partes Review of US. Patent No. 6,702,821 Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104;
`fiIed Sectember 25,2013;
`|PR2013-00620; with exhibits, 571 ccaes.
`Petition for Inter Partes Review of US. Patent No. 8,133,229 Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104;
`filed September 25, 2013;
`|PR2013-00621; with exhibits, 437 paces.
`Petition for Inter Partes Review of US. Patent No. 7,806,896 Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104;
`filed September 26, 2013;
`|PR2013-00629; with exhibits, 650 paces.
`Petition for Inter Partes Review of US. Patent No. 7,837,736 Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104;
`filed November 22, 2013;
`|PR2014-00191; with exhibits, 425 paces.
`Corrected Petition for Inter Partes Review of US. Patent No. 7,837,736 Under 35 U.S.C. § 312 and 37 C.F.R. §
`42.104; filed December 13, 2013;
`|PR2014-00191; 66 paces.
`Petition for Inter Partes Review of US. Patent No. 7,959,635 Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104;
`filed December 31,2013;
`|PR2014-00311; 710 paces.
`Corrected Petition for Inter Partes Review of US. Patent No. 7,959,635 Under 35 U.S.C. § 312 and 37 C.F.R. §
`42.104; filed Januar 21, 2014;
`|PR2014-00311; 68 paces.
`Petition for Inter Partes Review of US. Patent No. 7,806,896 Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104;
`filed Januar 3, 2014;
`|PR2014-00321; with exhibits, 462 paces.
`Corrected Petition for Inter Partes Review of US. Patent No. 7,806,896 Under 35 U.S.C. §§ 311-319 and 37
`C.F.R. § 42.100 et seq.; filed January 24,2014;
`|PR2013-00321; with exhibits, 51 pages.
`Petition for Inter Partes Review of US. Patent No. 7,806,896 Under 35 U.S.C. § 312 and 37 C.F.R. § 42.104;
`fiIed Januar 15, 2014;
`|PR2014-00354; with exhibits, 832 paces.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Declaration of Chad J. Peterman in Support of Depuy's Opening Claim
`Construction Brief; December 9, 2013; 15 paces.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Declaration of Ian G. Dibernardo in Support of Plaintiff Bonutti Skeletal
`Innovation LLC's Preliminar Claim Construction Brief; December 9, 2013; 31 paces.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Declaration of Scott D. Schoifet, MD. in Support of Plaintiff Bonutti
`SkeIetaI's Preliminar Claim Construction Brief; December 9, 2013; 37 paces.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Defendants' List of Proposed Claim Terms and Phrases for
`Interpretation; October 3, 2013; 6 paces.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Defendants' Preliminary Invalidity Disclosures; August 29, 2013; 73
`paces.
`
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Defendants' Preliminary Non-Infringement Disclosures; August 29,
`2013; 86 paces.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Defendants' Proposed Claim Constructions; October 10, 2013; 7
`
`
`
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Depuy's Opening Claim Construction Brief; December 9, 2013; 35
`aces.
`
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Joint Appendices A thrOUch I; December 9, 2013; 413 paces.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Plaintiff Bonutti Skeletal Innovations LLC's List of Proposed Claim
`Terms and Phrases for Interpretation; October 3, 2013; 4 paces.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Plaintiff Bonutti Skeletal Innovations LLC's Preliminary Claim
`Construction Brief; December 9, 2013; 27 paces.
`
`PTO/SBI08 (10-92)
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`12
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`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`
`
`INFORMATION DISCLOSURE STATEMENT
`
`Application Number: 13/407,448
`
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Plaintiff Bonutti Skeletal Innovations LLC's Response to Defendants'
`Prooosed Claim Constructions; October 30, 2013; 14
`.
`Bonutti Skeletal Innovations LLC v. DePuy Mitek LLC, et aI.; Civil Action No. 1:12-cv-11667; United States
`District Court District of Massachusetts; Plaintiff‘s Initial Preliminary Infringement Disclosures; May 30, 2013; 8
`paoes.
`
`
`
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