PTO/SB/96 (11-18)
`Approvedfor use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unless it displays a valid OMB control number.
`
`
`
`STATEMENTUNDER37CFR3.73(b)
`
`TQ Delta, LLC
`(Name of Assignee)
`
`states thatit is:
`
`Corporation
`(Type of Assignee,e.g., corporation, partnership, university, government agency,etc.
`
`1. [|
`
`the assignee ofthe entire right, title, and interestin;
`
`an assigneeofless than the entire right, title, and interestin
`(The extent (by percentage)of its ownership interestis
`
`%); or
`
`the assignee of an undividedinterest in the entirety of (a complete assignmentfrom oneofthe joint inventors was made)
`3. (|
`the patent application/patentidentified above, by virtue of either:
`
`A.[] An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, of a copy*
`is attached.
`
`Applicant/Patent Owner: TQ Delta, LLC
`Application No./Patent No.: 8,718,158
`Filed/Issue Date: 05/06/2014
`Titled: system and Methodfor Scrambling the Phase of the Carriers in a Multicarrier Communications
`ystem
`
`
`
`OR
`
`B.
`
`(mi
`
`A chain oftitle from the inventor(s), of the patent application/patentidentified above, to the current assignee asfollows:
`To: Aware, Inc.
`1. From: Marcos C. Tzannes
`
`The document was recordedin the United States Patent and Trademark Office at
`Ree|010877
`,
`Frame 0307
`, Oracopy’is attached.
`
`
`2.From: Aware, Inc.
`To: TQ Delta, LLC
`
`The documentwasrecordedin the United States Patent and Trademark Office at
`Reel 029154
`,
`Frame 0937
`,
`oracopy’is attached.
`
`3. From:
`
`To:
`
`The documentwasrecordedin the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`, Ofracopy’is attached.
`
`[|
`
`Additional documentsin the chainoftitle are listed on a supplemental sheet(s).
`
`*As required by 37 CFR 3.73(b)(1)(i), if a copy/copies is/are attached, the documentary evidenceof the chain oftitle from the
`original ownerto the assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to AssignmentDivision in
`accordance with 37 CFR Part 3, to record the assignmentin the records of the USPTO. See MPEP 302.]
`
`The undersigned (whosetitle is supplied below) is authorized to act on behalf of the assignee.
`/Jill M. Browning/
`
`Signature
`
`June 2, 2021
`Date
`
`42,364
`Jill M. Browning
`Title or Registration Number
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`process)an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time
`you require to complete this form and/or suggestions for reducing this burden, should be sentto the ChiefInformation Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonmentofthe application or expiration of the patent.
`
`Theinformation provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom ofInformation Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Departmentof Justice to determine whether
`disclosure of these records is required by the Freedom ofInformation Act.
`in the course of
`A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counselin the course of settlement negotiations.
`to a Member of
`A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Memberwith respect to the subject matter of the
`record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agencyhaving needforthe information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records maybe disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agencyfor purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvementsin records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be madein accordance with the GSA regulations governing inspection of recordsfor this
`purpose, and any otherrelevant (/.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations aboutindividuals.
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedorin which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency,if the USPTO becomes awareofa violation or potential
`violation of law or regulation.
`
`