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`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK AVENUE, NW
`WASHINGTON, DC 20001-4413
`
`DUKE, EMMANUEL E
`
`3784
`
`DATE MAILED: 05/23/2012
`
`André Sloth ERIKSEN
`10/07/2011
`13/269,234
`TITLE OF INVENTION: COOLING SYSTEM FOR A COMPUTER SYSTEM
`
`10494.0003-01000
`
`1954
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`YES
`
`$870
`
`$0
`
`$0
`
`$870
`
`08/23/2012
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
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`HOW TO REPLYTO THIS NOTICE:
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`I. Review the SMALL ENTITYstatus shown above.
`
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`If the SMALL ENTITYis shown as NO:
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`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
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`A. Pay TOTAL FEE(S) DUE shownabove, or
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`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above,or
`
`B. If applicant claimed SMALL ENTITYstatus before, or is now
`claiming SMALL ENTITYstatus, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shownabove.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B isfiled, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
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`IH. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
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`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page | of 3
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1
`Alecandria Virginia 22313-1450
`
`or Fax (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`22852
`7590
`05/23/2012
`FINNEGAN, HENDERSON, FARABOW,GARRETT & DUNNER
`Certificate of Mailing or Transmission
`LLP
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`901 NEW YORK AVENUE, NW
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`WASHINGTON. DC 20001-4413
`transmitted to the USPTO (S71) 273-2885, on the date indicated below.
`
`(Signature)
`(ate)
`
`(Depositor's name)
`
`André Sloth ERIKSEN
`10/07/2011
`13/269,234
`TITLE OF INVENTION: COOLING SYSTEM FOR A COMPUTER SYSTEM
`
`10494.0003-01000
`
`1954
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`DUKE, EMMANUEL E
`
`$870
`
`3784
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`Lj Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Fee Address" indication (or "Fee Address” Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`
`
`
`
`
`$870
`
`08/23/2012
`
`165-080400
`
`2. For printing on the patent front page,list
`(1) the names of up to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) the name ofa single firm (having as a member a
`registered attorney or agent) and the namesof up to
`2 registered patent attorneys or agents. If nonameis
`listed, no namewill be printed.
`
`2
`
`43
`
`
`
`
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`LV individual LJ Corporation or other private group entity (J Government
`
`4a. The following fee(s) are submitted:
`L] Issue Fee
`_] Publication Fee (No small entity discount permitted)
`LT Advance Order - # of Copies
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LIA checkis enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`[_J The Directoris hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy ofthis form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`LI b. Applicant is no longer claiming SMALL ENTITYstatus. See 37 CFR 1.27(g)(2).
`LY a. Applicant claims SMALL ENTITYstatus. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone otherthan the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown bythe records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`
`
`Date
`
`Registration No.
`
`
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTOto process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR Li14. This collection is estimated to take 12 minutes to complete, including gathering,preparing, and
`submitting the completed application form to the USPTO. Timewill v.
`epending uponthe individual case. Any comments on the amountof time you require to complete
`this form and/or suggestions for reducing this burden, should be sent ReeChief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, ‘Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unless it displays a valid OMBcontrol number.
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`FIRST NAMED INVENTOR
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`13/269,234
`
`10/07/2011
`
`André Sloth ERIKSEN
`
`10494.0003-01000
`
`1954
`
`22852
`
`7590
`
`05/23/2012
`
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK AVENUE, NW
`WASHINGTON, DC 20001-4413
`
`DUKE, EMMANUEL E
`
`3784
`
`DATE MAILED: 05/23/2012
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 0 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (1) the general authority for the collection of this
`information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the U.S. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonmentof the application or
`expiration of the patent.
`
`The information provided by youin this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom
`of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel
`in the course of setthement negotiations.
`. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5
`U.S.C. 552a(m).
`. A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use, to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy
`Act (42 U.S.C. 218(c)).
`to the Administrator,
`. A record from this system of records may be disclosed, as a routine use,
`General Services, or his/her designee, during an inspection of records conducted by GSAaspart of
`that agency's responsibility to recommend improvements in records management practices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance
`with the GSA regulations governing inspection of records for this purpose, and any other relevant
`(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a
`routine use, to the public if the record was filed in an application which became abandonedor in
`which the proceedings were terminated and which application is referenced by either a published
`application, an application open to public inspection or an issued patent.
`. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`law enforcementagency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`

`

`
`
`Notice of Allowability
`
`Application No.
`
`Applicant(s)
`
`13/269,234
`-
`Examiner
`
`ERIKSEN, ANDR LOTH
`FINNEGAN, HENDERSON,
`Art Unit
`
`EMMANUEL DUKE
`
`3784
`
`Examiner, Art Unit 3784 U.S. Patent and Trademark Office
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENT RIGHTS.This application is subject to withdrawal from issue atthe initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. KJ This communication is responsive to 04/06/2012.
`
`2. (1 Anelection was madebythe applicant in responseto a restriction requirementset forth during the interview on
`the restriction requirement and election have been incorporated into this action.
`
`3. XJ The allowed claim(s)is/are 1-5, 7-8 and 10-20.
`
`4. [J Acknowledgmentis madeofa claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`a) All
`b)L)Some*
`c)[)None
`ofthe:
`1. ] Certified copies of the priority documents have been received.
`2. (1 Certified copies of the priority documents have been received in Application No.
`3. [1 Copiesofthe certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`“ Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE”of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT ofthis application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. A SUBSTITUTE OATH OR DECLARATION mustbe submitted. Note the attached EXAMINER’S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`6. [] CORRECTED DRAWINGS( as “replacement sheets”) must be submitted.
`(a) CJ including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948) attached
`1) [J hereto or 2) [] to Paper No./Mail Date
`.
`(b) ( including changes required by the attached Examiner's Amendment / Commentor in the Office action of
`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`7.) DEPOSIT OF and/or INFORMATIONaboutthe deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. [J Notice of References Cited (PTO-892)
`2. (J Notice of Draftperson's Patent Drawing Review (PTO-948)
`
`3. FJ Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date
`4. [J Examiner's Comment Regarding Requirementfor Deposit
`of Biological Material
`
`5. (J Notice of Informal Patent Application
`6. [J Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`7. J Examiner's Amendment/Comment
`
`8. XJ] Examiner's Statement of Reasonsfor Allowance
`
`9. KX] Other CLM 04/06/2012.
`
`/EMMANUEL DUKE/
`
`PTOL-37 (Rev. 03-11)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20120511
`
`

`

`Application/Control Number: 13/269,234
`
`Art Unit: 3784
`
`Page 2
`
`REASON FOR ALLOWANCE
`
`The following is an examiner’s statement of reasons for allowable: The prior art of
`
`record when consider as a whole, alone or in combination, neither anticipates nor renders
`
`obvious: A cooling system for a heat-generating component, comprising: a double-sided
`
`chassis adapted to mount a pumpconfigured to circulate a cooling liquid, a reservoir
`
`adapted to pass the cooling liquid there through, the reservoir including: a pump chamber
`
`including an impeller and formed below the chassis, the pump chamber defined by at
`
`least an impeller cover having one or more passagefor the cooling liquid to pass through;
`
`a thermal exchange chamber formed below the pump chamberandvertically space apart
`
`from the pump chamber, the pump chamberandthe thermal exchange chamberbeing
`
`separate chambersthat are fluidly coupled together by the one or more passages; and a
`
`heat exchanginginterface, the heat-exchanging interface forming a boundary wall of the
`
`thermal exchange chamber, and configured to be placed in thermal contact with a surface
`
`of the heat-generating componentof instant claims 1, 12 and 17.
`
`Tomioka (US 2005/0069432) teaches a cooling apparatus having pump unit for
`
`cooling an electronic device; however, Tomioka ‘432 does not teach a thermal exchange
`
`chamber formed below the pump chamberandvertically space apart from the pump
`
`chamber, the pump chamberand the thermal exchange chamberbeing separate chambers
`
`that are fluidly coupled together by the one or more passagesofinstant claims 1, 12 and
`
`17.
`
`Additional references that also fail to meet the boundsof the present invention’s
`
`claimsare as follows: Lee et al. (US 2005/0061482) teach a liquid cooling system having
`
`pumpunit for cooling an electronic device; however, Lee et al. “482 does not teach a
`
`

`

`Application/Control Number: 13/269,234
`
`Art Unit: 3784
`
`Page 3
`
`thermal exchange chamber formed below the pump chamberand vertically space apart
`
`from the pump chamber, the pump chamberandthe thermal exchange chamberbeing
`
`separate chambersthat are fluidly coupled together by the one or more passagesof instant
`
`claims 1, 12 and 17.
`
`Batchelder (US 6,019,165) teaches a heat exchange apparatus having pumpunit
`
`for cooling an electronic device; however, Batchelder ‘165 does not teach a thermal
`
`exchange chamber formed below the pump chamberandvertically space apart from the
`
`pump chamber, the pump chamberandthe thermal exchange chamberbeing separate
`
`chambersthat are fluidly coupled together by the one or more passagesof instant claims
`
`1, 12 and 17.
`
`Therefore, independents claims 1, 12 and 17 with the depending claims therefrom
`
`are considered allowable.
`
`Any comments considered necessary by applicant must be submitted no later than
`
`the paymentof the issue fee and, to avoid processing delays, should preferably
`
`accompany the issue fee. Such submissions should be clearly labeled “Comments on
`
`Statement of Reasons for Allowance.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to EMMANUEL DUKEwhosetelephone numberis
`
`(571)270-5290. The examiner can normally be reached on Monday- Friday; 8:00am -
`
`5:00pm EST.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Cheryl Tyler or Frantz Jules can be reached on 571-272-4834 or 571-272-
`
`

`

`Application/Control Number: 13/269,234
`
`Art Unit: 3784
`
`Page 4
`
`6681. The fax phone numberfor the organization where this application or proceedingis
`
`assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR. Status
`
`information for unpublished applications is available through Private PAIR only. For
`
`more information about the PAIR system,see http://pair-direct.uspto.gov. Should you
`
`have questions on access to the Private PAIR system, contact the Electronic Business
`
`Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO
`
`CustomerService Representative or access to the automated information system,call
`
`800-786-9199 (IN USA OR CANADA)or 571-272-1000.
`
`/Frantz F. Jules/
`
`/EMMANUEL DUKE/
`
`Supervisory Patent Examiner, Art Unit 3784
`
`Examiner, Art Unit 3784
`
`05/11/2012
`
`

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