`CITATION IN AN
`
`ATTY. DOCKET NO.
`067234-0229
`
`SERIAL NO.
`12/507,022
`
`APPLICATION
`
`APPLICANT
`
`FAN, Jian-Bing
`
`_
`
`FILING DATE
`
`GROUP
`
`SHEET 1 OF 1
`
`\I
`
`U.S. PATENT DOCUMENTS
`
`EXAMINER‘S CITE
`INITIALS
`
`Publication
`Document Number
`Number-Kind Code2 (if Date MM-DD-
`known)
`YYYY
`4,200,110
`04-29-1980
`
`(/3
`
`“I
`“I
`
`4,349,510
`
`4,499,052
`
`4,499,053
`
`4,563,419
`
`4,582,789
`
`4,682,895
`
`4,687,732
`
`4,672,040
`
`4,751,177
`
`4,683,198
`
`4,683,202
`
`4,707,454
`
`4,785,814
`
`09-14-1982
`
`02-12-198
`
`01-12-198
`
`01-07-198
`
`030101
`
`04-15-1986
`
`07-28-198
`
`08-18-198
`
`06-09-198
`
`\I\I\I
`
`01-14-1988
`
`07-28-1987
`
`07-28-1987
`
`11-17-198
`
`11-22-198
`
`Name of Patentee or Applicant of
`Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages or
`Relevant Figures Appear
`
`Peterson, et al.
`Kolehmainen
`
`Fulwyler
`
`Fulwyler
`Ranki, et al.
`Sheldon
`
`Costello
`
`Ward
`
`Josephson
`
`Stabinsky
`Mullins, et al.
`
`Mullins, et al.
`Hendrix
`
`Kane
`
`Walt
`
`L0 “I
`
`Yafuso, et al.
`
`Duck, et al.
`
`Whitehad, et al.
`
`Schneider, et al.
`
`Whiteley, et al.
`
`Gebeyehu, et al.
`
`Landegren, et al.
`Yafuso, et al.
`Macevicz
`
`Duck, et al.
`Soini
`
`Abbott
`
`Betzig, et al.
`Walt
`
`Malek
`
`Cheung
`Walt
`
`11-21-198
`
`11-28-1989
`
`05-01-1990
`
`01-29-1991
`
`03-12-1991
`
`03-26-1991
`
`04-30-1991
`
`07-02-1991
`
`04-14-1992
`
`04-14-1992
`
`05-19-1992
`
`07-14-1992
`
`07-12-1992
`
`09-01-1992
`
`CD\I
`04-18-1989
`
`04-24-198
`
`10-24-198
`
`1.01.0
`11-07-1989
`
`4,822,746
`
`4,824,789
`
`4,876,187
`
`4,879,097
`
`4,882,269
`
`4,883,750
`
`4,921,805
`
`4,988,617
`
`4,999,306
`
`5,002,867
`
`5,011,769
`
`5,028,545
`
`5,104,791
`
`5,105,305
`
`5,114,864
`
`5,130,238
`
`5,132,242
`
`5,143,853
`
`5,143,854
`
`5,144,136
`
`09-01-1992
`
`09-01-1992
`
`Pirrung
`Kubisiak
`
`SDO 172948—10672340229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
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`ATTY. DOCKET No.
`067234-0229
`
`SERIAL No.
`12/507,022
`
`APPLICATION
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`SHEET 2 OF 1
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`\l
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`_
`
`(PTO 1449)
`
`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
`5,175,082
`
`12-29-1992
`
`Jeffreys
`
`03030) —--— —
`
`Ammmmm
`
`01-05-1993
`5,175,881
`Sepaniak, et al.
`—--— —
`02-09-1993
`5,185,243
`Ullman, et al.
`—--— —
`03-16-1993
`5,194,300
`Cheung
`—--— —
`04-13-199
`3
`5,202,231
`Drmanac, et al.
`—--— —
`08-03-1993
`5,232,829
`Longiaru, et al.
`—--— —
`09-07-1993
`5,242,794
`Whiteley, et al.
`—--— —
`09-14-199
`5,244,636
`Walt, et al.
`—--— —
`09-14-199
`5,244,813
`Walt, et al.
`—--— —
`10-05-199
`5,250,264
`Walt, et al.
`—--— —
`10-12-199
`Walt
`5,252,494
`—--— —
`10-19-199
`Walt
`5,254,477
`—--— —
`03-29-199
`5,298,741
`Walt, et al.
`—--— —
`04-12-1994
`Cheeseman
`5,302,509
`—--— —
`05-24-1994
`5,314,809
`Erlich, et al.
`—--— —
`06-14-199
`5,320,814
`Walt, et al.
`—--— —
`10-18-199
`Auracher
`5,357,590
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`10-18-199
`Auracher
`5,357,590
`—--— —
`02-07-199
`01
`5,387,505
`Wu, et al.
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`03-21-199
`5,399,491
`Kacian, et al.
`———--— —
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`04-04-199
`5,403,71 1
`Walder, et al.
`—--— —
`04-25-199
`5,409,818
`Davey, et al.
`—--— —
`06-27-199
`5,427,930
`Birkenmeyer, et al.
`—--— —
`07-25-199
`5,435,724
`Goodman, et al.
`—--— —
`08-29-1995
`5,445,934
`Fodor, et al.
`—--— —
`08-29-1995
`Rohr
`5,445,970
`—m-— —
`10-03-1995
`Walker
`5,455,166
`—--— —
`12-12-1995
`5,474,895
`Ishii, et al.
`—--— —
`01-02-1996
`Tabuchi
`5,481,629
`—--— —
`02-06-1996
`Chehab
`5,489,507
`—--— —
`02-27-199
`5,494,798
`Gerdt, et al.
`—--— —
`030)
`02-27-199
`5,494,810
`Barany, et al.
`—m-— —
`03-05-1996
`5,496,997
`Pope
`—--— —
`04-02-199
`Cantor
`5,503,980
`—m-— —
`0430-199
`5,512,439
`Homes, et al.
`—m-— —
`0430-199
`5,512,490
`Walt, et al.
`—--— —
`05-14-1996
`5,516,635
`Ekins, et al.
`—--— —
`05-21-1996
`Soini
`5,518,883
`—--— —
`
`##J>
`
`01010101
`
`SDO 172948—10672340229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET No.
`067234-0229
`
`SERIAL No.
`12/507,022
`
`SHEET 3 OF 1
`
`\l
`
`APPLICATION
`
`_
`
`(PTO 1449)
`
`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
`Whiteley, et al.
`
`Dahlberg, et al.
`Rava, et al.
`
`Kacian, et al.
`
`Still, et al.
`Kohne
`
`Hubbell, et al.
`
`Charrino, et al.
`
`Singer, et al.
`Honda, et al.
`
`Trulson, et al.
`
`Bhatnagar, et al.
`Newton, et al.
`
`Geysen
`Burczak, et al.
`Brenner
`
`Dahlberg, et al.
`Heller, et al.
`
`05-28-1996
`
`07-30-1996
`
`08-13-199
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`6
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`09-10-199
`
`10-15-1996
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`10-22-199
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`1 1 -26-1996
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`1 1 -12-199
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`01-04-1997
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`01-21-199
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`01-21-1997
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`02-1 1 -199
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`07-22-199
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`Walt, et al.
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`5,521,065
`I—
`5,541 ,31 1
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`5,545,531
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`5,554,516
`I—
`5,565,324
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`01-06-1998
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`01-20-1998
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`02-17-199
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`03-31-1998
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`06-23-1998
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`07-28-1998
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`Duck, et al.
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`Urdea, et al.
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`Zarling, et al.
`Nikiforov, et al.
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`Pinkel, et al.
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`Drmanac, et al.
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`Ryder, e tal.
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`Ryder, et al.
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`Dahlberg, et al.
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`Lipshutz, et al.
`Fodor, et al.
`Brenner
`
`Cargill, et al.
`Brenner
`
`Herman, et al.
`
`Backman, et al.
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET No.
`067234-0229
`
`SERIAL No.
`12/507,022
`
`SHEET 4 OF 1
`
`\l
`
`APPLICATION
`
`_
`
`(PTO 1449)
`
`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
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`5,830,655
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`5,834,758
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`5,837,196
`
`5,840,256
`
`5,843,669
`
`5,843,767
`
`5,846,710
`
`5,846,717
`
`5,846,719
`
`5,849,544
`
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`
`08-18-1998
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`Cantor, et al.
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`Chee, et al.
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`Fodor, et al.
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`Braxton, et al.
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`Brown, et al.
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`Walt, et al.
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`Matsue, et al.
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`Bouma, et al.
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`Fodor, et al.
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`Rava, et al.
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`Sutton, et al.
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`05-04-1999
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`—————————————————— ——————————————————
`
`SDO 172948—1.067234.0229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET NO.
`067234-0229
`
`SERIAL NO.
`12/507,022
`
`SHEET 5 OF 1
`
`\l
`
`APPLICATION
`
`_
`
`(PTO 1449)
`
`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
`5,976,797
`
`5,981,180
`
`5,994,066
`
`5,998,175
`
`6,001,564
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`6,013,440
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`6,013,456
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`6,023,540
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`Mitsuhashi
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`Chandler, et al.
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`Bergeron, et al.
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`Bergeron, et al.
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`Lipshutz, et al.
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`—————————————————— ——————————————————
`
`SDO 172948—10672340229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET NO.
`067234-0229
`
`SERIAL NO.
`12/507,022
`
`SHEET 6 OF 1
`
`\l
`
`APPLICATION
`
`_
`
`(PTO 1449)
`
`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
`6,225,064
`
`6,225,625
`
`6,229,91 1
`
`6,248,539
`
`6,251,594
`
`6,251,639
`
`6,255,625
`
`6,261,776
`
`6,265,171
`
`6,266,459
`
`6,268,148
`
`6,274,323
`
`6,280,935
`
`6,280,949
`
`6,284,465
`
`6,291,166
`
`6,291,183
`
`6,300,071
`
`6,306,643
`
`05-01-2001
`
`05-01-2001
`
`05-08-2001
`
`06-19-2001
`
`06-26-2001
`
`06-26-2001
`
`05-01-2001
`
`07-17-2001
`
`07-24-2001
`
`07-24-2001
`
`07-31-2001
`
`08-14-2001
`
`08-28-2001
`
`08-28-2001
`
`09-04-2001
`
`09-18-2001
`
`09-18-2001
`
`10-19-2001
`
`10-23-2001
`
`Uematsu, et al.
`
`Pirrung, et al.
`Balaban,et al.
`
`Ghadiri, et al.
`
`Gonzalgo, et al.
`Kurn
`
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`Herman, et al.
`
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`
`Barany, et al.
`Bruchez, et al.
`Macevicz
`
`Lizardi
`
`Wolber
`
`Gerdes, et al.
`
`Pirrung, et al.
`
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`12-18-2001
`
`01-01-2002
`
`01-29-2002
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`02-12-2002
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`03-12-2002
`
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`04-16-2002
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`06-04-200
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`08-06-2002
`
`03-18-200
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`08-27-2002
`
`09-17-2002
`
`Vuylsteke, et al.
`Gentalen, et al.
`Balaban
`
`Fodor, et al.
`
`Lizardi, et al.
`
`Walt, et al.
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`Chee, et al.
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`Barany, et al.
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`Lipshutz, et al.
`Fodor, et al.
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`—————————————————— ——————————————————
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`6,534,293
`
`mmmmPS”
`
`6,440,667
`
`6,451,536
`
`SDO 172948—10672340229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET NO.
`067234-0229
`
`SERIAL NO.
`12/507,022
`
`APPLICATION
`
`SHEET 7 OF 1
`
`\l
`
`_
`
`(PTO 1449)
`
`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
`commmm
`
`04-08-2003
`6,544,732
`-——
`12-10-2002
`6,491,871
`-——
`04-08-2003
`6,544,739
`-——
`06-10-2003
`6,576,424
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`08-12-200
`6,604,902
`-——
`08-12-200
`6,605,432
`-——
`08-26-2003
`6,610,482
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`09-09-200
`6,618,679
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`09-30-200
`6,627,402
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`1 1 -1 1 -200
`6,646,243
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`1 1 -02-200
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`6,812,005
`-——
`02-22-2005
`6,858,394
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`09-13-2005
`6,942,968
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`12-22-2000
`7,033,754
`-——
`06-13-2006
`7,060,431
`-——
`10-03-2006
`7,1 15,884
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`10-1 1 -2001
`2001/0029049
`-——
`10-17-2002
`2002/0150921
`-——
`1 1 -14-2002
`2002/0168645
`-——
`1 1 -28-2002
`2002/0177141
`-——
`06-12-2007
`2004/0101835
`-——
`01-17-200
`2002/0006617
`-——
`04-04-200
`2002/0039728
`-——
`05-02-2002
`2002/0051971
`-——
`05-30-200
`2002/0065779
`-——
`09-05-200
`2002/0122612
`-——
`09-19-200
`l\)
`2002/0132241
`-——
`09-26-2002
`2002/0137056
`-——
`09-26-2002
`2002/0137086
`-——
`02-06-200
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`2003/0027126
`-——
`02-20-2003
`2003/0036064
`-——
`05-01-2003
`2003/0082600
`-——
`06-12-2003
`2003/0108900
`-——
`07-26-2003
`2003/0119025
`-——
`07-10-2003
`2003/0129620
`-——
`08-28-2003
`2003/0162194
`-——
`09-1 1 -200
`2003/0170684
`-——
`1 1 -13-2003
`2003/0211489
`C (I)
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`
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`
`DO 172948—10672340229
`
`m S
`
`Chee, et al.
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`Fodor, et al.
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`Fodor, et al.
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`Fodor, et al.
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`Wait
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`Fan
`
`Shen
`
`mmmm
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET No.
`067234-0229
`
`SERIAL No.
`12/507,022
`
`APPLICATION
`
`SHEET 8 OF 1
`
`\l
`
`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
`Olek, et al.
`
`Jones, et al.
`
`Wigler, et al.
`Fan, et al.
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`Olek, et al.
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`Stuelnagel
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`
`04-15-2004
`
`07-15-200
`
`4:
`
`07-15-200
`
`4s
`
`11-25-2004
`
`12-09-2004
`
`12-23-200
`
`12-30-200
`
`03-10-2005
`
`0)Ah
`
`12-07-200
`
`12-07-200
`
`cncn
`05-07-1996
`
`11-10-1998
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`01-09-2000
`
`Stuelpnagel, et al.
`06-28-2000
`FOREIGN PATENT DOCUMENTS
`
`2004/0072197
`
`2004/0137473
`
`2004/0137498
`
`2004/0234960
`
`2004/0248090
`
`2004/0259100
`
`2004/0265814
`
`2005/0053937
`
`2006/0275782
`
`2006/0275782
`
`H I1 531
`
`09/189543
`
`09/500555
`
`09/606369
`
`CCCCCCCCCCCCCCC
`
`(DC/JCDCDCDCDCDCDCDCDCDCDCDCD
`
`C!)
`
`2006/0008824
`
`01-12-200
`
`_
`
`(PTO 1449)
`
`US
`
`2004/0023230
`
`————————
`
`mmmmPS”
`I\) O7.01
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`I\) O O
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`
`i\
`
`———————
`
`EXAMINER'S
`INITIALS
`
` Z
`
`Foreign Patent
`Document
`Country Codes _
`Number 4 —Kind
`Code5 (if known)
`EP0139489
`
`EP0238332
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`EP0723146
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`EP0799897
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`EP1121465
`
`Publication
`Date
`MM-DD-
`YYYY
`
`Name of Patentee or
`Applicant of Cited
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`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET No.
`067234-0229
`
`SERIAL No.
`12/507,022
`
`SHEET 9 OF 1
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`APPLICATION
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`APPLICANT
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`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
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`INFORMATION DISCLOSURE
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`
`ATTY. DOCKET No.
`067234-0229
`
`SERIAL No.
`12/507,022
`
`SHEET & OF I_7
`
`APPLICATION
`
`_
`
`(PTO 1449)
`
`APPLICANT
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`FAN, Jian-Bing
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`FILING DATE
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`July 21, 2009
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`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET No.
`067234-0229
`
`SERIAL No.
`12/507,022
`
`APPLICATION
`
`SHEET A OF I_7
`
`_
`
`(PTO 1449)
`
`65.
`i
`366.
`
`W0 02/083705
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`WO 02/086163
`
`04-15-2002
`
`10-31-2002
`
`367.
`
`368.
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`WO 02/18649
`
`08-24-2002
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`WO 02/34942
`
`10-23-2001
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`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
`John Hopkins
`Karolinska Innovations
`w
`
`Lovelace Resp.
`Research Institute
`
`Cancer Research
`Ventures LTD
`
`WO 02/57491
`
`WO 02/61143
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`WO 03/048732
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`WO 04/051224
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`WO 05/068656
`
`07-25-2002
`
`Willis
`
`08-08-2002
`
`06-12-2003
`
`06-17-2004
`
`07-28-2005
`
`Brown, et al.
`_|_|
`
`an, et al.
`
`llumina, lnc.
`olexa Limited
`(I)
`
`369.
`
`370.
`
`-----
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`371.
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`372.
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`373.
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`(D (I)P“)
`
`EXAMINER'S
`INITIALS
`
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`the item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`number(s), publisher, city and/or country where published.
`
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`-
`
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`
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`IN 1-29 2006 .
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`00 \I \I
`
`(A) \I CD
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`.
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`
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`
`SDO 172948—10672340229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET NO.
`067234-0229
`
`SERIAL NO.
`12/507,022
`
`SHEET g OF I_7
`
`APPLICATION
`
`_
`
`(PTO 1449)
`
`APPLICANT
`
`FAN, Jian-Bing
`
`FILING DATE
`
`July 21, 2009
`
`GROUP
`
`1634
`
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`
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`
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`
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`
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`
`SDO 172948—1.067234.0229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET NO.
`067234-0229
`
`SERIAL NO.
`12/507,022
`
`SHEET g OF I_7
`
`APPLICATION
`
`APPLICANT
`
`FAN, Jian-Bing
`
`
`
`_
`
`FILING DATE
`
`GROUP
`
`Golub, et al., “Molecular classification of cancer: class discovery and class prediction by gene
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`
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`
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`
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`(1997).
`
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`
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`
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`
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`
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`
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`
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`67(24):4471-4476 (1995).
`
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`
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`
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`
`SDO 172948—1.067234.0229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET NO.
`067234-0229
`
`SERIAL NO.
`12/507,022
`
`SHEET i OF I_7
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`APPLICATION
`
`APPLICANT
`
`FAN, Jian-Bing
`
`_
`
`FILING DATE
`
`GROUP
`
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`
`SDO 172948—1.067234.0229
`
`
`
`INFORMATION DISCLOSURE
`CITATION IN AN
`
`ATTY. DOCKET NO.
`067234-0229
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`SERIAL NO.
`12/507,022
`
`SHEET 1_5 OF I_7
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`APPLICATION
`
`APPLICANT
`
`FAN, Jian-Bing
`
`_
`
`FILING DATE
`
`GROUP
`
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