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`the ass-ignae of an undivided interest m the entirety of {a comptsate assignment fmm (mg of this joint inventors was macta}
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`An assignment ham the Enve‘monfis} of the patent appticaflon‘ipatam identified abmre. The asgignment was recorded in
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`Jan Lohratt, Ham Vafatfi. Jams Nitssmn
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`m; Exosnma Vantum AB
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`The document was; recorded in the United States Patent and Trademark affine at
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`As :‘equarad by 3? CFR 3.?3(t))(1}(i}, the documentary evidence at the: chain of htie from the as'iginai nwner it: the: asmgnae was,
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`{NGTE A separate copy (:7 at, a Ema copy of tha magma} assignmant documenflsh must be :submtttad h: Assighmam Divismn in
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`

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`Privacy first .Stsismeni
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`The Privacy Act of 13974 {P.L. 93~5?9} requires that yes be given certain infermaiisn in csnneciien
`with your submission of this siteched fawn reisied to a patent sp-piicsiimn m patent. Aceerdingiy,
`pursuant to tits rsquirements of the Am, piesse be advised that: {i} the gsnersi sniimriiy for the
`oniiaction of this inimmstion is 35 0.8.8. 2(i)}{2_i; {22'} furnishing of the ireicirmstinn soiiciisri is vniuntary;
`and {3} the wingtips? purpose for which the iniormsiisn is used by ins US. Patent and Trademark
`{mime is to prosess andior examine ynur submissisn reisred is a patent snpiicsiion or patient if yeu do
`tint furnish the requesisd inisrmation, ins US. Patent and Trademark times may no! he ebie is
`moses-s sndior examine your submission which, may rssuit in termination of precseeings mr
`abandonment of the anpiisaiio‘n or expiration {if the patent.
`
`The infnrmaiion provided by ynu in this farm wiii bis subiect is the foiiswing mutins uses:
`
`1.
`
`Tina Enformsiimn (in this form wiii be treated cmniidentiaiiy in the extant siiswed under the
`Freedom of information Act {5 U80 5512) and this Privacy Act {5 U813 5523i}. Rssords from
`this system 01* records may be disciosed to ins Department of Jusiise is deisrmine wnsihsr
`dissiosurs sf thsss rscards is rsquirsd by the Fissdom of information Act.
`in ins course sf
`A recs-rd imm this system 03‘ records may bs discisssd, as s {G'ifiinfl Lass,
`prsssnting svidsnss is s court, magistrates, sr sdministrsiivs iribunsi, insiuding disciosurss to
`apps-sing counsei in the ssurse of ssttismsni negatisiiens.
`A recurs! in this system of reeards may be diseiesed, as a routine use, is a Member 9%“
`Congress submitting a rsquesi invaiving an inciiviciusis in when; the reesrd pertains when {its
`individusi has magnesia-:3 assistance tram its: Member with respect is the subject matter mi the
`resend.
`n trace-rd in ibis system at” reserds may be disciesed‘ as a routine use in a senirasinr cf the
`Agency having nesd for the inisrmsiisn in order is perfeim a csntrssii Recipients a?
`informsiion shaii be required to cmmniy wiih the requirements of the Privacy Act mi 19%, as
`amended, pursuant is 5 USS. 552a{m}.
`A recess rsistsri is) an iniernsiionai Appiicstim‘i fiisd under the Patent Cooperation Treaty in
`this system (if resnrds may ins dismisses, as a routine use, is the internationsi Bureau sf the
`Wand inisiieciuai Prepsrty Qrganizsiisn, puissant is the Psisni Connsrsiion Treaty
`A recurs in this system of rseords may be dissiessd, as s routine use, to another iedersi
`agency fer purposss 0i Nationai Security review {35 £3.81). i8?) and far review {iursusnt to
`the Atomic Energy Act {42 USC. 2‘i8{c)}.
`A record from this sysism of rewards may be diSCERXSEEZi, as a routine use: in the Asministrsier,
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`practices and programs, under authority of sis U88. 2904 ans 2306, Such niseinsurs shsii
`be made in accordanse with ins GSA reguiatisns gsverning inspection 0? records far this
`pumsse, and any other rsisvsni (is, GSA 0r Cemmerse} directive. Such nisciesure snaii not
`ins used to maize dsierminstions about indiviatiusis.
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`A rem-n3 from this sysism {if recsrcis may be dissiossdg as s muting use. to the pubis: after
`either purification oi the ssniicsiion pursuant to 35 USC. i223?) Dr issusnes of s psisni
`pursuant is 35 U38. 151. Fusihsr,‘ s record may be dississsd, subject is the iimitaiiens of 37
`CPR M4, as a routine use, is the pubiis if the record was flied in an sppiissiion whim
`bananas abandoned gr in which ihe proceedings were terminsien and whisn sppiicsiion is
`referenced by either s pubiisned apniissr‘ioni an application open to nubiic inspeciion or an
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`A rem-rs from this system (if rssercis may be riisciosed, as s mutins use, to a Federaii Stats,
`0r iacsi iaw enfarcemsni agency, if ins USPTO bessmss aware sf a visisiion m peteniiai
`visiaiion 0f isw or regulation.
`
`

`

`Chain of Title — Continuation
`
`Patent No. 93085,778
`
`Issue Date July 21, 2015
`
`Title: Exosome Transfer of Nucleic Acids to Cells
`
`4.
`
`From: Jan Lotvall, Hadi Valadi
`
`To: Exosome Venture AB
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel: 037855
`
`Frame: 0728
`
`ll}
`
`From: Jan Lotvall, Hadi Valadi
`
`To: Exosome Venture AB
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel: 037958
`
`Frame: 0470
`
`

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