`Doc code: IDS
`Approved for use through 07/31/2012. OMB 0651-0031
`.
`.
`.
`.
`.
`.
`U.S. Patent and Trademark office; us. DEPARTMENT OF COMMERCE
`Doc description. Information Disclosure Statement (IDS) Filed
`Under the PapenNork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`'“F°RMAT'°”°'S°L°S”RE
`
`Application Number
`
`11680452
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`U.S.PATENTS
`
` No
`
`Examiner Cite
`.
`.
`*
`Initial
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant Pages,Columns,Lines where
`.
`Relevant Passages or Relevant
`of cited Document
`.
`Figures Appear
`
`Jenningseta" -
`8554940 I2013-10-08
`8015307 I2011-09-06 --
`7054949 I2006-05-30 --
`7526723 I2009-04-28 _-
`7308413 I2007-12-11
`Tometa" -
`7068724 I2006-06-27 --
`7051351 I2006-05-23
`Geldmaneta" -
`6888929 I2005-05-03
`saworeta" -
`
`EFS Web 2.1.17
`
`
`
`INFORMATION DISCLOSURE
`
`Application Number
`
`11680452
`
`Filing Date
`
`2007-02-28
`
`First Named Inventor
`
`Charles A. Jennings
`
`STATEMENT BY APPLICANT
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`060562-406855
`
`2005-04-12
`
`2004-1 2-28
`
`2004-1 1 -16
`
`Elderling et al.
`
`2004-09-14
`
`2004-08-31
`
`2004-05-18
`
`2004-04-13
`
`2004-03-16
`
`
`
`—I
`
`2004-03-16
`
`2004-03-09
`
`Elderling et at.
`
`2004-02-24
`
`Zigmond et al.
`
`EFS Web 2.1.17
`
`
`
`INFORMATION DISCLOSURE
`
`Application Number
`
`11680452
`
`Filing Date
`
`2007-02-28
`
`First Named Inventor
`
`Charles A. Jennings
`
`STATEMENT BY APPLICANT
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`060562-406855
`
`Bhagavath et al.
`
`“-
`
`M-
`
`Takayama et al.
`
`W 2
`
`002-04-30
`
`
`
`6442529 I
`
`6357042 MSrinivasanetal.
`
`EFS Web 2.1.17
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`n
`
`-_
`M-
`
` 6986156 I2006-01-10
`
`Rodriguezetal.
`
`M-
`M-
`-_
`
`EFS Web 2.1.17
`
`
`
`'”F°RMAT'°“°'S°L°S”RE
`
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99) m_
`
`Attorney Docket Number
`
`060562-406855
`
`---
`---
`---
`---
`
`--- II 1998-10-13 --
`
`6453349
`
`6094431
`
`6028838
`
`EFS Web 2.1.17
`
`-I-
`---
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`
`
`2007-08-21 [-
`
`‘1
`
`2007-07-03
`
`Eldering et al.
`
`EFS Web 2.1.17
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`060562-406855
`
`'-
`--l
`-l-Flickingeretal-
`I“-
`-' u
`"I“
`
`
`
`Eldering et al
`
`I I I I I
`
`‘1
`
`‘1
`
`—I
`
`‘1OJ
`
`‘1L
`
`EFS Web 2.1.17
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`2001 -1 1-27
`
`2001 -1 0-02
`
`[I200104-10
`6181867
`2001-01-30 --
`6154744
`2000-11-28 --
`
`
`
`5956716
`
`1999-09-21
`
`Kenner et al.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Publication
`
`Publication
`Code1 Date
`
`Name of Patentee or Applicant Pages,Columns,LInes where
`Relevant Passages or Relevant
`of cited Document
`.
`Figures Appear
`
`20060002418 I2006-01-05
`20070196074 I2007-08-23
`”I2013-08-15
`
`Jenningsetal.
`Jenningsetal.
`
`EFS Web 2.1.17
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`(Not for submission under 37 CFR 1.99)
`
`STATEMENT BYAPPL'CANTm_
`
`-' --
`
`20020095689
`
`EFS Web 2.1.17
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite ForeignePocument
`No Number
`
`Country
`Code2i
`
`Kind
`Code4
`
`Publication
`
`Pages,Columns,Lines
`xawi::;t:?t:i?;:e or where Relevant
`pp
`Document
`
`Figures Appear
`
`Hansenetal. -
`I.20020059274 I2002-05-16
`I20020019984 I2002-02-14 _-
`17
`20010054087 I“Flometal. -
`
`Passages or Relevant
`
`IW02001003041 -IM Aguayo
`IW01997009827 -' 1997-03-13
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Include name of the author (in CAPITAL LE'I'I'ERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`EFS Web 2.1.17
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`Office Action for Serial No. 13/841,389, System and Method for Routing Media, dated 06/23/2014, 31 pages.
`
`Office Action for Serial No. 13/841,974, System and Method for Routing Media, dated 06/20/2014, 30 pages.
`
`Office Action for Serial No. 13/842,143, System and Method for Routing Media, dated 04/09/2014, 31 pages.
`
`Office Action for Serial No. 13/842,478, System and Method for Routing Media, dated 06/18/2014, 37 pages.
`
`Office Action for Serial No. 13/843,412, System and Method for Streaming Media, dated 07/10/2014, 10 pages.
`
`International Search Report for PCT/U802/01420, System and Method for Routing Media, dated 08/20/2002, 4 pages.
`
`
`
`International Preliminary Examination Report for PCT/U802/01420, System and Method for Routing Media, dated
`04/23/2003, 3 pages.
`
`International Search Report for PCT/U802/01368, System and Method for Streaming Media, dated 08/20/2002, 6
`pages.
`
`Written Opinion for PCT/U802/01368, System and Method for Streaming Media, dated 02/10/2004, 5 pages
`
`International Search Report PCT/U802/01360, System and Method for Managing Media, dated 08/20/2002, 7 pages.
`
`Written Opinion for PCT/U802/01360, System and Method for Managing Media, dated 10/21/2003, 4 pages.
`
`EFS Web 2.1.17
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`Official Communication for EP Patent Application No. 02 704 163.1-1525, Streaming Signaling System, dated
`01/13/2005, 5 pages.
`
`Official Communication for EP Patent Application No. 02 704 163.1-1525, Streaming Signaling System, dated
`09/21/2007, 3 pages.
`
`.Official Communication for EP Patent Application No. 02 702 014.8-1525, System and Method for Routing Media,
`dated 01/13/2005, 5 pages.
`
`—I ‘1
`
`Official Communication for EP Patent Application No. 02 702 014.8-1525, System and Method for Routing Media,
`dated 06/26/2007, 5 pages.
`
`
`
`1See Kind Codes of USPTO Patent Documents at WUSPTQGOVor MPEP 901.04. 2Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5Applicant is to place a check mark here if
`English language translation is attached.
`
`BERSENYI, MIKLOS et al., "Design and Implementation of a Video On-Demand System", Computer Networks,
`September 30, 1998, pp. 1467-1473 (abstract only).
`
`BANERJEE, AYAN et al., "Generalized Multiprotocol Label Switching: An Overview of Routing and Management
`Enhancements", January, 2001, pp. 144-150 (abstract only).
`
`BASU, P. et al., "Optimal Scheduling of Secondary Content for Aggregation in Video-on-Demand Systems", Computer
`Communications and Networks, December 16, 1998, pp. 104-109.
`
`ALMEROTH, KEVIN C.et al., "On the Use of Multicast Delivery to Provide a Scalable and Interactive Video-on-
`Demand Service“, IEEE Journal on Selected Areas in Communications, January 10, 1996, (abstract only).
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`EXAMINER SIGNATURE
`
`Examiner Signature
`
`/Dougias Blair/
`
`Date Considered
`
`01/22/2015
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`EFS Web 2.1.17
`
`
`
`'“F°R”AT'°”°'S°L°S”RE
`
`STATEMENT BYAPPL'CANTm_
`
`(Not for submission under 37 CFR 1.99)
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`|:|
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`A certification statement is not submitted herewith.
`
`SIGNATURE
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Name/Print
`
`Registration Number
`
`62168
`
`EFS Web 2.1.17
`
`
`
`Privacy Act Statement
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a Ca
`magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiati
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a reques
`involving an individual, to whom the record pertains, when the individual has requested assistance from the Member
`respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`information in order to perform a contract. Recipients of information shall be required to comply with the requiremen
`the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of th
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advi
`that:
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicit
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent.
`If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records m
`be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant t
`the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of Nati
`Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or h
`her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to recommen
`improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such
`disclosure shall be made in accordance with the GSA regulations governing inspection of records for this purpose, a
`any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations abc
`individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the
`application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may b
`disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in an applic
`which became abandoned or in which the proceedings were terminated and which application is referenced by eithe
`published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforceme
`
`EFS Web 2.1.17
`
`