`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United SKINS Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`9.0. Box I450
`Alexandria. Virginia ZZJIB-HSO
`wwwluspmguv
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`I III 85,61 9
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`07/19/2005
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`Wangcn Lin
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`EH- |04528(00—749—3)
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`5656
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`BACHMAN & LAPOINTE, P.C. (P&W)
`900 CHAPEL STREET
`-
`sum .20]
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`NEW HAVEN, CT 065l0-2802 ‘
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`-
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`BEVERIDGE, RACHEL E
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`I725
`DATE MAILED: 03/14/2006
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`Please find below and/or attached an Office communication concerning this application or proceeding.
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`PTO-90C (Rev. 10/03)
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`
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`Office Aetion Summary
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`Application No.
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`11/185.619
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`Applicant(s)
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`LIN ET AL.
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`Examiner
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`Rachel E. Beven'dge
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`Art Unit
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`1725 -
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`- The MAILING DATE of this communication appears on the cover sheet with the correspondence address —-
`Period for Reply
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`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE _3 MONTH(S) OR THIRTY (30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`- Extensions of time may be available under the provisions of 37 OFR 1.136(3).
`In no event, however. may a reply be timely filed
`alter SIX (6) MONTHS from the mailing date of this communication.
`ll NO period for reply is specified above. the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`-
`- Failure to reply within the set or extended period for reply will. by statute. cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
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`Status
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`HIE Responsive to communication(s) filed on 19 July 2005.
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`2a)IZ This action is FINAL.
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`2b)[:I This action is non-final.
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`3)|:I Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
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`closed in accordance with the practice under Ex parte Quayle, 1935 CD. 11, 453 0.6. 213.
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`Disposition of Claims
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`MIX Claim(s) _7_-_1_4 is/are pending in the application.
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`4a) Of the above Claim(s) __ is/are withdrawn from consideration.
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`5)|:l Claim(s) _ islare allowed.
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`6)E Claim(s) 1:15 is/are rejected.
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`7)I:I Claim(s) _ is/are objected to.
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`8)I:I Claim(s)
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`are subject to restriction and/or election requirement.
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`Application Papers
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`9)l:l The specification is objected to by the Examiner.
`10):] The drawing(s) filed on _ is/are: a)Ij accepted or b)E] objected to by the Examiner.
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`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
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`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
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`11)|:] The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
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`Priority under 35 U.S.C. § 119
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`12)I:] Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
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`a)I:l All
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`b)EI Some * c)|:] None of:
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`1C] Certified copies of the priority documents have been received.
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`2!] Certified copies of the priority documents have been received in Application No. _
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`3.I:I Copies of the certified copies of the priority documents have been received in this National Stage
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`application from the International Bureau (PCT Rule 17.2(a)).
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`* See the attached detailed Office action for a list of the certified copies not received.
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`. U
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`Attachment(s)
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`1) E] Notice of References Cited (PTO-892)
`2) E] Notice of Draflsperson's Patent Drawing Review (PT07948)
`3) E] lnforrnation Disclosure Statement(s) (PTO-1449 or PTO/SB/OB)
`Paper No(s)/Mail Date
`.
`S. Patent and Trademark Office
`PTOL-326 (Rev. 7-05)
`'
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`4) E] Interview Summary (PTO-413)
`Paper N°(SIIM3" Date. __ -
`5) CI Notice of Informal Patent Application (PTO-152)
`6) C] Other:
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`j
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`Office Action Summary
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`Part of Paper No./Mai| Date 03092006
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`
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`Application/Control Number: 11/185,619
`Art Unit: 1725
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`Page 2
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`DETAILED ACTION
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`Claim Rejections - 35 USC § 103
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`The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all
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`obviousness rejections set forth in this Office action:
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`(a) A patent may not be obtained though the invention is not identically disclosed or described as set
`forth in section 102 of this title, if the differences between the subject matter sought to be patented and
`the prior art are such that the subject matter as a whole would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which said subject matter pertains.
`Patentability shall not be negatived by the manner in which the invention was made.
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`Claims 7-13 are rejected under 35 U.S.C. 103(a) as being unpatentable over
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`Haskell (US 2,303,272).
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`With respect to claim 7, Haskell discloses alloys for brazing purposes to unite
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`steel-supporting bodies (Column 1, lines 1-5). Haskell's alloy consists of the following
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`composition ranges: silver 47.5 to 58%, copper 36 to 47%, nickel 2.5 to 9%, and
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`manganese tr. to 3% (Column 2, lines 1-7). The composition ranges for silver and
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`copper as disclosed by Haskell anticipate the ranges disclosed by the applicant. The
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`composition range for manganese as disclosed by Haskell encompasses the majority of
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`the applicants claimed range, and Haskell’s nickel composition range encompasses
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`2.5% as is also disclosed by the applicant. Furthermore, Haskell discloses that a “high
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`melting point is necessary” for brazing (Column 1, lines 28-29). Because applicant’s
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`braze material is substantially the same as the instant invention's, it would have been
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`obvious to one having ordinary skill in the art at the time of the invention to modify
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`Haskell's invention to arrive at applicant’s claimed high temperature range of 900 to
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`1050 °C to sufficiently melt the said composition of brazing material in order to create a
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`firm bond between the steel parts to be joined together (Column 1, lines 42—44).
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`
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`Application/Control Number: 11/185,619
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`Page 3
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`Art Unit: 1725
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`Regarding claim 8, Haskell discloses that a “high melting point is necessary" for
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`brazing (Column 1, lines 28-29). Because applicant’s braze material is substantially the
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`same as the instant invention’s, it would have been obvious to one having ordinary skill
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`in the art at the time of the invention to modify Haskell’s invention to arrive at applicant’s
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`claimed high temperature range of 900 to 1050 °C to sufficiently melt the said
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`composition of brazing material in order to create a firm bond between the steel parts to
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`be joined together (Column 1, lines 42-44).
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`With respect to claim 9, Haskell’s alloy consists of the following composition
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`ranges: silver 47.5 to 58%, copper 36 to 47%, nickel 2.5 to 9%, and manganese tr. to
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`3% (Column 2, lines 1-7). The composition ranges for silver and copper as disclosed by
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`Haskell anticipate the ranges disclosed by the applicant. The composition range for
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`manganese as disclosed by Haskell encompasses the majority of the applicants
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`claimed range. Put another way, Haskell teaches sufficient malleability and ductility
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`from silver and copper, maintenance of the desired melting range from silver, and
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`purification of the alloy by manganese to eliminate oxidation (Column 2, lines 9—16), to
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`be an art recognized result effective variable depending on the type of material to be
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`used.
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`It would have been obvious to one having ordinary skill in the art at the time of
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`the invention was made to modify the invention of Haskell to include the instant
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`composition disclosed by the applicant in claim 9. That is it would have been obvious to
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`one of ordinary skill in the art at the time of the invention to choose the instantly claimed
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`values through process optimization, since it has been held that there are general
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`conditions of a claim are disclosed in the prior art, discovering the optimum or workable
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`Application/Control Number: 11/185,619
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`Page 4
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`Art Unit: 1725
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`ranges involves only routine skill in the art. See In re Boesch, 205 USPQ 215 (CCPA
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`1980).
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`With regard to claim 10, Haskell’s alloy consists of the following composition
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`ranges: silver 47.5 to 58%, copper 36 to 47%, nickel 2.5 to 9%, and manganese tr. to
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`3% (Column 2, lines 1-7). The composition ranges for silver and copper as disclosed by
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`Haskell anticipate the ranges disclosed by the applicant. The composition range for
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`manganese as disclosed by Haskell encompasses the majority of the applicants
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`claimed range. Haskell’s nickel composition range encompasses 2.5% as is also
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`disclosed by the applicant. Put another way, Haskell teaches sufficient malleability and
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`ductility from silver and copper, maintenance of the desired melting range from silver,
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`increased strength and effective wetting ability from nickel, and purification of the alloy
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`by manganese to eliminate oxidation (Column 2, lines 9-16), to be an art recognized
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`result effective variable depending on the type of material to be used.
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`It would have
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`been obvious to one having ordinary skill in the art at the time of the invention was
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`made to modify the invention of Haskell to include the instant composition disclosed by
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`the applicant in claim 10. That is it would have been obvious to one of ordinary skill in
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`the art at the time of the invention to choose the instantly claimed values through
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`process optimization, since it has been held that there are general conditions of a claim
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`are disclosed in the prior art, discovering the optimum or workable ranges involves only
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`routine skill in the art. See In re Boesch, 205 USPQ 215 (CCPA 1980).
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`Regarding claim 11, Haskell's alloy consists of the following composition ranges:
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`silver 47.5 to 58%, copper 36 to 47%, nickel 2.5 to 9%, and manganese tr. to 3%
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`
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`Application/Control Number: 11/185,619
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`Page 5
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`Art Unit: 1725
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`(Column 2, lines 1-7). Haskell’s nickel composition range encompasses 2.5% as is also
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`disclosed by the applicant. Thus, it would have been obvious to one of ordinary skill in
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`the art at the time of the invention to modify the disclosed nickel composition of Haskell
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`to encompass the values lower than 2.5% of applicant's instant invention in order to
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`obtain desirable high wetting ability so that a firm bond can be created between the
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`steel parts joined together (Column 1, lines 42-44).
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`it is also the examiner’s position
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`that the amounts in question are so close that is it prima facie obvious that one skilled in
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`the art would have expected them to have the same properties. Titanium Metals Corp.
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`v. Banner, 227 USPQ 773.
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`With respect to claim 12, Haskell’s alloy consists of the following composition
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`ranges: silver 47.5 to 58%, copper 36 to 47%, nickel 2.5 to 9%, and manganese tr. to
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`3% (Column 2, lines 1-7). The composition range for manganese as disclosed by
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`Haskell encompasses the majority of the applicants claimed range. Hence, it would
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`have been obvious to one of ordinary skill in the art at the time of the invention to modify
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`the disclosed manganese composition of Haskell with the broader range of the applicant
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`in order to purify the alloy and eliminate oxidation (Column 2, lines 15-16) and to obtain
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`desirable high wetting ability so that a firm bond can be created between the steel parts
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`joined together (Column 1, lines 42-44).
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`With regard to claim 13, Haskell discloses alloys for brazing purposes to unite
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`steel-supporting bodies (Column 1, lines 1-5). Therefore, it would have been obvious to
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`one of ordinary skill in the art at the time of the invention to modify the invention of
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`Haskell to encompass the claimed alloy composition ranges for brazing of steel bodies
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`Application/Control Number: 11/185,619
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`Page 6
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`Art Unit: 1725
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`in order to obtain desirable high wetting ability so that a firm bond can be created
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`between the steel parts joined together (Column 1, lines 42-44).
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`Claim 14 is rejected under 35 U.S.C. 103(a) as being unpatentable over Haskell (US
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`2,303,272) as applied to claim 7 above, and further in view of Leach (US 2,138,638).
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`Haskell lacks disclosure of stainless steel bodies for brazing with the said alloy
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`compositions. However, Leach discloses alloys for brazing purposes adapted to unite
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`objects made of stainless steel (Leach, page 1, column 1, lines 1-5). Therefore, it would
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`have been obvious to one of ordinary skill in the art at the time of the invention to modify
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`the invention of Haskell to incorporate the joining of stainless steel as taught by Leach
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`in order to utilize silver alloys to braze stainless steel with significant wetting ability
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`(Leach, page 1, column 1, lines 7-15).
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`Response to Arguments
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`Applicant's arguments filed January 18, 2006 have been fully considered but they
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`are not persuasive.
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`Withrespect to claims 7, 8, 9, and 10 the applicant argues that Haskell does not
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`teach or suggest the claimed temperature range set forth in the claims and states,
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`“Haskell is totally silent on the issue” (p.5). The applicant also states, “the Examiner
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`has not complied with the requirements for setting forth a prima facie case of
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`obviousness” (p.5). The examiner disagrees. As stated in the rejection, Haskell
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`discloses, “a relatively high melting point is necessary” (Haskell, col. 1, lines 28-29).
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`Also, Haskell discloses the applicant's claimed composition; therefore, under the same
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`Application/Control Number: 11/185,619
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`Page 7
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`Art Unit: 1725
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`working conditions the same chemical composition will melt at the same temperature.
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`The examiner notes that the applicant has not stated any working conditions (i.e.
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`pressure, environment) that separate it's brazing process from the prior art.
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`Applicant argues that Haskell requires the presence of nickel that is excluded
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`from amended claim 9 (p.6). The examiner notices that nickel is excluded from claim 9;
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`however, the claimed composition is disclosed in Haskell regardless of the presence of
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`nickel and the rejection stands for these reasons and the reasons stated above. Also,
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`the examiner points out that the applicant has not claimed nor stated why nickel should
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`not be included in claim 9 (i.e. what are the unexpected results?). Furthermore, the
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`examiner made reference to US Pat. 2,196,303 (Hensel et al.) on the record and points
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`the applicant to the compositions stated in column 2, lines 5-15.
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`Applicant argues that Haskell requires the presence of a minimum nickel content
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`of 2.5 wt% and that “no matter what the manganese content of the brazing applying
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`material, the nickel content must always be less than 2.0 wt% in the invention set forth
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`in claim 10" (p.6). The examiner points out that the claim language does not state that
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`the manganese content must be “less than or equal to" or “no more than" 2.0 wt% as
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`applicant has argued and therefore, the obviousness rejection stands. Furthermore,
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`during patent examination, the pending claims must be “given the broadest reasonable
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`interpretation." Applicant always has the opportunity to amend the claims during
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`prosecution, and broad interpretation by the examiner reduces the possibility that the
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`claim, once issued, will be interpreted more broadly than is justified. In re Prater, 415
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`F.2d 1393, 1404-05, 162 USPQ 541, 550-51 (CCPA 1969).
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`Application/Control Number: 11/185,619
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`Page 8
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`Art Unit: 1725
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`Applicant further argues, "claims 11-13 are allowable for the same reasons as
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`claim 7, as well as on their own accord" (p.6). The examiner disagrees for the same
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`reasons stated with regard to claims 7-10 above.
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`Regarding claim 14, applicant argues that the examiner misapplied Leach
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`because it teaches a silver-copper-manganese-nickel brazing material that
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`includes silicon, and further argues that Leach is teaching away from the claimed
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`invention (p.6). Although, the examiner agrees that Leach teaches the addition
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`of silicon, the examiner disagrees that the limitations of Leach are not obvious for
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`rejection of applicant’s broad claim. The amount of silicon is very limited (almost
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`zero) and Leach even goes so far as to state that an increase in the silicon
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`content “does not produce a further improvement in the characteristics of the
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`alloy and, in fact, appears to be detrimental in some respects” (Leach, col. 2,
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`lines 9-13). Furthermore, the examiner points out that Leach still discloses the
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`claimed components of applicants brazing composition in each example listed.
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`Also, the MPEP states, “patents are relevant as prior art for all they contain,”
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`more specifically stating,
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`"'The use of patents as references is not limited to what the patentees
`describe as their own inventions or to the problems with which they are
`concerned. They are part of the literature of the art, relevant for all they
`contain." In re Heck, 699 F.2d 1331, 1332-33, 216 USPQ 1038, 1039
`(Fed. Cir. 1983) (quoting In re Lemelson, 397 F.2d 1006, 1009, 158 USPQ
`275, 277 (CCPA 1968)).
`
`it would have reasonably
`A reference may be relied upon for all that
`suggested to one having ordinary skill
`the art,
`including nonpreferred
`embodiments. Merck & Co. v. Biocraft Laboratories, 874 F.2d 804, 10
`USPQZd 1843 (Fed. Cir.), cert. denied, 493 US. 975 (1989). See also
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`
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`Application/Control Number: 11/185,619
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`Page 9
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`Art Unit: 1725
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`lntemational Corp, 150 F.3d
`Celen'tas Technologies Ltd. v. Rockwell
`1354, 1361, 47 USPQZd 1516, 1522-23 (Fed. Cir. 1998) (The court held
`that the prior art anticipated the claims even though it taught away from
`the claimed invention. "The fact that a modern with a single carrier data
`signal is shown to be less than optimal does not vitiate the fact that it is
`disclosed") MPEP 2123 I.
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`Conclusion
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`THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time
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`policy as set forth in 37 CFR 1.136(a).
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`A shortened statutory period for reply to this final action is set to expire THREE
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`MONTHS from the mailing date of this action.
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`In the event a first reply is filed within
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`TWO MONTHS of the mailing date of this final action and the advisory action is not
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`mailed until after the end of the THREE-MONTH shortened statutory period, then the
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`shortened statutory period will expire on the date the advisory action is mailed, and any
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`extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of
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`the advisory action.
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`In no event, however, will the statutory period for reply expire later
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`than SIX MONTHS from the mailing date of this final action.
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`Any inquiry concerning this communication or earlier communications from the
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`examiner should be directed to Rachel E. Beveridge whose telephone number is 571-
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`272-5169. The examiner can normally be reached on Monday through Friday, 9 am to
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`6 pm.
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`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
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`supervisor, Patrick Ryan can be reached on 571-272—1292. The fax phone number for
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`the organization where this application or proceeding is assigned is 571-273-8300.
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`Application/Control Number: 11/185,619
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`Page 10
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`Art Unit: 1725
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`Patent Application Information Retrieval (PAIR) system. Status information for
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`published applications may be obtained from either Private PAIR or Public PAIR.
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`Status information for unpublished applications is available through Private PAIR only.
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`For more information about the PAIR system, see http://pair-direct.usptogov. Should
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`you have questions on access to the Private PAIR system, contact the Electronic
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`Business Center (EBC) at 866-217-9197 (toll-free).
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`reb
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`PRIMARY EXA mug:
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