Mar.
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`2.
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`2016 10:51AM
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` Wi-LAN Inc.
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`No. 1636
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`P. 2/6
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`RECE|
`CENTRAL FANEONTER
`MAR 02 2016
`
`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S, Patent and Trademark Offica; US. DEPARTMENT OF COMMERCE
`nd to a collection of information unlese it displays a valid OMB contro! number.
`
`STATEMENT UNDER37 CFR 3.73(c)
`ApplicanyPatent Owner: Polaris Innovations Limited
`Application No/Patent No.:_6-1 57,589 Filed/Issue Date: 12-05-2000
`
`Titled:
`_OYNAMIC SEMICONDUCTOR MEMORY DEVICE AND METHODFORINTIALIZING A DYNAMIC SEMICONDUCTOR MEMORY DEVICE
`a Corporation
`(Type of Assignee,e.g., corporadan, partnership, university, government agency,alc.)
`
`(Nameof Assignas)
`
`states that, for the patent application/patantidentified above,it is (choose one of options 1, 2, 3 or 4 helaw):
`
`1.
`The assignes of the entire right, title, and interest.
`2, ([] Anassigneeofless than the entire right, title, and Interest (check applicable box):
`| The extent (by percentage)of Its ownership interest is
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership Interest.
`CO There are unspecified percentages of ownership. The otherparties, including inventors, who together ownthe entire
`right, title and Interest are:
`
`Additional Statement(s) by the owner(s) holding the balance ofthe interest must be submitted to accountfor the entire
`right, title, and interest.
`a. CT The assigneeof an undivided interest In the entirety (a complete assignmentfram one of the joint inventors was made).
`The otherparties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) halding the balance of the interest must be submitted to accountfor the entire
`right,title, and interest.
`4, LJ The recipient, via a court proceeding orthelike (@.9., bankruptcy, probate), of an undivided interest in the entiraty (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`Theintarest identified in option 1, 2 or 8 above (not option 4) is evidenced by either (choose one af options A or B below):
`
`A. {) An assignment from the Inventor(s) of the patent application/patent identifiad above. The assignment was recordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`or for which @ copy
`thereofis attached.
`
`Underthe Paperwork Reduction Act of 1995, no persons are required to respo Polaris Innovations Limited
`
`B.
`
`Acchainoftitle from the inventor(s), of the patent application/patentidentified above, to the current assignee as follows:
`4. From: KRAUSE, GUNNAR
`To. SIEMENS AKTIENGESELLSCHAFT
`The document was recordedin the United States Patent and Trademark Office at
`Reel 011156
`, Frame 0320
`, or for which a copythereofIs attached.
`2, From: SIEMENS AKTIENGESELLSCHAFT
`To:
`INFINEON TECHNOLOGIES AG
`The document was recordedin the United Statas Patent and Trademark Office at
`Ree! 924120
`Frame
`_9001
`, or for which a copy thereofis attached.
`Page 1 of 2
`This collection afInformation Is required by37 CFA 3.73(b). The formats teaapbed la 2anor ralaln a benefitby the publicwhich Is tofile (and by the USPTOto
`
`process) an application. Confidentialily is governed by 48 U.S.C. 122 and 37 CFR 1.11 and 1.14, This callection is eatimatedto lake 12 minutea to complete,including
`galhering, preparing, and submitting ihe completed applicalton form to the USPTO.Time will vary depending upon the individual case. Any comments on the amount
`of Ima you require to complete thts form and/or suggestions for reducing Ihla burden, should be sent to the Chlef Information Officer, U.S, Patant and Tradamark
`Office, U.S, Deparlment of Commerce, P.O. Box 1450, Alexandia, VA 22319-1450. 00 NOT SEND FEES OR COMPLETED FOAMS TO THIS ADDRESS. SEND
`TO: Commissionerfar Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in complesing the form, call I-800-PTO-9199 and selecr option 2.
`
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`Mar. 2 2016 10:51AM
`
`Wi-LAN Inc.
`
`No. 1636
`
`P. 3/6
`
`Underthe Paperwork Reduction Aci of 1995, no pe
`
`PTO/AIA/96 (06-12)
`Approved for use through 01/31/2013. OMB 0851-0031
`U.S. Patent and Trademark Once; U.S, DEPARTMENT OF COMMERCE
`ied to respond to a collection of information unless it displays
`a valid OMA conta) number.
`
`To: AQIMONDA AG
`INFINEON TECHNOLOGIES AG
`The document was recorded in the United States Patent and Trademark Office at
`Reel 024195
`Frame 0054” , or for which a copy thereofis attached.
`4, From; QIMONDA AG
`To:
`INFINEON TECHNOLOGIES AG
`The document was recorded in the United States Patent and Trademark Offica at
`Ree! 035623
`Frame _0001
`orfor which a copythereofis attached.
`INFINEON TECHNOLOGIES AG
`To: POLARIS INNOVATIONS LIMITED
`The document was recorded in the United States Patent and Trademark Oftica at
`Ree} 036305
`Frame _9890
`, or for which a copy thereofis attached.
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`, Frame
`. or for which a copy thereofIs attached.
`Additional documents in the chain of title are listed an a supplemental sheet(s).
`
`[]
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidenceof the chainoftitle from the original ownerfo the
`assignee was, or concurrently Is belng, submitted for recordation pursuant to 37 CFR 3.11.
`[NOTE: A separate copy(i.6., a true copy oftha original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignmentin the records of the USPTO. Sea MPEP 302.08]
`
`STATEMENT UNDER 37 CER 3.73(c)
`
`hose iite,1s supplied below) is authorized to act on behalf of the assignee. Signature
`
`att
`
`MAR 0 2 2016
`
`Date
`CFO
`Shaun McEwan
`Title or Registration Number
`___
`Printad or Typed Name
`[Page2of 2]
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`Mar. 2. 2016 10:52AM—Wi-LAN Inc. No. 1636 P 4/6
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuantto the
`requirements of the Act, please be advisedthat: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2): (2) fumishing of the informationsolicited is voluntary: and (3) the principal purposefor which the
`information is used by the U.S, Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent.
`if you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which may result in termination of proceedings
`or abandonmentof the application or expiration of the patent.
`
`The information provided by youin this form wilf be subject to the following routine uses:
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`1. The information onthis form will be beated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
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`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records maybe disclosed, as a routine use, to the International Bureau of the World Intellectual Property
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`A record In this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
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`A record from this system of records may bedisclosed,as a routine use, to the public after elther
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