Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 1 of 40 PageID# 32127
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF VIRGINIA
`ALEXANDRIA DIVISION
`
`
`
`v.
`
`RAI STRATEGIC HOLDINGS, INC. and
`R.J. REYNOLDS VAPOR COMPANY,
`
`Plaintiffs and Counterclaim Defendants,
`
`
`
`ALTRIA CLIENT SERVICES LLC; PHILIP
`MORRIS USA INC.; and PHILIP MORRIS
`PRODUCTS S.A.,
`
`Defendants and Counterclaim Plaintiffs.
`
`Case No. 1:20-cv-00393-LO-TCB
`
`
`REYNOLDS’S NOTICE PURSUANT TO 35 U.S.C. § 282
`
`Pursuant to the requirements of 35 U.S.C. § 282, RAI Strategic Holdings, Inc. and R.J.
`
`Reynolds Vapor Company (“Reynolds”) hereby give Notice of the following prior art upon
`
`which Reynolds may rely upon at trial as evidence of invalidity and/or state of the art relating to
`
`United States Patent Nos. 9,814,265 (“the ’265 patent”), 10,555,556 (“the ’556 patent”),
`
`10,104,911 (“the ’911 patent”), 6,803,545 (“the ’545 patent”), 10,420,374 (“the ’374 patent”)
`
`(collectively the “Asserted Patents”). This notice is made based upon information available to
`
`Reynolds as of the date hereof, and Reynolds reserves the right to supplement this notice as
`
`appropriate. Reynolds may also rely on the person(s) listed below as being prior inventors or
`
`having prior knowledge of or as having previously used or offered for sale the invention of the
`
`Asserted Patents.
`
`In addition, Reynolds has already provided notice to Altria Client Services LLC (“ACS”),
`
`Philip Morris USA, Inc. (“PM USA”), and Philip Morris Products S.A. (“PMP”) (collectively,
`
`
`
`-1-
`
`
`
`
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF VIRGINIA
`ALEXANDRIA DIVISION
`
`
`
`v.
`
`RAI STRATEGIC HOLDINGS, INC. and
`R.J. REYNOLDS VAPOR COMPANY,
`
`Plaintiffs and Counterclaim Defendants,
`
`
`
`ALTRIA CLIENT SERVICES LLC; PHILIP
`MORRIS USA INC.; and PHILIP MORRIS
`PRODUCTS S.A.,
`
`Defendants and Counterclaim Plaintiffs.
`
`Case No. 1:20-cv-00393-LO-TCB
`
`
`REYNOLDS’S NOTICE PURSUANT TO 35 U.S.C. § 282
`
`Pursuant to the requirements of 35 U.S.C. § 282, RAI Strategic Holdings, Inc. and R.J.
`
`Reynolds Vapor Company (“Reynolds”) hereby give Notice of the following prior art upon
`
`which Reynolds may rely upon at trial as evidence of invalidity and/or state of the art relating to
`
`United States Patent Nos. 9,814,265 (“the ’265 patent”), 10,555,556 (“the ’556 patent”),
`
`10,104,911 (“the ’911 patent”), 6,803,545 (“the ’545 patent”), 10,420,374 (“the ’374 patent”)
`
`(collectively the “Asserted Patents”). This notice is made based upon information available to
`
`Reynolds as of the date hereof, and Reynolds reserves the right to supplement this notice as
`
`appropriate. Reynolds may also rely on the person(s) listed below as being prior inventors or
`
`having prior knowledge of or as having previously used or offered for sale the invention of the
`
`Asserted Patents.
`
`In addition, Reynolds has already provided notice to Altria Client Services LLC (“ACS”),
`
`Philip Morris USA, Inc. (“PM USA”), and Philip Morris Products S.A. (“PMP”) (collectively,
`
`
`
`-1-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 2 of 40 PageID# 32128
`
`“PM/Altria”) through the pleadings and filings in this case to date, the identity of patents and
`
`publications within the ambit of 35 U.S.C. § 282, including but not limited to Reynolds’s
`
`responses, including supplemental responses, to Interrogatory No. 2 and the Expert Reports of
`
`Travis Blalock, Dr. Thomas Fuller, Kelly Kodama, and Dr. Jeffrey C. Suhling (including all
`
`publications, patents or systems cited therein, relied upon or reviewed by them), which are
`
`incorporated herein by reference.
`
`The following listing of identified patents and publications is provided solely pursuant to
`
`the statutory provisions of 35 U.S.C. § 282. The fact that the following patents and publications
`
`are listed in this Notice does not reflect that any number of these items will be ultimately used by
`
`Reynolds at trial. This Notice is not a representation by Reynolds that the teachings of some
`
`number of the listed references must be combined for the jury to determine that the Asserted
`
`Patents are invalid under 35 U.S.C. § 103.
`
`In addition to these materials identified in this Notice, Reynolds may also rely on and
`
`reserves the right to present testimony by its experts Travis Blalock, Dr. Thomas Fuller, Kelly
`
`Kodama, and Dr. Jeffrey C. Suhling and their personal knowledge of the matters that are subject
`
`to this Notice, including the prior art to the Asserted Patents, the state of the art, anticipation of
`
`the Asserted Patents, and obviousness of the Asserted Patents.
`
`Reynolds may also rely on and reserves the right to present testimony by those persons
`
`identified as witness on its trial witness list regarding the prior art, which may be evidence of the
`
`prior art, state of the art, anticipation, and obviousness of the Asserted Patents.
`
`
`
`
`
`-2-
`
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`
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`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 3 of 40 PageID# 32129
`
`
`
`I.
`
`PATENTS
`
`Number
`CA 2502171C
`
`Inventor(s)
`Country
`Canada Woodson et al.
`
`CN 100581401C
`
`China
`
`Xiu
`
`CN 103653260B
`
`China
`
`CN 103829381B
`
`China
`
`Lin
`
`Lin
`
`CN 1284493C
`
`China
`
`Katase
`
`CN 201051862Y
`
`China
`
`Tao et al.
`
`CN 201054788Y
`
`China
`
`Pan et al.
`
`CN 201054789Y
`
`China
`
`Pan et al.
`
`CN 201054977Y
`
`China
`
`Yu
`
`CN 201079011Y
`
`China
`
`Han
`
`CN 201085044Y
`
`China
`
`Fang
`
`CN 201104488Y
`
`China
`
`Zhu
`
`CN 201123395Y
`
`China
`
`Yang
`
`CN 201146824Y
`
`China
`
`Long
`
`CN 201197360Y
`
`China
`
`Zhiping et al.
`
`CN 201199922Y
`
`China
`
`CN 201210862Y
`
`China
`
`Li
`
`Li
`
`Issue
`Page Numbers
`Date
`1/15/2013 DEF_PUB_EDVA000007304-
`000007344
`1/20/2010 RJREDVA_001642877-
`001642903
`12/30/2015 RJREDVA_001626360-
`001626387
`5/3/2017 RJREDVA_001556842-
`001556849
`11/15/2006 RJREDVA_001483436-
`001483443
`4/30/2008 RJREDVA_001483625-
`001483633
`4/30/2008 RJREDVA_001483634-
`001483640
`4/30/2008 RJREDVA_001483641-
`001483649
`5/7/2008 RJREDVA_001483650-
`001483660
`7/2/2008 RJREDVA_001488481-
`001488505
`7/16/2008 RJREDVA_001495078-
`001495086
`8/27/2008 RJREDVA_001523833-
`001523865
`10/1/2008 RJREDVA_001642947-
`001642957
`11/12/2008 RJREDVA_001642121-
`001642150
`2/25/2009 RJREDVA_001523416-
`001523429
`3/4/2009 RJREDVA_001626563-
`001626583
`3/25/2009 RJREDVA_001642958-
`001642976
`
`
`
`-3-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 4 of 40 PageID# 32130
`
`Number
`CN 201213951Y
`
`Country
`China
`
`Inventor(s)
`Qiu
`
`CN 201238610Y
`
`China
`
`CN 201341435Y
`
`China
`
`CN 201379071Y
`
`China
`
`CN 201379073Y
`
`China
`
`Xia
`
`Liu
`
`Pan
`
`Pan
`
`CN 201468000U
`
`China
`
`Huang et al.
`
`CN 201479921U
`
`China
`
`He et al.
`
`CN 201482667U
`
`China
`
`Liao
`
`CN 201490998U
`
`China
`
`Chen et al.
`
`CN 201514238U
`
`China
`
`Liu et al.
`
`CN 201830900U
`
`China
`
`Li et al.
`
`CN 202456410U
`
`China
`
`Li et al.
`
`CN 202714191U
`
`China
`
`Zhang
`
`CN 202722503U
`
`China
`
`CN 203314104U
`
`China
`
`Lin
`
`Liu
`
`CN 203329913U
`
`China
`
`Li et al.
`
`CN 203538386U
`
`China
`
`CN 203873011U
`
`China
`
`Liu
`
`Lin
`
`CN 203913376U
`
`China
`
`Li et al.
`
`Issue
`Page Numbers
`Date
`4/1/2009 RJREDVA_001642977-
`001642993
`5/20/2009 RJREDVA_001642994-
`001643028
`11/11/2009 RJREDVA_001556880-
`001556886
`1/13/2010 RJREDVA_001523430-
`001523452
`1/13/2010 RJREDVA_001498031-
`001498043
`5/19/2010 RJREDVA_001523778-
`001523790
`5/26/2010 RJREDVA_001488522-
`001488530
`5/26/2010 RJREDVA_001626584-
`001626598
`5/26/2010 RJREDVA_001483688-
`001483694
`6/23/2010 RJREDVA_001523866-
`001523878
`5/18/2011 RJREDVA_001626261-
`001626268
`10/3/2012 RJREDVA_001523879-
`001523902
`2/6/2013 RJREDVA_001626418-
`001626423
`2/13/2013 RJREDVA_001523903-
`001523917
`12/4/2013 RJREDVA_001483700-
`001483707
`12/11/2013 RJREDVA_001523453-
`001523479
`4/16/2014 RJREDVA_001626424-
`001626455
`10/15/2014 RJREDVA_001626456-
`001626473
`11/5/2014 RJREDVA_001483708-
`001483716
`
`
`
`-4-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 5 of 40 PageID# 32131
`
`Number
`CN 203952419U
`
`Country
`China
`
`Inventor(s)
`Liu
`
`CN 204070537U
`
`China
`
`Xiang
`
`CN 204232300U
`
`China
`
`CN 2244307Y
`
`China
`
`Liu
`
`Wu
`
`CN 2350767Y
`
`China
`
`Li et al.
`
`CN 2641869Y
`
`China
`
`Zhang et al.
`
`CN 2643681Y
`
`CN 2719043Y
`
`China
`
`China
`
`Han
`
`Han
`
`CN 2865564Y
`
`China
`
`Hu
`
`CN 2889333Y
`
`China
`
`Chen
`
`DK 2404515T3
`
`Denmark Hon
`
`Adams et al.
`
`Issue
`Page Numbers
`Date
`11/26/2014 RJREDVA_001483717-
`001483729
`1/7/2015 RJREDVA_001483730-
`001483743
`4/1/2015 RJREDVA_001483744-
`001483764
`1/8/1997 RJREDVA_001482678-
`001482686
`11/24/1999 RJREDVA_001495733-
`001495738
`9/15/2004 DEF_PUB_EDVA000005839-
`000005867
`9/29/2004 RJREDVA_001483765-
`001483770
`8/24/2005 RJREDVA_001483771-
`001483783
`2/7/2007 RJREDVA_001495739-
`001495753
`4/18/2007 RJREDVA_001642235-
`001642264
`12/14/2015 DEF_PUB_EDVA000012671-
`000012683
`2/26/2010 DEF_PUB_EDVA000015086-
`000015097
`
`EA 013046B1
`
`EP 0288874B1
`
`EP 1036289B1
`
`EP 2404515B1
`
`EP 509798B1
`
`EP 706253B1
`
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`
`Lopatin et al.
`
`4/19/1994 RJREDVA_001641056-
`001641067
`
`Nunnally et al.
`
`12/20/2006 RJREDVA_001495763-
`001495783
`
`Hon
`
`Ball
`
`Fujii
`
`9/9/2015 RJREDVA_001556887-
`001556898
`
`1/17/1996 RJREDVA_001495754-
`001495762
`
`7/15/1998 RJREDVA_001496181-
`001496206
`
`
`
`-5-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 6 of 40 PageID# 32132
`
`Inventor(s)
`Takamoro
`
`Issue
`Page Numbers
`Date
`12/19/2001 RJREDVA_001496207-
`001496213
`
`Takeuchi et al.
`
`4/28/1999 RJREDVA_001496214-
`001496234
`
`Country
`European
`Patent
`Office
`European
`Patent
`Office
`Spain
`
`Number
`EP 760547B1
`
`EP 780918B1
`
`ES 1070375U
`
`KR 10-
`0933516B1
`KR 10-
`0955080B1
`KR 10-
`1011453B1
`KR 10-2005-
`010773
`KR 20-
`0273195Y1
`KR 20-
`0453400Y1
`KR 20-2009-
`0003871
`KR 20-2010-
`0012311
`KZ 28018B
`
`Bordes
`
`Choi et al.
`
`Cho
`
`Shin
`
`South
`Korea
`South
`Korea
`South
`Korea
`South
`Korea
`South
`Korea
`South
`Korea
`South
`Korea
`South
`Korea
`Kazakhstan Thorens et al.
`
`Yuseong-gu
`
`Tae-Gyu
`
`Boo-Won
`
`Cho
`
`Boo-Won
`
`8/5/2009 RJREDVA_001642277-
`001642297
`12/23/2009 RJREDVA_001641781-
`001641809
`4/28/2010 RJREDVA_001643061-
`001643085
`1/28/2011 RJREDVA_001549868-
`001549880
` Pages 1-12
`
`11/1/2005
`
`4/20/2002 RJREDVA_001496483-
`001496487
`4/28/2011 RJREDVA_001626474-
`001626500
`4/27/2009 RJREDVA_001642374-
`001642399
`4/28/2011 Pages 1-13
`
`12/25/2013 DEF_PUB_EDVA000019485-
`000019497
`7/10/2009 RJREDVA_001482862-
`001482877
`4/11/2001 RJREDVA_001496506-
`001496524
`3/21/2002 RJREDVA_001496525-
`001496619
`1/14/2020 RJREDVA_001557155-
`001557162
`10/13/1936 RJREDVA_001642548-
`001642550
`5/14/1940 DEF_PUB_EDVA000002815-
`000002835
`
`RU 2360583C1
`
`Russia
`
`Urtsev et al.
`
`TW 429637B
`
`Taiwan Wang et al.
`
`TW 480763B
`
`Taiwan
`
`Hironaka et al.
`
`US 10,531,686
`
`US 2,057,353
`
`US 2,200,863
`
`United
`States
`United
`States
`United
`States
`
`Lin
`
`Whittemore
`
`Schuck
`
`
`
`-6-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 7 of 40 PageID# 32133
`
`Number
`US 2,355,652
`
`US 2,360,628
`
`US 2,640,861
`
`US 2,907,320
`
`US 2,974,669
`
`US 3,381,114
`
`US 3,389,601
`
`US 3,534,728
`
`US 3,611,178
`
`US 3,814,998
`
`US 3,946,726
`
`US 3,965,746
`
`US 4,141,252
`
`US 4,154,115
`
`US 4,206,644
`
`US 4,259,715
`
`US 4,275,747
`
`US 4,286,377
`
`US 4,404,624
`
`Country
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`
`Inventor(s)
`Irvin
`
`Wright
`
`Kremers
`
`De Weese et al.
`
`Ellis
`
`Nakanuma
`
`Semplak
`
`Barrows
`
`McConnell
`
`Thoma et al.
`
`Pikul
`
`Rabek
`
`Lodge
`
`Hartung et al.
`
`Platt
`
`Morokawa
`
`Miller
`
`Hurko et al.
`
`Yamazaki
`
`Issue
`Page Numbers
`Date
`8/15/1944 RJREDVA_001498223-
`001498226
`10/17/1944 RJREDVA_001498227-
`001498229
`6/2/1953 RJREDVA_001495207-
`001495210
`10/6/1959 RJREDVA_001485320-
`001485326
`3/14/1961 RJREDVA_001495211-
`001495213
`4/30/1968 RJREDVA_001495214-
`001495219
`6/25/1968 DEF_PUB_EDVA000002843-
`000002846
`10/20/1970 DEF_PUB_EDVA000002847-
`000002852
`10/5/1971 RJREDVA_001495849-
`001495854
`6/4/1974 DEF_PUB_EDVA000002853-
`000002859
`3/30/1976 DEF_PUB_EDVA000002860-
`000002871
`6/29/1976 DEF_PUB_EDVA000002872-
`000002884
`2/27/1979 RJREDVA_001485369-
`001485383
`5/15/1979 RJREDVA_001495855-
`001495862
`6/10/1980 DEF_PUB_EDVA000002897-
`000002900
`3/31/1981 RJREDVA_001496620-
`001496647
`6/30/1981 DEF_PUB_EDVA000006050-
`000006053
`9/1/1981 RJREDVA_001495220-
`001495227
`9/13/1983 RJREDVA_001496648-
`001496654
`
`
`
`-7-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 8 of 40 PageID# 32134
`
`Number
`US 4,419,302
`
`US 4,484,479
`
`US 4,488,439
`
`US 4,490,773
`
`US 4,599,907
`
`US 4,616,167
`
`US 4,774,626
`
`US 4,846,199
`
`US 4,876,892
`
`US 4,922,901
`
`US 4,945,929
`
`US 4,945,931
`
`US 4,947,874
`
`US 4,947,875
`
`US 4,950,868
`
`US 5,025,814
`
`US 5,028,500
`
`US 5,060,671
`
`US 5,107,860
`
`Country
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`
`Inventor(s)
`Nishino et al.
`
`Eckhardt
`
`Gast et al.
`
`Moffatt
`
`Kraus et al.
`
`Adler
`
`Charboneau et
`al.
`Rose
`
`Arabia et al.
`
`Brooks et al.
`
`Egilmex
`
`Gori
`
`Brooks et al.
`
`Brooks et al.
`
`Moss et al.
`
`Raker
`
`Fong et al.
`
`Counts et al.
`
`Malouvier et al.
`
`Issue
`Page Numbers
`Date
`12/6/1983 DEF_PUB_EDVA000006054-
`000006066
`11/27/1984 DEF_PUB_EDVA000002901-
`000002905
`12/18/1984 DEF_PUB_EDVA000002906-
`000002912
`12/25/1984 DEF_PUB_EDVA000002913-
`000002922
`7/15/1986 DEF_PUB_EDVA000002923-
`000002927
`10/7/1986 RJREDVA_001496655-
`001496660
`9/27/1988 RJREDVA_001495863-
`001495871
`7/11/1989 DEF_PUB_EDVA000006067-
`000006080
`10/31/1989 DEF_PUB_EDVA000002928-
`000002936
`5/8/1990 DEF_PUB_EDVA000002937-
`000002959
`8/7/1990 RJREDVA_001485447-
`001485451
`8/7/1990 RJREDVA_001498235-
`001498240
`8/14/1990 RJREDVA_001641907-
`001641934
`8/14/1990 RJREDVA_001496661-
`001496683
`8/21/1990 RJREDVA_001496684-
`001496694
`6/25/1991 RJREDVA_001497540-
`001497555
`7/2/1991 DEF_PUB_EDVA000005520-
`000005531
`10/29/1991 DEF_PUB_EDVA000005532-
`000005551
`4/28/1992 DEF_PUB_EDVA000002965-
`000002971
`
`
`
`-8-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 9 of 40 PageID# 32135
`
`Number
`US 5,134,886
`
`US 5,144,962
`
`US 5,146,435
`
`US 5,269,327
`
`US 5,336,568
`
`US 5,342,711
`
`US 5,343,022
`
`US 5,372,148
`
`US 5,388,594
`
`US 5,481,174
`
`US 5,498,855
`
`US 5,499,636
`
`US 5,505,214
`
`US 5,519,563
`
`US 5,572,108
`
`US 5,587,250
`
`US 5,589,117
`
`US 5,591,368
`
`US 5,595,839
`
`Country
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
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`Inventor(s)
`Ball
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`Counts et al.
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`Bernstein
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`Counts et al.
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`Andrieu
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`Tamura et al.
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`Gilbert, Sr. et
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`Collins et al.
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`Higashijima et
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`Yang
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`Date
`8/4/1992 DEF_PUB_EDVA000002972-
`000002978
`9/8/1992 RJREDVA_001487099-
`001487121
`9/8/1992 DEF_PUB_EDVA000002979-
`000002989
`12/14/1993 RJREDVA_001495228-
`001495249
`8/9/1994 RJREDVA_001496695-
`001496701
`8/30/1994 RJREDVA_001487122-
`001487129
`8/30/1994 RJREDVA_001495250-
`001495254
`12/13/1994 RJREDVA_001496702-
`001496715
`2/14/1995 DEF_PUB_EDVA000005583-
`000005612
`1/2/1996 RJREDVA_001642602-
`001642608
`3/12/1996 RJREDVA_001487160-
`001487181
`3/19/1996 RJREDVA_001487182-
`001487210
`4/9/1996 RJREDVA_001487211-
`001487235
`5/21/1996 RJREDVA_001496716-
`001496727
`11/5/1996 RJREDVA_001496728-
`001496740
`12/24/1996 RJREDVA_001496741-
`001496750
`12/31/1996 RJREDVA_001487936-
`001487949
`1/7/1997 RJREDVA_001487236-
`001487261
`1/21/1997 RJREDVA_001642609-
`001642625
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`
`
`-9-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 10 of 40 PageID# 32136
`
`Number
`US 5,649,554
`
`US 5,654,622
`
`US 5,665,262
`
`US 5,666,977
`
`US 5,692,525
`
`US 5,692,526
`
`US 5,708,351
`
`US 5,750,964
`
`US 5,878,752
`
`US 5,900,720
`
`US 5,902,501
`
`US 5,934,289
`
`US 5,935,975
`
`US 5,959,219
`
`US 5,981,107
`
`US 5,988,176
`
`US 5,998,967
`
`US 6,040,082
`
`US 6,040,560
`
`Country
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
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`Inventor(s)
`Sprinkel et al.
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`Toya et al.
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`Hajaligol et al.
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`Higgins et al.
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`Counts et al.
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`Adams et al.
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`Takamoro
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`Counts et al.
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`Adams et al.
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`Kallman et al.
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`Nunnally et al.
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`Watkins et al.
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`Rose et al.
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`Saunders
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`Hamano et al.
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`Baggett, Jr. et
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`Umeki et al.
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`Haas et al.
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`7/22/1997 RJREDVA_001482965-
`001482988
`8/5/1997 RJREDVA_001496751-
`001496763
`9/9/1997 RJREDVA_001485507-
`001485538
`9/16/1997 RJREDVA_001485539-
`001485560
`12/2/1997 RCEDVA-0000924-0000953
`
`12/2/1997 RJREDVA_001485591-
`001485620
`1/13/1998 RJREDVA_001496764-
`001496769
`5/12/1998 DEF_PUB_EDVA000007780-
`000007808
`3/9/1999 RJREDVA_001524026-
`001524067
`5/4/1999 RJREDVA_001496770-
`001496788
`5/11/1999 DEF_PUB_EDVA000003072-
`000003088
`8/10/1999 RJREDVA_001487294-
`001487315
`8/10/1999 DEF_PUB_EDVA000006081-
`000006095
`9/28/1999 DEF_PUB_EDVA000003089-
`000003095
`11/9/1999 RJREDVA_001487316-
`001487334
`11/23/1999 RJREDVA_001485667-
`001485695
`12/7/1999 RJREDVA_001549894-
`001549907
`3/21/2000 RJREDVA_001642626-
`001642637
`3/21/2000 DEF_PUB_EDVA000005788-
`000005820
`
`
`
`-10-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 11 of 40 PageID# 32137
`
`Number
`US 6,043,629
`
`US 6,061,577
`
`US 6,066,164
`
`US 6,087,809
`
`US 6,087,812
`
`US 6,155,268
`
`US 6,157,165
`
`US 6,163,131
`
`US 6,181,107
`
`US 6,184,654
`
`US 6,242,722
`
`US 6,246,217
`
`US 6,324,339
`
`US 6,352,797
`
`US 6,359,797
`
`US 6,370,046
`
`US 6,541,157
`
`US 6,585,509
`
`US 6,615,840
`
`Country
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
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`Inventor(s)
`Ashley et al.
`
`Andrieu et al.
`
`Macher et al.
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`Gan et al.
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`Thomas et al.
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`Takeuchi
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`Kinoshita et al.
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`Gartstein et al.
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`Hirose
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`Bachner III et
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`Provancha et
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`Yoshida et al.
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`Hudson et al.
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`Yoshida et al.
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`Bayer et al.
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`Nebrigic et al.
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`Inagaki et al.
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`Young et al.
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`Fournier et al.
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`Issue
`Page Numbers
`Date
`3/28/2000 RJREDVA_001642671-
`001642680
`5/9/2000 RJREDVA_001496789-
`001496792
`5/23/2000 RJREDVA_001496793-
`001496802
`7/11/2000 RJREDVA_001496803-
`001496811
`7/11/2000 RJREDVA_001496812-
`001496816
`12/5/2000 DEF_PUB_EDVA000006421-
`000006435
`12/5/2000 RJREDVA_001496817-
`001496843
`12/19/2000 RJREDVA_001496844-
`001496885
`1/30/2001 RJREDVA_001642681-
`001642694
`2/6/2001 RJREDVA_001496886-
`001496904
`6/5/2001 RJREDVA_001495327-
`001495336
`6/12/2001 RJREDVA_001487368-
`001487385
`11/27/2001 RJREDVA_001496905-
`001496920
`3/5/2002 RJREDVA_001642695-
`001642708
`3/19/2002 RJREDVA_001496921-
`001496929
`4/9/2002 RJREDVA_001496930-
`001496960
`4/1/2003 RJREDVA_001549908-
`001549917
`7/1/2003 RJREDVA_001556933-
`001556970
`9/9/2003 RJREDVA_001495337-
`001495358
`
`
`
`-11-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 12 of 40 PageID# 32138
`
`Number
`US 6,634,864
`
`US 6,641,952
`
`US 6,641,953
`
`US 6,694,975
`
`US 6,803,545
`
`US 6,803,550
`
`US 6,810,883
`
`US 6,889,280
`
`US 6,904,808
`
`US 6,909,840
`
`US 6,992,492
`
`US 7,171,012
`
`US 7,343,796
`
`US 7,353,711
`
`US 7,431,570
`
`US 7,726,320
`
`US 7,832,410
`
`US 7,845,359
`
`US 7,888,275
`
`Country
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`
`Inventor(s)
`Young et al.
`
`Maple
`
`Takeuchi et al.
`
`Schuster et al.
`
`Blake et al.
`
`Sharpe et al.
`
`Felter et al.
`
`Barmore
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`Masuda
`
`Harwig et al.
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`Burdick et al.
`
`Izuchi et al.
`
`Drummond et
`al.
`O'Dowd et al.
`
`Young et al.
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`Robinson et al.
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`Hon
`
`Montaser
`
`Ward et al.
`
`Issue
`Page Numbers
`Date
`10/21/2003 RJREDVA_001556971-
`001556988
`11/4/2003 Sheets 1-11, Columns 1-18
`
`11/4/2003 RJREDVA_001642709-
`001642720
`2/24/2004 RJREDVA_001495359-
`001495382
`10/12/2004 RJREDVA_001485751-
`001485761
`10/12/2004 RJREDVA_001485762-
`001485777
`11/2/2004 RJREDVA_001495872-
`001495885
`5/3/2005 RJREDVA_001487965-
`001487976
`6/14/2005 RJREDVA_001495886-
`001495895
`6/21/2005 RJREDVA_001495404-
`001495431
`1/31/2006 RJREDVA_001495896-
`001495910
`1/30/2007 RJREDVA_001485792-
`001485810
`3/18/2008 RJREDVA_001495911-
`001495920
`4/8/2008 DEF_PUB_EDVA000003208-
`000003230
`10/7/2008 RJREDVA_001556989-
`001557021
`6/1/2010 RJREDVA_001495432-
`001495455
`11/16/2010 RJREDVA_001485869-
`001485888
`12/7/2010 RJREDVA_001485869-
`001485888
`2/15/2011 RJREDVA_001557022-
`001557041
`
`
`
`-12-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 13 of 40 PageID# 32139
`
`Number
`US 7,920,777
`
`US 8,079,371
`
`US 8,091,558
`
`US 8,127,772
`
`US 8,156,944
`
`US 8,205,622
`
`US 8,314,591
`
`US 8,365,742
`
`US 8,375,957
`
`US 8,393,331
`
`US 8,490,628
`
`US 8,511,318
`
`US 8,550,068
`
`US 8,578,942
`
`US 8,661,910
`
`US 8,678,012
`
`US 8,689,805
`
`US 8,746,240
`
`US 8,757,147
`
`Country
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
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`Inventor(s)
`Rabin et al.
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`Robinson et al.
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`Martzel
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`Montaser
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`Han
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`Pan
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`Terry et al.
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`Hon
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`Terry et al.
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`Schennum
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`McLaughlin et
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`Terry et al.
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`Terry et al.
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`Date
`4/5/2011 RJREDVA_001549918-
`001549934
`12/20/2011 RJREDVA_001485889-
`001485912
`1/10/2012 RJREDVA_001485913-
`001485918
`3/6/2012 DEF_PUB_EDVA000003305-
`000003324
`4/17/2012 RJREDVA_001485939-
`001485958
`6/26/2012 RJREDVA_001485959-
`001485970
`11/20/2012 RJREDVA_001485971-
`001486006
`2/5/2013 RJREDVA_001486007-
`001486023
`2/19/2013 DEF_PUB_EDVA000013942-
`000013960
`3/12/2013 RJREDVA_001486042-
`001486052
`7/23/2013 RJREDVA_001486053-
`001486063
`8/20/2013 DEF_PUB_EDVA000003453-
`000003465
`10/8/2013 DEF_PUB_EDVA000051020-
`000051056
`11/12/2013 RJREDVA_001626506-
`001626519
`3/4/2014 RJREDVA_001642744-
`001642759
`3/25/2014 RJREDVA_001495456-
`001495463
`4/8/2014 DEF_PUB_EDVA000003503-
`000003516
`6/10/2014 DEF_PUB_EDVA000003517-
`000003552
`6/24/2014 DEF_PUB_EDVA000051093-
`000051128
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`
`
`-13-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 14 of 40 PageID# 32140
`
`Number
`US 8,794,231
`
`US 8,863,752
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`US 8,863,753
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`US 8,893,726
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`US 8,897,628
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`US 8,899,238
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`US 8,899,239
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`US 8,910,640
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`US 8,910,641
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`US 9,022,026
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`US 9,072,321
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`US 9,095,175
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`US 9,259,035
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`US 9,320,300
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`US 9,326,548
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`US 9,326,549
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`US 9,326,550
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`US 9,326,551
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`US 9,339,062
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`Country
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
`United
`States
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`Inventor(s)
`Thorens et al.
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`Hon
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`Li et al.
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`Hon
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`Conley et al.
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`Robinson et al.
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`Hon
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`Fang
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`Liu
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`Terry et al.
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`Date
`8/5/2014 RJREDVA_001495464-
`001495473
`10/21/2014 DEF_PUB_EDVA000003553-
`000003568
`10/21/2014 DEF_PUB_EDVA000003569-
`000003575
`11/25/2014 DEF_PUB_EDVA000003576-
`000003586
`11/25/2014 DEF_PUB_EDVA000003587-
`000003603
`12/2/2014 RJREDVA_001497701-
`001497725
`12/2/2014 RJREDVA_001486240-
`001486252
`12/16/2014 RJREDVA_001557059-
`001557090
`12/16/2014 RJREDVA_001486253-
`001486265
`5/5/2015 RJREDVA_001626520-
`001626526
`7/7/2015 DEF_PUB_EDVA000003655-
`000003668
`8/4/2015 RJREDVA_001497726-
`001497764
`2/16/2016 RJREDVA_001486279-
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`001486381
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`
`-14-
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`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 15 of 40 PageID# 32141
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`US 9,364,027
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`US 9,370,205
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`US 9,439,455
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`US 9,456,632
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`US 9,504,279
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`US 9,572,373
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`US 9,781,952
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`US 9,808,034
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`US 9,848,652
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`US 9,848,653
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`US 9,848,654
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`US 9,861,772
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`US 9,913,496
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`US 9,943,108
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`US 9,955,732
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`US 9,961,939
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`Hon
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`Alarcon et al.
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`Hon
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`Chen
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`Rinker et al.
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`000003855
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`000003875
`9/13/2016 DEF_PUB_EDVA000003876-
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`10/4/2016 RJREDVA_001486515-
`001486532
`11/29/2016 RJREDVA_001549981-
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`Country
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`-15-
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`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 16 of 40 PageID# 32142
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`China
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`Buckberger
`
`CN 102573968A
`
`China
`
`Yang et al.
`
`9/29/2010
`
`11/3/2011
`
`7/11/2012
`
`
`
`-16-
`
`
`
`Publication
`Date
`9/3/2009
`2/23/1995
`
`5/6/2010
`
`7/30/2008
`
`9/10/2008
`
`9/24/2008
`
`10/1/2008
`
`2/4/2009
`
`2/18/2009
`
`9/2/2009
`
`9/9/2009
`
`Page Number(s)
`RJREDVA_001483068
`DEF_PUB_EDVA000001929-
`000001953
`RJREDVA_001488452-
`001488480
`12/26/2007 RJREDVA_001494972-
`001494975
`DEF_PUB_EDVA000002222-
`000002235
`DEF_PUB_EDVA000007379-
`000007472
`RJREDVA_001495605-
`001495614
`RJREDVA_001494976-
`001494994
`RJREDVA_001495615-
`001495615
`DEF_PUB_EDVA000002236-
`000002245
`DEF_PUB_EDVA000002246-
`000002261
`DEF_PUB_EDVA000002276-
`000002285
`12/23/2009 DEF_PUB_EDVA000002295-
`000002305
`RJREDVA_001642904-
`001642946
`10/26/2011 DEF_PUB_EDVA000002315-
`000002327
`RJREDVA_001496972-
`001497044
`RJREDVA_001497045-
`001497053
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 17 of 40 PageID# 32143
`
`Number
`CN 102655773A
`
`Country Inventor(s)/
`Author(s)
`China
`Thorens et al.
`
`CN 102861694A
`
`China
`
`Junxiang et al.
`
`CN 102939021A
`
`China
`
`Hearn et al.
`
`CN 103251133A
`
`China
`
`Fang
`
`CN 103355745A
`
`China
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`Lin
`
`CN 103596457A
`
`China Maas
`
`CN 1040914A
`
`China
`
`Brooks et al.
`
`CN 105476069A
`
`China
`
`Li
`
`CN 105876869A
`
`China
`
`CN 1060744A
`
`China
`
`Inventor Not
`Indicated -
`Joyetech
`(Changzhou)
`Electronics
`Tech Co. Ltd.
`Atkins et al.
`
`Publication
`Date
`9/5/2012
`
`1/9/2013
`
`2/20/2013
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`8/21/2013
`
`Page Number(s)
`RJREDVA_001497054-
`001497091
`RJREDVA_001523662-
`001523674
`RJREDVA_001523393-
`001523415
`DEF_PUB_EDVA000017373-
`000017380
`10/23/2013 RJREDVA_001626303-
`001626359
`RJREDVA_001549778-
`001549778
`RJREDVA_001483304-
`001483345
`RJREDVA_001523791-
`001523832
`RJREDVA_001483418-
`001483435
`
`2/19/2014
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`4/4/1990
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`4/13/2016
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`8/24/2016
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`4/29/1992
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`RJREDVA_001495921-
`001495942
`RJREDVA_001495943-
`001496037
`RJREDVA_001496038-
`001496048
`RJREDVA_001494995-
`001495077
`RJREDVA_001496049-
`001496062
`RJREDVA_001496063-
`001496092
`RJREDVA_001496093-
`001496121
`RJREDVA_001496122-
`001496131
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`CN 1122213A
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`China
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`Collins et al.
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`5/15/1996
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`CN 1177233A
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`China
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`Kazuno
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`China
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`8/12/1998
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`CN 1198257A
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`China
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`China
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`China
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`Zhong
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`
`
`-17-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 18 of 40 PageID# 32144
`
`Number
`CN 1530041A
`
`Country Inventor(s)/
`Author(s)
`China
`Li
`
`CN 1541577A
`
`China
`
`Han
`
`CN 1575673A
`
`China
`
`Katase
`
`CN 1717186A
`
`China
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`Felter et al.
`
`CN 1741684A
`
`China
`
`Zhao
`
`CN 1791790A
`
`China
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`Ferran et al.
`
`CN 1851470A
`
`China Wei
`
`CN 1864054A
`
`China
`
`O’Dowd et al.
`
`CN 2641970Y
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`China
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`Tang
`
`CN 87105919A
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`China
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`Zhang et al.
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`Germany Schreiber et
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`Hon
`
`DE 1565641A1
`
`EA 200802045A1
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`EA 201100197A1
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`EP 0358002A2
`
`EP 0358114A2
`
`EP 0488488A1
`
`Eurasian
`Patent
`Organizati
`on
`Eurasian
`Patent
`Organizati
`on
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`
`Publication
`Date
`9/22/2004
`
`11/3/2004
`
`2/9/2005
`
`1/4/2006
`
`3/1/2006
`
`6/21/2006
`
`Page Number(s)
`RJREDVA_001483467-
`001483472
`RJREDVA_001483473-
`001483487
`RJREDVA_001482653-
`001482677
`DEF_PUB_EDVA000016894-
`000016923
`RJREDVA_001483512-
`001483526
`RJREDVA_001483527-
`001483549
`10/25/2006 RJREDVA_001495665-
`001495670
`11/15/2006 RJREDVA_001495671-
`001495715
`RJREDVA_001495103-
`001495108
`RJREDVA_001488531-
`001488535
`RJREDVA_001482687-
`001482704
`RJREDVA_001488536-
`001488565
`
`9/15/2004
`
`9/14/1988
`
`2/12/1970
`
`2/27/2009
`
`Not Indicated
`
`3/30/3012
`
`RJREDVA_001487392-
`001487412
`
`Brooks et al.
`
`3/14/1990
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`RJREDVA_001496132-
`001496156
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`Brooks et al.
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`3/14/1990
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`DEF_PUB_EDVA000002570-
`000002596
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`Losee et al.
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`6/3/1992
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`RJREDVA_001483819-
`001483836
`
`
`
`-18-
`
`
`
`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 19 of 40 PageID# 32145
`
`Takeuchi
`
`Lupotto et al.
`
`Kim et al.
`
`Country Inventor(s)/
`Author(s)
`European
`Takahisa et al.
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`European
`Patent
`Office
`France
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`Xiu
`
`Han
`
`Thorens et al.
`
`Cochand et al.
`
`Labbal et al.
`
`Number
`EP 0592173A1
`
`EP 0893071A1
`
`EP 0911041A2
`
`EP 1107420A2
`
`EP 2260733A1
`
`EP 2359705A1
`
`EP 2460423A1
`
`EP 2606756A1
`
`FR 2128256A1
`
`GB 1252433A
`
`GB 2504076A
`
`GB 2513638A
`
`JP 02-100286A
`
`Publication
`Date
`4/13/1994
`
`Page Number(s)
`RJREDVA_001483861-
`001483872
`
`1/27/1999
`
`RJREDVA_001487413-
`001487430
`
`4/28/1999
`
`RJREDVA_001496235-
`001496244
`
`6/13/2001
`
`RJREDVA_001496258-
`001496270
`
`12/15/2010 RJREDVA_001482726-
`001482745
`
`8/24/2011
`
`RJREDVA_001482763-
`001482782
`
`6/6/2012
`
`RJREDVA_001487431-
`001487449
`
`6/26/2013
`
`RJREDVA_001487450-
`001487486
`
`11/3/1971
`
`1/22/2014
`
`11/5/2014
`
`4/12/1990
`
`7/25/1995
`
`10/20/1972 RJREDVA_001488566-
`001488571
`RJREDVA_001483897-
`001483904
`DEF_PUB_EDVA000006324-
`000006345
`DEF_PUB_EDVA000006346-
`000006362
`RJREDVA_001487049-
`001487051
`RJREDVA_001482837-
`001482861
`DEF_PUB_EDVA000016924-
`000016934
`RJREDVA_001487057-
`001487066
`
`1/10/1997
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`2/20/1998
`
`Wilkinson
`
`United
`Kingdom
`United
`Kingdom
`United
`Kingdom
`Japan Miyabayashi
`
`Lord
`
`Reevell
`
`JP 07-184627A
`
`Japan
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`Collins et al.
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`JP 09-005191A
`
`Japan
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`Fujii et al.
`
`JP 10-051962A
`
`Japan
`
`Yasuhito
`
`
`
`-19-
`
`
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`
`
`Case 1:20-cv-00393-LO-TCB Document 1214 Filed 05/04/22 Page 20 of 40 PageID# 32146
`
`4/6/1999
`
`Number
`JP 10-285813A
`
`Country Inventor(s)/
`Author(s)
`Japan Matsumoto
`
`JP 11-089551A
`
`Japan
`
`Takeuchi
`
`JP 11-351921A
`
`Japan
`
`Takagi et al.
`
`JP 2000-510763A
`
`Japan
`
`Howell et al.
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`JP 2002-240341A
`
`Japan
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`Higashi et al.
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`JP 2004-163221A
`
`Japan
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`Abe et al.
`
`JP 2005-034021A
`
`Japan
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`Katase
`
`JP 2005-265432A
`
`Japan
`
`Yamada
`
`JP 2007-010484A
`
`Japan
`
`Yamagishi
`
`JP 2007-532118A
`
`Japan
`
`Han
`
`JP 2009-066142A
`
`Japan
`
`Nakata et al.
`
`JP 2009-526540A
`
`Japan
`
`Otee et al.
`
`JP 2012-533313A
`
`Japan
`
`Linker et al.
`
`JP 2013-516159A
`
`Japan
`
`Toran et al.
`
`JP 2013-520982A
`
`Japan
`
`Hahn et al.
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`JP 2013-526834A
`
`Japan
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`Liu
`
`JP 2013-545474A
`
`Japan
`
`Toran et al.
`
`JP 2014-521961A
`
`Japan
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`Han
`
`JP 63-271121A
`
`Japan Watanabe et
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`10/23/1998 RJREDVA_001487052-
`001487056
`RJREDVA_001487594-
`001487602
`12/24/1999 DEF_PUB_EDVA000016547-
`000016551
`DEF_PUB_EDVA000005958-
`000005998
`RJREDVA_001487042-
`001487048
`RJREDVA_001483915-
`001483926
`RJREDVA_001483927-
`001483942
`RJREDVA_001483943-
`001483954
`RJREDVA_001483955-
`001483966
`11/15/2007 RJREDVA_001488572-
`001
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