`
`United States Court of Appeals for the Third Circuit
`
`Corporate Disclosure Statement and
`Statement of Financial Interest
`
`23-1779
`No. _________
`
`In re: Coinbase Inc.
`
` v.
`
`Instructions
`
`Pursuant to Rule 26.1, Federal Rules of Appellate Procedure any nongovernmental
`corporate party to a proceeding before this Court must file a statement identifying all of its parent
`corporations and listing any publicly held company that owns 10% or more of the party’s stock.
`
`Third Circuit LAR 26.1(b) requires that every party to an appeal must identify on the
`Corporate Disclosure Statement required by Rule 26.1, Federal Rules of Appellate Procedure, every
`publicly owned corporation not a party to the appeal, if any, that has a financial interest in the outcome of
`the litigation and the nature of that interest. This information need be provided only if a party has
`something to report under that section of the LAR.
`
`In all bankruptcy appeals counsel for the debtor or trustee of the bankruptcy estate shall
`provide a list identifying: 1) the debtor if not named in the caption; 2) the members of the creditors’
`committee or the top 20 unsecured creditors; and, 3) any entity not named in the caption which is an
`active participant in the bankruptcy proceedings. If the debtor or the bankruptcy estate is not a party to the
`proceedings before this Court, the appellant must file this list. LAR 26.1(c).
`
`The purpose of collecting the information in the Corporate Disclosure and Financial
`Interest Statements is to provide the judges with information about any conflicts of interest which would
`prevent them from hearing the case.
`
`The completed Corporate Disclosure Statement and Statement of Financial Interest Form
`must, if required, must be filed upon the filing of a motion, response, petition or answer in this Court, or
`upon the filing of the party’s principal brief, whichever occurs first. A copy of the statement must also be
`included in the party’s principal brief before the table of contents regardless of whether the statement has
`previously been filed. Rule 26.1(b) and (c), Federal Rules of Appellate Procedure.
`
`If additional space is needed, please attach a new page.
`
`(Page 1 of 2)
`
`
`
`Case: 23-1779 Document: 6 Page: 2 Date Filed: 05/03/2023
`
`Pursuant to Rule 26.1 and Third Circuit LAR 26.1,
`makes the following disclosure: (Name of Party)
`
`Coinbase, Inc.
`
`1) For non-governmental corporate parties please list all parent
`
`corporations:
`
`Coinbase Global, Inc.
`
`2) For non-governmental corporate parties please list all publicly held
`companies that hold 10% or more of the party’s stock:
`
`Coinbase Global, Inc.
`
`3) If there is a publicly held corporation which is not a party to the
`proceeding before this Court but which has as a financial interest in the outcome of the
`proceeding, please identify all such parties and specify the nature of the financial
`interest or interests:
`
`None
`
`4) In all bankruptcy appeals counsel for the debtor or trustee of the
`bankruptcy estate must list: 1) the debtor, if not identified in the case caption; 2) the
`members of the creditors’ committee or the top 20 unsecured creditors; and, 3) any
`entity not named in the caption which is active participant in the bankruptcy proceeding.
`If the debtor or trustee is not participating in the appeal, this information must be
`provided by appellant.
`
`N/A
`
`/s/ Eugene Scalia
`
`May 3, 2023
` Dated:
`(Signature of Counsel or Party)
`
`rev: 09/2014 (Page 2 of 2)
`
`