Risley v. Universal Navigation Inc.

23-1340 | U.S. Court of Appeals, Second Circuit

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Filed Sept. 28, 2023
Terminated Feb. 26, 2025
Nature of Suit 3850 Securities, Commodities, Exchange
Original Case 22-cv-02780
Last Updated: 2 weeks, 1 day ago Show Interactive Timeline
Filing Date # Docket Text
2/26/2025NEW CASE MANAGER, Yenni Liu, ASSIGNED.[3641291] [23-1340] [Entered: 02/26/2025 09:47 AM]
2/26/2025115CAPTION, pursuant to SUMMARY ORDER AND JUDGMENT, AMENDED.[3641290] [23-1340] [Entered: 02/26/2025 09:46 AM]
2/26/2025CERTIFIED ORDER, dated 02/26/2025, to SDNY, ISSUED.[3641289] [23-1340] [Entered: 02/26/2025 09:45 AM]
2/26/2025SUMMARY ORDER AND JUDGMENT, affirming in part, vacating and remanding in part the judgment of the district court, by RR, RCW, MAK, FILED.[3641288] [23-1340] [Entered: 02/26/2025 09:42 AM]
9/26/2024112CASE, before RR, RCW, MAK, HEARD.[3634702] [23-1340] [Entered: 09/26/2024 12:34 PM]
8/13/2024NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee Paradigm Operations LP, FILED. Service date 08/13/2024 by CM/ECF. [3631896] [23-1340] [Entered: 08/13/2024 02:52 PM]
8/12/2024NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee Uniswap Foundation, FILED. Service date 08/12/2024 by CM/ECF. [3631786] [23-1340] [Entered: 08/12/2024 05:26 PM]
8/12/2024NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 08/12/2024 by CM/ECF. [3631783] [23-1340] [Entered: 08/12/2024 05:19 PM]
8/12/2024NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee Universal Navigation Inc., Union Square Ventures, LLC and Hayden Z. Adams, FILED. Service date 08/12/2024 by CM/ECF. [3631754] [23-1340] [Entered: 08/12/2024 04:01 PM]
8/12/2024NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee AH Capital Management, L.L.C., FILED. Service date 08/12/2024 by CM/ECF. [3631743] [23-1340] [Entered: 08/12/2024 03:11 PM]
8/8/2024ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[3631415] [23-1340] [Entered: 08/08/2024 11:49 AM]
8/2/2024105CASE CALENDARING, for argument on 09/26/2024, B Panel, SET.[3630870] [23-1340] [Entered: 08/02/2024 09:39 AM]
7/30/2024LETTER, on behalf of Appellee AH Capital Management, L.L.C., update of availability for oral argument, RECEIVED. Service date 07/30/2024 by CM/ECF.[3630686] [23-1340]--[Edited 07/30/2024 by RW] [Entered: 07/30/2024 04:43 PM]
7/22/2024100ATTORNEY, Justin Stone, for Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, TERMINATED.[3629895] [23-1340] [Entered: 07/22/2024 04:48 PM]
7/22/2024LETTER, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, requesting attorney Justin Stone is removed as counsel from this appeal, RECEIVED. Service date 07/22/2024 by CM/ECF.[3629888] [23-1340]--[Edited 07/22/2024 by RW] [Entered: 07/22/2024 04:35 PM]
7/16/202497CASE CALENDARING, for the week of 09/23/2024, PANEL B, PROPOSED.[3629502] [23-1340] [Entered: 07/16/2024 06:24 PM]
5/10/2024
  • Reply
REPLY BRIEF, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 05/10/2024 by CM/ECF. [3622864] [23-1340] [Entered: 05/10/2024 03:21 PM]
5/10/202494ATTORNEY, Mark Keurian for Appellant Nessa Risley, James Freeland, Robert Scott, Annie Venesky, Andrew Cardis and Dean Meyers, in case 23-1340 , [92], ADDED.[3622861] [23-1340] [Entered: 05/10/2024 03:09 PM]
5/10/202493ATTORNEY, Justin Stone for Appellant Nessa Risley, James Freeland, Robert Scott, Annie Venesky, Andrew Cardis and Dean Meyers, in case 23-1340 , [91], ADDED.[3622859] [23-1340] [Entered: 05/10/2024 03:07 PM]
5/10/2024NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Nessa Risley, James Freeland, Robert Scott, Annie Venesky, Andrew Cardis and Dean Meyers, FILED. Service date 05/10/2024 by CM/ECF. [3622849] [23-1340] [Entered: 05/10/2024 02:33 PM]
5/10/2024NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Annie Venesky, Andrew Cardis, James Freeland, Dean Meyers, Robert Scott and Nessa Risley, FILED. Service date 05/10/2024 by CM/ECF. [3622839] [23-1340] [Entered: 05/10/2024 02:03 PM]
4/26/2024ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Alexander Drylewski, Esq. for Appellee Paradigm Operations LP, FILED. Service date 04/26/2024 by CM/ECF. [3621395] [23-1340] [Entered: 04/26/2024 02:56 PM]
4/26/2024ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Jason P. Gottlieb, Esq. for Appellee Uniswap Foundation, FILED. Service date 04/26/2024 by CM/ECF. [3621380] [23-1340] [Entered: 04/26/2024 02:03 PM]
4/26/2024ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Samir Deger-Sen, Esq. for Appellee AH Capital Management, L.L.C., FILED. Service date 04/26/2024 by CM/ECF. [3621369] [23-1340] [Entered: 04/26/2024 01:09 PM]
4/25/2024ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney James R. Serritella, Esq. for Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 04/25/2024 by CM/ECF. [3621284] [23-1340] [Entered: 04/25/2024 04:58 PM]
4/25/2024ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Elliot Greenfield, Esq. for Appellee Hayden Z. Adams, Union Square Ventures, LLC and Universal Navigation Inc., FILED. Service date 04/25/2024 by CM/ECF. [3621280] [23-1340] [Entered: 04/25/2024 04:30 PM]
4/23/2024
  • Motion to File ReplyGranted
MOTION ORDER, granting motion to file oversized reply brief [73], filed by Appellant Robert Scott, Nessa Risley, James Freeland, Annie Venesky, Andrew Cardis and Dean Meyers, by BR, FILED. [3620954][77] [23-1340] [Entered: 04/23/2024 03:30 PM]
4/22/2024
  • Motion to File Oversized Brief
MOTION, to file oversized brief, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 04/22/2024 by CM/ECF. [3620752] [23-1340] [Entered: 04/22/2024 02:39 PM]
4/12/2024JOINDER LETTER, on behalf of Appellee Union Square Ventures, LLC, joins in on the brief filed by Appellee AH Capital Management, L.L.C. and Paradigm Operations LP, RECEIVED. Service date 04/12/2024 by CM/ECF.[3619681] [23-1340]--[Edited 04/16/2024 by RW] [Entered: 04/12/2024 07:48 PM]
4/12/2024JOINDER LETTER, on behalf of Appellee Paradigm Operations LP, joins in on the brief of Appellee AH Capital Management, L.L.C. and Union Square Ventures, LLC, RECEIVED. Service date 04/12/2024 by CM/ECF.[3619676] [23-1340]--[Edited 04/16/2024 by RW] [Entered: 04/12/2024 06:02 PM]
4/12/2024BRIEF, on behalf of Appellee Uniswap Foundation, FILED. Service date 04/12/2024 by CM/ECF. [3619673] [23-1340] [Entered: 04/12/2024 05:44 PM]
4/12/2024BRIEF, on behalf of Appellee AH Capital Management, L.L.C., FILED. Service date 04/12/2024 by CM/ECF. [3619668] [23-1340] [Entered: 04/12/2024 05:34 PM]
4/12/2024BRIEF, on behalf of Appellee Hayden Z. Adams and Universal Navigation Inc., FILED. Service date 04/12/2024 by CM/ECF. [3619661] [23-1340] [Entered: 04/12/2024 05:00 PM]
4/10/202465ATTORNEY, Brandon Fetzer for Union Square Ventures, LLC Universal Navigation Inc. Hayden Z. Adams, in case 23-1340, [64], ADDED.[3619373] [23-1340] [Entered: 04/10/2024 04:34 PM]
4/10/2024NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Union Square Ventures, LLC, Universal Navigation Inc. and Hayden Z. Adams, FILED. Service date 04/10/2024 by CM/ECF. [3619279] [23-1340] [Entered: 04/10/2024 12:32 PM]
1/17/2024BRIEF & SPECIAL APPENDIX, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 01/17/2024 by CM/ECF. [3604496] [23-1340] [Entered: 01/17/2024 05:10 PM]
1/17/2024APPENDIX, volume 2 of 2, (pp. 297-303), on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 01/17/2024 by CM/ECF.[3604494] [23-1340] [Entered: 01/17/2024 05:05 PM]
1/17/2024APPENDIX, volume 1 of 2, (pp. 1-296), on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 01/17/2024 by CM/ECF.[3604492] [23-1340] [Entered: 01/17/2024 05:02 PM]
11/14/2023
  • MotionGranted
MOTION ORDER, granting motion to remove appeal from the XAC and adopt parties' proposed briefing schedule. Appellants’ opening brief is due 01/17/2024; Appellees’ brief is due 04/12/2024; and Appellants’ reply brief is due 05/10/2024 [48], filed by Appellee AH Capital Management, L.L.C., by AJN, FILED. [3590004][52] [23-1340] [Entered: 11/14/2023 11:53 AM]
11/7/2023
  • Motion
MOTION, to remove appeal from Expedited Calendar, on behalf of Appellee AH Capital Management, L.L.C., FILED. Service date 11/07/2023 by CM/ECF. [3588535] [23-1340]--[Edited 11/07/2023 by RW] [Entered: 11/07/2023 04:42 PM]
10/27/2023LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellant's brief due date as 12/01/2023, appellees' brief due date as 01/05/2024,TRANSMITTED.[3585124] [23-1340] [Entered: 10/27/2023 09:26 AM]
10/27/2023NEW CASE MANAGER, Ronald Willoughby, ASSIGNED.[3585110] [23-1340] [Entered: 10/27/2023 09:16 AM]
10/26/2023CAPTION, to change Plaintiffs to Lead Plaintiffs, AMENDED.[3584982] [23-1340] [Entered: 10/26/2023 03:05 PM]
10/23/202341ATTORNEY, Michael Mix for Uniswap Foundation, in case 23-1340, [37], ADDED.[3583713] [23-1340] [Entered: 10/23/2023 01:42 PM]
10/23/202340ATTORNEY, Vani Upadhyaya for Uniswap Foundation, in case 23-1340, [36], ADDED.[3583710] [23-1340] [Entered: 10/23/2023 01:34 PM]
10/23/202339CURED DEFECTIVE Notice of Appearance as Additional Counsel [35], [37], on behalf of Appellee Uniswap Foundation, FILED.[3583709] [23-1340] [Entered: 10/23/2023 01:33 PM]
10/23/202338CURED DEFECTIVE Notice of Appearance as Additional Counsel [34], [36], on behalf of Appellee Uniswap Foundation, FILED.[3583708] [23-1340] [Entered: 10/23/2023 01:33 PM]
10/23/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/23/2023 by CM/ECF. [3583675] [23-1340] [Entered: 10/23/2023 12:50 PM]
10/23/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/23/2023 by CM/ECF. [3583670] [23-1340] [Entered: 10/23/2023 12:37 PM]
10/23/2023DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [27], on behalf of Appellee Uniswap Foundation, FILED.[3583632] [23-1340] [Entered: 10/23/2023 11:07 AM]
10/23/2023DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [26], on behalf of Appellee Uniswap Foundation, FILED.[3583627] [23-1340] [Entered: 10/23/2023 10:58 AM]
10/23/202333ATTORNEY, Peter Trombly for AH Capital Management, L.L.C, in case 23-1340, [24], ADDED.[3583624] [23-1340] [Entered: 10/23/2023 10:54 AM]
10/23/202332ATTORNEY, Samir Deger-Sen for AH Capital Management, L.L.C, in case 23-1340, [23], ADDED.[3583620] [23-1340] [Entered: 10/23/2023 10:52 AM]
10/23/202331ATTORNEY, Benjamin Naftalis for AH Capital Management, L.L.C, in case 23-1340, [22], ADDED.[3583618] [23-1340] [Entered: 10/23/2023 10:51 AM]
10/23/202330ATTORNEY, Douglas Kent Yatter for AH Capital Management, L.L.C, in case 23-1340, [21], ADDED.[3583617] [23-1340] [Entered: 10/23/2023 10:50 AM]
10/23/202329ATTORNEY, Tansy Woan for Paradigm Operations LP, in case 23-1340, [19], ADDED.[3583614] [23-1340] [Entered: 10/23/2023 10:48 AM]
10/23/202328ATTORNEY, Elliot Greenfield for Union Square Ventures, LLC Universal Navigation Inc. Hayden Z. Adams, in case 23-1340, [17], ADDED.[3583612] [23-1340] [Entered: 10/23/2023 10:46 AM]
10/13/202327NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/13/2023 by CM/ECF. [3581160] [23-1340] [Entered: 10/13/2023 04:40 PM]
10/13/202326NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/13/2023 by CM/ECF. [3581157] [23-1340] [Entered: 10/13/2023 04:34 PM]
10/13/2023ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/13/2023 by CM/ECF.[3581153] [23-1340] [Entered: 10/13/2023 04:23 PM]
10/13/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF. [3581102] [23-1340] [Entered: 10/13/2023 03:14 PM]
10/13/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF. [3581099] [23-1340] [Entered: 10/13/2023 03:12 PM]
10/13/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF. [3581096] [23-1340] [Entered: 10/13/2023 03:10 PM]
10/13/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF. [3581093] [23-1340] [Entered: 10/13/2023 03:07 PM]
10/13/2023ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF.[3581084] [23-1340] [Entered: 10/13/2023 03:02 PM]
10/13/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Paradigm Operations LP, FILED. Service date 10/13/2023 by CM/ECF. [3580991] [23-1340] [Entered: 10/13/2023 01:38 PM]
10/13/2023ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Paradigm Operations LP, FILED. Service date 10/13/2023 by CM/ECF.[3580988] [23-1340] [Entered: 10/13/2023 01:34 PM]
10/13/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Hayden Z. Adams, Union Square Ventures, LLC and Universal Navigation Inc., FILED. Service date 10/13/2023 by CM/ECF. [3580909] [23-1340] [Entered: 10/13/2023 11:48 AM]
10/13/2023ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Hayden Z. Adams, Union Square Ventures, LLC and Universal Navigation Inc., FILED. Service date 10/13/2023 by CM/ECF.[3580906] [23-1340] [Entered: 10/13/2023 11:41 AM]
10/11/2023ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 10/11/2023 by CM/ECF.[3580108] [23-1340] [Entered: 10/11/2023 09:45 PM]
10/10/2023FORM D, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 10/10/2023 by CM/ECF.[3579648] [23-1340] [Entered: 10/10/2023 09:00 PM]
10/10/2023FORM C, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 10/10/2023 by CM/ECF.[3579646] [23-1340] [Entered: 10/10/2023 08:57 PM]
9/28/2023ELECTRONIC INDEX, in lieu of record, FILED.[3577685] [23-1340] [Entered: 10/05/2023 08:17 AM]
9/28/2023PAYMENT OF DOCKETING FEE, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, district court receipt # ANYSDC-28348949, FILED.[3575221] [23-1340] [Entered: 09/29/2023 09:09 AM]
9/28/2023DISTRICT COURT JUDGMENT, dated 08/30/2023, RECEIVED.[3575217] [23-1340] [Entered: 09/29/2023 09:07 AM]
9/28/2023DISTRICT COURT OPINION AND ORDER, dated 08/29/2023, RECEIVED.[3575214] [23-1340] [Entered: 09/29/2023 09:06 AM]
9/28/2023NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. [3575208] [23-1340] [Entered: 09/29/2023 09:02 AM]