Judge 
Party 
Law Firm In Re: The Berkshire Bank
23-0603 | U.S. Court of Appeals, Second Circuit
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Filed
April 12, 2023
Terminated
Aug. 15, 2023
Last Updated: 11 months, 1 week ago
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| Filing Date | # | Docket Text |
|---|---|---|
| 9/5/2023 | 56 | CERTIFIED COPY OF ORDER, dated 08/15/2023, determining the appeal to SDNY, ISSUED.[Mandate][3564262] [23-603] [Entered: 09/05/2023 12:57 PM] |
| 8/15/2023 | 55 | ORDER, denying petition for writ of mandamus, JFB, ECL, SALM, FILED.[3556713] [23-603] [Entered: 08/15/2023 02:30 PM] |
| 8/15/2023 | 54 | NEW CASE MANAGER, Atasha Joseph, ASSIGNED.[3556710] [23-603] [Entered: 08/15/2023 02:22 PM] |
| 8/2/2023 | 50 | SUBMITTED NOTICE, to attorneys/parties, TRANSMITTED.[3550254] [23-603] [Entered: 08/02/2023 09:54 AM] |
| 6/21/2023 | 44 | LETTER, on behalf of Respondent Citizens Bank, N.A. and RBS Citizens, N.A., advising the court they are not involved in this mandamus proceeding and will not be making an appearance, RECEIVED. Service date 06/21/2023 by CM/ECF .[3532201] [23-603]--[Edited 07/04/2023 by CGP] [Entered: 06/21/2023 05:18 PM] |
| 6/20/2023 | 43 | LETTER, on behalf of Respondent Norinchukin Bank, advising the Court that Norinchukin is not involved in this mandamus proceeding and will not make an appearance, RECEIVED. Service date 06/20/2023 by CM/ECF.[3531151] [23-603] [Entered: 06/20/2023 01:20 PM] |
| 6/20/2023 | 42 | LETTER, on behalf of Respondent Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse Group, NA, Credit Suisse International and Credit Suisse Securities (USA) LLC, informing the court tha the The Credit Suisse Entities are not involved in this mandamus proceeding, RECEIVED. Service date 06/20/2023 by CM/ECF.[3530955] [23-603] [Entered: 06/20/2023 11:07 AM] |
| 6/16/2023 | 41 | LETTER, on behalf of Respondent Royal Bank of Canada, advising the Court the Royal Bank of Canada (“RBC”) is not involved in this mandamus proceeding and will not be making filing an appearance, RECEIVED. Service date 06/16/2023 by CM/ECF.[3530635] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/16/2023 06:04 PM] |
| 6/16/2023 | 40 | LETTER, on behalf of Respondent Cooperative Rabobank U.A. and Rabobank Group, advising the Court that Rabobank is not involved in this mandamus proceeding, and will not be making an appearance, RECEIVED. Service date 06/16/2023 by CM/ECF.[3530617] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/16/2023 05:39 PM] |
| 6/16/2023 | 39 | LETTER, on behalf of Respondent HSBC Finance Corp., HSBC Holdings PLC, HSBC Securities (USA) Inc., HSBC USA Inc. and The Hongkong and Shanghai Banking Corporation, Ltd., advise the Court that the HSBC Entities are not involved in the mandamus proceeding, and will not be making an appearance, RECEIVED. Service date 06/16/2023 by CM/ECF.[3530411] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/16/2023 02:01 PM] |
| 6/16/2023 | 38 | LETTER, on behalf of Respondent UBS AG, UBS Limited and UBS Securities LLC, advising the Court that none of UBS AG, UBS Securities LLC, or UBS Limited (collectively, “UBS”) is involved in this mandamus proceeding and will not make an appearance, RECEIVED. Service date 06/16/2023 by CM/ECF.[3530358] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/16/2023 12:57 PM] |
| 6/16/2023 | 37 | LETTER, on behalf of Respondent WestLB AG, advising the Court that Portigon and WestImmo are not involved in this mandamus proceeding and will not be making an appearance, RECEIVED. Service date 06/16/2023 by CM/ECF.[3530303] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/16/2023 11:55 AM] |
| 6/15/2023 | 36 | LETTER, on behalf of Respondent JP Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Chase Bank USA, N.A., J.P. Morgan Bank Dublin PLC and Bear Stearns Capital Markets, Inc., advising the Court that the JPMorgan Entities are not involved in this mandamus proceeding and will not be making an appearance, RECEIVED. Service date 06/15/2023 by CM/ECF.[3529984] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/15/2023 06:47 PM] |
| 6/15/2023 | 35 | LETTER, on behalf of Respondent Bank of America Corporation, Bank of America Home Loans, Bank of America, N.A., Merrill Lynch Capital Services, Inc. and Merrill Lynch International Bank, Ltd., advise the Court that the Bank of America Entities are not involved in this mandamus proceeding and they do not intend to file any appearance for the Bank of America Entities in themandamus proceeding. RECEIVED. Service date 06/15/2023 by CM/ECF.[3529938] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/15/2023 04:30 PM] |
| 6/15/2023 | 34 | LETTER, on behalf of Respondent Deutsche Bank AG, Deutsche Bank Financial LLC and Deutsche Bank Securities Inc., advising the Court that the Deutsche Bank Entities are not involved in this mandamus proceeding and no appearance will be filed, RECEIVED. Service date 06/15/2023 by CM/ECF.[3529824] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/15/2023 02:35 PM] |
| 6/14/2023 | 33 | LETTER, on behalf of Respondent Lloyds Banking Group PLC, advising the Court that the Lloyds Entities are not involved in this proceeding, and do not intend to file any appearance in the mandamus proceeding, RECEIVED. Service date 06/14/2023 by CM/ECF. [3529326] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/14/2023 04:29 PM] |
| 6/13/2023 | 32 | LETTER, on behalf of Respondent Bank of Tokyo-Mitsubishi UFJ Ltd, advising the Court that The Bank of Tokyo-Mitsubishi UFJ, Ltd., n/k/a MUFG Bank, Ltd. is not involved in this mandamus proceeding, RECEIVED. Service date 06/13/2023 by CM/ECF, email.[3528830] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/13/2023 05:49 PM] |
| 6/13/2023 | 31 | LETTER, on behalf of Respondent Citi Swapco Inc., Citibank N.A., Citigroup Global Markets Limited, Citigroup Global Markets, Inc. and Citigroup Inc., advising the Court that the Citi Entities are not involved in this mandamus proceeding RECEIVED. Service date 06/13/2023 by CM/ECF.[3528316] [23-603]--[Edited 06/20/2023 by CGP] [Entered: 06/13/2023 09:50 AM] |
| 6/9/2023 | 29 | NOTICE, to Respondent Banc of America Securities, LLC, Bank of America Corporation, Bank of America Home Loans, Bank of America, N.A., Bank of Scotland PLC, Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC, Bear Stearns Capital Markets, Inc., Chase Bank USA, N.A., Citi Swapco Inc., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Citizens Bank, N.A., Cooperative Rabobank U.A., Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse Group, NA, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Finance Corp., HSBC Holdings PLC, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., JP Morgan Chase & Co., Lloyds Bank PLC, Lloyds Banking Group PLC, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Norinchukin Bank, Portigon AG, Portigon/WestLB AG, RBC Capital Markets, LLC, RBS Citizens, N.A., Rabobank Group, Royal Bank of Canada, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche ImmobilienBank AG and WestLB AG , for failure to file an appearance, SENT.[3527363] [23-603] [Entered: 06/09/2023 12:35 PM] |
| 5/16/2023 | 28 | ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account and PVC Short-Term Income Account, FILED. Service date 05/16/2023 by CM/ECF.[3516699] [23-603] [Entered: 05/16/2023 05:11 PM] |
| 5/16/2023 | 27 | ATTORNEY, James Robertson Martin for Petitioner The Federal Deposit Insurance Corporation as Receiver, in case 23-603 , [25], ADDED.[3516361] [23-603] [Entered: 05/16/2023 12:44 PM] |
| 5/16/2023 | 26 | ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner The Federal Home Loan Mortgage Corporation, FILED. Service date 05/16/2023 by CM/ECF.[3516083] [23-603] [Entered: 05/16/2023 09:08 AM] |
| 5/16/2023 | 25 | NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Petitioner The Federal Deposit Insurance Corporation as Receiver, FILED. Service date 05/16/2023 by CM/ECF. [3516079] [23-603] [Entered: 05/16/2023 09:07 AM] |
| 5/15/2023 | 24 | ATTORNEY, Michael J. Wernke for The Berkshire Bank Government Development Bank for Puerto Rico, in case 23-603, [20], ADDED.[3515580] [23-603] [Entered: 05/15/2023 01:29 PM] |
| 5/15/2023 | 23 | ATTORNEY, Richard D. Owens, [18], in place of attorney Jeff G. Hammel, SUBSTITUTED.[3515575] [23-603] [Entered: 05/15/2023 01:28 PM] |
| 5/15/2023 | 22 | ATTORNEY, Stacey Slaughter for PFI Preferred Securities Fund PFI Core Plus Bond I Fund PVC Equity Income Account PVC Balanced Account PFI Money Market Fund PFI Bond Market Index Fund PVC Money Market Account PFI Income Fund PVC Government & High Quality Bond Account PFI Equity Income Fund PVC Short-Term Income Account Principal Life Insurance Company PVC Asset Allocation Account PFI Short-Term Income Fund PFI High Yield Fund I PFI High Yield Fund PFI Bond & Mortgage Securities Fund PFI Diversified Real Asset Fund PFI Global Diversified Income Fund Principal Funds, Inc. PVC Bond & Mortgage Securities Account PVC Income Account PFI Government & High Quality Bond Fund Principal Variable Contracts Funds, Inc. Principal Financial Services, Inc. Principal Financial Group, Inc. PFI Inflation Protection Fund, in case 23-603 , [15], ADDED.[3515562] [23-603] [Entered: 05/15/2023 01:18 PM] |
| 5/15/2023 | 21 | CURED DEFECTIVE Notice of appearance as additional counsel [14], [15], on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company and Principal Variable Contracts Funds, Inc., FILED.[3515558] [23-603] [Entered: 05/15/2023 01:15 PM] |
| 5/10/2023 | 20 | NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Petitioner The Berkshire Bank and Government Development Bank for Puerto Rico, FILED. Service date 05/10/2023 by CM/ECF. [3513506] [23-603] [Entered: 05/10/2023 03:11 PM] |
| 5/10/2023 | 19 | ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner Government Development Bank for Puerto Rico and The Berkshire Bank, FILED. Service date 05/10/2023 by CM/ECF.[3513496] [23-603] [Entered: 05/10/2023 03:08 PM] |
| 5/9/2023 | 18 | NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Respondent BBA Enterprises, Ltd., BBA Libor, Ltd. and British Bankers' Association, FILED. Service date 05/09/2023 by CM/ECF. [3512908] [23-603] [Entered: 05/09/2023 04:45 PM] |
| 5/9/2023 | 17 | ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Respondent BBA Enterprises, Ltd., BBA Libor, Ltd. and British Bankers' Association, FILED. Service date 05/09/2023 by CM/ECF.[3512902] [23-603] [Entered: 05/09/2023 04:41 PM] |
| 5/9/2023 | 16 | ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner The Federal Home Loan Mortgage Corporation, FILED. Service date 05/09/2023 by CM/ECF.[3512767] [23-603] [Entered: 05/09/2023 03:08 PM] |
| 5/9/2023 | 15 | NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account and PVC Short-Term Income Account, FILED. Service date 05/09/2023 by CM/ECF. [3512661] [23-603] [Entered: 05/09/2023 01:08 PM] |
| 5/9/2023 | 14 | DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [13], on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc. and Principal Life Insurance Company, FILED.[3512364] [23-603] [Entered: 05/09/2023 09:27 AM] |
| 5/8/2023 | 13 | NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account and PVC Short-Term Income Account, FILED. Service date 05/08/2023 by CM/ECF. [3512207] [23-603] [Entered: 05/08/2023 05:35 PM] |
| 5/5/2023 | 12 | ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner The Federal Deposit Insurance Corporation as Receiver, FILED. Service date 05/05/2023 by CM/ECF.[3511315] [23-603] [Entered: 05/05/2023 06:40 PM] |
| 4/20/2023 | 5 | PETITION FOR WRIT, SERVED. Service date 04/12/2023 by CM/ECF, email.[3502632] [23-603] [Entered: 04/20/2023 03:33 PM] |
| 4/12/2023 | 3 | DOCKET SHEET, RECEIVED.[3502621] [23-603] [Entered: 04/20/2023 03:28 PM] |
| 4/12/2023 | 2 | PAYMENT OF DOCKETING FEE, on behalf of Petitioner Bay Area Toll Authority, Federal National Mortgage Association, Government Development Bank for Puerto Rico, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., The Berkshire Bank, The Federal Deposit Insurance Corporation as Receiver and The Federal Home Loan Mortgage Corporation, USCA receipt # A02-94678-521, FILED.[3502620] [23-603] [Entered: 04/20/2023 03:27 PM] |
| 4/12/2023 | 1 | ORIGINAL PROCEEDING, PETITION FOR WRIT OF MANDAMUS, on behalf of Petitioner Bay Area Toll Authority, Federal National Mortgage Association, Government Development Bank for Puerto Rico, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., The Berkshire Bank, The Federal Deposit Insurance Corporation as Receiver and The Federal Home Loan Mortgage Corporation, FILED.[3502608] [23-603] [Entered: 04/20/2023 03:18 PM] |
