`
`NO. 22-11226
`__________________________________
`
`IN THE UNITED STATES COURT OF APPEALS FOR
`THE FIFTH CIRCUIT
`__________________________________
`SECURITIES AND EXCHANGE COMMISSION,
`
`Plaintiff-Appellee,
`
`versus
`TIMOTHY BARTON,
`
`Defendant-Appellant,
`
`
`____________________________
`Appeal from the United States District Court
`for the Northern District of Texas
`USDC No. 3:22-CV-2118
`___________________________
`RECORD EXCERPTS OF APPELLANT TIMOTHY BARTON
`___________________________
`Michael J. Edney
`HUNTON ANDREWS KURTH LLP
`2200 Pennsylvania Avenue NW
`Washington, DC 20037
`(202) 955-1500
`medney@huntonak.com
`
`Attorney for Appellant Timothy Barton
`
`
`
`
`
`
`
`
`
`
`
`Case: 22-11226 Document: 40-1 Page: 2 Date Filed: 02/27/2023
`
`Table of Contents
`
`ITEM
`
`Docket Sheet
`Defendant’s Notice of Appeal
`Order Granting Motion to Approve
`Sale
`Transcript of the Hearing Before the
`District Court on the Receiver’s
`Motion for Sale
`Receiver’s Motion for Appointment
`of Appraisers, Approval of
`Appraisals of Rock Creek Property,
`and Setting Hearing Regarding
`Approval of Sale of Rock Creek
`Property
`Defendant Barton’s Response to
`Motion for Sale of Rock Creek
`Property, and Cross-Motion for Order
`Prohibiting Sale of Personal Property
`Located at Rock Creek Home
`Receiver’s Reply in Support of
`Motion for Appointment of
`Appraisers, Approval of Appraisals
`of Rock Creek Property, Etc. and
`Response to Motion to Prohibit Sale
`of Personal Items
`
`
`
`CITATION
`ROA.1-ROA.20
`RE-1 – RE-20
`ROA.2781-ROA.2782 RE-21 – RE-22
`ROA.2740-ROA.2742 RE-23 – RE-25
`
`ROA.3047-ROA.3118 RE-26 – RE-97
`
`ROA.2373-ROA.2379 RE-98 – RE-104
`
`ROA.2629-ROA.2648 RE-105 – RE-124
`
`ROA.2654-ROA.2664 RE-125 – RE-135
`
`
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`2
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`
`
`TAB
`1
`2
`3
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`4
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`5
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`6
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`7
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`
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`Case: 22-11226 Document: 40-1 Page: 3 Date Filed: 02/27/2023
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`
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`March 6, 2023
`
`
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`
`
`
`
`
`
`
`Respectfully submitted,
`
`/s/ Michael J. Edney
`Michael J. Edney
`Michael Dingman
`HUNTON ANDREWS KURTH LLP
`2200 Pennsylvania Avenue NW
`Washington, DC 20037
`(202) 955-1500
`medney@huntonak.com
`mdingman@huntonak.com
`
`Ted A. Huffman
`HUNTON ANDREWS KURTH LLP
`1445 Ross Avenue, Suite 3700
`Dallas, Texas 75202
`(214) 979-3000
`thuffman@huntonak.com
`
`ATTORNEYS FOR APPELLANT
`TIMOTHY LYNCH BARTON
`
`3
`
`
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`Case: 22-11226 Document: 40-1 Page: 4 Date Filed: 02/27/2023
`
`
`
`
`
`Certificate of Service
`
`I, Michael J. Edney, counsel for Appellant, hereby certify that on
`
`March 6, 2023, caused a true and correct copy of the foregoing Record
`
`Excerpts of Appellant Timothy Barton to be filed electronically with the
`
`Clerk of Court for the United States Court of Appeals for the Fifth Circuit
`
`by using the Appellate CM/ECF System. Participants in this case who
`
`are registered CM/ECF users will be served electronically by the
`
`Appellate CM/ECF System.
`
`
`
`/s/Michael J. Edney
`
`
`126068.0000001 DMS 301398642
`
`4
`
`
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`Case: 22-11226 Document: 40-1 Page: 5 Date Filed: 02/27/2023
`
`Tab 1
`
`
`
`
`
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`Case: 22-11226 Document: 40-1 Page: 6 Date Filed: 02/27/2023
`
`U.S. District Court
`Northern District of Texas (Dallas)
`CIVIL DOCKET FOR CASE #: 3:22-cv-02118-X
`
`APPEAL,JURY,STAYED,TOLIVER
`
`Securities and Exchange Commission v. Barton et al
`Assigned to: Judge Brantley Starr
`Case in other court: USCA5, 22-11132
`USCA5, 22-11242
`Cause: 15:78m(a) Securities Exchange Act
`Plaintiff
`
`Securities and Exchange Commission
`
`Date Filed: 09/23/2022
`Jury Demand: Plaintiff
`Nature of Suit: 850 Other Statutes:
`Securities/Commodities/Exchange
`Jurisdiction: Federal Question
`
`represented by Keefe M Bernstein
`Securities and Exchange Commission
`801 Cherry Street
`Suite 1900
`Fort Worth, TX 76102
`817-900-2607
`Fax: 817-978-4927
`Email: bernsteink@sec.gov
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`David B Reece
`US Securities & Exchange Commission
`Burnett Plaza Suite 1900
`801 Cherry St Unit # 18
`Fort Worth, TX 76102-6882
`817-978-6476
`Fax: 817-978-4927
`Email: reeced@sec.gov
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`James E Etri
`US Securities & Exchange Commission
`801 Cherry St
`Unit 18 Suite 1900
`Fort Worth, TX 76102
`817-978-1406
`Email: etrij@sec.gov
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`V.
`
`Defendant
`
`Timothy Barton
`
`represented by
`
`22-11226.1
`
`
`
`Case: 22-11226 Document: 40-1 Page: 7 Date Filed: 02/27/2023
`
`Richard B Roper , III
`Holland & Knight LLP
`1722 Routh Street, Suite 1500
`Dallas, TX 75201
`214-969-1700
`Fax: 214-964-9501
`Email: richard.roper@hklaw.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Edwin Andrew Huffman
`Hunton Andrews Kurth LLP/Dallas
`1445 Ross Avenue
`Ste 3700
`Dallas, TX 75202
`214-468-3561
`Fax: 214-880-0011
`Email: thuffman@huntonak.com
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Javan Porter
`Holland & Knight LLP
`1722 Routh Street, Suite 1500
`Dallas, TX 75201
`214-696-1345
`Fax: 214-999-1618
`Email: javan.porter@hklaw.com
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Michael Christopher Dingman
`Hunton Andrews Kurth LLP
`2200 Pennsylvania Avenue NW
`Suite 905
`Washington, DC 20037
`771-210-9693
`Email: mdingman@huntonak.com
`PRO HAC VICE
`ATTORNEY TO BE NOTICED
`Bar Status: Not Admitted
`
`Michael J Edney
`Hunton Andrews Kurth LLP
`2200 Pennsylvania Ave., NW
`Washington, DC 20037
`202-778-2204
`Email: medney@HuntonAK.com
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Sean O'Connell
`
`22-11226.2
`
`
`
`Case: 22-11226 Document: 40-1 Page: 8 Date Filed: 02/27/2023
`
`Hunton Andrews Kurth LLP
`2200 Pennsylvania Avenue NW
`Suite 905
`Washington, DC 20037
`202-955-1500
`Fax: 202-778-2201
`Bar Status: Not Admitted
`
`Defendant
`
`Carnegie Development LLC
`
`Defendant
`
`Wall007 LLC
`
`Defendant
`
`Wall009 LLC
`
`Defendant
`
`Wall010 LLC
`
`Defendant
`
`Wall011 LLC
`
`Defendant
`
`Wall012 LLC
`
`Defendant
`
`Wall016 LLC
`
`Defendant
`
`Wall017 LLC
`
`Defendant
`
`Wall018 LLC
`
`Defendant
`
`Wall019 LLC
`
`Defendant
`
`Haoqiang Fu
`also known as
`Michael Fu
`
`Defendant
`
`Stephen T Wall
`
`represented by Michael P Heiskell
`Johnson Vaughn & Heiskell
`5601 Bridge St
`
`22-11226.3
`
`
`
`Case: 22-11226 Document: 40-1 Page: 9 Date Filed: 02/27/2023
`
`Suite 220
`Fort Worth, TX 76112
`817-457-2999
`Fax: 817-496-1102
`Email:
`mheiskell@johnson-vaughn-heiskell.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Defendant
`
`DJD Land Partners LLC
`Relief Defendant
`
`Defendant
`
`LDG001 LLC
`Relief Defendant
`
`V.
`
`Respondent
`
`Bank of America, N.A.
`
`Interested Party
`
`HNGH Turtle Creek
`
`Interested Party
`
`Maximilien Barton
`
`represented by Erin Angela Nealy Cox
`Kirkland & Ellis LLP
`4550 Travis Street
`Dallas, TX 75205
`214-972-1847
`Email: erin.nealycox@kirkland.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`John Joseph Kane
`Kane Russell Coleman & Logan PC
`901 Main Street
`Suite 5200
`Dallas, TX 75202
`214/777-4200
`Fax: 214/777-4299
`Email: jkane@krcl.com
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`represented by Nathan Benjamin Baum
`Norton Rose Fulbright US LLP
`2200 Ross Avenue
`Suite 2800
`
`22-11226.4
`
`
`
`Case: 22-11226 Document: 40-1 Page: 10 Date Filed: 02/27/2023
`
`Dallas, TX 75201
`214-855-7487
`Fax: 214-855-8200
`Email:
`nathan.baum@nortonrosefulbright.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Chris Cooke
`Norton Rose Fulbright US LLP
`111 W. Houston Street
`Suite 1800
`San Antonio, TX 78205
`210-270-7175
`Bar Status: Not Admitted
`
`represented by Nathan Benjamin Baum
`(See above for address)
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Chris Cooke
`(See above for address)
`Bar Status: Not Admitted
`
`represented by Nathan Benjamin Baum
`(See above for address)
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Chris Cooke
`(See above for address)
`Bar Status: Not Admitted
`
`represented by Nathan Benjamin Baum
`(See above for address)
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Chris Cooke
`(See above for address)
`Bar Status: Not Admitted
`
`22-11226.5
`
`Interested Party
`
`Gillespie Villas LLC
`
`Interested Party
`
`Venus59 LLC
`
`Interested Party
`
`TRTX Properties LLC
`
`Interested Party
`
`
`
`Case: 22-11226 Document: 40-1 Page: 11 Date Filed: 02/27/2023
`
`MXBA LLC
`
`Interested Party
`
`Titan Investments LLC
`
`Interested Party
`
`Palisades-TC, LLC
`
`Interested Party
`
`David Dhiraj Ramolia
`
`represented by Nathan Benjamin Baum
`(See above for address)
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Chris Cooke
`(See above for address)
`Bar Status: Not Admitted
`
`represented by Nathan Benjamin Baum
`(See above for address)
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Chris Cooke
`(See above for address)
`Bar Status: Not Admitted
`
`represented by Jonathan Patton
`Tillotson Law
`1807 Ross Avenue
`Suite 325
`Dallas, TX 75201
`214-382-3041
`Fax: 214-292-6564
`Email: jpatton@tillotsonlaw.com
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`represented by Eliot Dana Shavin
`Chandler & Shavin PLLC
`12377 Merit Drive, Suite 880
`Dallas, TX 75251
`214-522-2010
`Email: shavin@chandlershavin.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Corinna Pia Chandler
`Chandler Law PC
`3900 Elm Street
`Dallas, TX 75226
`214-722-5997
`Fax: 972-692-5220
`Email: chandler@chandlerlawpc.com
`ATTORNEY TO BE NOTICED
`
`22-11226.6
`
`
`
`Case: 22-11226 Document: 40-1 Page: 12 Date Filed: 02/27/2023
`
`V.
`
`Notice Only
`
`Southern Star Capital, LLC
`doing business as
`Reliance Morgage Company
`
`V.
`
`Receiver
`
`Receiver
`
`Bar Status: Admitted/In Good Standing
`
`Daniel Rasoul Alexander
`Chandler & Shavin PLLC
`12377 Merit Drive
`Suite 880
`Dallas, TX 75251
`469-236-4503
`Email: alexander@chandlershavin.com
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`represented by Robert W Buchholz
`Law Office of Robert W Buchholz PC
`5220 Spring Valley Road
`Suite 618
`Dallas, TX 75254
`United Sta
`214-754-5500
`Fax: 214-754-9100
`Email: bob@attorneybob.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`represented by Cort Thomas
`Brown Fox PLLC
`8111 Preston Road Suite 300
`Dallas, TX 75225
`214-367-6094
`Fax: 214-327-5001
`Email: cort@brownfoxlaw.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Charlene Cantrell Koonce
`Brown Fox PLLC
`8111 Preston Road
`Suite 300
`Dallas, TX 75225
`214-327-5000
`Fax: 214-327-5001
`Email: charlene@brownfoxlaw.com
`ATTORNEY TO BE NOTICED
`
`22-11226.7
`
`
`
`Case: 22-11226 Document: 40-1 Page: 13 Date Filed: 02/27/2023
`
`Bar Status: Admitted/In Good Standing
`
`V.
`
`Intervenor
`
`United States of America
`
`represented by Renee M Hunter-DOJ
`United States Attorney's Office
`Northern District of Texas
`1100 Commerce Street
`Suite 300
`Dallas, TX 75242
`214-659-8798
`Email: renee.hunter@usdoj.gov
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`Bar Status: Admitted/In Good Standing
`
`Date Filed
`
`09/23/2022
`
`09/23/2022
`
`09/23/2022
`
`09/23/2022
`
`09/23/2022
`
`#
`
`Docket Text
`
`1 (p.21) COMPLAINT WITH JURY DEMAND against Timothy Barton, Carnegie
`Development, LLC, DJD Land Partners, LLC, Haoqiang Fu (A/K/A Michael Fu),
`LDG001, LLC, Stephen T Wall, Wall007, LLC, Wall009, LLC, Wall010, LLC,
`Wall011, LLC, Wall012, LLC, Wall016, LLC, Wall017, LLC, Wall018, LLC,
`Wall019, LLC filed by Securities and Exchange Commission. (Filer fee note- Filed
`by the USA) Plaintiff will submit summons(es) for issuance. In each Notice of
`Electronic Filing, the judge assignment is indicated, and a link to the Judges Copy
`Requirements and Judge Specific Requirements is provided. The court reminds the
`filer that any required copy of this and future documents must be delivered to the
`judge, in the manner prescribed, within three business days of filing. Unless
`exempted, attorneys who are not admitted to practice in the Northern District of
`Texas must seek admission promptly. Forms, instructions, and exemption
`information may be found at www.txnd.uscourts.gov, or by clicking here: Attorney
`Information - Bar Membership. If admission requirements are not satisfied within 21
`days, the clerk will notify the presiding judge. (Attachments: # 1 (p.21) Cover Sheet)
`(Bernstein, Keefe) (Entered: 09/23/2022)
`
`2 (p.51) CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by
`Securities and Exchange Commission. (Clerk QC note: No affiliate entered in ECF).
`(Bernstein, Keefe) (Entered: 09/23/2022)
`
`3 (p.53) Request for Clerk to issue Summons filed by Securities and Exchange Commission.
`(Bernstein, Keefe) (Entered: 09/23/2022)
`
`4 (p.83) New Case Notes: A filing fee is not due for this case. Pursuant to Misc. Order 6,
`Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S.
`Magistrate Judge (Judge Toliver). Clerk to provide copy to plaintiff if not received
`electronically. (mlb) (Entered: 09/23/2022)
`
`5 (p.85) Summons Issued as to Timothy Barton, Carnegie Development LLC, DJD Land
`Partners LLC, Haoqiang Fu, LDG001 LLC, Stephen T Wall, Wall007 LLC,
`Wall009 LLC, Wall010 LLC, Wall011 LLC, Wall012 LLC, Wall016 LLC, Wall017
`LLC, Wall018 LLC, Wall019 LLC. (mlb) (Entered: 09/23/2022)
`
`22-11226.8
`
`
`
`Case: 22-11226 Document: 40-1 Page: 14 Date Filed: 02/27/2023
`
`09/26/2022
`
`09/26/2022
`
`09/26/2022
`
`09/26/2022
`
`6 (p.115) Expedited MOTION for Appointment of Receiver filed by Securities and Exchange
`Commission with Brief/Memorandum in Support. (Attachments: # 1 (p.21) Proposed
`Order) (Bernstein, Keefe) Modified text on 9/27/2022 (ygl). (Entered: 09/26/2022)
`
`7 (p.161) Appendix in Support filed by Securities and Exchange Commission re 6 (p.115)
`MOTION Plaintiff's Expedited Motion for Appointment of Receiver and Brief In
`Support (Attachments: # 1 (p.21) Additional Page(s) Part 1 of 5) (Bernstein, Keefe)
`(Entered: 09/26/2022)
`
`8 (p.265) ADDITIONAL ATTACHMENTS to 7 (p.161) Appendix in Support by Plaintiff
`Securities and Exchange Commission. (Bernstein, Keefe) (Entered: 09/26/2022)
`
`9 (p.305) ADDITIONAL ATTACHMENTS to 7 (p.161) Appendix in Support by Plaintiff
`Securities and Exchange Commission. (Attachments: # 1 (p.21) Additional Page(s)
`Appendix Part 4 of 5, # 2 (p.51) Additional Page(s) Appendix Part 5 of 5)
`(Bernstein, Keefe) (Entered: 09/26/2022)
`
`09/28/2022
`
`10
`(p.477)
`
`SUMMONS Returned Executed as to Timothy Barton ; served on 9/26/2022;
`Carnegie Development LLC ; served on 9/26/2022; DJD Land Partners LLC ; served
`on 9/26/2022; LDG001 LLC ; served on 9/26/2022; Stephen T Wall ; served on
`9/26/2022; Wall007 LLC ; served on 9/26/2022; Wall009 LLC ; served on
`9/26/2022; Wall010 LLC ; served on 9/26/2022; Wall011 LLC ; served on
`9/26/2022; Wall012 LLC ; served on 9/26/2022; Wall016 LLC ; served on
`9/26/2022; Wall017 LLC ; served on 9/26/2022; Wall018 LLC ; served on
`9/26/2022; Wall019 LLC ; served on 9/26/2022. (Bernstein, Keefe) (Entered:
`09/28/2022)
`
`09/28/2022
`
`09/28/2022
`
`10/05/2022
`
`10/05/2022
`
`10/05/2022
`
`10/05/2022
`
`10/12/2022
`
`11
`(p.519)
`
`WAIVER OF SERVICE Returned Executed as to Haoqiang Fu. Waiver sent on
`9/26/2022. (Bernstein, Keefe) (Entered: 09/28/2022)
`
`12
`(p.520)
`
`13
`(p.524)
`
`14
`(p.526)
`
`NOTICE of Service of Plaintiff Securities and Exchange Commission's Expedited
`Motion for Appointment of Receiver re: 11 (p.519) Waiver of Service Executed, 10
`(p.477) Summons Returned,, filed by Securities and Exchange Commission
`(Bernstein, Keefe) (Entered: 09/28/2022)
`
`NOTICE of Attorney Appearance by Richard B Roper, III on behalf of Timothy
`Barton. (Filer confirms contact info in ECF is current.) (Roper, Richard) (Entered:
`10/05/2022)
`
`NOTICE of Attorney Appearance by Richard B Roper, III on behalf of Timothy
`Barton. (Filer confirms contact info in ECF is current.) (Roper, Richard) (Entered:
`10/05/2022)
`
`15
`(p.528)
`
`NOTICE of Attorney Appearance by Richard B Roper, III for Javan Porter on behalf
`of Timothy Barton. (Roper, Richard) (Entered: 10/05/2022)
`
`16
`(p.530)
`
`17
`(p.531)
`
`NOTICE of Attorney Appearance by Michael P Heiskell on behalf of Stephen T
`Wall. (Filer confirms contact info in ECF is current.) (Heiskell, Michael) (Entered:
`10/05/2022)
`
`NOTICE of Attorney Appearance by Edwin Andrew Huffman for Edwin "Ted" A.
`Huffman, Michael J. Edney, Sean B. O'Connell, and Michael Dingman on behalf of
`Timothy Barton. (Huffman, Edwin) (Entered: 10/12/2022)
`
`10/14/2022
`
`18
`(p.534)
`
`Agreed Motion for Extension of Time to File Answer filed by Timothy Barton
`(Attachments: # 1 (p.21) Agreed Proposed Order) (Huffman, Edwin) (Entered:
`
`22-11226.9
`
`
`
`Case: 22-11226 Document: 40-1 Page: 15 Date Filed: 02/27/2023
`
`10/14/2022
`
`10/15/2022
`
`10/17/2022
`
`10/17/2022
`
`10/17/2022
`
`10/17/2022
`
`10/18/2022
`
`10/18/2022
`
`10/18/2022
`
`10/18/2022
`
`10/18/2022
`
`10/18/2022
`
`10/19/2022
`
`10/14/2022)
`
`19
`(p.540)
`
`MOTION for Extension of Time to File Response/Reply to 6 (p.115) MOTION
`Plaintiff's Expedited Motion for Appointment of Receiver and Brief In Support filed
`by Timothy Barton (Attachments: # 1 (p.21) Proposed Order) (Huffman, Edwin)
`(Entered: 10/14/2022)
`
`20 ELECTRONIC ORDER: The Court DENIES 19 (p.540) Motion to Extend Time to
`File Response. The Response is due October 17, 2022. (Ordered by Judge Brantley
`Starr on 10/15/2022) (chmb) (Entered: 10/15/2022)
`
`21 ELECTRONIC ORDER granting 18 (p.534) Motion for Extension of Time to File
`Answer. The answer is due 11/16/2022. (Ordered by Judge Brantley Starr on
`10/17/2022) (chmb) (Entered: 10/17/2022)
`
`22
`(p.550)
`
`Agreed Motion for Extension of Time to File Answer filed by Stephen T Wall
`(Attachments: # 1 (p.21) Proposed Order) (Heiskell, Michael) (Entered: 10/17/2022)
`
`23
`(p.553)
`
`24
`(p.558)
`
`Agreed Motion for Extension of Time to File Answer for the Relief Defendants filed
`by Timothy Barton (Attachments: # 1 (p.21) Agreed Proposed Order) (Huffman,
`Edwin) (Entered: 10/17/2022)
`
`RESPONSE filed by Timothy Barton re: 6 (p.115) MOTION Plaintiff's Expedited
`Motion for Appointment of Receiver and Brief In Support (Huffman, Edwin)
`(Entered: 10/18/2022)
`
`25
`(p.589)
`
`Appendix in Support filed by Timothy Barton re 24 (p.558) Response/Objection
`(Huffman, Edwin) (Entered: 10/18/2022)
`
`26 ELECTRONIC ORDER granting 22 (p.550) Motion for Extension of Time to File
`Answer. The answer is due 11/16/2022. (Ordered by Judge Brantley Starr on
`10/18/2022) (chmb) (Entered: 10/18/2022)
`
`27 ELECTRONIC ORDER granting 23 (p.553) Motion for Extension of Time to File
`Answer. The answer is due 11/16/2022. (Ordered by Judge Brantley Starr on
`10/18/2022) (chmb) (Entered: 10/18/2022)
`
`28
`(p.597)
`
`Application for Admission Pro Hac Vice with Certificate of Good Standing for
`Attorney Michael Dingman (Filing fee $100; Receipt number ATXNDC-13232815)
`filed by Timothy Barton (Attachments: # 1 (p.21) Certificate of Good Standing)
`(Huffman, Edwin) (Entered: 10/18/2022)
`
`29
`(p.601)
`
`Order GRANTING 6 (p.115) Motion for Appointment of Receiver. (Ordered by
`Judge Brantley Starr on 10/18/2022) (chmb) (Entered: 10/18/2022)
`
`30
`(p.626)
`
`NOTICE of Attorney Appearance by Charlene Cantrell Koonce on behalf of
`Receiver. (Filer confirms contact info in ECF is current.) (Koonce, Charlene)
`(Entered: 10/18/2022)
`
`31 ELECTRONIC ORDER granting 28 (p.597) Application for Admission Pro Hac
`Vice of Michael Dingman. Important Reminder: Unless excused for cause, an
`attorney who is not an ECF user must register within 14 days of the date the attorney
`appears in a case pursuant to LR 5.1(f) and LCrR 49.2(g). (Ordered by Judge
`Brantley Starr on 10/19/2022) (chmb) (Entered: 10/19/2022)
`
`10/20/2022
`
`32
`(p.628)
`
`Emergency MOTION to Amend/Correct 29 (p.601) Order on Motion for
`Miscellaneous Relief filed by Timothy Barton (Attachments: # 1 (p.21) Proposed
`
`22-11226.10
`
`
`
`Case: 22-11226 Document: 40-1 Page: 16 Date Filed: 02/27/2023
`
`Order) (Edney, Michael) (Entered: 10/20/2022)
`
`10/20/2022
`
`33 ELECTRONIC ORDER: The Court DENIES Defendant Barton's 32 (p.628) Motion
`to Amend the Court's Order Appointing the Receiver. (Ordered by Judge Brantley
`Starr on 10/20/2022) (chmb) (Entered: 10/20/2022)
`
`10/25/2022
`
`34
`(p.634)
`
`SUMMONS Returned Executed as to DJD Land Partners LLC ; served on
`10/6/2022; LDG001 LLC ; served on 10/6/2022; Wall007 LLC ; served on
`10/6/2022; Wall009 LLC ; served on 10/6/2022; Wall010 LLC ; served on
`10/6/2022; Wall011 LLC ; served on 10/6/2022; Wall012 LLC ; served on
`10/6/2022; Wall016 LLC ; served on 10/6/2022; Wall017 LLC ; served on
`10/6/2022; Wall018 LLC ; served on 10/6/2022; Wall019 LLC ; served on
`10/6/2022. (Bernstein, Keefe) (Entered: 10/25/2022)
`
`10/25/2022
`
`10/25/2022
`
`10/26/2022
`
`10/27/2022
`
`10/27/2022
`
`10/28/2022
`
`35
`(p.667)
`
`SUMMONS Returned Executed as to Carnegie Development LLC ; served on
`10/20/2022. (Bernstein, Keefe) (Entered: 10/25/2022)
`
`36
`(p.670)
`
`SUMMONS Returned Executed as to Haoqiang Fu. Served on 10/17/2022.
`(Bernstein, Keefe) Modified docket on 10/26/2022 (oyh). (Entered: 10/25/2022)
`
`37
`(p.673)
`
`MOTION Receiver's Unopposed Motion for Approval of Engagement Agreements
`filed by Receiver (Attachments: # 1 (p.21) Appendix, # 2 (p.51) Proposed Order)
`(Thomas, Cort) (Entered: 10/26/2022)
`
`38 ORDER: The Court GRANTS the Receiver's 37 (p.673) Motion for Approval of
`Engagement Agreements. The Receiver's engagements of Brown Fox, PLLC, Ahuja
`& Clark, PLLC, and Veracity Forensics LLC, and the terms of each, are
`APPROVED. Fees and expenses incurred by the engaged professionals shall be paid
`in accordance with the terms of the Order Appointing Receiver. (Ordered by Judge
`Brantley Starr on 10/27/2022) (chmb) (Entered: 10/27/2022)
`
`39
`(p.698)
`
`NOTICE FILED: Peckar & Abramson (frw) (Entered: 10/27/2022)
`
`40 ELECTRONIC ORDER: The Court has received, by mail, a request from interested
`non-party Peckar & Abramson for a hearing on the Securities and Exchange
`Commission's 6 (p.115) Motion for Appointment of Receiver. This letter, which the
`Court filed at Doc. 39 (p.698) , is dated October 24, 2022. But on October 18, 2022,
`the Court entered an Order at Doc. 29 (p.601) granting the SEC's Motion.
`Construing Peckar & Abramson's letter as a motion for a hearing, the Court thus
`DENIES AS MOOT the motion, and invites Peckar & Abramson to visit the
`following website to sign up for the federal courts' Case Management/Electronic
`Case Files (CM/ECF) system for future reference and filing purposes in federal
`court: https://www.uscourts.gov/court-records/electronic-filing-cmecf (Ordered by
`Judge Brantley Starr on 10/28/2022) (chmb) (Entered: 10/28/2022)
`
`11/01/2022
`
`11/01/2022
`
`11/01/2022
`
`41
`(p.700)
`
`MOTION to Supplement Order Appointing Receiver filed by Receiver re 29 (p.601)
`Order . (Attachments: # 1 (p.21) Proposed Order) (Koonce, Charlene) (Entered:
`11/01/2022)
`
`42
`(p.712)
`
`Appendix in Support filed by Receiver re 41 (p.700) MOTION to Supplement Order
`Appointing Receiver. (Koonce, Charlene) (Entered: 11/01/2022)
`
`43 ELECTRONIC ORDER: The Court ORDERS an expedited response to 41 (p.700)
`the Receiver's Motion to Supplement Order Appointing Receiver. Anyone wishing
`to respond must respond within ten (10) days. (Ordered by Judge Brantley Starr on
`
`22-11226.11
`
`
`
`Case: 22-11226 Document: 40-1 Page: 17 Date Filed: 02/27/2023
`
`11/02/2022
`
`11/03/2022
`
`11/03/2022
`
`11/04/2022
`
`11/04/2022
`
`11/04/2022
`
`11/07/2022
`
`11/11/2022
`
`11/11/2022
`
`11/14/2022
`
`11/1/2022) (chmb) (Entered: 11/01/2022)
`
`44
`(p.752)
`
`Unopposed MOTION to Intervene, MOTION to Stay Proceedings filed by United
`States of America (Attachments: # 1 (p.21) Proposed Order). Party United States of
`America added.Attorney Renee M Hunter-DOJ added to party United States of
`America(pty:intv) (Hunter-DOJ, Renee) (Entered: 11/02/2022)
`
`45 ***VACATED PER 48 ORDER***ORDER: The Court GRANTS 44 (p.752) the
`United States of America's Motion to Intervene and Stay Proceedings. This
`proceeding is STAYED until otherwise ordered by the Court. Nothing in this Order
`shall prevent the Court-appointed Receiver from performing the duties and
`exercising the powers set forth in Doc. No. 29 (p.601) the Court's Order Appointing
`Receiver. (Ordered by Judge Brantley Starr on 11/3/2022) (chmb) Modified on
`11/4/2022 (ykp). (Entered: 11/03/2022)
`
`46
`(p.763)
`
`47
`(p.766)
`
`NOTICE of INTENT TO FILE RESPONSE TO THE GOVERNMENT'S MOTION
`TO STAY PROCEEDINGS re: 44 (p.752) Unopposed MOTION to Intervene
`MOTION to Stay Proceedings filed by Timothy Barton (Edney, Michael) (Entered:
`11/03/2022)
`
`MOTION for Order Governing Administration of Receivership Estate, Notice of
`Disposition of Certain Personal Property, and Brief in Support filed by Receiver
`with Brief/Memorandum in Support. (Attachments: # 1 (p.21) Proposed Order)
`(Koonce, Charlene) (Entered: 11/04/2022)
`
`48 ELECTRONIC ORDER: The Court VACATES its Order at Doc. No. 45 granting
`the Government's Motion to Intervene and Stay Proceedings. Defendant Barton, who
`opposes the motion, has ten (10) days from the date of this Order to file a response.
`The Government will then have five (5) days to reply. Each party's filing should
`address what communication it had with the other party regarding whether
`Defendant Barton opposed the Government's 44 (p.752) Motion to Intervene and
`Stay Proceedings. (Ordered by Judge Brantley Starr on 11/4/2022) (chmb) (Entered:
`11/04/2022)
`
`49 ELECTRONIC ORDER: The Court ORDERS an expedited response to 47 (p.766)
`the Receiver's Motion for Order Governing Administration of Receivership Estate.
`Any response must be filed within ten (10) days of this Order. (Ordered by Judge
`Brantley Starr on 11/4/2022) (chmb) (Entered: 11/04/2022)
`
`50
`(p.790)
`
`AFFIDAVIT re 29 (p.601) Order on Motion for Miscellaneous Relief by Bank of
`America, N.A.. (Moeller, Evan) (Entered: 11/07/2022)
`
`51
`(p.793)
`
`52
`(p.860)
`
`53
`(p.862)
`
`RESPONSE AND OBJECTION filed by HNGH Turtle Creek re: 47 (p.766)
`MOTION for Order Governing Administration of Receivership Estate, Notice of
`Disposition of Certain Personal Property, and Brief in Support, 41 (p.700) MOTION
`to Supplement Order Appointing Receiver (Attachments: # 1 (p.21) Appendix)
`(Nealy Cox, Erin) (Entered: 11/11/2022)
`
`CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by
`HNGH Turtle Creek. (Clerk QC note: Affiliate entry indicated). (Nealy Cox, Erin)
`(Entered: 11/11/2022)
`
`RESPONSE filed by Maximilien Barton, Gillespie Villas LLC, Venus59 LLC,
`TRTX Properties LLC, MXBA LLC, Titan Investments LLC re: 41 (p.700)
`MOTION to Supplement Order Appointing Receiver (Attachments: # 1 (p.21)
`Exhibit(s) Appendix, # 2 (p.51) Proposed Order) (Baum, Nathan) (Entered:
`
`22-11226.12
`
`
`
`Case: 22-11226 Document: 40-1 Page: 18 Date Filed: 02/27/2023
`
`11/14/2022
`
`11/14/2022
`
`11/14/2022
`
`11/14/2022
`
`11/15/2022
`
`11/15/2022
`
`11/16/2022
`
`11/16/2022
`
`11/14/2022)
`
`54
`(p.1085)
`
`RESPONSE filed by Timothy Barton re: 44 (p.752) Unopposed MOTION to
`Intervene MOTION to Stay Proceedings (Attachments: # 1 (p.21) Proposed Order)
`(Edney, Michael) (Entered: 11/14/2022)
`
`55
`(p.1091)
`
`RESPONSE filed by Timothy Barton re: 41 (p.700) MOTION to Supplement Order
`Appointing Receiver (Edney, Michael) (Entered: 11/14/2022)
`
`56
`(p.1101)
`
`RESPONSE filed by Timothy Barton re: 47 (p.766) MOTION for Order Governing
`Administration of Receivership Estate, Notice of Disposition of Certain Personal
`Property, and Brief in Support (Edney, Michael) (Entered: 11/14/2022)
`
`57
`(p.1113)
`
`Appendix in Support filed by Timothy Barton re 56 (p.1101) Response/Objection
`(Edney, Michael) (Entered: 11/15/2022)
`
`58
`(p.1125)
`
`Appendix in Support filed by Timothy Barton re 55 (p.1091) Response/Objection
`(Edney, Michael) (Entered: 11/15/2022)
`
`59
`(p.1168)
`
`Agreed Motion for Second Extension of Time to File Answer filed by Timothy
`Barton (Attachments: # 1 (p.21) Proposed Order) (Edney, Michael) Modified text on
`11/16/2022 (ygl). (Entered: 11/15/2022)
`
`60 ELECTRONIC ORDER granting 59 (p.1168) Motion for Extension of Time to File
`Answer. (Ordered by Judge Brantley Starr on 11/16/2022) (chmb) (Entered:
`11/16/2022)
`
`61
`(p.1174)
`
`Agreed Motion for Extension of Time to File Answer Second Extension to File
`Answer Complaint filed by Stephen T Wall (Attachments: # 1 (p.21) Proposed
`Order) (Heiskell, Michael) (Entered: 11/16/2022)
`
`11/16/2022
`
`62
`(p.1179)
`
`11/16/2022
`
`63
`(p.1185)
`
`11/16/2022
`
`64
`(p.1195)
`
`ORDER: The Court GRANTS the Receivers 41 (p.700) Motion to Supplement
`Order Appointing Receiver as detailed herein. As to non-party HNGHs 51 (p.793)
`Response and Objection, the Court withholds judgment regarding the ownership of
`real property located at 2999 Turtle Creek Boulevard, Dallas, Texas 75219, because
`that question is not yet properly before the Court. (Ordered by Judge Brantley Starr
`on 11/16/2022) (chmb) (Entered: 11/16/2022)
`
`ORDER: The Court GRANTS the Receivers 47 (p.766) Motion for Order Governing
`Administration of Receivership Estate, Etc. As to non-party HNGHs 51 (p.793)
`Response and Objection, the Court withholds judgment regarding the ownership of
`real property located at 2999 Turtle Creek Boulevard, Dallas, Texas 75219, because
`that question is not yet properly before the Court. (Ordered by Judge Brantley Starr
`on 11/16/2022) (chmb) (Entered: 11/16/2022)
`
`ORDER: The Court GRANTS 44 (p.752) the United States of America's Motion to
`Intervene and Stay Proceedings. This proceeding is STAYED until otherwise
`ordered by the Court. Nothing in this Order shall prevent the Court-appointed
`Receiver from performing the duties and exercising the powers set forth in 29
`(p.601) the Court's Order Appointing Receiver, as supplemented by 62 (p.1179) the
`Court's Order Supplementing the Order Appointing Receiver. (Ordered by Judge
`Brantley Starr on 11/16/2022) (chmb) (Main Document 64 replaced on 11/16/2022)
`(rekc). (Entered: 11/16/2022)
`
`11/16/2022
`
`65 ELECTRONIC ORDER: The Court VACATES AS MOOT 61 (p.1174) Stephen T.
`Wall's Motion for Extension of Time to File Answer in light of 64 (p.1195) the
`
`22-11226.13
`
`
`
`Case: 22-11226 Document: 40-1 Page: 19 Date Filed: 02/27/2023
`
`11/17/2022
`
`66
`(p.1197)
`
`Court's Order staying proceedings. (Ordered by Judge Brantley Starr on 11/16/2022)
`(chmb) (Entered: 11/16/2022)
`
`NOTICE OF INTERLOCUTORY APPEAL as to 63 (p.1185) Order on Motion for
`Miscellaneous Relief, 33 Order on Motion to Amend/Correct, 62 (p.1179) Order on
`Motion for Miscellaneous Relief, 29 (p.601) Order on Motion for Miscellaneous
`Relief to the Fifth Circuit by Timothy Barton. Filing fee $505, receipt number
`ATXNDC-13311453. T.O. form to appellant electronically at Transcript Order Form
`or US Mail as appropriate. Copy of NOA to be sent US Mail to parties not
`electronically noticed. IMPORTANT ACTION REQUIRED: Provide an electronic
`copy of any exhibit you offered during a hearing or trial that was admitted into
`evidence to the clerk of the district court within 14 days of the date of this notice.
`Copies must be transmitted as PDF attachments through ECF by all ECF Users or
`delivered to the clerk on a CD by all non-ECF Users. See detailed instructions here.
`(Exception: This requirement does not apply to a pro se prisoner litigant.) Please
`note that if original exhibits are in your possession, you must maintain them through
`final disposition of the case. (Edney, Michael) (Entered: 11/17/2022)
`
`11/17/2022
`
`11/21/2022
`
`11/21/2022
`
`11/25/2022
`
`11/25/2022
`
`11/28/2022
`
`11/28/2022
`
`11/30/2022
`
`11/30/2022
`
`12/01/2022
`
`67
`(p.1199)
`
`STATUS REPORT Receiver's Initial Status Report filed by Receiver. (Thomas,
`Cort) (Entered: 11/17/2022)
`
`68
`(p.1234)
`
`AMENDED DOCUMENT by Bank of America, N.A.. Amendment to 50 (p.790)
`Affidavit. . (Moeller, Evan) (Entered: 11/21/2022)
`
`USCA Case Number 22-11132 in USCA5 for 66 (p.1197) Notice of Appeal filed by
`Timothy Barton. (svc) (Entered: 11/21/2022)
`
`69
`(p.1237)
`
`MOTION to Intervene and to Confirm Ownership of Property Located at 2999
`Turtle Creek Boulevard filed by HNGH Turtle Creek (Attachments: # 1 (p.21)
`Proposed Order) (Nealy Cox, Erin) (Entered: 11/25/2022)
`
`70
`(p.1255)
`
`Appendix in Support filed by HNGH Turtle Creek re 69 (p.1237) MOTION to
`Intervene and to Confirm Ownership of Property Located at 2999 Turtle Creek
`Boulevard (Nealy Cox, Erin) (Entered: 11/25/2022)
`
`71
`(p.1312)
`
`MOTION to Stay Pending Appeal filed by Timothy Barton (Edney, Michael)
`(Entered: 11/28/2022)
`
`72
`(p.1338)
`
`Appendix in Support filed by Timothy Barton re 71 (p.1312) MOTION to Stay
`Pending Appeal (Edney, Michael) (Entered: 11/28/2022)
`
`73
`(p.1358)
`
`Brief/Memorandum in Support filed by Receiver re 41 (p.700) MOTION to
`Supplement Order Appointing Receiver and Further Motion to Supplement
`(Attachments: # 1 (p.21) Declaration(s) Part 1, # 2 (p.51) Declaration(s) Part 2)
`(Koonce, Charlene) (Entered: 11/30/2022)
`
`74
`(p.1878)
`
`Appendix in Support filed b

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