Judge 
Party 
Law Firm SEC v. Barton
22-11226 | U.S. Court of Appeals, Fifth Circuit
Interested in this case?
Request a Demo Track this case, and find millions of cases like it, let us show you how.
Filed
Dec. 22, 2022
Terminated
Sept. 1, 2023
Judges
Wiener,
Elrod,
and
Engelhardt
Nature of Suit
1850 Securities, Commodities, Exchange
Last Updated: 1 year, 1 month ago
Show Interactive Timeline
| Filing Date | # | Docket Text |
|---|---|---|
| 10/24/2023 | 95 | MANDATE ISSUED. Mandate issue date satisfied. [22-11226] (RSM) [Entered: 10/24/2023 07:39 AM] |
| 9/1/2023 | 91 | JUDGMENT ENTERED AND FILED. Costs Taxed Against: Defendant - Appellant. [22-11226] (NFD) [Entered: 09/01/2023 04:42 PM] |
| 9/1/2023 | 90 | UNPUBLISHED OPINION FILED. [22-11226 Dismissed as Moot ] Judge: JLW , Judge: JWE , Judge: KDE. Mandate issue date is 10/24/2023; denying Petition for rehearing en banc filed by Appellant Mr. Timothy Barton [85]; denying Petition for rehearing filed by Appellant Mr. Timothy Barton [77] [22-11226] (NFD) [Entered: 09/01/2023 04:39 PM] |
| 9/1/2023 | 89 | OPINION WITHDRAWN. [74], [75] [22-11226] (NFD) [Entered: 09/01/2023 04:37 PM] |
| 8/13/2023 | 84 | DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the rehearing en banc received from Appellant Mr. Timothy Barton because it is out of time [22-11226] (RSM) [Entered: 08/14/2023 12:58 PM] |
| 8/13/2023 | 82 | REHEARING MADE SUFFICIENT filed by Appellant Mr. Timothy Barton in 22-11226 [77]. Sufficient Rehearing due deadline satisfied [22-11226] (RSM) [Entered: 08/14/2023 10:37 AM] |
| 8/13/2023 | 81 | DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the panel rehearing received from Appellant Mr. Timothy Barton because it is out of time and a duplicate docket entry [22-11226] (RSM) [Entered: 08/14/2023 10:20 AM] |
| 8/13/2023 | 80 | COURT ACTION mooting Petition for rehearing en banc filed by Appellant Mr. Timothy Barton [77] [22-11226] (RSM) [Entered: 08/14/2023 10:18 AM] |
| 8/3/2023 | 85 | PETITION filed by Appellant Mr. Timothy Barton for rehearing en banc [85] Number of Copies:0.. [22-11226] (RSM) [Entered: 08/14/2023 01:30 PM] |
| 8/3/2023 | 77 | PETITION for rehearing [77] Number of Copies: 0. Mandate issue date canceled.. Sufficient Rehearing due on 08/14/2023 for Appellant Timothy Barton [77] Number of Copies:0. Mandate issue date canceled.. Document is insufficient for the following reasons: INSUFFICIENT FOR: PANEL REHEARING AND REHEARING EN BANC CANNOT BE FILED AS ONE DOCUMENT [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: PETITION filed by Appellant Mr. Timothy Barton for rehearing [77] , for rehearing en banc [77]. Date of Service: 08/03/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce [22-11226] (Michael J. Edney ) [Entered: 08/03/2023 10:39 PM] |
| 6/20/2023 | 75 | JUDGMENT ENTERED AND FILED. Costs Taxed Against: Appellant. [22-11226] (WITHDRAWN 9/1/2023) (MFY) [Entered: 06/19/2023 02:01 PM] |
| 6/19/2023 | 74 | UNPUBLISHED OPINION FILED. [22-11226 Dismissed ] Judge: JLW, Judge: JWE, Judge: KDE Mandate issue date is 08/11/2023 [22-11226] (OPINION WITHDRAWN 9/1/2023) (MFY) [Entered: 06/19/2023 01:38 PM] |
| 5/8/2023 | 66 | Paper copies of Appellant Reply Brief filed by Appellant Mr. Timothy Barton in 22-11226 received. Paper copies match electronic version of document? Yes # of Copies Provided: 7. [22-11226] (KMP) [Entered: 05/08/2023 02:44 PM] |
| 4/19/2023 | 61 | APPELLANT'S REPLY BRIEF FILED Reply Brief deadline satisfied [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLANT'S REPLY BRIEF FILED by Mr. Timothy Barton. Date of service: 04/19/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce [22-11226] (Michael J. Edney ) [Entered: 04/19/2023 07:35 PM] |
| 4/13/2023 | 60 | COURT ORDER denying Motion to file second amicus brief [49] filed by Cortney Christopher Thomas. [22-11226] (MFY) [Entered: 04/13/2023 02:48 PM] |
| 4/13/2023 | 58 | RESPONSE/OPPOSITION [58] to the Motion to file amicus brief [49] [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RESPONSE/OPPOSITION filed by Mr. Timothy Barton [58] to the Court directive requesting a response [53] Date of Service: 04/13/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce. [22-11226] (Michael J. Edney ) [Entered: 04/13/2023 11:16 AM] |
| 4/12/2023 | 55 | RESPONSE/OPPOSITION [55] to the Motion to file amicus brief [49], Court directive requesting a response [53]Response/Opposition deadline satisfied. [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RESPONSE/OPPOSITION filed by SEC [55] to the [49] Date of Service: 04/12/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce. [22-11226] (Ezekiel Levenson Hill ) [Entered: 04/12/2023 04:08 PM] |
| 4/11/2023 | 53 | COURT DIRECTIVE ISSUED requesting a response to the Motion to file amicus brief [49] Response/Opposition due on 04/13/2023 by 12:00P.M.. [22-11226] (MFY) [Entered: 04/11/2023 08:30 AM] |
| 4/5/2023 | 49 | OPPOSED MOTION by Receiver Cortney C. Thomas to file amicus brief [49] Date of service: 04/05/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce [22-11226] (Charlene Cantrell Koonce ) [Entered: 04/05/2023 05:29 PM] |
| 3/29/2023 | 45 | APPELLEE'S BRIEF FILED # of Copies Provided: 0 E/Res's Brief deadline satisfied. Reply Brief due on 04/19/2023 for Appellant Timothy Barton [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLEE'S BRIEF FILED by SEC. Date of service: 03/29/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce [22-11226] (Ezekiel Levenson Hill ) [Entered: 03/29/2023 12:27 PM] |
| 3/28/2023 | 44 | Paper copies of Record Excerpts [43] received as sufficient. Sufficient Paper Copies of Record Excerpts due deadline satisfied. [22-11226] (KMP) [Entered: 03/28/2023 01:18 PM] |
| 3/22/2023 | 43 | Paper copies of Record Excerpts filed by Appellant Mr. Timothy Barton in 22-11226 received. Paper copies match electronic version of document? Yes They require: MISSING TABS # of Copies Provided: 4. Sufficient Paper Copies of Record Excerpts Due on 04/05/2023 for Appellant Timothy Barton. [22-11226] (RSM) [Entered: 03/22/2023 10:44 AM] |
| 3/22/2023 | 42 | Paper copies of Appellant Brief filed by Appellant Mr. Timothy Barton in 22-11226 received. Paper copies match electronic version of document? Yes # of Copies Provided: 7. [22-11226] (KMP) [Entered: 03/22/2023 10:16 AM] |
| 3/6/2023 | 41 | PROPOSED SUFFICIENT RECORD EXCERPTS filed by Appellants Mr. Timothy Barton and Mr. Timothy Barton [40] Date of service: 03/06/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce [22-11226] (Michael J. Edney ) [Entered: 03/06/2023 05:30 PM] |
| 2/27/2023 | 40 | SUFFICIENT RECORD EXCERPTS FILED. # of Copies Provided: 0 Sufficient Record Excerpts deadline satisfied [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RECORD EXCERPTS FILED by Appellant Mr. Timothy Barton. Record Excerpts NOT Sufficient as they require: The table of contents citations are not in proper range. Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. Sufficient Record Excerpts due on 03/13/2023 for Appellant Timothy Barton [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RECORD EXCERPTS FILED by Appellant Mr. Timothy Barton. Date of service: 02/27/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce [22-11226] (Michael J. Edney ) [Entered: 02/27/2023 11:38 PM] |
| 2/27/2023 | 39 | APPELLANT'S BRIEF FILED by Mr. Timothy Barton. # of Copies Provided: 0 A/Pet's Brief deadline satisfied. Appellee's Brief due on 03/29/2023 for Appellee Securities and Exchange Commission [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLANT'S BRIEF FILED by Mr. Timothy Barton. Date of service: 02/27/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper; Attorney for Amicus Curiae: Koonce [22-11226] (Michael J. Edney ) [Entered: 02/27/2023 11:36 PM] |
| 1/25/2023 | 36 | APPEARANCE FORM FILED by Attorney Charlene Cantrell Koonce for Amicus Curiae Cortney Christopher Thomas in 22-11226 [22-11226] (MFY) [Entered: 01/25/2023 03:15 PM] |
| 1/25/2023 | 35 | AMICUS CURIAE BRIEF FILED by Mr. Cortney Christopher Thomas. Consent is Not Necessary as a Motion has been Granted. # of Copies Provided: 0 [22-11226] (MFY) [Entered: 01/25/2023 03:06 PM] |
| 1/25/2023 | 34 | AMENDED COURT ORDER granting Motion to intervene filed by Mr. Cortney Christopher Thomas [29] by Cortney Christopher Thomas in 22-11226; granting Motion to file amicus brief filed by Mr. Cortney Christopher Thomas [29] [22-11226] (MFY) [Entered: 01/25/2023 02:17 PM] |
| 1/20/2023 | 29 | OPPOSED MOTION to intervene filed by Cortney Christopher Thomas in support of Plaintiff - Appellee, alternatively, to file motion to dismiss as amicus brief [29] [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: OPPOSED MOTION by Receiver Cortney C. Thomas to intervene , on behalf of Receiver Cortney C. Thomas. Date of service: 01/20/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper [22-11226] (Charlene Cantrell Koonce ) [Entered: 01/20/2023 05:39 PM] |
| 1/17/2023 | 28 | APPEARANCE FORM FILED by Attorney Ezekiel Levenson Hill for Appellee SEC in 22-11226 [22-11226] (RSM) [Entered: 01/17/2023 11:44 AM] |
| 1/17/2023 | 27 | BRIEFING NOTICE ISSUED A/Pet's Brief Due on 02/27/2023 for Appellant Timothy Barton. [22-11226] (DDL) [Entered: 01/16/2023 08:47 AM] |
| 1/17/2023 | 26 | ELECTRONIC RECORD ON APPEAL FILED. Admitted Exhibits on File in District Court? No. Video/Audio Exhibits on File in District Court? No Electronic ROA deadline satisfied. [22-11226] (DDL) [Entered: 01/16/2023 08:46 AM] |
| 1/13/2023 | 25 | APPEARANCE FORM received from Mr. Ezekiel Levenson Hill for SEC for the court's review. Lead Counsel? Yes. [22-11226] (Ezekiel Levenson Hill ) [Entered: 01/13/2023 01:25 PM] |
| 1/13/2023 | 24 | Attorney Cortney Thomas for Cortney Thomas is advised to resubmit an appearance form (does not appear as party in the case).. [22-11226] (MFY) [Entered: 01/13/2023 10:23 AM] |
| 1/6/2023 | 23 | ELECTRONIC RECORD ON APPEAL REQUESTED from District Court for 3:22-CV-2118. Electronic ROA due on 01/23/2023. [22-11226] (PAC) [Entered: 01/06/2023 03:29 PM] |
| 1/6/2023 | 22 | TRANSCRIPT FILED IN DISTRICT COURT Transcript Order: Court Reporter: Kelli Ann Willis, Dt. Filed in Dist. Ct: 01/06/2023 Ct. Reporter Acknowledgment deadline canceled [22-11226] (PAC) [Entered: 01/06/2023 03:28 PM] |
| 1/6/2023 | 21 | NOTICE RECEIVED from Kelli Ann Willis that the transcript ordered by Appellant Mr. Timothy Barton is complete and has been filed in the District Court. [22-11226] (Kelli Ann Willis ) [Entered: 01/06/2023 12:27 PM] |
| 1/6/2023 | 20 | NOTICE RECEIVED from Kelli Ann Willis that the transcript ordered by Appellant Mr. Timothy Barton is complete and has been filed in the District Court. [22-11226] (Kelli Ann Willis ) [Entered: 01/06/2023 11:46 AM] |
| 1/4/2023 | 19 | TRANSCRIPT ORDER received from Appellant Mr. Timothy Barton. DETAILS: Transcript Order: Court Reporter: Kelli Ann Willis, Proceeding Type and Date: Hearing 12/19/2022. Transcript Order ddl satisfied. Ct. Reporter Acknowledgment due on 01/17/2023 for Kelli Ann Willis. Electronic Filing Processed: [14] [22-11226] (MFY) [Entered: 01/04/2023 11:37 AM] |
| 1/4/2023 | 17 | APPEARANCE FORM FILED by Attorney Edwin A. Huffman for Appellant Timothy Barton in 22-11226 [22-11226] (MFY) [Entered: 01/04/2023 11:21 AM] |
| 1/4/2023 | 16 | APPEARANCE FORM FILED by Attorney Michael Christopher Dingman for Appellant Timothy Barton in 22-11226 [22-11226] (MFY) [Entered: 01/04/2023 11:18 AM] |
| 1/4/2023 | 15 | APPEARANCE FORM FILED by Attorney Michael J. Edney for Appellant Timothy Barton in 22-11226 [22-11226] (MFY) [Entered: 01/04/2023 11:17 AM] |
| 1/4/2023 | 14 | ATTORNEY TRANSCRIPT ORDER form filed by Appellant Mr. Timothy Bartonfor the Court to process. Date of service: 01/04/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper. [22-11226] (Michael J. Edney ) [Entered: 01/04/2023 08:46 AM] |
| 1/3/2023 | 12 | INITIAL CASE CHECK by Attorney Advisor complete. Action: Case OK to Process. [12] Initial AA Check Due satisfied.. Transcript order due on 01/18/2023 for Appellant Timothy Barton [22-11226] (RSM) [Entered: 01/03/2023 01:54 PM] |
| 12/31/2022 | 10 | APPEARANCE FORM received from Mr. Edwin A. Huffman for Mr. Timothy Barton for the court's review. Lead Counsel? No. [22-11226] (Edwin A. Huffman ) [Entered: 12/31/2022 01:38 PM] |
| 12/31/2022 | 9 | APPEARANCE FORM received from Mr. Michael Christopher Dingman for Mr. Timothy Barton for the court's review. Lead Counsel? No. [22-11226] (Michael Christopher Dingman ) [Entered: 12/31/2022 01:34 PM] |
| 12/31/2022 | 8 | APPEARANCE FORM received from Mr. Michael J. Edney for Mr. Timothy Barton for the court's review. Lead Counsel? Yes. [22-11226] (Michael J. Edney ) [Entered: 12/31/2022 01:27 PM] |
| 12/30/2022 | 7 | APPEARANCE FORM for the court's review. Lead Counsel? No. [22-11226] (Cortney Christopher Thomas ) [Entered: 12/30/2022 12:30 PM] |
| 12/30/2022 | 6 | Attorney Cortney Thomas is advised to resubmit an appearance form. Reason: The submitted appearance form does not match the registered attorney. [22-11226] (LBM) [Entered: 12/30/2022 10:42 AM] |
| 12/29/2022 | 13 | DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the appearance form because the party listed on the appearance form is not a party in this appeal [22-11226] (RSM) [Entered: 01/03/2023 03:12 PM] |
| 12/29/2022 | 5 | APPEARANCE FORM for the court's review. Lead Counsel? No. [22-11226] (Charlene Cantrell Koonce ) [Entered: 12/29/2022 03:09 PM] |
| 12/22/2022 | 1 | US CIVIL CASE docketed. NOA filed by Appellant Mr. Timothy Barton [22-11226] (AS) [Entered: 12/22/2022 02:18 PM] |
