`
`Exhibit D
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 2 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 2 of 27
`
`Form PTO-1595
`
`F
`
`U.S. DEPARTMENT OF COMMERCE
`
`66-19-2003
`U.S. Patentand TrademarkOffice
`|iilaaaieiaiil iilauimininiliil
`(Rev. 10/02)
`il llll ll) It!WittHanHM
`OMBNo. 0651-0027 (exp. 6/30/2005)
`y
`y
`5
`¥
`102478086
`Tab settings OOO OV
`To the Honorable Commissioner of Patents and Trademarks: Flease record me auacned original documents or copythereof.
`1. Name of conveying party(ies):
`b l2 0}
`2. Name and addressof receiving party(ies)
`
`Mark M. Leather
`Eric Demers
`
`Name:
`
`
`AQ|Technologies,Inc.
`
`Internal Address:
`
`
`
`AREA
`
`
`
`Additional name(s) of conveying party{ies) attached?[__lYes [V]No
`3. Nature of conveyance:
`AssignmentL]Merger
`1 Commerce Valley Drive East
`Street Address.
`[] Security Agreement
`[__]Change of Name
`[-] Other
`
`
`nnrn
`
`city, Markham state:Ontario ZipL31 7X6
`
`,
`Execution Date:
`
`06/02/03
`
`Additional name(s) & address(es) attached? [—_] Yes
`
`No
`
`4. Application number(s) orpatent number(s): (O54) q7
`
`exeCution date of the applicationis: 06/02/03
`the
`ation,
`If this documentis beingfiled together with a new a
`A. Patent Application No.(s)_ B. Patent No.(s)
`
` Additional numbers attached? |__| Yes
`
`6. Total numberof applications and patents involved: (iy
`
`7. Total fee (37 CFR 3.41)
`
`$
`
`
` 5. Name and addressof party to whom correspondence
`
`
`concerning document should be mailed:
`
`
`
`
`
`Christopher J. Reckamp
`
` [__] Enclosed
`
`Vedder, Price, Kaufman
`Internal Address:
`
`
` Authorized to be charged to deposit account & Kammholz
`
`
` 8. Deposit account number:
`
`Street Address:__222N.LaSalleStreet nee
`
`
`
` 50-0441
`
`
`
`$003 TDIAZ1
`10459797
`90000044 500441
`
`
`
`9. Signature.
`
`
`
`
`
`ChristopherJ. Reckamp, Reg. No. 34,414
`foLeLoews,—
`
`
`June 12, 2003
`
`
`
`ignature
`Name of Person Signing
`
`Total numberof pages including cover sheet, attachments, and documents:
`Mail documentsto ba recorded with required cover sheet information to:
`Commissioner of Patents & Trademarks, Box Assignments
`Washington, 0.C. 20231
`
`‘gales
`
`1083979
`
`PATENT
`REEL: 014176 FRAME: 0613
`Ex. D, p. 1
`
`Ex. D, p. 1
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 3 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 3 of 27
`
`020053
`
`PATENT APPLICATION
`
`ASSIGNMENTOF U.S. PATENT APPLICATION
`
`This is an assignment of patent rights between the inventors MARK M.
`LEATHER and ERIC DEMERS(herein after referred to as the Inventors) and ATI
`Technologies, Inc., having a place of business at One Commerce Valley Drive East,
`Markham,Ontario, Canada (herein after referred to as the Assignee).
`
`WHEREAS, Inventors have caused to be prepared a United States Patent
`Application in the Inventors’ name entitled DIVIDING WORK AMONG MULTIPLE
`GRAPHICS PIPELINES USING A SUPER-TILING TECHNIQUE, having a docket
`number of 00100.02.0053 (herein after
`referred to as the Invention) concurrently
`executed herewith; and
`
`WHEREAS, Assignee has a desire to acquire all rights, title, and interest in the
`Invention.
`
`NOW, THEREFORE,the parties agree as follows:
`
`The Inventors hereby sell, assign, and transfer their entire rights, title, and
`I.
`interest in the Invention and all patents that may be granted therefrom due to divisions,
`reissue,
`substitutions, extensions, continuations,
`and continuations-in-part
`to the
`Assignee.
`
`The Inventors hereby sell, assign, and transfer their entire rights, title, and
`2.
`interest in any foreign (non U.S.) national patent application, invention registration, or
`equivalent (Foreign Applications), claiming approximately the same subject matter of the
`Invention to the Assignee.
`
`The transfer set forth in Paragraph (2.) is in consideration for the sum of
`3.
`one dollar ($1) U.S. (or its equivalent) and/or other consideration for which both parties
`acknowledge to be valuable, having been conveyed to the Inventors by the Assignee.
`Consideration may include at least one of: employment, an independent contractor
`agreement, monetary payment, or other benefit hereby acknowledged as received.
`
`Inventors hereby authorize and request the Commissioner of Patents and
`4.
`Trademarks to issue the patent for the Invention, and all resulting patents therefrom,
`insofar as Inventors’ interest is concerned, to the Assignee,
`
`The Inventors further agree to execute any and all powers of attomey,
`5.
`applications, assignments, declarations, affidavits, and any other papers in connection
`therewith necessary to perfect such rights, title, and interest in the Assignee.
`
`The Inventors hereby yet further agree to, with respect to the referenced
`6.
`patent application, at the expense of the Assignee:
`
`i)
`
`testify in any legal proceedings,
`
`98/c8d
`
`88S
`
`2 4s oonal
`=
`
`peel"Uiare
`FRAME06a?
`-
`-
`CN :
`
`Ex. D, p. 2
`
`Ex. D, p. 2
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 4 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 4 of 27
`
`020053
`
`ii)
`
`sign all lawful papers,
`
`execute all divisional, continuation, continuation-in-part,
`iii)
`substitute applications,
`
`reissue and
`
`make all lawful oaths, and assist in vesting title in the Assignee and to aid
`1v)
`the Assignee to obtain and enforce proper protection for the subject matter of the
`Invention in al] countries, and
`
`notify Assignee promptly (by facsimile or first class mail} of any
`v)
`subpoena or contact by any person other than Assignee or its agents regarding the
`Invention or resultant patent(s) issuing therefrom, and in any event at least one week
`prior to any deposition, legal inquiry or legal proceeding relating to the above identified
`invention.
`
`This assignmentis executed on the dates of which the Inventors have signed.
`
`Inventor:
`
`LO 2° PF leat
`MARK M. LEATHER
`
`Date. 8/23 /O3
`
`State of
`
`County of
`
`)
`
`SS:
`
`___?)
`
`Before me personally appeared said MARK M. LEATHERand acknowledge the
`foregoing instrument
`to be his free act and deed this
`day of
`, 2003.
`
`Seal
`
`(Notary)
`
`98/t8d
`
`88SG9 245 8Obp=di
`
`aT S8-t8- 98
`HowyvacshATENT,-
`REEL: 014176 FRAME: 0615
`Ex. D, p. 3
`
`Ex. D, p. 3
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 5 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 5 of 27
`
`020053
`
`Fine
`Date:
`ERIC DEMERS
`}
`State/Province of C A
`County of Sou va
`C\axq@y)
`
`Gy Al O 4,
`SS:
`
`Before me personally appeared said ERIC DEMERS and acknowledge the
`foregoing instrument
`to be his free act and deed this
`day of
`, 2003.
`
`Seal
`
`(Notary)
`
`OB,bA
`
`gered
`‘RECORDED: 66/12/2603°°"=
`
`PATENT
`REEL? 01497% FRAME: 0616- *8-98
`Ex. D, p. 4
`
`Ex. D, p. 4
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 6 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 6 of 27
`
`PATENT ASSIGNMENT
`
`
`Electronic Version v1.1
`Stylesheet Version v1.1
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`| NATURE OF CONVEYANCE:
`
`| CHANGE OF NAME
`
`
`CONVEYING PARTY DATA
`
`|
`
`
`
`ATI Technologies Inc.
`
`RECEIVING PARTY DATA
`
`Name:
`
`ATI Technologies ULC
`
`City:
`
`Markham, Ontario
`
`State/Country:
`Postal Code:
`
`CANADA
`L3T 7X6
`
`10/25/2006
`
`
`
`PROPERTY NUMBERSTotal: 41
`
`
`
`[Application Number:
`
`11461674
`
`
`
`
`
`11162140
`CH$1640.00
`
`|
`
`Application Number:
`
`12243596
`
`11164622
`Application Number:
`
`Application Number:
`11279464
`
`Application Number:
`
`11342906
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`|
`
`501393508
`
`are
`
`11467978
`
`11054470
`
`10906852
`
`10790904
`
`I
`
`PATENT
`REEL: 025573 FRAME: 0443
`Ex. D, p. 5
`
`Ex. D, p. 5
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 7 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 7 of 27
`
`| Application Number:
`
`| 10861605
`
`
`
`
`
`|
`
`Application Number:
`10839062
`
`
`repeatermeNumber:
`TensionmeNumber:
`
`SeanaNumber:
`
`10938439
`10924145
`10908163
`
`
`
`Application Number:
`
`11347653
`
`Application Number:
`11468887
`
`
`Application Number:
`
`11469232
`
`11381234
`Application Number:
`
`
`Application Number:
`
`11468667
`
`
`
`Application Number:
`
`10440674
`
`
`10459797
`Application Number:
`
`Application Number:
`
`10676512
`
`Application Number:
`
`10987499
`
`
`
`CORRESPONDENCE DATA
`
`(312)609-5005
`Fax Number:
`Correspondence will be sent via US Mail when the fax attempt is unsuccessful.
`Phone:
`312-609-7599
`
`Email:
`Correspondent Name:
`AddressLine 1:
`
`cwright@vedderprice.com
`Christopher J. Reckamp
`222 N. LaSalle Street
`
`AddressLine 2:
`
`Vedder Price P.C.
`
`
`
`AddressLine 4: Chicago, ILLINOIS 60601
`
`ATTORNEY DOCKET NUMBER:
`
`00100.09.2000
`
`REEL: 025573 FRAME: 0444
`Ex. D, p. 6
`
`Ex. D, p. 6
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 8 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 8 of 27
`
`NAME OF SUBMITTER:
`
`Christopher J. Reckamp
`
`Total Attachments: 2
`
`source=Certificate of Amendment ATI ULC#page2 tif
`
`source=Certificate of Amendment ATI ULC#page1 tif
`
`PATENT
`REEL: 025573 FRAME: 0445
`Ex. D, p. 7
`
`Ex. D, p. 7
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 9 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 9 of 27
`
`CORPORATE ACCESS NUMBER:2012770950
`
`Alberta
`
`BUSINESS CORPORATIONS ACT
`
`CERTIFICATE
`
`OF
`
`AMENDMENT AND REGISTRATION
`
`OF RESTATED ARTICLES
`
`ATI TECHNOLOGIES ULC
`AMENDED ITS ARTICLES ON 2006/10/25.
`
`
`
`PATENT
`REEL: 025573 FRAME: 0446
`Ex. D, p. 8
`
`10/25/2006
`
`Ex. D, p. 8
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 10 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 10 of 27
`
`
`
`19(b){ii)
`
`Articles Of Amendment
`Businase Corporations Act
`Sectiona 29 or 77
`
`1. Name of Corporation
`
`
`
`2, Corporate Access Number
`
`1.
`
`2.
`
`3,
`
`The Articles of the above named corporation are amended in accordance with
`Section 173(1)(a) of the Business Corporations Act (Alberta) by deleting the name "ATI
`Technologies Inc." and substituting therefor the name "ATI TECHNOLOGIES ULC’,
`
`The Articles of the above named corporation are amended in accordance with Section
`(173) }(m.1) of the Business Corporations Act (Alberta) to convert the above named
`corporation to an Unlimited Liability Corporation by adding to the Schedule Re Other
`Provisionsthe following paragraph:
`
`"The liability of each of the shareholders of the Unlimited Liability Corporation
`for anyliability, act or default of the Unlimited Liability Corporation is unlimited
`in extent and joint and several in nature."
`
`Accordingly the Schedule Re Other Provisions, as amended and restated, shall read as set
`out in the attached Schedule Re Other Provisions.
`
`
`
`Nameof Person Authorizing (piéase print)
`
`FainaMedzonsky
`Assistant Secretary
`
`
`
`Fauna Iiilyy
`October as , 2006
`
`Signature
`
`Title (please print)
`
`Date
`
`This information is being collacted for the purposes ofcorporate registry records in accordance with the Business Corporations
`Act Questions about the collection of this information can bedirected to the Freedom ofInformation and Protection ofPrivacy
`Coordinatorfor Aiberta Registries, Reseerch and Program Suppor, 3rd Floor, Commerce Piece, 10165 - 102 Sfreet,
`Edmonion, Alberta T5/ 414, (780} 422-7330
`REG 3054 (99/01)
`
`200350-3 76474
`CALDOCS #1544875 v.
`
`I
`
`RECORDED: 12/30/2010
`
`PATENT
`REEL: 025573 FRAME: 0447
`Ex. D, p. 9
`
`Ex. D, p. 9
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 11 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 11 of 27
`
`503499563
`
`09/28/2015
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPASID: PAT3546188
`
`
`
`SUBMISSION TYPE: NEW ASSIGNMENT
`
`
`
`
`
`ASSIGNMENT
`NATURE OF CONVEYANCE:
`
`
`CONVEYING PARTY DATA
`
`ATI TECHNOLOGIES ULC
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`09/25/2015
`
`
`
`
`
`(Name:_____[ADVANGEDSLIGONTECHNOLOGIESGS
`
`PROPERTY NUMBERS Total: 49
`
`[PropertyType[Number
`
`503499563
`
`PATENT
`REEL: 036703 FRAME: 0421
`Ex. D, p. 10
`
`Ex. D, p. 10
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 12 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 12 of 27
`
`[PropertyType[Number
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`CORRESPONDENCE DATA
`
`Fax Number:
`
`BOSTON, MASSACHUSETTS02111
`
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number, if provided;if that is unsuccessful, it will be sent via US Mail.
`Email:
`lagould@mintz.com
`Correspondent Name:
`MINTZ LEVIN
`AddressLine 1:
`ONE FINANCIAL CENTER
`
`AddressLine2:
`
`AddressLine 4:
`
`LESLIE GOULD
`
`PATENT
`REEL: 036703 FRAME: 0422
`Ex. D, p. 11
`
`Ex. D, p. 11
`
`
`
`SIGNATURE:
`
`DATE SIGNED:
`
`Total Attachments: 14
`
`
`
`source=Assignment_ATl_AST#page1.tif
`source=Assignment_AT|l_AST#pagez2.tif
`source=Assignment_AT|_AST#page3.tif
`source=Assignment_ATl_AST#page4.tit
`source=Assignment_ATl_AST#page5.tif
`source=Assignment_AT|l_AST#page6.tif
`source=Assignment_AT|_AST#page7.tif
`source=Assignment_AT|l_AST#page8.tif
`source=Assignment_ATl_AST#page9.tif
`source=Assignment_ATl_AST#page10.tif
`source=Assignment_AT|LAST#page1 1.tif
`source=Assignment_ATLAST#page12.tif
`source=Assignment_ATl_AST#page13.tif
`source=Assignment_ATl_AST#page14.tif
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 13 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 13 of 27
`
`
`NAME OF SUBMITTER:
`LESLIE GOULD
`
`/Leslie Gould/
`
`09/28/2015
`
`PATENT
`REEL: 036703 FRAME: 0423
`Ex. D, p. 12
`
`Ex. D, p. 12
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 14 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 14 of 27
`
`ATI Techaologies ULC, a corporation with an office at | Commerce Valley East Markham,
`ON L3T7X6 (“Assignor”)}, is the sole owner ofthe patents and patent applications listedin
`Schedule 1 hereto (collectively the “Listed Patents”); and
`
`Advanced Silicon Technologies, LLC, a Delaware corporation, with an office at Assignee”)
`desires to acquire all right, title and interest in the Listed Patents and the other patenis and related
`rights described below.
`
`the receipt of whichis hereby acknowledged, Assignor
`For good and valuable consideration,
`9
`BoG,
`&
`does hereby sell, assign, transfer and conveyto Assignee and its successors and assigns all right,
`title and interest that may exist today and in the future to any and all:
`
`3 Listed Patents;
`
`foreign counterparts to any ofthe items covered by (1) above, incinding utility models,
`(2)
`inventors’ certificates, industrial design protection and anyother form of governmental grants or
`issuances for the protection of inventions, designs or discoveries;
`
`inventions, invention disclosures, designs and discoveries described, disclosed or claimed
`GQ
`in the items covered by (1) through (2) above;
`
`(4)
`
`patents that issue from any ofthe Herns covered by (1) through (3) above;
`
`claims, causes of action and enforcementrights of any kind, whether currently pending,
`{5}
`filed or otherwise, and whether known or unknown, under orarising from anyof the items
`covered by (1) through(4) above, including all nghts to pursue and collect damages, costs,
`injunctive relief and other remedies for past, current or future infringement thereof and inchiding
`rights afforded under 35 U.S.C. § 134(a);
`
`royalties, incorme and other payments due as ofthe date hereof or hereafter underor
`(6)
`arising from any of the items covered by (1) through (5) above, and
`
`rights t apply for,file, register, maintain, extend and renew im amy or all countries of the
`(7}
`world patents, certificates of invention, utility models, indusirial design protection, design patent
`protectionand other governmental grants or issuances ofany kind related to any ofthe items
`covered by (1) through (6) above.
`
`Assignor shall execute and deliver any instruments, and do and performany other acts and things
`as may be reasonably necessary ordesirable for effecting and evidencing the assignments
`contemplated hereby, including the execution, acknowledgment andrecordationof any
`instruments.
`
`Assignor hereby authorizes and requests the Cornmissioner of Listed Patents and Trademarks
`and any other patent office to issue any andall patents, utility models or other governmental
`grants or issuances pertaining to anyofthe items assigned hereunder in the name of Assignee.
`
`Page t of 14
`
`PATENT
`REEL: 036703 FRAME: 0424
`Ex. D, p. 13
`
`Ex. D, p. 13
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 15 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 15 of 27
`
`The assignmentof right pursuant hereto will inure to the benefit of Assignee andiis successors,
`assigns and other legal representatives and is binding upon Assignor and its successors, assigns,
`heirs and legal representatives.
`Assignor, by its duly authorized representative, has executed this assignment on the date set forth
`below.
`
`DATE: September25, 2015
`
`DATE: September &, 2015
`
`
`
`ATI Technologies ULC
`By: Kane Ooche
`Printed/Typed Name
`
`
`Signature a
`
`Advanced SiliconTechnologies, LLC,
`Title;“WesinesFeCgoP)CEeb
`“rideName
`é
`A
`2
`Ba oh Se
`SA
`BS
`TPS eee
`Sianah
`Beggnrc
`Signature
`
`A
`
`=~
`
`[The remainder ofthis page has been left blankintentionally}
`
`Page 2 of 14
`
`PATENT
`REEL: 036703 FRAME: 0425
`Ex. D, p. 14
`
`Ex. D, p. 14
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 16 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 16 of 27
`
`} y
`
`}
`
`s,
`
`ences
`
`FEDACAe Outen
` _J¥itickates
`
`On this “8‘aay af September21S
`. Petscnally appeared befiwe me esReClAeok.
`meknownandknown to metebe thepersonaforesaid, whodalyacknowledgedthesigninga
`the foregoing instrament to be his or her voluntary act and deed, and as € Nee: ugdey”_<
`RSa7coasiogCo. did execute the same for the uses and purposes theremsetforth.
`gh i.Ae
`oswe
`
`ae
`ns eg? }ff!Ettale,
` i2 x.SeSAD
`Notary Public in andforthese
`PeEHAC | ue
`ke&SPosGaborii etyLAr
`Print Name
`
`WITNESS my hand and official seal.
`Seal}
`
`
`
`ACCEPTEL:
`
`BATE: September aS, 2015
`
`ATI Technologies ULC
`
`
`
`sdnhare
`
`Page 3 of 14
`
`PATENT
`REEL: 036703 FRAME: 0426
`Ex. D, p. 15
`
`Ex. D, p. 15
`
`€
`
`
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`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 27 of 27
`Case 6:22-cv-00466-ADA-DTG Document 72-4 Filed 05/09/23 Page 27 of 27
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`Page14of14
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`:Lone
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`FROEP1424653
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`GrantNe.|1424653B1
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`isoot~|290574341
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`GBEP1424653
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`FilingDate
`
`snnnnnnnennnnnnennnnnnfannncsnan
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`t
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`RECORDED
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`09/28/2015
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`PATENT
`REEL: 036703 FRAME 0437
`Ex. D, p. 26
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`Ex. D, p. 26
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