`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 1 of 125
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`EXHIBIT 5
`EXHIBIT 5
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`
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 2 of 125
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`PUBLIC VERSION
`
`UNITED STATES INTERNATIONAL TRADE COMMISSION
`WASHINGTON, D.C.
`
`Before The Honorable Thomas B. Pender
`Administrative Law Judge
`
`
`
`
`
`Investigation No. 337-TA-984
`
`
`In the Matter of
`
`CERTAIN COMPUTING OR GRAPHICS
`SYSTEMS, COMPONENTS THEREOF,
`AND VEHICLES CONTAINING SAME
`
`
`
`JOINT MOTION TO TERMINATE INVESTIGATION AS TO
`THE FUJITSU TEN RESPONDENTS BASED ON PATENT LICENSE AGREEMENTS
`AND EXPEDITED REQUEST FOR EXTENSION OF PROCEDURAL STAY
`
`Pursuant to 19 U.S.C. § 1337(c) and Commission Rule 210.21(b), Complainant
`
`
`
`Advanced Silicon Technologies LLC (“Advanced Silicon”) and Respondents FUJITSU TEN
`
`LIMITED and FUJITSU TEN CORP. OF AMERICA (together, “Fujitsu Ten”) (Advanced
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`Silicon and Fujitsu Ten collectively, the “Parties”), hereby submit this Joint Motion to Terminate
`
`Investigation 337-TA-984 as to the Fujitsu Ten Respondents, in view of certain agreements
`
`resolving the disputes between the Parties. These agreements include: (1) a Patent License
`
`Agreement between Advanced Silicon and Renesas (the “AST-Renesas PLA”), (2) an Escrow
`
`Agreement among Advanced Silicon, Renesas,
`
`, and Citibank N.A. (the
`
`“Escrow Agreement”), and (3) a Patent License and License Option Agreement between
`
`Advanced Silicon and Third Party
`
` (the “Third Party PLA”) under which
`
`(a)
`
`has the right to grant a sublicense to the Fujitsu Ten Respondents and
`
`(b) Advanced Silicon is obligated to execute a written release agreement in favor of the Fujitsu
`
`Investigation No. 337-TA-984
`JOINT MOTION TO TERMINATE INVESTIGATION AS TO
`THE FUJITSU TEN RESPONDENTS BASED ON PATENT LICENSE AGREEMENTS
` AND EXPEDITED REQUEST FOR EXTENSION OF PROCEDURAL STAY
`1
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 3 of 125
`
`PUBLIC VERSION
`
`Ten Respondents (together, the “Agreements”). The Parties also respectfully request that the
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`stay of the procedural schedule currently in effect be extended until this Motion is decided.
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`A true and correct copy of the AST-Renesas PLA, redacted to protect the disclosure of
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`confidential business information, is attached as Public Exhibit A, and a confidential unredacted
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`version of the AST-Renesas PLA is attached as Confidential Exhibit A-1.
`
`A true and correct copy of the Third Party PLA, redacted to protect the disclosure of
`
`confidential business information, is attached as Public Exhibit B, and a highly confidential
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`unredacted version of the Third Party PLA is attached as Highly Confidential Exhibit B-1.
`
`Contemporaneously with this motion, Advanced Silicon is also filing a motion pursuant to
`
`Commission Rule 210.21(a)(1), requesting that the ALJ limit service of the highly confidential
`
`unredacted Third Party PLA to the Parties and Staff.
`
`A true and correct copy of the Escrow Agreement, redacted to protect the disclosure of
`
`confidential business information, is attached as Public Exhibit C, and a confidential minimally
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`redacted version of the Escrow Agreement is attached as Confidential Exhibit C-1.1
`
`The Agreements completely resolve the dispute between Advanced Silicon and the
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`Fujitsu Ten Respondents in this Investigation.
`
`Taken together, the Agreements together with their exhibits reflect the entire and only
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`agreements relating to the resolution of the dispute between the Parties regarding the subject
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`matter of this Investigation. The Parties represent that there are no other agreements, written or
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`oral, express or implied, between the Parties concerning the subject matter of this Investigation.
`
`
`1 Advanced Silicon has not received—and, indeed, has no right to receive—a fully unredacted version of the
`Escrow Agreement. See Ex. C-1 at Section 4.11. Moreover, the Escrow Agreement has terminated and is no longer
`in effect. See id. at Section 1.7.
`
`Investigation No. 337-TA-984
`JOINT MOTION TO TERMINATE INVESTIGATION AS TO
`THE FUJITSU TEN RESPONDENTS BASED ON PATENT LICENSE AGREEMENTS
` AND EXPEDITED REQUEST FOR EXTENSION OF PROCEDURAL STAY
`2
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 4 of 125
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`PUBLIC VERSION
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`The Parties agree that termination of this Investigation on the basis of the Agreements as
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`to only the Fujitsu Ten Respondents does not constitute a determination as to the violation of
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`section 337 of the Tariff Act of 1930, including as to the merits of the claims or defenses raised
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`during this Investigation. See 19 C.F.R. § 210.21(b)(2).
`
`In view of the Agreements, there no longer exists a basis upon which to continue this
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`Investigation as to the Fujitsu Ten Respondents. Further, termination of this Investigation as to
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`the Fujitsu Ten Respondents at this stage of the proceedings poses no threat to the public interest.
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`Indeed, it is in the interest of the public and administrative economy to grant this motion.
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`Commission policy and the public interest generally favor agreements, which preserve resources
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`for both the Commission and the private parties, and motions to terminate based on agreements
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`are routinely granted. See, e.g., Certain Communications or Computing Devices and
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`Components Thereof, Inv. No. 337-TA-925, Order No. 37 (June 5, 2015) (terminating one
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`respondent based on agreement); Certain Consumer Electronics with Display and Processing
`
`Capabilities, Inv. No. 337-TA-884, Order No. 15 (Aug. 1, 2014) (terminating investigation
`
`based on agreements among complainant, certain respondents, and a third party); Certain
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`Consumer Electronics and Display Devices and Products Containing Same, Inv.
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`No. 337-TA-836, Order No. 30 at 3 (January 28, 2013) (unreviewed) (terminating investigation
`
`based on agreements among complainant, remaining respondents, and a third party); Certain
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`Portable Communication Devices, Inv. No. 337-TA-827, Order No. 15 at 2 (May 31, 2012)
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`(unreviewed) (same) (citation omitted).2
`
`
`2 See also Certain Equipment for Telecommunications or Data Communications Networks, Including Routers,
`Switches, and Hubs, and Components Thereof, Inv. No. 337-TA-574, Order No. 27 at 4 (May 24, 2007)
`(“termination of litigation under these circumstances is generally in the public interest”); Certain Semiconductor
`Chips and Products Containing Same, Inv. No. 337-TA-753, Order No. 62 at 2-3 (February 22, 2012) (granting joint
`motion to partially terminate investigation on grounds that termination of the investigation based on the agreement
`Investigation No. 337-TA-984
`JOINT MOTION TO TERMINATE INVESTIGATION AS TO
`THE FUJITSU TEN RESPONDENTS BASED ON PATENT LICENSE AGREEMENTS
` AND EXPEDITED REQUEST FOR EXTENSION OF PROCEDURAL STAY
`3
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 5 of 125
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`PUBLIC VERSION
`
`Moreover, termination of this Investigation as to the Fujitsu Ten Respondents pursuant to
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`the Agreements will not have any adverse impact on the public health and welfare and/or
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`competitive conditions in the United States. Accordingly, the Administrative Law Judge is
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`authorized to issue an initial determination terminating this Investigation pursuant to 19 C.F.R.
`
`§ 210.21(b).
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`Counsel for the Parties have consulted with the other Respondents and with Commission
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`Investigative Staff Attorney regarding this motion. The other Respondents do not oppose the
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`motion. Commission Investigative Attorney will provide the position of the Office of Unfair
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`Import Investigations after reviewing these papers in more detail.
`
`
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`For the foregoing reasons, the Parties respectfully request that the Administrative Law
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`Judge grant this motion and issue an initial determination terminating this Investigation with
`
`respect to the Fujitsu Ten Respondents only based on the accompanying Agreements.
`
`
`
`
`would have no adverse impact on the public interest); Certain Video Analytics Software, Systems, Components
`Thereof, and Product Containing Same, Inv. No. 337-TA-795, Order No. 19 at 1-2 (February 23, 2012) (granting
`joint motion to terminate, and noting that “[t]he Commission has stated that ‘in the absence of extraordinary
`circumstances, termination of the investigation will be readily granted to a complainant during the prehearing stage
`of an investigation.’”) (citations omitted).
`
`Investigation No. 337-TA-984
`JOINT MOTION TO TERMINATE INVESTIGATION AS TO
`THE FUJITSU TEN RESPONDENTS BASED ON PATENT LICENSE AGREEMENTS
` AND EXPEDITED REQUEST FOR EXTENSION OF PROCEDURAL STAY
`4
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 6 of 125
`
`PUBLIC VERSION
`
`
`
`Dated: August 23, 2016
`
`
`
`By: /s/ Andrew H. DeVoogd
`Michael T. Renaud
`James M. Wodarski
`Michael J. McNamara
`Andrew H. DeVoogd
`Adam S. Rizk
`MINTZ LEVIN COHN FERRIS
` GLOVSKY AND POPEO PC
`One Financial Center
`Boston, MA 02111
`Telephone: (617) 542-6000
`Aarti Shah
`MINTZ LEVIN COHN FERRIS
` GLOVSKY AND POPEO PC
`701 Pennsylvania Avenue NW, Suite 900
`Washington, DC 20004
`Telephone: (202) 434-7300
`Email: ASTITC984@mintz.com
`Counsel for Complainant
`Advanced Silicon Technologies LLC
`
`
`
`Respectfully Submitted,
`
`
`
`By: /s/ G. Brian Busey
`G. Brian Busey
`Lynn I. Levine
`Aaron D. Rauh
`MORRISON & FOERSTER LLP
`2000 Pennsylvania Avenue, N.W., Suite 6000
`Washington, D.C. 20006
`Telephone: (202) 887-1500
`
`A. Max Olson
`Takahiro Miura
`Yuka Teraguchi
`MORRISON & FOERSTER LLP
`Shin-Marunouchi Building, 29th Floor
`5-1, Marunouchi 1-Chome
`Chiyoda-ku, Tokyo 100-6529, Japan
`Telephone: 81-3-3214-6522
`
`Hector G. Gallegos
`Ryan J. Malloy
`Morrison & Foerster LLP
`707 Wilshire Boulevard, Suite 6000
`Los Angeles, CA 90017-3543
`Telephone: (213) 892-5200
`Email: FJTen984@mofo.com
`
`Counsel for Respondents FUJITSU TEN
`LIMITED and FUJITSU TEN CORP. OF
`AMERICA
`
`Investigation No. 337-TA-984
`JOINT MOTION TO TERMINATE INVESTIGATION AS TO
`THE FUJITSU TEN RESPONDENTS BASED ON PATENT LICENSE AGREEMENTS
` AND EXPEDITED REQUEST FOR EXTENSION OF PROCEDURAL STAY
`5
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 7 of 125
`
`PUBLIC VERSION
`
`UNITED STATES INTERNATIONAL TRADE COMMISSION
`WASHINGTON, D.C.
`
`Before The Honorable Thomas B. Pender
`Administrative Law Judge
`
`
`
`
`
`Investigation No. 337-TA-984
`
`
`In the Matter of
`
`CERTAIN COMPUTING OR GRAPHICS
`SYSTEMS, COMPONENTS THEREOF,
`AND VEHICLES CONTAINING SAME
`
`
`
`APPENDIX OF EXHIBITS ACCOMPANYING THE
`JOINT MOTION TO TERMINATE INVESTIGATION AS TO
`THE FUJITSU TEN RESPONDENTS
`BASED ON PATENT LICENSE AGREEMENTS
`
`
`
`
`Exhibit No.
`Public Exhibit A
`
`Document Description
`Public Version of the AST-Renesas Patent License Agreement
`
`Confidential
`Exhibit A-1
`
`Confidential and Unredacted Version of the AST-Renesas Patent
`License Agreement
`
`Public Exhibit B
`
`Public Version of the Patent License and License Option Agreement
`between Advanced Silicon Technologies LLC and
`
`
`Highly Confidential
`Exhibit B-1
`
`Highly Confidential and Unredacted Version of the Patent License and
`License Option Agreement between Advanced Silicon Technologies LLC
`and Third Party
`
`
`Public Exhibit C
`
`Public Version of the Escrow Agreement among Advanced Silicon
`Technologies LLC, Renesas,
`, and Citibank N.A.
`
`Confidential
`Exhibit C-1
`
`Confidential Version of the Escrow Agreement among Advanced Silicon
`Technologies LLC, Renesas,
`, and Citibank N.A.
`
`
`
`
`
`Investigation No. 337-TA-984
`APPENDIX OF EXHIBITS TO JOINT MOTION TO TERMINATE INVESTIGATION AS TO
`THE FUJITSU TEN RESPONDENTS BASED ON PATENT LICENSE AGREEMENTS
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 8 of 125
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 8 of 125
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`PUBLIC EXHIBIT A
`PUBLIC EXHIBIT A
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 9 of 125
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`PATENT LICENSE AGREEMENT
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`This PATENT LICENSE AGREEMENT (this “Agreement”) is entered into by and
`between Advanced Silicon Technologies LLC, a Delaware limited liability company with its
`principal place of business at 118 Maplewood Ave, Box 8, Portsmouth, New Hampshire 03801
`(“Licensor”), and Renesas Electronics Corporation, a Japan company with its principal place of
`business at 3-2-24, Toyosu Koto-ku, Tokyo 135-0061, Japan (“Licensee”), on the date when this
`Agreement has been executed by both Licensor and Licensee (the “Effective Date”). Each of
`Licensor and Licensee is a “Party”, and collectively, are referenced as the “Parties”.
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`As used herein, the following terms shall have the following meanings:
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`Definitions
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`“Agreement” shall have the meaning ascribed to it in the preamble.
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`“Bankruptcy Code” shall have the meaning ascribed to it in Section 5.10.
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`“Effective Date” shall have the meaning ascribed to it in the preamble.
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`“Entity” shall mean a corporation, association, partnership, business trust, joint venture,
`limited liability company, proprietorship, unincorporated association, individual or other entity
`that can exercise independent legal standing.
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 10 of 125
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`“Form of Dismissal” shall mean the form notice of dismissal in Exhibit C attached hereto.
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`“Licensee” shall have the meaning ascribed to in the preamble. Notwithstanding anything
`to the contrary, the term “Licensee” shall also include
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`“Licensor” shall have the meaning ascribed to it in the preamble.
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`“Licensor Litigations” shall mean any and all lawsuits relating to any Patent filed at any
`time between Licensor and Licensee in any state or federal court in the United States, in any court
`or tribunal in any foreign country, or before the United States International Trade Commission.
`Any one of the Licensor Litigations is a “Licensor Litigation”.
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`“Party” and “Parties” shall have the meanings ascribed to them in the preamble.
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 11 of 125
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`“Release Terms” shall mean the terms and conditions in Exhibit B attached hereto.
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`“Section 1542” shall have the meaning ascribed to it in Section 4.2(b).
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`Section 1.
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`1.1
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` Patent License
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`Patent License.
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`1.2
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`(a)
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`(b)
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 12 of 125
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`(c)
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`Representations and Warranties
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`Section 2.
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`2.1
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`2.2
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`Section 3.
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 13 of 125
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`Section 4. Disclaimers and Releases
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`Disclaimer. NEITHER PARTY MAKES ANY REPRESENTATION OR WARRANTY
`4.1
`EXCEPT AS EXPRESSLY SET FORTH IN SECTIONS 2 AND 3 ABOVE, AND EACH
`PARTY DISCLAIMS ALL
`IMPLIED WARRANTIES,
`INCLUDING, WITHOUT
`LIMITATION, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS
`FOR A PARTICULAR PURPOSE. EXCEPT AS EXPRESSLY SET FORTH IN SECTIONS 2
`AND 3, NEITHER PARTY GIVES THE OTHER PARTY ANY ASSURANCE:
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`(A) REGARDING THE PATENTABILITY OF ANY CLAIMED INVENTION IN, OR
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`THE VALIDITY, OF ANY PATENT, OR
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`(B) THAT THE MANUFACTURE, USE, SALE, OFFERING FOR SALE,
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`IMPORTATION, EXPORTATION, OR OTHER DISTRIBUTION OF ANY LICENSED
`PRODUCT AND SERVICE DISCLOSED AND CLAIMED IN ANY PATENT BY ANY
`LICENSEE, SUBLICENSEE OR ANYONE ELSE WILL OR WILL NOT CONSTITUTE AN
`INFRINGEMENT OF SUCH RIGHTS OR ANY INTELLECTUAL PROPERTY RIGHTS OF
`ANY OTHER PERSONS OR ENTITIES.
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`4.2.
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`(a)
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 14 of 125
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`Section 5. Miscellaneous
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`5.1
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`Notices. Notices and other communications relevant to this Agreement or to any of the
`5.2
`Patents shall be sent by electronic mail, hand delivery, or by registered or certified mail to the
`following address, or to such other address as may be given by notice hereafter, and shall be
`effective upon sending, if sent by electronic mail, as proven by electronic date stamp, or upon
`receipt if sent by registered or certified mail, as proven by a post office delivery receipt:
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`For Licensor:
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`6
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 15 of 125
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`For Licensee:
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`Severability. If any section of this Agreement is found by competent authority to be
`5.3
`invalid, illegal, or unenforceable in any respect for any reason, the validity, legality, and
`enforceability of any such section in every other respect and the remainder of this Agreement shall
`continue in effect so long as the Agreement still expresses the intent of the Parties.
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`Governing Law. This Agreement, including its formation, shall be governed by and
`5.4
`construed, and the legal relations between the Parties hereto shall be determined, in accordance
`with the law of the State of
` United States of America, as such law applies to contracts
`signed and fully performed in such State, without regard to the principles of conflicts of law
`thereof.
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`Section Headings. The headings of sections are inserted for convenience of reference only
`5.5
`and are not intended to be part of or to affect the meaning or interpretation of this Agreement.
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`Confidentiality. Neither Party hereto shall disclose the terms of this Agreement to any
`5.6
`third party, without the prior written consent of the other Party. This obligation is subject to the
`following exceptions:
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`7
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 16 of 125
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`Entire Agreement. This Agreement, including accompanying exhibits attached hereto,
`5.7
`embodies the entire understanding of and agreement between the Parties with respect to the
`Patents and merges and supersedes all prior agreements, understandings, negotiations, and
`discussions between the Parties. Neither Party shall be bound by any condition, definition,
`warranty, understanding or representation with respect to the subject matter hereof other than as
`expressly provided herein.
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`Counterparts. This Agreement may be executed by the Parties in one or more counterparts,
`5.8
`each of which shall be an original and all of which shall together constitute one and the same
`instrument.
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`5.9
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`5.10
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`5.11 Authorship. Neither Party shall be considered the author of this Agreement for the purpose
`of interpreting any provision herein.
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`5.12
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`8
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 17 of 125
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`[The remainder of this page is blank; signature page follows.]
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 18 of 125
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 18 of 125
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`to be
`IN WITNESS WHEREOF,the Parties hereto have caused this Agreement
`executed as of the Effective Date. Each individual signing below represents and warrants that he
`or she has authority to sign for and enter into this Agreement on behalf of his or her respective
`Party.
`
`Agreedto:
`
`ADVANCED SILICON
`TECHNOLOGIES LLC
`
`Agreed to:
`
`RENESAS ELECTRONICS CORPORATION
`
`
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`By:
`By:
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`Na:
`
`Name:
`
`
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`Date:
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`Title:
`
`
`
`10
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`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 19 of 125
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 19 of 125
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`IN WITNESS WHEREOF,the Parties hereto have caused this Agreementto be executed
`as of the Effective Date. Each individual signing below represents and warrants that he or she has
`authority to sign for and enter into this Agreement on behalf ofhis or her respective Party.
`
`Agreedto:
`
`Agreedto:
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`RENESAS ELECTRONICS CORPORATION
`
`By:
`
`Title: Date:
`
`Name:
`
`ADVANCED SILICON
`TECHNOLOGIES LLC
`
`By:
`
`Name:
`
`Title:
`
`Date:
`
`
`
`10
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 20 of 125
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`
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`EXHIBIT A
`
`PATENTS
`
`Fam
`ily
`
`Patent No. /
`Pub. No.
`
`App. No.
`
`Country
`
`Title
`
`Status
`
`File Date
`
`
`
`Issue Date
`/ Pub.
`Date
`
`6055650
`
`09/056005
`
`US
`
`6097400
`
`09/087712
`
`6140674
`
`09/123117
`
`US
`
`US
`
`5918062
`
`US09/014507
`
`US
`
`6085208
`
`US09/049758
`
`US
`
`6085212
`
`US09/049863
`
`US
`
`6088715
`
`US09/049750
`
`US
`
`6094668
`
`US09/049893
`
`US
`
`6115733
`
`US09/074826
`
`US
`
`6131104
`
`US09/049851
`
`US
`
`6223198
`
`US09/134171
`
`6256653
`
`US09/015084
`
`US
`
`US
`
`Processor configured to
`detect program phase
`changes and to adapt
`thereto
`Method and apparatus
`for anti-aliasing post
`rendering of an image
`Buried trench capacitor
`Microprocessor
`including an efficient
`implemention of an
`accumulate instruction
`Leading one prediction
`unit for normalizing
`close path subtraction
`results within a floating
`point arithmetic unit
`Efficient method for
`performing close path
`subtraction in a floating
`point arithmetic unit
`Close path selection unit
`for performing effective
`subtraction within a
`floating point arithmetic
`unit
`Floating point arithmetic
`unit including an
`efficient close data path
`Method and apparatus
`for calculating
`reciprocals and
`reciprocal square roots
`Floating point addition
`pipeline configured to
`perform floating
`point-to-integer and
`integer-to-floating point
`conversion operations
`Method and apparatus
`for multi-function
`arithmetic
`Multi-function bipartite
`look-up table
`
`Active
`
`4/6/1998
`
`4/25/2000
`
`Active
`
`6/1/1998
`
`8/1/2000
`
`Active
`
`7/27/1998
`
`10/31/2000
`
`Active
`
`1/28/1998
`
`6/29/1999
`
`Active
`
`3/27/1998
`
`7/4/2000
`
`Active
`
`3/27/1998
`
`7/4/2000
`
`Active
`
`3/27/1998
`
`7/11/2000
`
`Active
`
`3/27/1998
`
`7/25/2000
`
`Active
`
`5/8/1998
`
`9/5/2000
`
`Active
`
`3/27/1998
`
`10/10/2000
`
`Active
`
`8/14/1998
`
`4/24/2001
`
`Expired
`
`1/29/1998
`
`7/3/2001
`
`
`
`
`
`
`
`
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 21 of 125
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`
`
`
`
`
`Fam
`ily
`
`Patent No. /
`Pub. No.
`
`App. No.
`
`Country
`
`Title
`
`Status
`
`File Date
`
`
`
`Issue Date
`/ Pub.
`Date
`
`6381625
`
`US09/782474
`
`US
`
`6397238
`
`US09/782475
`
`6490607
`
`US09/416401
`
`6297835
`
`09/166038
`
`6321314
`
`09/328333
`
`US
`
`US
`
`US
`
`US
`
`6329701
`
`09/411243
`
`US
`
`6339428
`
`09/356398
`
`US
`
`6351222
`
`09/183880
`
`US
`
`6405303
`
`09/388211
`
`US
`
`6529999
`
`09/428642
`
`US
`
`6546439
`
`09/207970
`
`US
`
`6630935
`
`09/556474
`
`US
`
`6657634
`
`09/257291
`
`US
`
`6686924
`
`09/496730
`
`US
`
`Method and apparatus
`for calculating a power
`of an operand
`Method and apparatus
`for rounding in a
`multiplier
`Shared fp and simd 3d
`multiplier
`Method and apparatus
`for processing data as
`different sizes
`Method and apparatus
`for restricting memory
`access
`Semiconductor device
`comprising copper
`interconnects with
`reduced in-line diffusion
`Method and apparatus
`for compressed texture
`caching in a video
`graphics system
`Method and apparatus
`for receiving an input by
`an entertainment device
`Massively parallel
`decoding and execution
`of variable-length
`instructions
`Computer system
`implementing system
`and method for ordering
`write operations and
`maintaining memory
`coherency
`Method and system for
`improved data access
`Geometric engine
`including a
`computational module
`for use in a video
`graphics controller
`Dynamic graphics
`and/or video memory
`power reducing circuit
`and method
`Method and apparatus
`for parallel processing of
`geometric aspects of
`video graphics data
`2
`
`Active
`
`2/12/2001
`
`4/30/2002
`
`Active
`
`2/12/2001
`
`5/28/2002
`
`Active
`
`10/12/1999
`
`12/3/2002
`
`Active
`
`10/5/1998
`
`10/2/2001
`
`Active
`
`6/9/1999
`
`11/20/2001
`
`Active
`
`10/4/1999
`
`12/11/2001
`
`Active
`
`7/16/1999
`
`1/15/2002
`
`Active
`
`10/30/1998
`
`2/26/2002
`
`Active
`
`8/31/1999
`
`6/11/2002
`
`Active
`
`10/27/1999
`
`3/4/2003
`
`Active
`
`12/9/1998
`
`4/8/2003
`
`Active
`
`4/21/2000
`
`10/7/2003
`
`Active
`
`2/25/1999
`
`12/2/2003
`
`Active
`
`2/2/2000
`
`2/3/2004
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 22 of 125
`
`
`
`
`
`
`Fam
`ily
`
`Patent No. /
`Pub. No.
`
`App. No.
`
`Country
`
`Title
`
`Status
`
`File Date
`
`
`
`Issue Date
`/ Pub.
`Date
`
`6717941
`
`09/495934
`
`US
`
`6717989
`
`09/433101
`
`US
`
`6728584
`
`09/145714
`
`US
`
`6432817
`
`09/731024
`
`6730587
`
`09/731006
`
`6731294
`
`09/556472
`
`6737222
`
`09/884834
`
`2911502A
`
`AU20020029
`115D
`
`09/716,217
`
`09/716,217
`
`6745318
`
`09/376830
`
`US
`
`US
`
`US
`
`US
`
`AU
`
`US
`
`US
`
`6750920
`
`09/268475
`
`US
`
`6754234
`
`09/316458
`
`US
`
`6766100
`
`09/691876
`
`US
`
`6772356
`
`09/603511
`
`US
`
`Active
`
`2/2/2000
`
`4/6/2004
`
`Active
`
`11/3/1999
`
`4/6/2004
`
`Active
`
`9/2/1998
`
`4/27/2004
`
`Active
`
`12/7/2000
`
`8/13/2002
`
`Active
`
`12/7/2000
`
`5/4/2004
`
`Active
`
`4/21/2000
`
`5/4/2004
`
`Active
`
`6/19/2001
`
`5/18/2004
`
`Active
`
`10/23/2001
`
`6/3/2002
`
`Abandoned
`
`11/21/2000
`
`
`
`Active
`
`8/18/1999
`
`6/1/2004
`
`Active
`
`3/16/1999
`
`6/15/2004
`
`Active
`
`5/21/1999
`
`6/22/2004
`
`Active
`
`10/19/2000
`
`7/20/2004
`
`Active
`
`6/26/2000
`
`8/3/2004
`
`Method and apparatus
`for early termination of
`frame data
`Video decoding
`apparatus and method
`for a shared display
`memory system
`Synchronization and
`mixing of multiple
`streams at different
`sampling rates
`Tungsten silicide barrier
`for nickel silicidation of
`a gate electrode
`Titanium barrier for
`nickel silicidation of a
`gate electrode
`Vector engine with
`pre-accumulation buffer
`and method therefore
`Dual damascene process
`utilizing a bi-layer
`imaging layer
`Imaging layer as hard
`mask for organic low-k
`materials
`Imaging layer as hard
`mask for organic low-k
`materials
`Method and apparatus of
`configurable processing
`Method and apparatus
`for adjusting bias and
`amplitude of a video
`signal
`Method and apparatus
`for asynchronous frame
`synchronization
`Method and apparatus
`for multi-TV tuner
`display of video
`information
`System for specifying
`core voltage for a
`microprocessor by
`selectively outputting
`one of a first, fixed and a
`second, variable voltage
`control settings from the
`microprocessor
`3
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 23 of 125
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`
`
`
`
`
`Fam
`ily
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`Patent No. /
`Pub. No.
`
`App. No.
`
`Country
`
`Title
`
`Status
`
`File Date
`
`
`
`Issue Date
`/ Pub.
`Date
`
`6968444
`
`10/287301
`
`US
`
`6976182
`
`10/061792
`
`US
`
`6983389
`
`10/061671
`
`US
`
`6999076
`
`10/076350
`
`US
`
`6397379
`
`09/428850
`
`US
`
`6549959
`
`09/434198
`
`6763452
`
`09/339797
`
`6779107
`
`09/429377
`
`6789181
`
`09/432753
`
`6826748
`
`09/339749
`
`6934832
`
`09/667226
`
`6941545
`
`09/322443
`
`6954923
`
`09/348317
`
`US
`
`US
`
`US
`
`US
`
`US
`
`US
`
`US
`
`US
`
`6978462
`
`09/332263
`
`US
`
`Microprocessor
`employing a fixed
`position dispatch unit
`Apparatus and method
`for decreasing power
`consumption in an
`integrated circuit
`Clock control of
`functional units in an
`integrated circuit based
`on monitoring unit
`signals to predict
`inactivity
`System, method, and
`apparatus for early
`culling
`Recording in a program
`execution profile
`references to a
`memory-mapped active
`device
`Detecting modification
`to computer memory by
`a DMA device
`Modifying program
`execution based on
`profiling
`Computer execution by
`opportunistic adaptation
`Safety net paradigm for
`managing two computer
`execution modes
`Profiling program
`execution into registers
`of a computer
`Exception mechanism
`for a computer
`Profiling of computer
`programs executing in
`virtual memory systems
`Recording classification
`of instructions executed
`by a computer
`Profiling execution of a
`sequence of events
`occuring during a
`profiled execution
`interval that matches
`time-independent
`selection criteria of
`4
`
`Active
`
`11/4/2002
`
`11/22/2005
`
`Active
`
`2/1/2002
`
`12/13/2005
`
`Active
`
`2/1/2002
`
`1/3/2006
`
`Active
`
`2/19/2002
`
`2/14/2006
`
`Active
`
`10/28/1999
`
`5/28/2002
`
`Active
`
`11/4/1999
`
`4/15/2003
`
`Active
`
`6/24/1999
`
`7/13/2004
`
`Active
`
`10/28/1999
`
`8/17/2004
`
`Active
`
`11/3/1999
`
`9/7/2004
`
`Active
`
`6/24/1999
`
`11/30/2004
`
`Active
`
`9/21/2000
`
`8/23/2005
`
`Active
`
`5/28/1999
`
`9/6/2005
`
`Active
`
`7/7/1999
`
`10/11/2005
`
`Active
`
`6/11/1999
`
`12/20/2005
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 24 of 125
`
`
`
`
`
`
`Fam
`ily
`
`Patent No. /
`Pub. No.
`
`App. No.
`
`Country
`
`Title
`
`Status
`
`File Date
`
`
`
`Issue Date
`/ Pub.
`Date
`
`7013456
`
`09/334530
`
`7047394
`
`09/666110
`
`US
`
`US
`
`7065633
`
`09/626325
`
`US
`
`7069421
`
`09/429094
`
`US
`
`7111290
`
`09/425401
`
`US
`
`7137110
`
`09/330852
`
`7228404
`
`09/672440
`
`7254806
`
`09/434394
`
`US
`
`US
`
`US
`
`7275246
`
`09/239194
`
`US
`
`7941647
`
`11/982419
`
`US
`
`8065504
`
`11/004729
`
`US
`
`events to be profiled
`
`Profiling execution of
`computer programs
`Computer for execution
`of RISC and CISC
`instruction sets
`System for delivering
`exception raised in first
`architecture to operating
`system coded in second
`architecture in dual
`architecture CPU
`Side tables annotating an
`instruction stream
`Profiling program
`execution to identify
`frequently-executed
`portions and to assist
`binary translation
`Profiling ranges of
`execution of a computer
`program
`Managing instruction
`side-effects
`Detecting reordered
`side-effects
`Executing programs for
`a first computer
`architecture on a
`computer of a second
`architecture
`Computer for executing
`two instruction sets and
`adds a macroinstruction
`end marker for
`performing iterations
`after loop termination
`Using on-chip and
`off-chip look-up tables
`indexed by instruction
`address to control
`instruction execution in
`a processor
`
`5
`
`Active
`
`6/16/1999
`
`3/14/2006
`
`Active
`
`9/20/2000
`
`5/16/2006
`
`Active
`
`7/26/2000
`
`6/20/2006
`
`Active
`
`10/28/1999
`
`6/27/2006
`
`Active
`
`10/22/1999
`
`9/19/2006
`
`Active
`
`6/11/1999
`
`11/14/2006
`
`Active
`
`9/28/2000
`
`6/5/2007
`
`Active
`
`11/4/1999
`
`8/7/2007
`
`Active
`
`1/28/1999
`
`9/25/2007
`
`Active
`
`10/31/2007
`
`5/10/2011
`
`Active
`
`12/2/2004
`
`11/22/2011
`
`
`
`Case 6:22-cv-00466-ADA-DTG Document 37-5 Filed 08/01/22 Page 25 of 125
`
`
`
`
`
`
`Fam
`ily
`
`Patent No. /
`Pub. No.
`
`App. No.
`
`Country
`
`Title
`
`Status
`
`File Date
`
`
`
`Issue Date
`/ Pub.
`Date
`
`8074055
`
`09/385394
`
`US
`
`8121828
`
`11/003768
`
`US
`
`8127121
`
`11/904007
`
`US
`
`8788792
`
`13/371766
`
`US
`
`09/672424
`
`09/672424
`
`US
`
`EP1151374
`
`EP200009058
`12
`
`EP2275930
`
`EP201000756
`83
`
`EP2320318
`
`EP201000756
`84
`
`JP200253671
`2
`
`JP200005964
`48
`
`JP5427742B2
`
`JP5520326B2
`
`JP201002111
`02
`
`JP201200218
`96
`
`EP
`
`EP
`
`EP
`
`JP
`
`JP
`
`JP
`
`Altering data storage
`conventions of a
`processor when
`execution flows from
`first architecture code to
`second architecture code
`Detecting conditions for
`transfer of execution
`from one computer
`instruction stream to
`another and executing
`transfer on satisfaction
`of the conditions
`Apparatus for executing
`programs for a first
`computer architechture
`on a computer of a
`second architechture
`Apparatus for executing
`programs for a first
`computer architecture on
`a computer of a second
`architecture
`COMPLEX
`INSTRUCTION SET
`COMPUTER
`Executing programs for
`a first computer
`architecture on a
`computer of a second
`architecture
`Executing programs for
`a first computer
`architecture on a
`computer of a second
`architecture
`Executing programs for
`a first computer
`architecture on a
`computer of a second
`architecture
`Execution of a computer
`architecture for the first
`program in the computer
`of a second architecture
`Computer and how to
`refer to the memory of
`the computer
`Method and a computer
`to see your computer's
`memory
`
`6
`
`Active
`
`8/30/1999
`
`12/6/2011
`
`Active
`
`12/2/2004
`
`2/21/2012
`
`Active
`
`9/25/2007
`
`2/28/2012
`
`Active
`
`2/13/2012
`
`7/22/2014
`
`Expired
`
`9/28/2000
`
`
`
`Active
`
`1/28/2000
`
`11/7/2001
`
`Active
`
`1/28/2000
`
`1/19/2011
`
`Active
`
`1/28/2000
`
`5/11/2011
`
`Expired
`
`1/28/2000
`
`10/29/2002
`
`Active
`
`9/21/2010
`
`2/26/2014
`
`Active
`
`2/3/2012
`
`6/11/2014
`
`
`