`Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 1 of 89
`
`EXHIBIT 6-1
`EXHIBIT 6-1
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 1 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 2 of 89
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE WESTERN DISTRICT OF TEXAS
`WACO DIVISION
`
`PARKERVISION, INC.,
`
`
`
` Plaintiff,
`
` v.
`
`
`
`
`
`TCL INDUSTRIES HOLDINGS CO.,
`LTD., TCL ELECTRONICS HOLDINGS
`LTD., SHENZHEN TCL NEW
`TECHNOLOGY CO., LTD., TCL KING
`ELECTRICAL APPLIANCES
`(HUIZHOU) CO., LTD., TCL MOKA
`INT’L LTD., and TCL MOKA
`MANUFACTURING S.A. DE C.V.,
`
`HISENSE CO., LTD. and HISENSE
`VISUAL TECHNOLOGY CO., LTD. (F/K/A
`QINGDAO HISENSE ELECTRONICS CO.),
`LTD. and HISENSE ELECTRIC CO., LTD.
`
` Defendants.
`
`Case No. 6:20-cv-00945-ADA
`
`
`
`
`
`Case No. 6:20-cv-00870-ADA
`
`JURY TRIAL DEMANDED
`
`
`
`
`
`
`
`DECLARATION OF DR. MICHAEL STEER
`
`
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 2 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 3 of 89
`
`I have personal knowledge of the facts set forth in this Declaration and, if called to testify
`
`as a witness, would testify under oath:
`
`I.
`
`BACKGROUND
`
`1.
`
`I have been retained as an expert on behalf of ParkerVision, Inc. (“ParkerVision”)
`
`in the above-captioned litigation action against Defendants TCL Industries Holdings Co., Ltd.,
`
`TCL Electronics Holdings Ltd., Shenzhen TCL New Technology Co., Ltd., TCL King Electrical
`
`Appliances (Huizhou) Co., Ltd., TCL Moka Int’l Ltd., and Moka Manufacturing S.A. De C.V.
`
`(collectively “TCL”) and Defendants Hisense Co., Ltd. and Hisense Visual Technology Co., Ltd.
`
`(f/k/a Qingdao Hisense Electronics Co., Ltd. and Hisense Electric Co., Ltd.) (collectively
`
`“Hisense”) (TCL and Hisense are collectively referred to as “Defendants”).
`
`2.
`
`I understand that ParkerVision asserts the following patents against Defendants:
`
`U.S. Patent Nos. 6,049,706 (the “’706 patent”); 6,266,518 (the “’518 patent); 6,580,902 (the “’902
`
`patent”); 7,110,444 (the “’444 patent”); 7,292,835 (the “’835 patent”); 8,588,725 (the “’725
`
`patent”); 8,660,513 (the “’513 patent”); 9,118,528 (the “’528 patent”); 9,246,736 (the “’736
`
`patent”); and 9,444,673 (the “’673 patent”) (collectively, the “patents-in-suit”).
`
`3.
`
`I have been asked by ParkerVision to provide my opinions regarding the ’706
`
`patent, ’736 patent, and ‘673 patent. In particular, I have been asked to provide my opinions on
`
`certain technical aspects relating to the ’706, ’736, and ’673 patents, and indefiniteness under 35
`
`U.S.C. § 112.
`
`4.
`
`In forming my opinions, I have reviewed and considered the materials identified in
`
`this declaration, including the patents-in-suit and file histories. I have also reviewed the parties’
`
`proposed claim constructions as well as Defendants’ Opening Claim Construction Brief and the
`
`Declaration of Matthew B. Shoemake.
`
`
`
`2
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 3 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 4 of 89
`
`5.
`
`I am currently the Lampe Distinguished Professor Emeritus of Electrical and
`
`Computer Engineering at North Carolina State University.
`
`6.
`
`I received my Bachelor of Engineering with Honors (B.E. Hons) and Ph.D. in
`
`Electrical Engineering from the University of Queensland, Brisbane, Australia, in 1976 and 1983
`
`respectively.
`
`7.
`
`I was a pioneer in the modeling and simulation of nonlinear radio frequency and
`
`microwave circuits. To put this in perspective, the first commercial cellular phone became
`
`available in 1983, and in that same year, I began teaching classes in radio frequency design.
`
`Specifically, I joined the Electrical Engineering Department at North Carolina State University,
`
`Raleigh, North Carolina, as a Visiting Assistant Professor in August 1983. I became an Assistant
`
`Professor in 1986 when the department was renamed the Department of Electrical and Computer
`
`Engineering. I have been promoted throughout the years, first becoming an Associate Professor in
`
`1991, a Professor in 1996, a Named Professor in 2005, and a Distinguished Professor in 2010.
`
`8.
`
`During the 1990s, I began working very closely with the U.S. Department of
`
`Defense, and in particular with the U.S. Army, on radio frequency communications and advanced
`
`radio frequency circuits. Between 1996 and 1998, I also worked as a consultant for Zeevo, Inc., a
`
`Silicon Valley-based provider of semiconductor and software solutions for wireless
`
`communications.
`
`9.
`
`In 1999, I moved to the United Kingdom to become Professor and Director of the
`
`Institute of Microwaves and Photonics at the University of Leeds, one of the largest university-
`
`based academic radio frequency research groups in Europe. I held the Chair in Microwave and
`
`Millimetrewave Electronics. I also continued my work with the U.S. Army and worked with the
`
`European Office of the U.S. Army Research Office. I returned to the United States in 2000,
`
`
`
`3
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 4 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 5 of 89
`
`resuming the position of Professor of Electrical and Computer Engineering at North Carolina State
`
`University.
`
`10.
`
`Further details on various aspects of my professional experience and qualifications
`
`can be found in my curriculum vitae, which is attached hereto as Appendix A.
`
`11.
`
`Based on my experience in the wireless communications industry, I have a detailed
`
`understanding of radio frequency circuit design, including the radio frequency front end of cellular
`
`phones.
`
`II.
`
`RELEVANT LEGAL PRINCIPLES
`
`A. Level of Ordinary Skill in the Art
`
`12.
`
`I have been informed and understand that claims are construed from the perspective
`
`of a person of ordinary skill in the art (“POSITA”) at the time of the claimed invention.
`
`13.
`
`In my opinion, a POSITA with respect to the ’706, ’736 and ’673 patents would
`
`have (i) a Bachelor of Science degree in electrical or computer engineering (or a related academic
`
`field), and at least two (2) additional years of experience in the design and development of radio
`
`frequency circuits and/or systems, or (ii) at least five (5) years of experience and training in the
`
`design and development of radio frequency circuits and/or systems.
`
`14.
`
`In view of my qualifications, experience, and understanding of the subject matter
`
`of the invention, I believe that I meet the above-mentioned criteria and consider myself a person
`
`with at least ordinary skill in the art pertaining to the ’706, ’736 and ’673 patents.
`
`15.
`
`I disagree with Dr. Shoemake’s description of a POSITA because the claims being
`
`construed relate specifically to RF circuit design. It is therefore my opinion that a POSITA must
`
`have knowledge and experience within the relevant field, and in particular with the analysis and
`
`design of RF circuits. Dr. Shoemake opines, however, that a POSITA “would have been someone
`
`
`
`4
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 5 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 6 of 89
`
`with at least an undergraduate degree in electrical engineering or a related subject and two or
`
`more years of experience in the fields of communication systems, signal processing and/or RF
`
`circuit design. Less work experience may be compensated by a higher level of education, such as
`
`a master’s degree.”1 See Declaration of Matthew B. Shoemake, Ph.D. (“Shoemake Decl.”), ¶31.
`
`But electrical engineering is a broad discipline with many subspecialties, some of which do not
`
`include the study of circuits. Knowledge of circuits, circuit analysis, and design also cannot be
`
`substituted for experience in the fields of communication systems and signal processing. As such,
`
`Dr. Shoemake’s description of a POSITA does not require the requisite knowledge of circuits.
`
`16.
`
`I note that at the time of the invention, Dr. Shoemake had completed a master’s
`
`degree at Cornell University in Electrical Engineering. See Shoemake Decl., ¶4. The title of Dr.
`
`Shoemake’s Master’s Thesis is “Topics in Coding Theory.” Coding theory is a discipline within
`
`the field of communications and signal processing. But coding theory is a separate and distinct
`
`area of study from circuits.
`
`17.
`
`I also note that Dr. Shoemake earned his Ph.D. in Electrical Engineering from
`
`Cornell University in 1999. The title of Dr. Shoemake’s dissertation is “Turbo Codes: Bounds and
`
`Applications.” Again, turbo code is a sub-discipline that is separate and distinct from circuits. I
`
`have examined Dr. Shoemake’s dissertation and did not find a single circuit diagram in it. In
`
`addition, the word “circuit” does not appear in his dissertation at all. None of Dr. Shoemake’s
`
`publications prior to/at the time of ParkerVision’s inventions (and including into the early 2000s)
`
`relates to circuits.
`
`18. While Dr. Shoemake believes that less work experience can be compensated by a
`
`higher level of education, I disagree. I particularly disagree when the higher education is in a
`
`
`1 Unless indicated otherwise, all emphasis has been added.
`
`
`
`5
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 6 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 7 of 89
`
`field/discipline of study unrelated to circuit analysis and design, such as Dr. Shoemake’s.
`
`Accordingly, it is my opinion that Dr. Shoemake does not qualify as a POSITA.
`
`B. Legal Standard for Indefiniteness
`
`19.
`
`I understand that, under 35 U.S.C § 112, patent claims must “particularly point out
`
`and distinctly claim . . . the subject matter which the applicant regards as his invention.” See § 112
`
`¶ 2. I understand that the Supreme Court has held that a claim term is indefinite only if “read in
`
`light of the specification delineating the patent, and the prosecution history, fail[s] to inform, with
`
`reasonable certainty, those skilled in the art about the scope of the invention.” Nautilus, Inc. v.
`
`Biosig Instruments, Inc., 134 S. Ct. 2120, 2124 (2014). In view of this standard, it is my opinion
`
`that the terms discussed below are not indefinite.
`
`III. GENERAL OVERVIEW OF THE TECHNOLOGY
`
`20.
`
`The ’706, ’736, and ’673 patents relate to wireless communication and, more
`
`particularly, to frequency up-conversion and down-conversion of electromagnetic (EM) signals.
`
`A. Wired Communications.
`
`21.
`
`Traditional wired communications networks transmit audio signals over wire lines
`
`by converting audio signals to electrical signals and back to audio signals.
`
`22. When Bob speaks into a phone, Bob’s phone converts his voice (low frequency
`
`audio signals) into electrical signals. Electrical signals are transmitted over wires to Alice’s phone,
`
`which converts the electrical signals back into audio signals so that Alice can hear Bob’s voice.
`
`
`
`B. Wireless Communications.
`
`6
`
`
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 7 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 8 of 89
`
`23.
`
`Similar to wired communications, in wireless communications, low frequency
`
`audio signals are converted into electrical signals. In wireless communications, instead of
`
`travelling through wires, the signals are transmitted through air as radio waves (electromagnetic
`
`(EM) waves).
`
`24.
`
`As shown above, wireless devices use high frequency signals (e.g., radio frequency
`
`(RF) signals, shown in red) because higher frequency signals can carry more information and high
`
`frequency antennas can fit within a cell phone.
`
`
`
`25.
`
`In a wireless communication, when Bob speaks into his cell phone, Bob’s cell
`
`phone converts his voice (low frequency audio signals) into high frequency RF signals. The RF
`
`signals are transmitted over the air to Alice’s cell phone. Alice’s cell phone then converts the RF
`
`signals back into low frequency audio signals and Alice can hear Bob’s voice.
`
`
`
`C. Frequency.
`
`26.
`
`Frequency is the number of cycles of a wave per unit time (second).
`
`
`
`7
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 8 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 9 of 89
`
`27.
`
`As shown above, a high frequency signal has more cycles of a wave (green) per
`
`second than a low frequency signal. Notably, the frequency of an audio wave can be one thousand
`
`cycles per second whereas the frequency of a radio wave can be one billion cycles per second.
`
`
`
`D. Up-conversion.
`
`28.
`
`In order to transmit an audio signal over air, a wireless device must transform the
`
`audio signal to an RF signal. Since the RF signal is used to carry the information in the audio
`
`signal, the RF signal is referred to as a “carrier signal.” And since audio waves are at a low
`
`frequency, they are referred to as “baseband,” a “baseband signal” or at a “baseband frequency.”
`
`29.
`
`In order to transport the baseband (audio) signal, the transmitting wireless device
`
`(e.g., Bob’s cell phone) modifies the carrier (RF) signal. As shown above, the baseband signal is
`
`impressed upon the carrier signal (above left), thereby modulating/changing the shape of the
`
`
`
`
`
`8
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 9 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 10 of 89
`
`carrier signal to approximate the shape of the baseband (audio) signal (above right).2 The modified
`
`signal is referred to as a “modulated carrier signal.” The process is referred to as “up-conversion”
`
`because the low frequency signal is being up-converted to a high frequency signal.
`
`E. Down-conversion.
`
`30.
`
`In order for the receiving wireless device (e.g., Alice’s cell phone) to recover the
`
`baseband (audio) signal from the modulated carrier signal, the receiving wireless device must
`
`transform the modulated carrier signal back to an audio signal. This process is referred to as
`
`“down-conversion” because a high frequency signal is being down-converted to a low frequency
`
`signal.
`
`
`
`As shown above, “down-conversion” is the process by which the baseband (audio) signal is
`
`recovered from the carrier signal. Down-conversion is the subject of the patents-in-suit.3
`
`IV.
`
`THE PATENTS-IN-SUIT
`
`31.
`
`The patents-in-suit disclose two systems for down-conversion: (1) energy transfer
`
`(i.e., energy sampling) and (2) sample and hold (i.e., voltage sampling).4 But the claims of the
`
`
`2 This type of modification is referred to as amplitude modulation. Modulation can also occur by
`modifying other properties of the carrier signal, such as frequency or phase.
`3 Though Section III provides an overview of the technology in connection with voice/audio
`signals, this is for illustrative purposes only. The technology of the patents-in-suit can be used to
`down-convert any type of electromagnetic signal that carries information, such as video, web, and
`other types of data.
`4 Since the ’518, ’902, ’513, ’528, ’736 and ’673 patents have the same disclosure regarding down-
`conversion and the ’444 and ’725 patents specifically incorporate such disclosure by reference, all
`citations in this brief will reference the ’518 patent unless otherwise noted.
`
`
`
`
`9
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 10 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 11 of 89
`
`patents are directed to energy transfer because they use terms the patentees reserved specifically
`
`to connote energy transfer. For example, a number of the claims recite “storage” modules/
`
`devices/elements. The patents draw a sharp contrast between “storage” modules/devices/elements,
`
`which connote energy transfer, and “holding” modules/devices/elements, which connote sample
`
`and hold. See, e.g., ’518 patent, 66:15-23.
`
`32.
`
`Indeed, as discussed below, energy transfer and sample/hold are distinctly different
`
`technologies. In energy transfer, the down-converted signal is formed directly from the energy5 of
`
`the RF signal; in sample/hold, the down-converted signal is generated from reading discrete points
`
`of voltage of the RF signal. Compare id. at 65:56 - 67:39 (describing an energy transfer system)
`
`with id. at 54:10-36 (describing a sample and hold system). And while energy transfer and
`
`sample/hold both result in down-converted signals, an energy transfer system results in a higher
`
`quality baseband signal and, therefore, allows for wireless devices with fewer components,
`
`reduced size and cost, and increased battery life. Id. at 62:14-17; 65:57- 66:10. As disclosed in the
`
`patents-in-suit and in more detail below, the following table identifies key features that distinguish
`
`energy transfer (i.e., energy sampling) from sample and hold (i.e., voltage sampling).
`
`Energy Transfer (Energy Sampling)
`Non-negligible sampling aperture
`“Storage” module
`Low impedance load
`Down-converted signal formed from energy
`transferred to the load
`
`Sample and Hold (Voltage Sampling)
`Negligible sampling aperture
`“Holding” module
`High impedance load
`Down-converted signal formed from discrete
`voltage measurements
`
`
`
`
`
`Energy Transfer (energy sampling).
`
`33.
`
`Figure 82B of the ’518 patent (below) illustrates an energy transfer (energy
`
`sampling) system, which would be incorporated into a transceiver chip of a wireless device.
`
`
`5 Energy and voltage are not the same thing. Energy is the product of voltage multiplied by current
`multiplied by time (i.e., energy = voltage x current x time).
`
`
`
`10
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 11 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 12 of 89
`
`
`
`34.
`
`The system includes a switch 8206 (blue), a control signal 8210 (green) for
`
`controlling the switch, a “storage” capacitor 8208 (orange) for storing and discharging energy,
`
`and a low impedance load (red). Notably, there are several key features (yellow highlights) that
`
`distinguish an energy transfer system from sample and hold. In particular, an energy transfer
`
`system uses (1) a control signal having a pulse with a non-negligible aperture/duration, and (2) a
`
`“storage” capacitor for storing and discharging non-negligible amounts of energy for driving a
`
`low impedance load.6 Indeed, low impedance is what enables a “storage” capacitor to discharge its
`
`energy when the switch is OFF (open). If the impedance were high, the “storage” capacitor could
`
`not discharge sufficient energy for the system to perform energy transfer (energy sampling) and
`
`form a down-converted signal from energy transferred to the low impedance load.
`
`
`6 Unlike a battery that produces energy, a load is an electrical component (e.g., resistor) that
`consumes energy (similar to how a light bulb consumes energy). Impedance refers to the
`opposition that a component presents to the flow of electrical current. A low impedance load is an
`electrical component that consumes energy and provides low resistance to the flow of current.
`
`
`
`11
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 12 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 13 of 89
`
`35.
`
`The annotations in Figure 82B above illustrate how an energy transfer system
`
`down-converts a high frequency input EM signal 8204 (e.g., modulated carrier signal (red)) to a
`
`baseband signal. In particular, down-conversion occurs by repetitively opening and closing the
`
`
`
`switch 8206.
`
`
`
`36.
`
`As shown in Figure 83C above, the switch is turned ON (closed) by sending a pulse
`
`8306 (green) to the switch. The switch is kept ON (kept closed) for the duration of the pulse (i.e.,
`
`a non-negligible aperture (purple) of the pulse). As shown by the repetitive pulses 8306, this
`
`opening and closing of the switch repeats continuously over time.
`
`37.
`
`As shown in Figure 82B above (left), when the switch is ON (during the aperture),
`
`a portion of the input EM signal 8204 (blue) passes to the “storage” capacitor 8208 and the low
`
`impendence load 8218. When the pulse 8306 (green) stops, the switch is turned OFF (opened),
`
`and the input EM signal is prevented from passing through the switch. Since the load is low
`
`impedance, when the switch is OFF (opened), as shown in Figure 82B above (right), energy
`
`
`
`12
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 13 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 14 of 89
`
`(orange) stored in the “storage” capacitor 8208 is discharged to the low impedance load 8218. For
`
`this reason, the “storage” capacitor is said to “drive the load.” ’518 patent, 66:66 – 67:3.
`
`
`
`38.
`
`The repetitive opening and closing of the switch results in the waveform
`
`(blue/orange) shown above in Figure 83E at terminal 8216. The waveform is made up of energy
`
`(blue) from the EM signal and discharged energy (orange) from the “storage” capacitor. Indeed,
`
`the discharged energy (orange) from the “storage” capacitor is essential. Without the discharged
`
`energy, the waveform of Figure 83E would be incomplete (the orange portions would be missing),
`
`thereby producing a degraded and/or unusable signal that could not be properly processed by a
`
`receiving wireless device.
`
`39.
`
`As shown above, the waveform of Figure 83E is filtered to created a smooth
`
`waveform (dark blue) as shown in Figure 83F. The smooth waveform is the baseband (audio)
`
`signal that was sent from the transmitting wireless device (e.g., Bob’s cell). The baseband signal
`
`
`
`
`
`13
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 14 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 15 of 89
`
`can be processed by the receiving wireless device (e.g., Alice’s cell) and Alice can hear Bob’s
`
`voice.
`
`40.
`
`The figures below illustrate a close-up view of another embodiment of a down-
`
`converted signal in an energy transfer system.
`
`41.
`
`Figures 57E shows a segment 5712 of the down-converted signal 5716 of Figure
`
`57F. The down-converted signal of Figure 57E is made up of two portions - portion 5710A (i.e.,
`
`energy (blue) from the EM signal) and portion 5710B (i.e., discharged energy (orange) from the
`
`
`
`“storage” capacitor).
`
`
`
`Sample and hold (voltage sampling).
`
`42.
`
`Figure 78B of the ’518 patent illustrates a sample and hold (voltage sampling)
`
`system.
`
`
`
`
`
`14
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 15 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 16 of 89
`
`43.
`
`The system includes a switch 7806 (blue), a control signal 7810 (green) for
`
`controlling the switch, a “holding” capacitor 7808 (orange) for holding a voltage across the
`
`capacitor, and a high impedance load (red). Unlike an energy transfer system, a sample and hold
`
`system uses (1) a control signal having a pulse with a negligible aperture/duration, (2) a “holding”
`
`capacitor for holding a constant voltage across the capacitor and (3) a high impedance load (yellow
`
`highlights). The capacitor is referred to as a “holding” capacitor because, unlike the “storage”
`
`capacitor in an energy transfer system, a “holding” capacitor does not discharge any significant
`
`energy to the load. Indeed, the high impedance load is specifically included to prevent the holding
`
`capacitor from discharging energy, which would degrade the discrete voltage measurements and
`
`adversely affect the system performing sample and hold (voltage sampling).
`
`44.
`
`The annotations in Figure 78B illustrate how a sample and hold system down-
`
`converts a high frequency input EM signal 7804 (e.g., modulated carrier signal (red)) to a baseband
`
`
`
`signal.
`
`
`
`15
`
`
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 16 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 17 of 89
`
`45.
`
`As shown in Figure 79C, the switch is turned ON (closed) by sending a pulse 7904
`
`(green vertical line) of an extremely short/negligible duration to the switch. Thus, the aperture
`
`(purple) of a pulse is referred to as a negligible aperture because the pulse width “tend[s] toward
`
`zero time.” ’518 patent, col. 63:1-3. As shown by the repetitive pulses 7904, this opening and
`
`closing of the switch repeats continuously over time.
`
`46.
`
`As shown in Figure 78B above, when the switch is ON (closed) (during the
`
`aperture), the EM signal 8204 (blue) is sent to the “holding” capacitor 7808. When the pulse 7904
`
`(green) stops, the switch is turned OFF (opened). But unlike energy transfer (energy sampling),
`
`since sample and hold uses a high impedance load, when the switch is OFF (opened), there is high
`
`resistance to the flow of current and, thus, the “holding” capacitor holds a constant voltage value.
`
`Because there is no significant energy discharge between pulses, the terminal 7816 maintains a
`
`constant voltage value until the next pulse. ’518 patent, 63:44-49. The voltage value serves as the
`
`“sample” of a discrete voltage value that the system uses to recover the baseband signal. In
`
`particular, the system uses each discrete change (increase/decrease) in the voltage value over time
`
`to recover the baseband. This is unlike energy transfer (energy sampling) which uses the energy
`
`from the input EM signal provided to a low impedance load to recover the baseband.
`
`
`
`16
`
`
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 17 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 18 of 89
`
`47.
`
`As shown in Figure 79E, sample and hold produces a voltage wave with a stair step
`
`pattern. The vertical part of the step represents the “sample” of the voltage value which occurs at
`
`the time of pulse 7904. The horizontal portion of the step represents the “holding” of that voltage
`
`value until the next pulse when the next sample of voltage is taken. Id. at 63:49-55.
`
`48.
`
`As shown above, the waveform of Figure 79E is filtered to create a smooth
`
`waveform (dark blue) as shown in Figure 79F. The smooth waveform is the baseband (audio)
`
`signal that was sent from the transmitting wireless device (e.g., Bob’s cell). The baseband signal
`
`can be processed by the receiving wireless device (e.g., Alice’s cell) and Alice can hear Bob’s
`
`
`
`voice.
`
`V.
`
`OPINIONS
`
`A. “low impedance load”
`
`Claim Term
`“low impedance load”
`
`‘673 patent, claim 5;
`’736 patent, claims 26, 27
`
`ParkerVision’s Construction
`Plain and ordinary meaning
`
`
`
`Defendants’ Construction
`Indefinite
`
`49.
`
`The term is not indefinite and should be given its plain and ordinary meaning.
`
`Claims 26 and 27 of the ’736 patent recite a number of “storage element[s]” “coupled to a [] low
`
`impedance load.” These claims further recite that energy is discharged into a low impedance load.
`
`Claim 1 of the ’673 patent also discloses discharging energy into load circuitry, which claim 5
`
`recites is a “low impedance load.”
`
`
`
`17
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 18 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 19 of 89
`
`50.
`
`The terms “load,” “impedance,” and “low impedance load” were well-known
`
`within the field of electrical engineering at the time of the invention. After reading ParkerVision’s
`
`patents, one of ordinary skill in the art would easily understand that a “low impedance load” in the
`
`context of the patents is a load that provides a path for the discharge of energy from a storage
`
`capacitor.
`
`51.
`
`An electrical load is a device in a circuit upon which work is done. Floyd, Thomas
`
`L., Principles of Electric Circuits (5th Edition), (1997)7 at 62 (Exhibit 4). Whereas a power source
`
`supplies energy, a load absorbs power and converts it into a desired form. An example electric
`
`circuit with a power source and load is shown below.
`
`
`
`
`
`Floyd at 39-40.
`
`52.
`
`“Work done in the load” is synonymous with energy being transferred to the load.
`
`Similarly, a load draws current from the circuit. A high impedance load draws very little current
`
`and the current drawn has little effect on circuit quantities, such as voltage levels and energy flow.
`
`
`7 Hereinafter referred to as “Floyd.”
`
`
`
`18
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 19 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 20 of 89
`
`A low impedance load, on the other hand, draws current and the current drawn has affect on circuit
`
`quantities, such as voltage levels and energy flow.
`
`53.
`
`The ’673 and ’736 specifications explain that with regards to load, it is a binary
`
`choice – it is either high or low impedance. See, e.g., ’673 patent, 70:35-36 (“Recall from the
`
`overview of under-sampling that loads can be classified as high impedance loads or low
`
`impedance loads.”).
`
`54.
`
`A high impedance load inhibits current from moving in a circuit and absorbs very
`
`little electrical energy. A low impedance load, on the other hand, provides little constraint to
`
`current moving in a circuit and absorbs electrical energy. This is consistent with the use of the term
`
`in the patents-in-suit.
`
`
`
`55.
`
`As discussed in Section IV above, the patent specification discloses two systems –
`
`an energy transfer/sampling system and a voltage sampling system. As discussed in Section IV
`
`and illustrated in FIG. 82B above, a voltage sampling system uses a high impedance load to down-
`
`convert a high frequency input EM signal 7804 (e.g., modulated carrier signal (red)) to a baseband
`
`signal. As shown in Figure 78B above, when the switch is ON (closed) (during the aperture), the
`
`EM signal 8204 (blue) is sent to the “holding” capacitor 7808. When the pulse 7810 (green) stops,
`
`the switch is turned OFF (opened). Since voltage sampling uses a high impedance load, when the
`
`
`
`19
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 20 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 21 of 89
`
`switch is OFF (opened), there is high resistance to the flow of current and, thus, the “holding”
`
`capacitor holds a constant voltage value. Because there is no significant energy discharge between
`
`pulses, the terminal 7816 maintains a constant voltage value until the next pulse. As a result, the
`
`voltage sampling system produces a voltage wave with a stair step pattern, as shown in FIG. 79E
`
`below.
`
`
`
`56.
`
`The vertical part of the step represents the “sample” of the voltage value which
`
`occurs at the time of pulse 7810. The horizontal portion of the step represents the “holding” of that
`
`voltage value until the next pulse when the next sample of voltage is taken. The specification
`
`further clarifies that the high impedance load prevents discharge of the “holding” capacitance into
`
`the load when the switch is OFF in order to accurately represent the voltage of the input signal.
`
`[W]hen the down-converted signal 1308A is coupled to a high impedance load,
`the charge that is applied to a holding module such as holding module 2706 in
`FIG. 27 or 2416 in FIG. 24A during a pulse generally remains held by the
`holding module until the next pulse…. A high impedance load enables the
`under-sampling system 1606 to accurately represent the voltage of the original
`unaffected input signal.
`
`’673 patent, 64:58-67.
`
`57.
`
`Unlike a high impedance load, a low impedance load causes the capacitor to
`
`discharge the stored energy between the pulses of the energy transfer signal (i.e., when the switch
`
`is open). Notably, the specification provides clear guidance as to the effects of lowering the
`
`impedance of the load in a voltage sampling system (the voltage sampling system shown in FIG.
`
`78) by replacing the high impedance load with a low impedance load.
`
`
`
`20
`
`
`
`
`
`Case 6:20-cv-00945-ADA Document 38-1 Filed 09/23/21 Page 21 of 88Case 6:21-cv-00520-ADA Document 36-17 Filed 03/16/22 Page 22 of 89
`
`
`
`58.
`
`As shown in FIG. 80D, when the load is a low impedance load, there is a discernible
`
`droop in the signal between apertures of pulses 8004. In other words, the holding capacitance 7808
`
`is significantly discharged by the low impedance load between pulses 8004 (FIG. 80C). As a result,
`
`the holding capacitance 7808 cannot reasonably attain or “hold” the voltage of the original EM
`
`input signal 7804, as was seen in the case of FIG. 79E (above, using a high impedance load).
`
`Instead, the char