Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 1 of 33
`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 1 of 33
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`EXHIBIT G
`EXHIBIT G
`
`

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`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 2 of 33
`
`AO 88A (Rev. (cid:20)(cid:21)/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action
`
`UNITED STATES DISTRICT COURT
`for the
` Western District of Texas
`__________ District of __________
`
`Civil Action No.
`
`6:20-cv-1210-ADA
`
`))))))
`
`Ocean Semiconductor LLC,
`Plaintiff
`v.
`MediaTek Inc. and MediaTek USA Inc.,
`
`Defendant
`
`SUBPOENA TO TESTIFY AT A DEPOSITION IN A CIVIL ACTION
`
`To:
`
`KIOXIA America, Inc.
`c/o C T Corporation System, 330 N Brand Blvd. Ste. 700, Glendale CA 91203
`(Name of person to whom this subpoena is directed)
`✔
`(cid:117) (cid:55)(cid:72)(cid:86)(cid:87)(cid:76)(cid:80)(cid:82)(cid:81)(cid:92)(cid:29)(cid:3)(cid:3)(cid:60)(cid:50)(cid:56)(cid:3)(cid:36)(cid:53)(cid:40)(cid:3)(cid:38)(cid:50)(cid:48)(cid:48)(cid:36)(cid:49)(cid:39)(cid:40)(cid:39)(cid:3)(cid:87)(cid:82)(cid:3)(cid:68)(cid:83)(cid:83)(cid:72)(cid:68)(cid:85)(cid:3)(cid:68)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:87)(cid:76)(cid:80)(cid:72)(cid:15)(cid:3)(cid:71)(cid:68)(cid:87)(cid:72)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:83)(cid:79)(cid:68)(cid:70)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:69)(cid:72)(cid:79)(cid:82)(cid:90)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:68)(cid:87)(cid:3)(cid:68)(cid:3)
`(cid:71)(cid:72)(cid:83)(cid:82)(cid:86)(cid:76)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3)(cid:87)(cid:82)(cid:3)(cid:69)(cid:72)(cid:3)(cid:87)(cid:68)(cid:78)(cid:72)(cid:81)(cid:3)(cid:76)(cid:81)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:70)(cid:76)(cid:89)(cid:76)(cid:79)(cid:3)(cid:68)(cid:70)(cid:87)(cid:76)(cid:82)(cid:81)(cid:17)(cid:3)(cid:44)(cid:73)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:68)(cid:85)(cid:72)(cid:3)(cid:68)(cid:81)(cid:3)(cid:82)(cid:85)(cid:74)(cid:68)(cid:81)(cid:76)(cid:93)(cid:68)(cid:87)(cid:76)(cid:82)(cid:81)(cid:15)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:83)(cid:85)(cid:82)(cid:80)(cid:83)(cid:87)(cid:79)(cid:92)(cid:3)(cid:70)(cid:82)(cid:81)(cid:73)(cid:72)(cid:85)(cid:3)(cid:76)(cid:81)(cid:3)(cid:74)(cid:82)(cid:82)(cid:71)(cid:3)(cid:73)(cid:68)(cid:76)(cid:87)(cid:75)(cid:3)(cid:90)(cid:76)(cid:87)(cid:75)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)
`(cid:83)(cid:68)(cid:85)(cid:87)(cid:92)(cid:3)(cid:86)(cid:72)(cid:85)(cid:89)(cid:76)(cid:81)(cid:74)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:86)(cid:88)(cid:69)(cid:83)(cid:82)(cid:72)(cid:81)(cid:68)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:73)(cid:82)(cid:79)(cid:79)(cid:82)(cid:90)(cid:76)(cid:81)(cid:74)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:87)(cid:75)(cid:82)(cid:86)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:76)(cid:81)(cid:3)(cid:68)(cid:81)(cid:3)(cid:68)(cid:87)(cid:87)(cid:68)(cid:70)(cid:75)(cid:80)(cid:72)(cid:81)(cid:87)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:81)(cid:72)(cid:3)
`(cid:82)(cid:85)(cid:3)(cid:80)(cid:82)(cid:85)(cid:72)(cid:3)(cid:82)(cid:73)(cid:73)(cid:76)(cid:70)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:71)(cid:76)(cid:85)(cid:72)(cid:70)(cid:87)(cid:82)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:80)(cid:68)(cid:81)(cid:68)(cid:74)(cid:76)(cid:81)(cid:74)(cid:3)(cid:68)(cid:74)(cid:72)(cid:81)(cid:87)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:87)(cid:75)(cid:72)(cid:85)(cid:3)(cid:83)(cid:72)(cid:85)(cid:86)(cid:82)(cid:81)(cid:86)(cid:3)(cid:90)(cid:75)(cid:82)(cid:3)(cid:70)(cid:82)(cid:81)(cid:86)(cid:72)(cid:81)(cid:87)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:82)(cid:81)(cid:3)(cid:92)(cid:82)(cid:88)(cid:85)(cid:3)(cid:69)(cid:72)(cid:75)(cid:68)(cid:79)(cid:73)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)
`(cid:87)(cid:75)(cid:72)(cid:86)(cid:72)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:29)
`
`Place:
`
`Veritext Legal Solutions
`515 Congress Avenue, Suite 1700
`Austin TX 78701
`
`Date and Time:
`
`03/02/2022 10:00 am
`
`or as mutually agreed
`
`The deposition will be recorded by this method:
`
`video and stenography
`
`✔
`(cid:117) Production: You, or your representatives, must also bring with you to the deposition the following documents,
`electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the
`material:
`
`see attachment A; production date shall be 2/16/2022
`
`The following provisions of Fed. R. Civ. P. 45 are attached – Rule 45(c), relating to the place of compliance;
`Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and (g), relating to your duty to
`respond to this subpoena and the potential consequences of not doing so.
`
`Date:
`
`01/26/2022
`
`CLERK OF COURT
`
`Signature of Clerk or Deputy Clerk
`
`OR
`
`/s/ Alex Chan
`Attorney’s signature
`
`The name, address, e-mail address, and telephone number of the attorney representing (name of party)
`Plaintiff OCEAN SEMICONDUCTOR LLC
`, who issues or requests this subpoena, are:
`Alex Chan, Devlin Law Firm, 1526 Gilpin Avenue, Wilmington DE 19806; (302) 449-9010; achan@devlinlawfirm.com
`
`Notice to the person who issues or requests this subpoena
`If this subpoena commands the production of documents, electronically stored information, or tangible things before
`trial, a notice and a copy of the subpoena must be served on each party in this case before it is served on the person to
`whom it is directed. Fed. R. Civ. P. 45(a)(4).
`
`

`

`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 3 of 33
`
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 2)
`
`Civil Action No.
`
`6:20-cv-1210-ADA
`
`PROOF OF SERVICE
`(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)
`
`I received this subpoena for (name of individual and title, if any)
`.
`
`on (date)
`
`(cid:117) I served the subpoena by delivering a copy to the named individual as follows:
`
`(cid:117) I returned the subpoena unexecuted because:
`
`on (date)
`
`; or
`
`Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also
`tendered to the witness the fees for one day’s attendance, and the mileage allowed by law, in the amount of
`$
`.
`
`My fees are $
`
`for travel and $
`
`for services, for a total of $
`
`0.00
`
`.
`
`.
`
`I declare under penalty of perjury that this information is true.
`
`Date:
`
`Additional information regarding attempted service, etc.:
`
`Server’s signature
`
`Printed name and title
`
`Server’s address
`
`

`

`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 4 of 33
`
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 3)
`Federal Rule of Civil Procedure 45 (c), (d), (e), and (g) (Effective 12/1/13)
`(i) disclosing a trade secret or other confidential research, development,
`or commercial information; or
`(ii) disclosing an unretained expert’s opinion or information that does
`not describe specific occurrences in dispute and results from the expert’s
`study that was not requested by a party.
`(C) Specifying Conditions as an Alternative. In the circumstances
`described in Rule 45(d)(3)(B), the court may, instead of quashing or
`modifying a subpoena, order appearance or production under specified
`conditions if the serving party:
`(i) shows a substantial need for the testimony or material that cannot be
`otherwise met without undue hardship; and
`(ii) ensures that the subpoenaed person will be reasonably compensated.
`
`(c) Place of Compliance.
`
`(1) For a Trial, Hearing, or Deposition. A subpoena may command a
`person to attend a trial, hearing, or deposition only as follows:
`(A) within 100 miles of where the person resides, is employed, or
`regularly transacts business in person; or
`(B) within the state where the person resides, is employed, or regularly
`transacts business in person, if the person
`(i) is a party or a party’s officer; or
`(ii) is commanded to attend a trial and would not incur substantial
`expense.
`
`(2) For Other Discovery. A subpoena may command:
`(A) production of documents, electronically stored information, or
`tangible things at a place within 100 miles of where the person resides, is
`employed, or regularly transacts business in person; and
`(B) inspection of premises at the premises to be inspected.
`
`(d) Protecting a Person Subject to a Subpoena; Enforcement.
`
`(1) Avoiding Undue Burden or Expense; Sanctions. A party or attorney
`responsible for issuing and serving a subpoena must take reasonable steps
`to avoid imposing undue burden or expense on a person subject to the
`subpoena. The court for the district where compliance is required must
`enforce this duty and impose an appropriate sanction—which may include
`lost earnings and reasonable attorney’s fees—on a party or attorney who
`fails to comply.
`
`(2) Command to Produce Materials or Permit Inspection.
`(A) Appearance Not Required. A person commanded to produce
`documents, electronically stored information, or tangible things, or to
`permit the inspection of premises, need not appear in person at the place of
`production or inspection unless also commanded to appear for a deposition,
`hearing, or trial.
`(B) Objections. A person commanded to produce documents or tangible
`things or to permit inspection may serve on the party or attorney designated
`in the subpoena a written objection to inspecting, copying, testing, or
`sampling any or all of the materials or to inspecting the premises—or to
`producing electronically stored information in the form or forms requested.
`The objection must be served before the earlier of the time specified for
`compliance or 14 days after the subpoena is served. If an objection is made,
`the following rules apply:
`(i) At any time, on notice to the commanded person, the serving party
`may move the court for the district where compliance is required for an
`order compelling production or inspection.
`(ii) These acts may be required only as directed in the order, and the
`order must protect a person who is neither a party nor a party’s officer from
`significant expense resulting from compliance.
`
`(3) Quashing or Modifying a Subpoena.
`
`(A) When Required. On timely motion, the court for the district where
`compliance is required must quash or modify a subpoena that:
`
`(i) fails to allow a reasonable time to comply;
`(ii) requires a person to comply beyond the geographical limits
`specified in Rule 45(c);
`(iii) requires disclosure of privileged or other protected matter, if no
`exception or waiver applies; or
`(iv) subjects a person to undue burden.
`(B) When Permitted. To protect a person subject to or affected by a
`subpoena, the court for the district where compliance is required may, on
`motion, quash or modify the subpoena if it requires:
`
`(e) Duties in Responding to a Subpoena.
`
`(1) Producing Documents or Electronically Stored Information. These
`procedures apply to producing documents or electronically stored
`information:
`(A) Documents. A person responding to a subpoena to produce documents
`must produce them as they are kept in the ordinary course of business or
`must organize and label them to correspond to the categories in the demand.
`(B) Form for Producing Electronically Stored Information Not Specified.
`If a subpoena does not specify a form for producing electronically stored
`information, the person responding must produce it in a form or forms in
`which it is ordinarily maintained or in a reasonably usable form or forms.
`(C) Electronically Stored Information Produced in Only One Form. The
`person responding need not produce the same electronically stored
`information in more than one form.
`(D) Inaccessible Electronically Stored Information. The person
`responding need not provide discovery of electronically stored information
`from sources that the person identifies as not reasonably accessible because
`of undue burden or cost. On motion to compel discovery or for a protective
`order, the person responding must show that the information is not
`reasonably accessible because of undue burden or cost. If that showing is
`made, the court may nonetheless order discovery from such sources if the
`requesting party shows good cause, considering the limitations of Rule
`26(b)(2)(C). The court may specify conditions for the discovery.
`
`(2) Claiming Privilege or Protection.
`(A) Information Withheld. A person withholding subpoenaed information
`under a claim that it is privileged or subject to protection as trial-preparation
`material must:
`(i) expressly make the claim; and
`(ii) describe the nature of the withheld documents, communications, or
`tangible things in a manner that, without revealing information itself
`privileged or protected, will enable the parties to assess the claim.
`(B) Information Produced. If information produced in response to a
`subpoena is subject to a claim of privilege or of protection as
`trial-preparation material, the person making the claim may notify any party
`that received the information of the claim and the basis for it. After being
`notified, a party must promptly return, sequester, or destroy the specified
`information and any copies it has; must not use or disclose the information
`until the claim is resolved; must take reasonable steps to retrieve the
`information if the party disclosed it before being notified; and may promptly
`present the information under seal to the court for the district where
`compliance is required for a determination of the claim. The person who
`produced the information must preserve the information until the claim is
`resolved.
`
`(g) Contempt.
`The court for the district where compliance is required—and also, after a
`motion is transferred, the issuing court—may hold in contempt a person
`who, having been served, fails without adequate excuse to obey the
`subpoena or an order related to it.
`
`For access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013).
`
`

`

`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 5 of 33
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`ATTACHMENT A:
`
`You are hereby subpoenaed and commanded to appear to testify and produce the
`
`documents as requested below:
`
`DEFINITIONS
`
`When used in the below topics, the following definitions apply:
`
`1.
`
`“Kioxia,” “You,” or “Your” shall each mean and refer, individually and
`
`collectively, to Kioxia America, Inc.; all of its corporate locations, and all predecessors,
`
`successors, assigns, parents, subsidiaries and divisions, affiliates, partners; and all past and
`
`present directors, officers, employees, agents, and representatives (including accountants,
`
`consultants, and attorneys) of any of the foregoing, and all persons acting or purporting to act on
`
`its behalf.
`
`2.
`
`“Plaintiff,” “Ocean Semiconductor,” or “Ocean” shall mean Ocean Semiconductor
`
`LLC and its predecessors, successors, assigns, parents, subsidiaries and divisions, affiliates,
`
`partners, and all past and present directors, officers, employees, agents, and representatives
`
`(including consultants and attorneys) of any of the foregoing, and all persons acting or purporting
`
`to act on their behalf.
`
`3.
`
`“ASML” shall mean ASML Holding N.V. and ASML Netherlands B.V., and all
`
`of their corporate locations, and all predecessors, successors, assigns, parents, subsidiaries and
`
`divisions, affiliates, partners; and all past and present directors, officers, employees, agents, and
`
`representatives (including accountants, consultants, and attorneys) of any of the foregoing, and
`
`all persons acting or purporting to act on their behalf.
`
`4.
`
`“Applied Materials” shall mean Applied Materials, Inc. all of its corporate
`
`locations, and all predecessors, successors, assigns, parents, subsidiaries and divisions, affiliates,
`
`A - 1
`
`

`

`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 6 of 33
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`partners; and all past and present directors, officers, employees, agents, and representatives
`
`(including accountants, consultants, and attorneys) of any of the foregoing, and all persons acting
`
`or purporting to act on its behalf.
`
`5.
`
`“PDF Solutions” shall mean PDF Solutions, Inc. all of its corporate locations, and
`
`all predecessors, successors, assigns, parents, subsidiaries and divisions, affiliates, partners; and
`
`all past and present directors, officers, employees, agents, and representatives (including
`
`accountants, consultants, and attorneys) of any of the foregoing, and all persons acting or
`
`purporting to act on its behalf.
`
`6.
`
`“Actions” shall mean any and all of the following: Ocean Semiconductor LLC v.
`
`Western Digital Technologies, Inc. No. 6:20-cv-1216-ADA (W.D. Tex.), Ocean Semiconductor
`
`LLC v. Huawei Device USA, Inc., Huawei Device Co., Ltd., and HiSilicon Technologies Co.,
`
`Ltd., C.A. No. 4:20-cv-991-ALM (E.D. Tex.).
`
`7.
`
`“Defendant” and “Defendants” shall mean any and all of the following entities:
`
`Western Digital Technologies, Inc., Huawei Device USA, Inc., Huawei Device Co., Ltd.,
`
`HiSilicon Technologies Co., Ltd., as well as all predecessors, successors, assigns, parents,
`
`subsidiaries and divisions, affiliates, partners of any of the foregoing, and all persons acting, or
`
`purporting to act, on behalf of any of the foregoing.
`
`8.
`
`“Western Digital Infringing Instrumentalities” shall mean, without limitation,
`
`automotive products (e.g., iNAND® AT EU312, iNAND® AT EM122, iNAND® AT EM132,
`
`Automotive AT LD332, AT 132 (e.g., grades 2 and 3), AT 122 (e.g., grades 2 and 3), Industrial
`
`Wide Temp IX QD332, Industrial Ext Temp IX QD332, Industrial Ext Temp IX QD334, Industrial
`
`Wide Temp IX QD342, Commercial CL SN720, Commercial CL SN520), connected home
`
`products (e.g., iNAND® CH EM123/133, CH LD313, CH LD513, CH QD313, CH QD513, CH
`
`A - 2
`
`

`

`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 7 of 33
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`XB 513, CH XB 313, WD AV-25, WD AV-GP 1000, CL SN720, CL SN520, PC SA530),
`
`industrial and IoT products (e.g., iNAND® IX EM132, iNAND® IX EM122, iNAND® IX
`
`EU312, iNAND® IX MC EM131, Industrial IX LD342, Industrial IX LD332, Industrial IX
`
`QD342, Industrial IX QD332, Industrial IX QD334, Commercial CL SN720, Commercial CL
`
`SN520, Commercial PC SN730, Commercial X600, Commercial PC SA530), mobile products
`
`(e.g., MC EU521, MC EU511, MC EU311/d, MC EM131/c, MC EM121/b, MC EM111/a,
`
`Commercial CL QD501, Commercial CL QD301, Commercial CL QD101), and surveillance
`
`products (e.g. CL EM132/122, IX EM122 Wide Temp, IX EM122 Extended Temp, WD PurpleTM
`
`SC QD101 Ultra Endurance microSDTM Card), flash memory (e.g., 3D flash and NAND flash),
`
`RISC-V SweRVCore Family (e.g., EH1 and EH2), and similar systems, products, devices, and
`
`integrated circuits.
`
`9.
`
`“Huawei Infringing Instrumentalities” shall mean, shall mean products including,
`
`without limitation, SoC chipsets and solutions (e.g., Hi3559A V100, Hi3519A V100, Hi3516D
`
`V300, Hi3556A V100, Hi3559 V200, Hi3559A V100, Hi3559C V100, Hi3559 V100, Hi3716M
`
`V430, Hi3716M V430, Hi3798C V200, Hi3798M V200H, Hi3798M V300, Hi3798M V310,
`
`Hi3796M V200, Hi3798M V200, Hi3796M V100, Hi3798M V100, Hi3716M V420, Hi3716M
`
`V410, and Hi3751 V553), processors (e.g., Hi3536, Hi3536C, Hi3536D V100, Hi3531D V100,
`
`Hi3521D V100, Hi3520D V400, Hi3520D V300, and Hi3520D V200), TV solutions (e.g., Hi3731
`
`V201, Hi3731 V101, Hi3751 V811, HI3751 V810, Hi3751 V551, Hi3751 V730, Hi3751 V620,
`
`Hi3751 V510, Hi3751 V310, Hi3751 V320, and Hi3751 V600), Kirin solutions (e.g., Kirin
`
`9000/E, Kirin 1020, Kirin 990, Kirin 980, Kirin 970, Kirin 960, Kirin 950, Kirin 930, Kirin 920,
`
`Kirin 910, and Kirin 710); Ascend solutions (e.g., Ascend 310 and Ascend 910); Kunpeng
`
`solutions (e.g., Kunpeng 920); and Balong solutions (e.g., Balong 5000, Balong 5G01, Balong
`
`A - 3
`
`

`

`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 8 of 33
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`765, Balong 750, Balong 720, Balong 710, and Balong 700), systems, products, or devices
`
`containing these solutions, and similar systems, products, devices, and integrated circuits.
`
`10.
`
`“Infringing Instrumentalities” shall mean any and all of the Western Digital
`
`Infringing Instrumentalities and the Huawei Infringing Instrumentalities.
`
`11.
`
`“Asserted Patents” shall mean U.S. Patent Nos. 6,660,651 (referred to individually
`
`as the “’651 Patent”), 6,907,305 (referred to individually as the “’305 Patent”), 6,725,402 (referred
`
`to individually as the “’402 Patent”), 6,968,248 (referred to individually as the “’248 Patent”),
`
`7,080,330 (referred to individually as the “’330 Patent”), 6,836,691 (referred to individually as the
`
`“’691 Patent”), and 8,676,538 (referred to individually as the “’538 Patent”).
`
`12.
`
`“Person” shall mean any natural person or any business, proprietorship, firm,
`
`partnership, corporation, association, organization, or other legal entity. The acts of a Person shall
`
`include the acts of directors, officers, owners, members, employees, agents, attorneys, or other
`
`representatives acting on the Person’s behalf.
`
`13.
`
`The term “Documents” is defined, without limitation, to be synonymous in
`
`meaning and equal in scope to the usage of the phrase “documents or electronically stored
`
`information” in Federal Rule of Civil Procedure 34(a)(1)(A), and includes, without limitation,
`
`“writings,” “recordings,” and “photographs,” both “originals” and “duplicates,” as those terms are
`
`defined in Federal Rule of Evidence 1001. The term “Documents” specifically includes all
`
`electronic versions of any particular document and any associated metadata.
`
`14.
`
`“Thing” shall be construed using the broadest possible construction under the
`
`Federal Rules of Civil Procedure.
`
`15.
`
`“Advanced Process Control” or “APC” means any computer integrated system or
`
`factory automation hardware or software for monitoring and/or controlling processes and tools
`
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`used in the manufacture, fabrication, assembly and/or production of semiconductor systems,
`
`devices, components, and/or integrated circuits.
`
`16.
`
`“Fault Detection and Classification” or “FDC” means any computer integrated
`
`hardware or software for the detection and/or classification of manufacturing-related fault events
`
`in the manufacture, fabrication, assembly and/or production of semiconductor systems, devices,
`
`components, and/or integrated circuits.
`
`17.
`
`“YieldStar” refers to any and all metrology and inspection systems designed,
`
`developed, assembled, and/or manufactured by ASML, including without limitation ASML’s
`
`optical metrology systems (e.g., YieldStar 1385, YieldStar 1375F, YieldStar 375F, YieldStar
`
`380G, YieldStar 375) and E-beam metrology and inspection systems (e.g., HMI eScan 600, HMI
`
`eScan 430, HMI eP5, and HMI eScan 1000), as well as all models, versions, and their predecessors
`
`(e.g., YieldStar S-250, YieldStar S-200, and YieldStar S-100).
`
`18.
`
` “TWINSCAN” refers to any and all lithography systems designed, developed,
`
`assembled, and/or manufactured by ASML, including ASML’s deep ultraviolet (DUV)
`
`lithography systems (e.g., NXT:2050i, NXO:2000i, NXT:1980Di, NXT:1970:Ci, NXT:1470,
`
`XT:1460K, XT:1060K, XT:860M, and XT:400L) and extreme ultraviolet (EUV) lithography
`
`systems (e.g., NXE:3600D and NXE:3400C), as well as lithography systems that utilize more than
`
`one wafer table (e.g., AT:1100, AT:750, AT:400, and XT:400L), and their predecessors.
`
`19.
`
`“E3” refers to Applied Materials’ E3 framework, platform, hardware, and/or
`
`software and all equipment modules of E3 (e.g., E3 FDC, E3 R2R (Run-to-Run Control), E3 SPC
`
`(Statistical Process Control)) as well as all models, versions, and their predecessors.
`
`20.
`
`“Smart Factory” refers to Applied Materials’ SmartFactory Productivity Solution
`
`framework, platform, hardware and/or software and all equipment modules of SmartFactory (e.g.,
`
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`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 10 of 33
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`SmartFactory APF (Advanced Productivity Family) RTD (Real Time Dispatcher), SmartFactory
`
`Scheduling (SmartSched), and SmartFactory Activity Manager) as well as all models, versions,
`
`and their predecessors.
`
`21.
`
`“Exensio” refers to PDF Solutions’ Exensio framework, platform, hardware and/or
`
`software and all equipment modules of Exensio (e.g., Exensio Control) as well as all models,
`
`versions, and their predecessors.
`
`22.
`
`“Manufacturing Equipment” shall mean any and all of ASML’s TWINSCAN and
`
`YieldStar, Applied Materials’ E3 and SmartFactory, and PDF Solutions’ Exensio, and their
`
`respective frameworks, platforms, hardware and/or software and all equipment modules.
`
`23.
`
`“Equipment Manufacturers” shall mean any and all manufacturers of
`
`Manufacturing Equipment including but not limited to ASML, Applied Materials, and PDF
`
`Solutions.
`
`24. MES” shall mean any and all manufacturing execution system used for monitoring,
`
`tracking, and/or documenting the process of manufacturing, fabricating, and/or assembling the
`
`Infringing Instrumentalities.
`
`25.
`
`The terms “sale” and “sold” means the transfer of title to property from one party
`
`to another and includes the granting of a license with respect to products containing software or
`
`firmware.
`
`26.
`
`“Communication” shall mean any transmission of information in any context or
`
`situation by or between two or more persons by any means or medium whatsoever, whether in the
`
`form of an original, a draft, or a copy; whether stored in hard copy, electronically or digitally, or
`
`on tape; either orally or in writing, including but not limited to, conversations, correspondence,
`
`electronic mails, telexes, facsimile transmissions, telecopies, recordings in any medium of oral,
`
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`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 11 of 33
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`written, or typed communications, telephone or message logs, notes or memoranda relating to
`
`written or oral communications, and any translation thereof.
`
`27.
`
`“Identify” and “identity” shall each mean:
`
`a.
`
`as applied to an individual: to state the individual’s full name, present or
`
`last known address and telephone number, present or last known employer, present or last
`
`known business address and telephone number, present and prior employment positions
`
`and corresponding dates of such positions, and a description of his or her present
`
`employment responsibilities;
`
`b.
`
`as applied to a Person other than a natural person (including but not limited
`
`to any business or other entity): to state the Person’s full name, place and date of
`
`incorporation or formation, principal place of business or activity, and the identity of the
`
`natural persons within that entity having knowledge of the matter with respect to which
`
`that entity is named;
`
`c.
`
`as applied to a Document (whether or not any claim of privilege is made in
`
`respect thereof): to state the type of Document, the date of creation of the Document, the
`
`date of communication of the Document, the names and Identities of the individuals who
`
`drafted, authored, or signed the Document or to whom a copy thereof was addressed or
`
`sent, a summary of the subject matter of the Document, the number of pages of the
`
`Document, the present whereabouts of the Document, including, without limitation, all
`
`originals and copies, and the name and address of the present or last-known custodian of
`
`the Document;
`
`d.
`
`as applied to a Thing (including, without limitation, any products or
`
`software manufactured, developed, or sold by You): to state the date that the Thing was
`
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`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 12 of 33
`
`first utilized or made available for use in commerce, all versions, parts, or revision numbers
`
`or codes, all product names, and all team names or project titles used in connection with
`
`the design, development, testing, or engineering of that product or software;
`
`e.
`
`as applied to a process: to state the date that the process was first used, the
`
`date that products or goods sold through the process were first sold, all numbers or codes
`
`used to refer to the process, including but not limited to, process revision numbers or codes,
`
`all process names, and all team names or project titles used in connection with the design,
`
`development, testing, or engineering of that process; or
`
`f.
`
`as applied to a Communication: to state the type of the Communication, the
`
`date and the parties to such Communication, and if such Communication has been recorded
`
`in documentary form, to identify all Documents recording such Communication.
`
`28.
`
` “Information” shall mean information in any form, including but not limited to,
`
`documentary, electronic, graphical, or tabular, and communicated by any means, including but not
`
`limited to, orally, in writing, or via electronic Communication.
`
`29.
`
`“Describe,” when used in relation to an act, event, instance, occasion, transaction,
`
`conversation, or Communication, shall mean: (1) to state the date and place thereof; (2) to identify
`
`the individual participants; (3) to summarize separately for each individual participant what was
`
`said or done; and (4) to identify each Document used or prepared in connection therewith or
`
`making any reference thereto.
`
`30.
`
`“Date” shall mean the exact date, if known, or the closest approximation to the
`
`exact date as can be specified, including, without limitation, the year, month, week in a month, or
`
`part of a month.
`
`A - 8
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`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 13 of 33
`
`31.
`
`“Relate to,” “related to,” “relating to,” or “concerning” shall mean in whole or in
`
`part, constituting, containing, embodying, reflecting, describing,
`
`involving, supporting,
`
`contradicting, evidencing, analyzing, identifying, mentioning, stating, referring directly or
`
`indirectly to, dealing with, or in any way pertaining to.
`
`32.
`
`The term “possession” means all Information or Documents actually within Your
`
`(including any employee, consultant, aide or other representative (including without limitation
`
`attorneys and accountants) and any other Person acting or purporting to act on Your behalf or in
`
`concert with You) knowledge, possession, custody or control, and includes any temporary placing
`
`of possession, custody or control in any third party by any of the foregoing Persons.
`
`33.
`
`As used herein, the singular form of a term shall be interpreted to include the plural
`
`and vice versa.
`
`34.
`
`As used herein, the masculine form of a term shall be interpreted to include the
`
`feminine form and vice versa.
`
`35.
`
`Except where the context does not permit, the term “including” shall be without
`
`limitation.
`
`36.
`
`Except where the context does not permit, the terms “and” and “or” shall be both
`
`conjunctive and disjunctive.
`
`37.
`
`“Any” means “any and all.”
`
`38.
`
`The term “Product” or “Products” means any and all components, subcomponents,
`
`auxiliary components, and accessory products.
`
`INSTRUCTIONS
`
`1.
`
`Each request shall be answered pursuant to Fed. R. Civ. Proc. Rule 45.
`
`A - 9
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`Case 6:20-cv-01213-ADA Document 70-8 Filed 03/04/22 Page 14 of 33
`
`2.
`
`If You object to any portion of the subpoena, please state the grounds for the
`
`objection and the categories of information to which the objection applies. Please provide a
`
`response to the request to the extent that it is not deemed objectionable.
`
`3.
`
`If You have no documents responsive to a particular subpoena request, please state
`
`that You have no such responsive documents.
`
`4.
`
`Please produce documents (1) as they are kept in the ordinary course of business,
`
`complete with the original file folders, binders or other containers in which they are stored (or
`
`legible copies of the labels from those folders, binders, or containers) or (2) organized according
`
`to document requests to which they are responsive.
`
`5.
`
`6.
`
` Please affix production numbers to each page that You produce.
`
`In lieu of making documents available for inspection and copying at the date and
`
`time specified on the fac