`
`Spikes — plastic, handling
`
`Scratches - handling
`
`Pits — arcing, possible metal
`ontamination of plastic
`
`Barrier Cracking — local adhesion
`ssues (pre contamination)
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002745
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 2 of 30
`
`Most of today's displays (TFT-LCDs) and semiconductor ICs (CMOS on
`Si) use substrates that are inflexible, heavy, brittle and expensive
`Cheap displays and electronics require cheap flexible substrates
`(plastics)
`Requires low-temperature barrier
`semiconductor and gate dielectric film
`
`OLED DISPLAY STRUCTURE
`
`te;$0Kg=
`
`esuomP,1§
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002746
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 3 of 30
`
`Single Layer Barrier • n Plastic WVTR
`Performance Improvement History
`
`PEN + Pretreatme
`Barrier Process ,
`Optimization
`
`Consistent Improvement in Barrier Performance with < 2000A Single
`Layer Barrier
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002747
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 4 of 30
`
`% transmission of barrier film on PEN equivalent to bare PEN
`
`Transmission change minimal post boiling water test (4 hours)
`
`•••••
`
`4(X)
`WAVE( INGTH
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002748
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 5 of 30
`
`Transmission of November Samples vs. Al
`
`gagLai,///10/arMAVI
`
`rier may be useful for encapsulation or barrier lid for bottom emitting device
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002749
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 6 of 30
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002750
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 7 of 30
`
`amer oa e
`
`Calcium Test OD Measurements
`
`......„.vi,
`
`y = -0.0002x ± 0.92
`
`4 -
`
`.. ----- .."
`
`-------
`
`---4-
`
`. Sample1
`. Sample2
`Glass Control
`Linear (Samplel )
`Linear(Sample2)
`— Linear (Glass Control)
`
`y = -0.0004x + 0.9475
`
`•
`
`1
`0.9
`0.8
`0.7
`0.6
`0.5
`0.4
`0.3
`0.2
`0.1
`0
`
`Normalized Ca OD
`
`0
`
`200
`
`400
`
`600
`
`800
`
`1000
`
`1200
`
`# of Hours in 60c/90% R.H
`
`>1000 hours on accelerated testing (500C, 95% RH
`As-received substrate sample based on empirical calculation
`WVTR —1.2 E-3 g/m2/day
`Cleaned substrate reduces pinholes and has a a• .4E- /m2/day
`
`LIDE 6
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002751
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 8 of 30
`
`Glass on
`Glass Control
`
`Improved Barrier
`Process D
`
`Improved Barrier
`Process B
`
`Improvement in C
`
`formance with DOE Parameter Tunin
`
`121113 L3.ch1.
`
`1207 Process C —0-1208 Process D —1-1210 Process E
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002752
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 9 of 30
`
`Test Name
`
`Test Met
`
`Ambient moisture uptake 4 10 mbar
`for 18 hours - Inspect
`Submerge for 1 hr. 4 „Air cky
`Inspect 50x
`
`Submerge for 1 hr
`5
`
`Air d
`
`Submerge for 1 hr 4Air d
`Inspect SU ,
`
`!vent Test: Toluene Submerge for 4 Air d
`Inspect 50x
`
`Solvent Test: THF
`
`Submerge for 1 hr --> Air dry
`Inspect 50x
`
`No visible damage
`160/0 Curl which remained after cooling
`
`No damage to the film
`
`Film unaffected
`
`Film unaffected
`
`Film unaffected
`
`Minor damage; no concern
`
`Material is suitable for conformal or flexible displays and electronics
`
`DEFTS-PA_0002753
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 10 of 30
`
`Pixelated OLEDs from Dupont encapsulated successfully
`lasting 1600 hours in ambience.
`Accelerated testing is next, substrates shipped to Dupont SB
`Equipment Setup for LIV measurements on backlights and
`pixelated OLEDs is complete and working inside glove
`box
`Preliminary Process DOE to find the process window of
`barrier deposition process complete.
`Detailed DOE to close in on the optimized proces
`underway.
`Samples rea y or accelerated lifetime testing o be don
`at Dupont.
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002754
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 11 of 30
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002755
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 12 of 30
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002756
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 13 of 30
`
`showing a metal "breath" treatment
`
`6.2 nm of Niobium Oxide at atomic
`resolution (,.-, 25 atomic lavers thick)
`
`•shows the dense defect free
`amorphous dielectric layer
`
`•deposited on a similar defect free
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002757
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 14 of 30
`
`Develop equipment and process for production of high-quality glas
`ceramic films using physical vapor deposition
`PVD) technology
`
`Develop products based on high-quality amorphous dielectric films for
`Barriers and protective films in OLEDs, touch sensors and flexible
`
`High-capacitance dielectrics for capacitors and energy storage
`Polymer substrates and polymer electronics
`Planar integrated optical devices with gain
`
`Business model
`In large-volume applications, license technology
`In high-value (low volume) applications, develop and market
`rod ucts
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002758
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 15 of 30
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002759
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 16 of 30
`
`2k4S3,1 'Kalman "i i
`• SelNowig51.63P
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002760
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 17 of 30
`
`Almroji • LAMM &INT Mart limiseimm LAMM linsimin
`I 155.38
`Pvet#46:02114111) 1016 a
`1,.• J'44/2
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002761
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 18 of 30
`
`Avinr. • MU ilit.Orr • Mad Ifin=ricm..1110$11
`11,6101
`iUIS
`Midi* .1110111 Q. Rethigi
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002762
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 19 of 30
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002763
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 20 of 30
`
`All1141 tiros* el r irspirstur4
`
`441.4.4t
`•
`*."
`
`rinvirEin
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002764
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 21 of 30
`
`Er+3 active waveguide over passive waveguid
`mode size converter
`SEM of fracture cross section
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002765
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 22 of 30
`
`Differential Scanning Calorimetry of an Aluminosilicate Film
`ote: exothermal stable annealing to —1000 C where spinodal composition (opaque)
`phases are formed.
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002766
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 23 of 30
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002767
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 24 of 30
`
`Data: L048614_C,L048630_C,L048640_C,L048650_C,L048670_C,L0486100_C,L0486200_C
`Model: Up-Conv
`
`= 3.9953E-9
`ChN2/DoF
`FV2 = 0.99961
`
`naii—O>%0D12016>
`NO
`0.14894
`Cup
`4.82E-18
`tau
`0.00345
`x0
`0
`±0
`N_total 2.3E20 ±0
`N0_2 0.33768
`N0_3 0.41998
`N0_4 0.44033
`N0_5 0.56495
`N0_6 0.56633
`N0_7 0.58579
`
`±0.00035
`±0.00044
`±0.00047
`±0.00061
`±0.00062
`±0.00064
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002768
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 25 of 30
`
`aussian (low bire nngence amplified C sans sing e
`mommik mode output
`
`y (counts)
`
`ae.r Gauss wa.dth(um)
`
`136.23.125.25
`
`190. CC 139.00
`
`w nergy(counts)
`
`cur.orl cursoc2 C91-29.,
`intensity 192.09 100.66
`3.4:
`197.26 100.22
`9...
`
`length -56.00
`Wel
`-.56.00
`
`60.00 116.01
`60.00 116.01.
`
`CUtS09.1 cursotO C21-229
`intensity 109.41. 193.44
`-4.0:
`194.23 213.4, -19.2..
`leountel
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002769
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 26 of 30
`
`Deposited intrinsic amorphous silicon film
`
`PPm
`
`5.0
`0.3
`3.3
`0.0
`0.0
`0.0
`0.0
`0.0
`0.0
`0.0
`
`As-dep Si
`<0.1%
`<0.1%
`3.E+18
`2.E+17
`2.E+18
`2.E+16
`2.E+15
`1.E+15
`1.E+16
`
`2.E+13
`
`ND <3E+15
`ND <2E+15
`atoms/cm3
`
`Ar
`0
`
`Na
`
`In
`Al
`Ni
`Cu
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002770
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 27 of 30
`
`n(2) = no + `di (2 —1500.74), 1500nm < A <1649nm
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002771
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 28 of 30
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002772
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 29 of 30
`
`1
`
`Refractive Index as a function of AI% in Aluminosilicates
`
`A-n choices:
`
`AI%
`1Oook-to-0% 9%
`6%
`35%-to-8%
`17%-to-8% 1%
`
`y = -7E-08x' J- 1E-05x + 0 0006x + 1 4625
`F1' = 06969
`
`.—.W111111
`
`• R.I (As Dep)
`
`• R.I Post Anneal
`
`— (R.I (As Del')
`
`13%-th-8% °.5:—/c)
`
`Fine Tuning
`
`• E.
`
`.2 1.55
`a
`
`5
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002773
`
`
`
`Case 6:20-cv-00636-ADA Document 77-6 Filed 03/10/21 Page 30 of 30
`
`Dielectrics ( ass
`Ai203{B}{D}
`Si021 Si3N12{B}
`Aluminosilicate B}
`10„Nm
`
`i a2g5
`ZrO2
`Various titanates {
`
`onductors
`— {E}
`/ TiN / TiS2 {
`Ta / TaN {E}
`Mo / MoSi2
`Cr
`
`ITO
`
`nderlined = Have fabricated
`{B} = Barrier layer candidate
`{D} = Dielectric layer candidate
`{E} = Electrode layer candidate
`
`<Presentation Name>
`
`1/15/2021
`
`C OMPANY CONFIDENTIAL
`
`DEFTS-PA_0002774
`
`