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`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 2 of 175
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`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 3 of 175
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`04/25/2 002, EAST Version: 1. 03. 0002
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`Page 137 of 1053
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`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 5 of 175
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`-353-
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`04/25/2002, EAST Version: 1.03.0002
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`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 6 of 175
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`-354-
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`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 7 of 175
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`04/25/2002, EAST Version: 1.03.0002
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`Page 140 of 1053
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`

`

`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 8 of 175
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`04/25/2002, EAST Version: 1.03.0002
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`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 9 of 175
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`04/25/2002, EAST Version: 1.03.0002
`
`Page 142 of 1053
`
`

`

`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 10 of 175
`
`(12) INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT)
`
`(19) World Intellectual Property
`Organization
`International Bureau
`
`I Riil lllllRI II Dllll lllll IDll lllll llll I II Ill lllll lllll lllll lllll lllll llll EllH 11111111110
`
`(43) International Publication Date
`11 March 2004 (11.03.2004)
`
`PCT
`
`(10) International Publication Number
`WO 2004/021532 Al
`
`(Sl) International Patent Classlficatlon7:
`3/063, 3/0933
`
`HOlS 3/16,
`
`[US/US]; 5861 Castleknock Road, Dublin,OH 43016,
`(US).
`
`(21) International Application Number:
`PCT/US2003/024809
`
`(22) International Filing Date: 27 August 2003 (27.08.2003)
`
`(25) Filing Language:
`
`(26) Publication Language:
`
`English
`
`English
`
`(30) Priority Data:
`60/406,451
`
`27 August 2002 (27.08.2002) us
`
`(71) Applicant (for all designated States except US): SYM(cid:173)
`MORPHIX, INC. [US/US]; 1278 Reamwood Avenue,
`Sunnyvale, CJ\ 94089-2233 (US).
`
`(72) Inventor; and
`
`iiiiiiiiiiiiiii
`iiiiiiiiiiiiiii
`iiiiiiiiiiiiiii
`
`(74) Agent: GARRE'IT, Arthur, S.; Finnegan, Henderson,
`Farabow, Garrett & Dunner L.L.P., 1300 I Street, N.W.,
`Washington, DC 20005-3315 (US).
`
`(81) Deslgnated States (national): AE, AG, AL, AM, AT, AU,
`AZ, BA, BB, BG, BR, BY, BZ, CA, CH, CN, CO, CR, CU,
`CZ, DE, DK, OM, DZ, EC, EE, ES, Fl, GB, GD, GE, GH,
`GM, HR, HU, ID, IL, JN, IS, JP, KE, KG, KP, KR, KZ, LC,
`LK, LR, LS, LT, LU, LV, MA, MD, MO, MK, MN, MW,
`MX, MZ, NJ, NO, NZ, OM, PG, PH, PL, P'J.~ RO, RU, SC,
`SD, SE, SG, SK, SL, SY, TJ, TM, TN, TR, TT, TZ, UA,
`UG, US, UZ, VC, VN, YU, ZA, ZM, 'ZW.
`
`(84) Designated States (regional): ARIPO patent (GH, GM,
`KE, LS, MW, MZ, SD, SL, SZ, TZ, UG, ZM, ZW),
`Eurasian patent (AM, AZ, BY, KG, KZ, MD, RU, TJ, TM),
`European patent (AT, BE, BG, CH, CY, CZ, DE, DK, EE,
`ES, FI, FR, GB, GR, HU, IE, IT, LU, MC, NL, PT, RO,
`
`[Continued on next page]
`
`== (75) Inventor/Applicant (for US only): DAWES, David
`=== ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~-
`== =
`iiiiiiiiiiiiiii === --
`-iiiiiiiiiiiiiii -= --iiiiiiiiiiiiiii
`
`-
`
`(54) Title: OPTICALLY COUPLING INTO JilGHLY UNIFORM WAVEGUIDES
`
`iiiiiiiiiiiiiii
`
`A
`
`7
`
`I}
`
`.• i
`
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`ii. ,.,.moaeai• ai
`LJ-i
`. j
`
`et1•
`
`&
`
`In accordance with
`(57) Abstract:
`the present invention, one or more
`laser diodes (802) are efficiently
`coupled into a waveguide amplifier
`(801) in order to provide either an
`efficient amplifier or a laser. Light
`from one or more laser diodes (802)
`is efficiently coupled into one or more
`waveguides (803) through the effects
`in the refractive index between the
`core material of the waveguide and
`the cladding material (804) around
`the waveguide. Both the core material
`(803) and the cladding material (804)
`can be deposited with a high degree
`of unifonnity and control in order to
`obtain the coupling.
`
`Page 143 of 1053
`
`

`

`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 11 of 175
`
`WO 2004/021532 Al
`
`11111111111m1 II Ellll 1111111111111111111111 m 11111111111111111111mll111111111111111 Ill
`
`SE, SI, SK, TR), OAPI patent (BF, BJ, CF, CO, CI, CM,
`GA, GN, GQ, GW, ML, MR, NE, SN, ID, TG).
`
`Published:
`-
`with international search repon
`
`For two-letter codes and other abbreviations, refer to the "Guid(cid:173)
`ance Notes on Codes and Abbreviations" appearing at the begin(cid:173)
`ning of each regular issue of the PCT Gazelle.
`
`Page 144 of 1053
`
`

`

`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 12 of 175
`
`WO 2004/021532
`
`PCT/US2003/024809
`
`OPTICALLY COUPLING INTO HIGHLY UNIFORM WAVEGUIDES
`
`1. Technical Area
`
`Background
`
`[0001)
`
`The present invention relates to coupling of pump light into an -optical amplifier or a
`
`laser and, in particular, to coupling from a multimode laser diode in order to opticaily pump an
`
`optical amplifier or laser.
`
`2. Discussion of Related Art
`
`[0002)
`
`Use of directed energy beams, such as those produced by amplifiers or lasers, are
`
`diverse and include applications in a wide range of fields, induding biotechnology, medicine,
`semiconductor processing, manufacturing, image recording and defense. In biotechnology,
`
`dir~ted energy beams are used, for example, in flow cytometry, DNA sequencing, corifocal
`
`microscopy, and hematology. Medical applications include use in ophthalmology, non-invasive
`
`surgery, and photodynamic therapy. In the semiconductor indus°?', applications include wafer
`
`inspection, rapid thermal processing, and scribing or marPtig. bnage recording applications
`include, for example, high-speed printing, photo-processing, fi~ subtitling and holography.
`
`Industrial applications include, for example, rapid prototyping, materials processing and scribing
`
`or marking. Additionally, military applications include range finding, target designation, lidar,
`
`and chemical or biological threat detection. The graphips and printing industry, one of th~
`
`largest businesses in the world, has a need for inexpensive laser systems for use in applications
`
`. such as thermal graphics. Such applications require a highly reliable, low noise laser or optical
`
`amplifier at a low cost.
`
`[0003)
`
`Typically, applications for directed energy beams require a laser or optical amplifier.
`
`An optical amplifier differs from a laser by the absence of a laser cavity. Both devices typically
`require an active optical material, for example rare-earth doped YAG, ruby (Ah03:Cr), or other
`material, which can be optically "pumped," such that eriergy can be stored in the excited states
`
`of the active atoms or molecules by an optical pump source. Amplification of input optical
`
`radiation or stimulated emission for lasing then occurs when the same optical energy stored in
`-1-
`
`Page 145 of 1053
`
`

`

`Case 6:20-cv-00636-ADA Document 73 Filed 03/10/21 Page 13 of 175
`
`WO 2004/021532
`
`PCT/US2003/024809
`
`the excited states is coupled to the incident optical beam.
`
`[0004)
`
`Figure lA ·shows ~ example· of a side-pumped laser 100. Laser material 101 is
`
`positioned in a laser cavity defined by mirrors l 02 and 103 and is pumped by diode array 104.
`Diode array 104 incluaes a series of laser diodes 105-1 through 105-N positioned to illuminate.
`all or most of laser material 101. There are a variety of choices for laser diodes and laser diode
`arrays available to pump Nd or Yb doped Y AG, for example. In most applications, Nd:YAG is
`pumped at about 808 nm and Yb: Y AG is pumped at about ~40 nm. Choices for dkide array 104
`. include 10-40W arrays, 40~50W single bars, and 240-600W stacked bars, for example. Arrays
`can· also be formed from readily available 1-2W single laser diodes.
`
`Figure lB illustrates the optical density in a cross section of laser material iot in
`[0005)
`side-pumped laser 100 of Figure lA. As is shown in Figure 1B, the optical density is greatest
`in the center oflaser material 101 where the.laser beam is located. However, much of the pump
`energy is dissipated in areas oflaser material I 01 that a

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