`
`1
`
`CELLULAR COMMUNICATIONS
`EQUIPMENT LLC
`
`VS.
`
`CIVIL DOCKET NO.
`6:14-CV-982-KNM
`TYLER, TEXAS
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`TYLER DIVISION
`)(
`)(
`)(
`)(
`)(
`DECEMBER 17, 2015
`)(
`9:00 A.M.
`)(
`CLAIM CONSTRUCTION HEARING
`BEFORE THE HONORABLE JUDGE K. NICOLE MITCHELL
`UNITED STATES MAGISTRATE JUDGE
`
`LG ELECTRONICS, INC., ET AL.
`
`APPEARANCES:
`FOR THE PLAINTIFFS: (See Attorney Attendance Sheet docketed in
`minutes of this hearing.)
`
`FOR THE DEFENDANTS: (See Attorney Attendance Sheet docketed in
`minutes of this hearing.)
`
`COURT REPORTER:
`
`Shelly Holmes, CSR-TCRR
`Official Reporter
`United States District Court
`Eastern District of Texas
`Marshall Division
`100 E. Houston Street
`Marshall, Texas 75670
`(903) 923-7464
`
`(Proceedings recorded by mechanical stenography, transcript
`produced on a CAT system.)
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 2 of 119 PageID #: 2557
`
`2
`
`I N D E X
`
`December 17, 2015
`
`Appearances
`Hearing
`Court Reporter's Certificate
`
`Page
`1
`3
`119
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 3 of 119 PageID #: 2558
`
`3
`
`COURT SECURITY OFFICER: All rise.
`THE COURT: Good morning. Please be seated.
`Ms. Hardwick, you'll call the case.
`COURTROOM DEPUTY: Yes, Your Honor.
`The Court calls Civil Action 6:14-cv-982, Cellular
`Communications Equipment, LLC versus LG Electronics, Inc., et
`al.
`
`THE COURT: Announcements?
`MR. HILL: Good morning, Your Honor. Wesley Hill, Ed
`Nelson, Brent Bumgardner, Ryan Griffin on behalf of the
`Plaintiff, CCE, and we're ready for our claim construction,
`Your Honor.
`THE COURT: Good morning.
`MR. RADER: Your Honor, my name is Mike Rader from
`Wolf Greenfield in Boston on behalf of Sony Mobile. My
`colleague, Chelsea Loughran, is also going to argue today. And
`I'll allow the other lawyers to introduce themselves.
`MR. KENNERLY: Your Honor, Chris Kennerly for AT&T
`Mobility from Paul Hastings. I have Jonas Herrell, Ryan Fabre,
`and our local counsel, Dallas Tharpe.
`THE COURT: Good morning.
`MR. SIDDIQUI: Your Honor, Saqib Siddiqui from Mayer
`Brown representing the LG Defendants. I have with me Kfir Levy
`from -- also from Mayer Brown.
`MR. NOTEWARE: Good morning, Your Honor. Daniel
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 4 of 119 PageID #: 2559
`
`4
`
`Noteware, and I'm here with LGE and Verizon. And with me from
`Verizon is Sarah Kalemeris.
`MS. SMITH: Good morning, Your Honor. Melissa Smith
`on behalf of T-Mobile. I'm joined by Mr. Zach Elsea, and we're
`ready to proceed, Your Honor.
`THE COURT: Good morning.
`MR. WEBER: Bob Weber and Carrie Baker for the Sprint
`and Boost Mobile Defendants, and we're ready this morning.
`THE COURT: Is that everybody? Okay. Well, good
`morning, everyone.
`Let's get to our Markman hearing. I typically allow
`the parties to go term-by-term. Plaintiff will choose the
`first term, Defendant will choose the next term, and we'll just
`go like that until we get through them all, unless you all have
`met and conferred and come up with a different path, which I'm
`all -- I'm all ears for.
`MR. NELSON: We have, Your Honor. I think the way
`we'll do it is we're going to start with the '966 patent.
`We're going to go through the claim construction issues and
`then the indefiniteness issue. Then we'll go to the '060
`patent, which I'll just always call the '060, and we'll do the
`claim construction issues, then the summary judgment issue.
`And then the '556, same way.
`And then what we've agreed is that -- I think there's
`either three or four terms, maybe there's just two on one of
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 5 of 119 PageID #: 2560
`
`5
`
`them -- in terms of the claim construction issues. The
`Plaintiff, CCE, will go first on each one, turn it over for the
`response, and then when we get to the summary judgment issue,
`Defense counsel will go first, and we'll respond.
`THE COURT: Okay. Perfect. All I'll ask is if you
`all would just make sure that you make your way to the podium
`before you start speaking. We've got a full room, and I want
`to make sure that we get you on the mic, so let's proceed.
`MR. NELSON: Oh, Your Honor, if I may, I'm going to
`point out one issue. We've tried three different laptops over
`here, and it will not allow us to go to a higher resolution to
`make this quite small enough to fit the screen. You've got the
`binder, but it should -- it's about 90, 95 percent on there.
`THE COURT: No problem.
`MR. GRIFFIN: Ready?
`THE COURT: I am.
`MR. GRIFFIN: As Mr. Nelson mentioned, the first
`patent we'll be discussing today is U.S. Patent No. 8,385,966,
`and we refer to this as the uplink power control patent. And
`this patent deals primarily with how do you set the power for
`transmissions on uplink shared communication channels and
`uplink control channels.
`So the first grouping of disputed terms that we're
`going to discuss are these wherein clauses. These wherein
`clauses are in each of the independent claims where the second
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 6 of 119 PageID #: 2561
`
`6
`
`power control adjustment state f(i) is initialized, and then
`there are Dependent Claims 3 and 12 where the first power
`control adjustment state g(i) is initialized.
`So I've shown Claim 1 up here, and you see from the
`first step that it says a processor -- using a processor to
`initialize for i=0, a first power control adjustment state and
`a second power control adjustment state f(i). The disputed
`terms relate to how this initialization is done.
`So to get a handle on what these terms mean, it's
`helpful to take a step back and look at what the problem was
`that the inventors were trying to solve. So at the time of
`this invention, the LP technical body that was responsible for
`establishing the LTE standards had agreed upon the formulas
`that would be used for uplink power, and those are cited
`verbatim in the specification. And that's what's shown here.
`Well, the inventors perceived a problem with how these
`formulas were initialized, so for the first subframe, that i=0,
`how should these things be set? And I've underlined these --
`the parameters f(i) and P0_PUSCH. Those are what are referred to
`as UE specific parameters. And the inventors said, hey, you
`know, we've got a problem here because when you're initializing
`your uplink power, you -- the terminal doesn't necessarily know
`what these parameters are.
`The way that the prior art technical standard dealt
`with this was they simply said you set f(0). Your power
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 7 of 119 PageID #: 2562
`
`7
`
`control adjustment state is zero.
`Well, the inventor said that's not a very smart way to
`do this because we've just gone through this random access
`procedure where we've -- where we've gleaned some information
`about how we need to adjust our power to get -- to make sure
`that our -- our transmissions get to the base station.
`In particular, during the preamble process, there's a
`parameter called the rampup power, and that's the amount of
`power by which you have to increase your power so that your
`message gets to the base station.
`And another parameter is this delta PPC that you see,
`and that is a parameter that comes back in the random access
`response from the base station to the user terminal. So the
`inventor said, hey, we've got this information, let's be
`smarter about how we're initializing this.
`What they did is they say let's initialize our user
`specific parameters P0_UE_PUSCH and f(0) so that it accounts for
`this information that we've derived from the preamble process.
`So that's these equations 4a and 4b.
`So let's take a look at what the specification says
`about these -- this relationship. If you turn to Column 7 of
`the specification, it says: These equations say that the sum
`of the UE specific power control constants, P0_UE_PUSCH or P0_UE_PUCCH
`and the power control initial states f(0) or g(0) are equal to
`the open loop power control error taken -- taking into account
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 8 of 119 PageID #: 2563
`
`8
`
`the preamble power rampup.
`So what he's saying is -- or what the inventors are
`saying is when you set f(0) and P0_UE_PUSCH, what you need to do
`is set these so that they account for the total open loop
`control error, so that they account for delta PPC, plus
`delta Prampup.
`So if you go further down in Column 7, the first
`sentence of the second paragraph says, okay. Well, here's how
`you could do this. If P0_UE_PUSCH is equal to zero, then you're
`just going to set f(0) and delta PC plus delta Prampup.
`And that makes perfect sense because the point of the
`invention is to account for this open loop error when you're
`setting your user specific -- or your UE specific parameters.
`So if P not UE_PUSCH is zero, the patent expressly says that
`equations 4a and 4b are read as f(0) equals delta PC plus
`delta Prampup.
`If you go a little bit further down, it says, okay.
`In another example, you know, you can -- you can account for as
`much of delta PPC and delta Prampup as you can with P0_UE_PUSCH, but
`the inventors point out these parameters have a limited range.
`So what they're saying here is P0_UE_PUSCH probably isn't going to
`be big enough to cover all of delta PPC plus delta Prampup.
`So it goes on to say anything that's not covered
`P not UE_PUSCH should be compensated by setting f(0) to the
`remainder. So the inventors, again, are just saying, look, you
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 9 of 119 PageID #: 2564
`
`9
`
`need to set f(0) so that it accounts for any portion of delta
`PPC plus delta Prampup that isn't covered by P0_UE_PUSCH.
`And then finally the last sentence of the second
`paragraph in Column 7 says: These two examples are not
`limiting examples, and the aspect of the invention is not
`limited to just these two.
`So the inventors are confirming, look, math and
`computer science are flexible. You can resolve this
`relationship in many different ways. What's important is that
`f(0) is set so that it accounts for any portion of delta PPC
`plus delta Prampup that's not covered by P0_UE_PUSCH.
`All right. So turning back to the parties' proposed
`constructions, CCE doesn't believe this term needs to be
`construed, but we have offered an alternative construction.
`And the parties' principal dispute is really whether this --
`these wherein clauses require the performance of a specific
`algorithm, and that's what the Defendants' proposed
`construction requires.
`CCE's position is that the claims are broad enough to
`cover initiating f(0) using any algorithm or any set of
`instructions so long as it's set so that P0_UE_PUSCH plus f(0)
`covers for the entire open loop control area -- that is,
`delta PPC and delta Prampup.
`So if you look at the disputed claim language in
`context, there's really nothing magical about this language.
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 10 of 119 PageID #: 2565
`
`10
`
`All the terms in the disputed phrase are pretty clear.
`Initialize has a plain meaning. It's to set a starting value.
`And although the disputed language uses the term "power control
`adjustment state" and has these parameters, you'll see that
`Claim 1 actually defines what each of those parameters are.
`So our position is that you really don't need to go
`any further than that because the claims mean what they mean,
`and they define these parameters.
`If the Court is inclined to construe this wherein
`clause, it should -- it should adopt CCE's proposed
`construction because it is consistent with the specification
`and the preferred embodiments.
`Now, I discussed this earlier, but at Column 7, the
`inventors describe a specific embodiment where P0_UE_PUSCH is set
`to zero. They say in that case, f(0) is initialized as
`delta PPC plus delta Prampup. And we know from the Federal
`Circuit that constructions that exclude preferred embodiments
`are rarely, if ever, correct. Defendants' proposed
`construction excludes this very preferred embodiment. So
`that's why we know it's not correct.
`Plaintiff's construction does account for the
`situation where f(0) is initialized as delta PPC plus
`delta Prampup.
`So I'm not the only one who's saying that f(0), the
`claims are broad enough to encompass the situation where f(0)
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 11 of 119 PageID #: 2566
`
`11
`
`is initialized as delta PPC plus delta Prampup. If you look at
`the declaration of Dr. Akl, who is LG/Kyocera's expert in
`their -- in their IPR proceedings, he says at Paragraph 45:
`The claims of the '966 patent are broad enough to cover the
`case where f(0) is initialized as delta PPC plus delta Prampup.
`And that's exactly what LG and Kyocera say in their IPR
`petition.
`
`And CCE's own expert has testified that the claims are
`broad enough to cover the situation where f(0) is initialized
`as delta PPC plus delta Prampup.
`Now, finally, we know that Defendants' proposed
`construction can't be correct because it renders the claims
`facially nonsensical. So one of the issues with Defendants'
`construction is that it requires calculating f(0) by
`calculating a sum of f(0) and P0_UE_PUSCH.
`So what they're saying is you need to initialize f(0)
`using the value f(0). The fact of the matter is when you're
`initializing f(0), you don't have that value yet, so you can't
`solve for it. That's like saying you need to solve for X by
`solving X plus three. You can't do that because X minus X
`equals zero, and we know that zero is not equal to three.
`And then finally, their construction requires
`initializing f(0) by equating two calculated sums. Well, that
`doesn't make much sense because we know this power control
`adjustment state is a value that's used to adjust an uplink
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 12 of 119 PageID #: 2567
`
`12
`
`power up or down. Well, equating two calculated sums doesn't
`result in any usable values, just that they're either equal or
`they're not, and I'm not sure how you could use that to set a
`power control adjustment state.
`Unless the Court has any questions, I'll turn the
`podium over to the Defendants.
`THE COURT: Let me hear a response.
`MR. RADER: Thank you, Your Honor.
`This is a little bit of an unusual claim limitation.
`It's an equation. It's not that common that you open up the
`claims of the patent, and you see that one of the limitations
`in and of itself is an equation. But that's what we have here.
`The -- the crux of the dispute, as we've seen it
`evolve through the briefing and in Plaintiff's argument is
`whether the limitation, the equation that's set forth in these
`claims is broad enough in its literal meaning, because that's
`what we're here today to talk about -- we're here to talk about
`in claim construction the literal scope, not -- not the
`equivalence -- whether the literal scope of that limitation is
`broad enough to cover equations that are different from the
`equation that the claims set forth.
`In the language that the Plaintiff used in its
`briefing, for example, they describe -- they argue that the
`equation limitation is broad enough to cover equivalent -- they
`use that word "equivalent" equations, equivalent algorithms, or
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 13 of 119 PageID #: 2568
`
`13
`
`algorithms that are different in various ways. It may be
`different in a small way or a large way. So, for example --
`and I'm going to talk about Column 7 in a minute -- but Column
`7 of the patent, the Plaintiff argues, describes a slightly
`different equation in which there's a pre-check to determine if
`one of the terms happens to be zero. And if that's the case,
`you take that term out of the equation.
`So now the equation involves a total of three terms
`instead of a total of four. So that's an equation that's a
`little bit different than the equation that's in the claim.
`But the equation could also be a lot different under the
`Plaintiff's construction as long as -- I guess the pointer
`doesn't work on the television -- but as long as -- I've
`highlighted the words -- the value of f(0) is set such that, or
`in the language they use in their brief, conforms to the
`condition of this equation.
`So you could use a totally different equation, not
`just a little bit different, a vastly different equation to
`determine f(0) or no equation at all. You could just set up
`zero equal to zero which is what the prior art did. And if the
`other terms happen to balance out in such a way that the
`relationship of the equation is satisfied, that, the Plaintiff
`says, ought to be covered by -- by the claim. It's, in the
`Plaintiff's words, an equivalent.
`So if we -- if we could flip for just a second to
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 14 of 119 PageID #: 2569
`
`14
`
`Slide 7, you know, so, for example, on Slide 7 in the -- in the
`first highlighted portion, it -- the Plaintiff argues that
`initializing f(0) within the meaning of this claim term can be
`achieved through a different algorithm, not the one that's set
`forth in the claim.
`And similarly -- actually, if you could flip to
`Exhibit 31, Page 22, which is the Plaintiff's opening brief,
`and bring up the last sentence there in the first part. Yeah.
`So in the opening brief, the Plaintiffs said:
`Moreover, even if the claims did require a calculation,
`Defendants' proposal rigidly interprets the claimed equation to
`dictate how they are solved. They go on to say in the last
`phrase that the -- that the claims permits different but
`mathematically equivalent solutions.
`Your Honor, that's the crux of the dispute. We are
`here today to talk about claim construction, and claim
`construction determines the literal meaning of claim terms, not
`what equivalents may or may not be encompassed within the claim
`term under Doctrine of Equivalents. That's a totally different
`question for another day.
`In this particular case, there won't be any
`entitlement to equivalents because this limitation was amended
`during prosecution. But the question of what could be
`encompassed within the scope of the Doctrine of Equivalents is
`a different question. We're here today to talk about the
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 15 of 119 PageID #: 2570
`
`15
`
`literal claim scope.
`And if you could flip to Slide 3.
`Your Honor, this slide shows what happened during
`prosecution of the patent. The equation didn't pop in there by
`accident. The original claim, which you can see by ignoring
`the underlined portion, which is what's being added in the
`amendment, but -- but crediting the struck-out portion is
`initialized with because that was in the claim before, the
`claim as originally drafted simply said that the -- it said
`initialized with the second power control adjustment state
`f(0). Full stop. It didn't say anything about how you
`could -- how you had to determine what f(0) was. It just said
`you had to use f(0) to initialize that -- that initial power.
`So you could determine f(0) any way you wanted. And
`then to distinguish the prior art, they added this lengthy
`limitation, the wherein clause, where they said this -- this is
`how we're getting around the prior art, we're adding this
`equation. And they said now there is a way that -- we are
`going to require a particular way to initialize f(0), and here
`it is.
`
`So rather than not requiring any specific method of
`initializing f(0), which is what the claim originally said and
`the prior art read on that, now they're telling you, okay, to
`get around the prior art, we're going to initialize it in a
`particular way, and this is the way we're going to use this
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 16 of 119 PageID #: 2571
`
`16
`
`equation.
`
`They did not say there's lots of ways that the claim
`drafter could have written this. The claim drafter could have
`said wherein f(0) is initialized by using the following
`variables. That would have left it open to use those variables
`any way you wanted.
`They could have said it's initialized in such a way
`that the following relationship is satisfied no matter how you
`picked f(0), which is -- which is the construction essentially
`the Plaintiff is offering, and they didn't say that either.
`You know, patent prosecution is an ex parte process,
`so the Defendants don't participate, the public doesn't
`participate, the patentee has complete and exclusive and sole
`control over how the claims get drafted. And so when the
`claims are drafted in a particular way, in this case, adding
`the equation, as the way of initializing f(0), they need to
`be -- the claim language needs to be credited the way it was
`written and not obviously rewritten by the Court.
`So the question, then, becomes, well, what does this
`exclude? Obviously, it must exclude something because it was
`added to get over the prior art.
`Well, if we could go to Slide 8.
`Professor Singer in his declaration offered a bunch of
`examples of different ways that you could set f(0) using the
`quote, unquote, different algorithms. These are, you know, a
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 17 of 119 PageID #: 2572
`
`17
`
`set of five different -- Nos. 2 through 6 are different
`algorithms, different equations that are different from the
`ones in the claim -- that you could use to set f(0). You know,
`for example, in Scenario 2, there's no delta Prampup, meaning the
`very first time you sent your preamble to the base station,
`everything worked out, and you didn't have to ramp up your
`power. And so if you assume that's not present, you can use
`this other equation.
`And similarly, all the way down to the simplest case
`of simply setting f(0) equal -- equal to zero.
`Now, in reply, the Plaintiff didn't address this at
`all. They concede that under their construction every one of
`these methods of setting f -- f(0) is covered by the claim
`under their construction, every one of them.
`And, in fact, this is the crux, under their
`construction, every conceivable method of setting f(0) that a
`mathematician or a scientist could possibly develop would be
`covered. Why? Because in every scenario, no matter how you
`choose f(0) or what its value is, there are going to be
`conditions, as Professor Singer explains, in which that
`relationship happens to be satisfied because the other terms
`balance everything out.
`That construction cannot be right under Mangosoft,
`under BenQ, under a litany of black letter cases from the
`Federal Circuit, because it not only fails to exclude the
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 18 of 119 PageID #: 2573
`
`18
`
`particular prior art the examiner was applying, it fails to
`exclude anything. It -- it offers no limitation to the claim
`whatsoever under the Plaintiff's proposed construction.
`All right. Now, if I could have Slide 10.
`So this -- this is the Column 7 issue, Your Honor.
`And actually -- actually if I could just flip to
`Column -- to Slide 17 for one second.
`Your Honor, so this is -- this is the language at the
`top in Column 7 that -- that counsel referred to describing a
`case where you do a pre-check of this one variable, and if it's
`zero, you say, okay, it's zero, so forget about that one.
`We'll just do the equation f(0) equals the other two terms and
`forget about the other one because it happened to be zero in
`this case.
`Now, if you interpret that as a different equation, it
`may not be. This is a little ambiguous. It may simply be
`saying that you use the full equation, but mathematically when
`you plug zero in to the P0_EU_PUSCH term, this is what you get.
`But if you regard this as a separate equation, this is an
`absolutely critical point. The Plaintiff has argued that the
`claim ought to be construed to cover this as a, quote, unquote,
`preferred embod -- as an embodiment or even a preferred
`embodiment. And there is a doctrine that says claims, all
`things being equal, ought to cover embodiments, let alone
`preferred embodiments.
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 19 of 119 PageID #: 2574
`
`19
`
`But the question is, how is the claim written? So if
`there's a claim term that's pretty broad and the Defendant, as
`Defendants sometimes do, says, well, that term ought to be
`construed narrowly and it's going to exclude a bunch of
`embodiments that prima facie would have been included, that's a
`problem. If the claim is written narrowly to cover one
`embodiment, it doesn't cover the others. And that's --
`Next slide, Slide 11.
`That's the Schoenhaus case which actually popped up on
`one of the Plaintiff's slides for a different proposition. So
`in the Schoenhaus case, there were -- the specification of the
`patent disclosed two embodiments or two classes of embodiments,
`one in which the -- the footwear insert was rigid, and the
`other in which it was semi-rigid. Plaintiff said you have to
`construe that claim to cover both. I mean, after all, the
`specification discloses semi-rigid. How could it not be
`covered by the claim? But it didn't.
`And the reason it didn't is that the drafter wrote the
`claim to use the word "rigid." So it disclosed A and B. They
`wrote the claim to cover A. It didn't cover B because of the
`way they wrote the claim. The limited literal meaning of the
`claim term is not necessarily determined by its construction.
`It's often determined by the term.
`So in this case, there were an infinite number of
`equations they could have written or different ways they could
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 20 of 119 PageID #: 2575
`
`20
`
`have written the limitation. And, in fact, they could, for
`example, have written this other equation in there, or they
`could have written it in such a way that it would cover both of
`these equations, or they could have written it in such a way
`that it would cover any equation, but they didn't. They wrote
`one equation into the claim, and that's the equation that has
`to be used to infringe that claim, and that -- that's all the
`Defendants are asking for. It is true. It's a very literal
`interpretation of the claim because it has to be, just like
`rigid was interpreted in Schoenhaus to be limited to rigid and
`not to cover semi-rigid.
`Your Honor, I think I'm going to rest there, unless
`you have questions for me.
`THE COURT: Okay. Let me get a response.
`MR. GRIFFIN: One of the points I'd like to address is
`this argument that the Plaintiffs concede that f(0) could be
`initialized using any algorithm. We don't concede that, and we
`certainly don't agree, for example, that f(0) could simply be
`set by setting it to zero.
`Our position is that what these equations, 4a and 4b,
`mean in the context of the claims is that when you're
`initializing f(i) for zero, what you're doing is you're
`performing some algorithm or set of instructions to set f(0) so
`that it acc -- that it accounts for any portion of delta PPC
`plus delta Prampup that isn't covered by PO_UE_PUSCH. So how --
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 21 of 119 PageID #: 2576
`
`21
`
`how -- whatever instructions or algorithm is performed to do
`this initialization, it's got to account for this relationship
`because the point of the invention was, look, when we're
`initializing uplink power, we need to set these UE specific
`parameters in -- in a way that accounts for our open loop
`control error. And what the inventors said was in many
`situations, you're not going to have PO_UE_PUSCH. So in that
`case, it makes perfect sense that you would attribute all of
`delta PPC plus delta Prampup to f(0), that is initializing f(0),
`according to this equation.
`So --
`THE COURT: What do you think about the construction
`that is -- uses your alternative construction, but instead of
`is set such that we say it is calculated such that and set
`forth that algorithm, how would you respond to that? I can
`read it all to you, but --
`MR. GRIFFIN: Yeah. No, my only hesitancy there would
`be that, you know, to the extent there's an argument, that, you
`know, you have to perform a specific calculation where you're
`adding --
`
`THE COURT: This specific one that's in the claim?
`MR. GRIFFIN: Right, right. Because, again, if it's
`set to zero, then we know from the spec that you can just
`calculate f(0). You can in -- you initialize f(0) by delta PPC
`plus delta Prampup. And alternatively, if -- if there was some
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 22 of 119 PageID #: 2577
`
`22
`
`value that was attributed to P not UE_PUSCH, so P0_UE_PUSCH was set
`to some value, then the actual way that you would -- you might
`calculate f(0) is say, okay, f(0) equals delta PPC plus delta
`Prampup minus P not EU_PUSCH. That would maintain the claimed
`relationship, and that would do exactly what the inventors
`said -- said this equation was intended to do, which is tell
`you how you need to attribute the open loop control error delta
`PPC plus delta P not UE_PUSCH. You divide it amongst these two
`variables. It could be all on one of P not UE_PUSCH, or all of --
`on f(0), or it could be attributed between both. And that's
`all this equation is saying is that the open loop power error
`is divided between these two values.
`Any other questions?
`THE COURT: No.
`MR. GRIFFIN: All right. Thank you.
`THE COURT: Final word?
`MR. RADER: May I just respond to your question about
`the alternative construction?
`THE COURT: Yes.
`MR. RADER: You know, Your Honor, we're not wedded to
`every word in our proposal. I think the -- the essential
`aspect is, one, there is a calculation, and, two, it needs to
`involve all of the terms that are included in the equation.
`So, for example, the simplest thing, we all know you
`can -- P0_UE_PUSCH is on one side of the equal sign. You subtract
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Case 6:14-cv-00982-KNM Document 190 Filed 02/16/16 Page 23 of 119 PageID #: 2578
`
`23
`
`it from both sides. It ends up on the other side. I mean,
`there's no objection to having -- I mean, there's no objection
`to having the construction cover that because that is literally
`-- mathematically literally the same thing as the -- as the
`equation that's set forth.
`And, you know, we tried to be very literal in -- in
`the construction that we proposed because of the importance of
`being faithful to the equation, but there's no reason, if
`there's an objection that there's something nonsensical about
`taking the terms on the left side and equating them to the
`terms on the right side, moving P0-UE_PUSCH over, you know,
`resolves that problem. As long as the calculation includes all
`of the terms that are set forth in the equation, we -- we'd
`certainly be satisfied.
`THE COURT: All right. Let's go on to the next term.
`MR. GRIFFIN: All right. The next term we're going to
`discuss is this parameter delta PPC. We talked about it a
`little bit this morning indirectly.
`The dispute really is whether this term needs to be
`given a definition other than what is expressly provided in the
`language of the claim itself. So you'll see in each of the
`claims -- independent claims, delta PPC is defined as a power
`control command indicated in a second message that is received
`in response to the first message. This, to us, seems like a
`pretty clear definition. And if ever there was lexicography, I
`
`1 2 3 4 5 6 7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19