Case 6:14-cv-00982-KNM Document 147-5 Filed 11/09/15 Page 1 of 14 PageID #: 1319
`Case 6:14-cv-00982-KNM Document 147-5 Filed 11/09/15 Page 1 of 14 PagelD#: 1319
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`EXHIBIT 5
`EXHIBIT 5
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`Case 6:14-cv-00982-KNM Document 147-5 Filed 11/09/15 Page 2 of 14 PageID #: 1320
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`3GPP TS 36.300 V8.4.0 (2008-03)
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`Technical Specification
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`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`Evolved Universal Terrestrial Radio Access (E-UTRA)
`and Evolved Universal Terrestrial Radio Access Network
`(E-UTRAN);
`Overall description;
`Stage 2
`(Release 8)
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`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
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`The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
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`This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
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`Case 6:14-cv-00982-KNM Document 147-5 Filed 11/09/15 Page 3 of 14 PageID #: 1321
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`Release 8
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`2
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`3GPP TS 36.300 V8.4.0 (2008-03)
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`Keywords
`UMTS, stage 2, radio, architecture
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`3GPP
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`Postal address
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`3GPP support office address
`650 Route des Lucioles - Sophia Antipolis
`Valbonne - FRANCE
`Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
`
`Internet
`http://www.3gpp.org
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`Copyright Notification
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`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
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`© 2008, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
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`3GPP
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`Case 6:14-cv-00982-KNM Document 147-5 Filed 11/09/15 Page 4 of 14 PageID #: 1322
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`Release 8
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`3
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`3GPP TS 36.300 V8.4.0 (2008-03)
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`Contents
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`Foreword........................................................................................................................................................... 10
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`1
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`2
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`3
`3.1
`3.2
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`Scope ...................................................................................................................................................... 11
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`References .............................................................................................................................................. 11
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`Definitions, symbols and abbreviations ................................................................................................. 12
`Definitions ....................................................................................................................................................... 12
`Abbreviations ................................................................................................................................................... 12
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`4
`4.1
`4.2
`4.2.1
`4.2.2
`4.3
`4.3.1
`4.3.2
`4.4
`4.5
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`Overall architecture ................................................................................................................................ 14
`Functional Split ................................................................................................................................................ 15
`Interfaces ......................................................................................................................................................... 17
`S1 Interface ................................................................................................................................................ 17
`X2 Interface ................................................................................................................................................ 17
`Radio Protocol architecture ............................................................................................................................. 17
`User plane .................................................................................................................................................. 17
`Control plane .............................................................................................................................................. 18
`Synchronization ............................................................................................................................................... 19
`IP fragmentation .............................................................................................................................................. 19
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`5
`5.1
`5.1.1
`5.1.2
`5.1.3
`5.1.4
`5.1.5
`5.1.6
`5.1.7
`5.1.7.1
`5.1.7.2
`5.1.7.3
`5.1.8
`5.2
`5.2.1
`5.2.2
`5.2.3
`5.2.4
`5.2.5
`5.2.6
`5.2.7
`5.2.7.1
`5.2.7.2
`5.2.7.3
`5.3
`5.3.1
`5.4
`5.4.1
`5.4.2
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`Physical Layer for E-UTRA ................................................................................................................... 19
`Downlink Transmission Scheme ..................................................................................................................... 21
`Basic transmission scheme based on OFDM ............................................................................................. 21
` Physical-layer processing .......................................................................................................................... 21
`Physical downlink control channel............................................................................................................. 21
`Downlink Reference signal ........................................................................................................................ 22
`Downlink multi-antenna transmission ........................................................................................................ 22
`MBSFN transmission ................................................................................................................................. 22
`Physical layer procedure ............................................................................................................................ 22
`Link adaptation ..................................................................................................................................... 22
`Power Control ....................................................................................................................................... 23
`Cell search ............................................................................................................................................ 23
`Physical layer measurements definition ..................................................................................................... 23
`Uplink Transmission Scheme .......................................................................................................................... 23
`Basic transmission scheme ......................................................................................................................... 23
` Physical-layer processing .......................................................................................................................... 24
`Physical uplink control channel ................................................................................................................. 24
`Uplink Reference signal ............................................................................................................................. 24
`Random access preamble ........................................................................................................................... 25
`Uplink multi-antenna transmission ............................................................................................................ 25
`Physical channel procedure ........................................................................................................................ 25
`Link adaptation ..................................................................................................................................... 25
`Uplink Power control............................................................................................................................ 25
`Uplink timing control ........................................................................................................................... 25
`Transport Channels .......................................................................................................................................... 25
`Mapping between transport channels and physical channels ..................................................................... 27
`E-UTRA physical layer model ......................................................................................................................... 27
`Void ............................................................................................................................................................ 27
`Void ............................................................................................................................................................ 27
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`6
`6.1
`6.1.1
`6.1.2
`6.1.2.1
`6.1.2.2
`6.1.3
`6.1.3.1
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`Layer 2 ................................................................................................................................................... 27
`MAC Sublayer ................................................................................................................................................. 28
`Services and Functions ............................................................................................................................... 29
`Logical Channels ........................................................................................................................................ 29
`Control Channels ............................................................................................................................ 29
`Traffic Channels ................................................................................................................................... 30
`Mapping between logical channels and transport channels ........................................................................ 30
`Mapping in Uplink ............................................................................................................................... 30
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`3GPP
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`Case 6:14-cv-00982-KNM Document 147-5 Filed 11/09/15 Page 5 of 14 PageID #: 1323
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`Release 8
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`4
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`3GPP TS 36.300 V8.4.0 (2008-03)
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`6.1.3.2
`6.2
`6.2.1
`6.2.2
`6.3
`6.3.1
`6.3.2
`6.4
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`Mapping in Downlink ........................................................................................................................... 30
`RLC Sublayer .................................................................................................................................................. 31
`Services and Functions ............................................................................................................................... 31
`PDU Structure ............................................................................................................................................ 31
`PDCP Sublayer ................................................................................................................................................ 32
`Services and Functions ............................................................................................................................... 32
`PDU Structure ............................................................................................................................................ 33
`Data flows through Layer 2 ............................................................................................................................. 33
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`7
`7.1
`7.2
`7.3
`7.4
`7.5
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`8
`8.1
`8.2
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`9
`9.1
`9.2
`9.3
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`RRC ........................................................................................................................................................ 33
`Services and Functions .................................................................................................................................... 33
`RRC protocol states & state transitions ........................................................................................................... 34
`Transport of NAS messages............................................................................................................................. 34
`System Information.......................................................................................................................................... 34
`RRC Procedures ............................................................................................................................................... 36
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`E-UTRAN identities ............................................................................................................................... 36
`E-UTRAN related UE identities ...................................................................................................................... 36
`Network entity related Identities ...................................................................................................................... 36
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`ARQ and HARQ .................................................................................................................................... 37
`HARQ principles ............................................................................................................................................. 37
`ARQ principles ................................................................................................................................................ 37
`HARQ/ARQ interactions ................................................................................................................................. 38
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`10 Mobility .................................................................................................................................................. 38
`10.1
`Intra E-UTRAN ............................................................................................................................................... 38
`10.1.1
`Mobility Management in ECM-IDLE ........................................................................................................ 38
`10.1.1.1
`Cell selection ........................................................................................................................................ 38
`10.1.1.2
`Cell reselection ..................................................................................................................................... 39
`10.1.1.3
`Handling in eNB ................................................................................................................................... 40
`10.1.1.4
`Handling above eNB ............................................................................................................................ 40
`10.1.1.5
`Mobility Management Entity (MME) .................................................................................................. 40
`10.1.2
`Mobility Management in ECM-CONNECTED ......................................................................................... 40
`10.1.2.1
`Handover .............................................................................................................................................. 40
`10.1.2.1.1
`C-plane handling ............................................................................................................................. 41
`10.1.2.1.2
`U-plane handling ............................................................................................................................. 43
`10.1.2.2
`Path Switch ........................................................................................................................................... 44
`10.1.2.3
`Data forwarding .................................................................................................................................... 44
`10.1.2.3.1
`For RLC-AM bearers ...................................................................................................................... 44
`10.1.2.3.2
`For RLC-UM bearers ...................................................................................................................... 45
`10.1.2.4
`Handling in eNB ................................................................................................................................... 45
`10.1.2.5
`Handling above eNB ............................................................................................................................ 45
`10.1.2.6
`Mobility Management Entity (MME) .................................................................................................. 45
`10.1.2.7
`Timing Advance ................................................................................................................................... 45
`10.1.3
`Measurements ............................................................................................................................................ 46
`10.1.3.1
`Intra-frequency neighbour (cell) measurements ................................................................................... 47
`10.1.3.2
`Inter-frequency neighbour (cell) measurements ................................................................................... 47
`10.1.4
`Paging and C-plane establishment ............................................................................................................. 47
`10.1.5
`Random Access Procedure ......................................................................................................................... 48
`10.1.5.1
`Contention based random access procedure ......................................................................................... 48
`10.1.5.2
`Non-contention based random access procedure .................................................................................. 50
`10.1.5.3
`Interaction model between L1 and L2/3 for Random Access Procedure .............................................. 50
`10.1.6
`Radio Link Failure ..................................................................................................................................... 51
`10.1.7
`Radio Access Network Sharing .................................................................................................................. 52
`10.1.8
`Handling of Roaming and Area Restrictions for UEs in ECM-CONNECTED ......................................... 52
`10.2
`Inter RAT ......................................................................................................................................................... 53
`10.2.1
`Cell reselection ........................................................................................................................................... 53
`10.2.2
`Handover .................................................................................................................................................... 53
`10.2.2a
`Inter-RAT cell change order to GERAN with NACC ................................................................................ 54
`10.2.3
`Measurements ............................................................................................................................................ 54
`10.2.3.1
`Inter-RAT handovers from E-UTRAN ................................................................................................. 54
`10.2.3.2
`Inter-RAT handovers to E-UTRAN ..................................................................................................... 54
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`3GPP
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`Case 6:14-cv-00982-KNM Document 147-5 Filed 11/09/15 Page 6 of 14 PageID #: 1324
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`Release 8
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`5
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`3GPP TS 36.300 V8.4.0 (2008-03)
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`Inter-RAT cell reselection from E-UTRAN ......................................................................................... 55
`10.2.3.3
`Limiting measurement load at UE ........................................................................................................ 55
`10.2.3.4
`Network Aspects ........................................................................................................................................ 55
`10.2.4
`Mobility between E-UTRAN and Non-3GPP radio technologies ................................................................... 55
`10.3
`UE Capability Configuration ..................................................................................................................... 55
`10.3.1
`Mobility between E-UTRAN and cdma2000 network ............................................................................... 55
`10.3.2
`Tunnelling of cdma2000 Messages over E-UTRAN between UE and cdma2000 Access Nodes ........ 56
`10.3.2.1
`Mobility between E-UTRAN and HRPD ............................................................................................. 57
`10.3.2.2
`Mobility from E-UTRAN to HRPD ................................................................................................ 57
`10.3.2.2.1
`HRPD System Information Transmission in E-UTRAN ........................................................... 57
`10.3.2.2.1.1
`Measuring HRPD from E-UTRAN ........................................................................................... 57
`10.3.2.2.1.2
`Idle Mode Measurement Control ......................................................................................... 57
`10.3.2.2.1.2.1
`Active Mode Measurement Control..................................................................................... 58
`10.3.2.2.1.2.2
`Active Mode Measurement .................................................................................................. 58
`10.3.2.2.1.2.3
`Pre-registration to HRPD Procedure ......................................................................................... 58
`10.3.2.2.1.3
`E-UTRAN to HRPD Cell Re-selection ..................................................................................... 58
`10.3.2.2.1.4
`E-UTRAN to HRPD Handover ................................................................................................. 58
`10.3.2.2.1.5
`Mobility from HRPD to E-UTRAN ................................................................................................ 58
`10.3.2.2.2
`Mobility between E-UTRAN and cdma2000 1xRTT ........................................................................... 59
`10.3.2.3
`Mobility from E-UTRAN to cdma2000 1xRTT ............................................................................. 59
`10.3.2.3.1
`cdma2000 1xRTT System Information Transmission in E-UTRAN ........................................ 59
`10.3.2.3.1.1
`Measuring cdma2000 1xRTT from E-UTRAN ......................................................................... 59
`10.3.2.3.1.2
`Idle Mode Measurement Control............................................................................................... 59
`10.3.2.3.1.2.1
`Active Mode Measurement Control .......................................................................................... 59
`10.3.2.3.1.2.2
`Active Mode Measurement ....................................................................................................... 60
`10.3.2.3.1.2.3
`E-UTRAN to cdma2000 1xRTT Cell Re-selection ................................................................... 60
`10.3.2.3.1.3
`E-UTRAN to cdma2000 1xRTT Handover ............................................................................... 60
`10.3.2.3.1.4
`Mobility from cdma2000 1xRTT to E-UTRAN ............................................................................. 60
`10.3.2.3.2
`10.4
`Area Restrictions ............................................................................................................................................. 60
`10.5
`Mobility to and from CSG cells ....................................................................................................................... 60
`10.5.1
`Inbound mobility to CSG cells ................................................................................................................... 60
`10.5.1.1
`RRC_IDLE ........................................................................................................................................... 60
`10.5.1.2
`RRC_CONNECTED ............................................................................................................................ 60
`10.5.2
`Outbound mobility from CSG cells ............................................................................................................ 61
`10.5.2.1
`RRC_IDLE ........................................................................................................................................... 61
`10.5.2.2
`RRC_CONNECTED ............................................................................................................................ 61
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`11
`11.1
`11.1.1
`11.1.2
`11.2
`11.3
`11.4
`11.4.1
`11.4.2
`11.5
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`Scheduling and Rate Control .................................................................................................................. 61
`Basic Scheduler Operation ............................................................................................................................... 61
`Downlink Scheduling ................................................................................................................................. 61
`Uplink Scheduling ...................................................................................................................................... 62
`Void ................................................................................................................................................................. 62
`Measurements to Support Scheduler Operation ............................................................................................... 62
`Rate Control of GBR and AMBR .................................................................................................................... 62
`Downlink .................................................................................................................................................... 62
`Uplink......................................................................................................................................................... 63
`CQI reporting for Scheduling .......................................................................................................................... 63
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`12 DRX in RRC_CONNECTED ................................................................................................................ 63
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`13 QoS ......................................................................................................................................................... 65
`13.1
`QoS concept and bearer service architecture ................................................................................................... 65
`13.2
`Resource establishment and QoS signalling .................................................................................................... 66
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`14
`14.1
`14.2
`14.3
`14.3.1
`14.3.2
`14.3.3
`14.4
`14.5
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`Security .................................................................................................................................................. 66
`Overview and Principles .................................................................................................................................. 66
`Security termination points .............................................................................................................................. 67
`State Transitions and Mobility ......................................................................................................................... 68
`RRC_IDLE to RRC_CONNECTED .......................................................................................................... 68
`RRC_CONNECTED to RRC_IDLE .......................................................................................................... 68
`Intra E-UTRAN Mobility ........................................................................................................................... 68
`AS Key Change in RRC_CONNECTED ........................................................................................................ 69
`Security Interworking ...................................................................................................................................... 69
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`3GPP
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`Case 6:14-cv-00982-KNM Document 147-5 Filed 11/09/15 Page 7 of 14 PageID #: 1325
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`Release 8
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`6
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`3GPP TS 36.300 V8.4.0 (2008-03)
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`15 MBMS .................................................................................................................................................... 69
`15.1
`General ............................................................................................................................................................. 70
`15.1.1
`E-MBMS Logical Architecture .................................................................................................................. 70
`15.1.2
`E-MBMS User Plane Protocol Architecture .............................................................................................. 71
`15.2
`MBMS Cells .................................................................................................................................................... 72
`15.2.1
`MBMS-dedicated cell ................................................................................................................................ 72
`15.2.2
`MBMS/Unicast-mixed cell ........................................................................................................................ 72
`15.3
`MBMS Transmission ....................................................................................................................................... 73
`15.3.1
`General ....................................................................................................................................................... 73
`15.3.2
`Single-cell transmission ............................................................................................................................. 73
`15.3.3
`Multi-cell transmission ............................................................................................................................... 73
`15.3.4
`MBMS Reception States ............................................................................................................................ 74
`15.3.5
`MCCH Structure ........................................................................................................................................ 74
`15.4
`Service Continuity ........................................................................................................................................... 75
`15.5
`Network sharing ............................................................................................................................................... 75
`15.6
`Network Functions for Support of Multiplexing ............................................................................................. 75
`15.7
`Procedures........................................................................................................................................................ 76
`15.7.1
`Procedures for Broadcast mode .................................................................................................................. 76
`15.7.1.1
`Session Start procedure ........................................................................................................................ 76
`15.7.1.2
`Session Stop procedure ......................................................................................................................... 77
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`16 Radio Resource Management aspects .................................................................................................... 77
`16.1
`RRM functions ................................................................................................................................................. 77
`16.1.1
`Radio Be