`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 1of10PagelD#: 1512
`
`
`
`
`
`EXHIBIT 17
`EXHIBIT 17
`
`
`
`
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 2 of 10 PageID #: 1513
`
`UNITED STAlES P A lENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.o. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`22882
`7590
`08/06/2014
`MARTIN & FERRARO, LLP
`1557 LAKE O'PINES STREET, NE
`HARTVILLE, OH 44632
`
`EXAMINER
`
`ABELSON, RONALD B
`
`ART UNIT
`
`PAPER NUMBER
`
`2476
`
`DATE MAILED: 08/06/2014
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/164,266
`
`06120/2011
`
`Chun1i WU
`
`194,0033-00000
`
`1517
`
`TITLE OF INVENTION: CARRIER AGGREGATION WITH POWER HEADROOM REPORT
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisiona1
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`11106/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.c. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I, Review the ENTITY STATUS shown above, If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies,
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above,
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)",
`For purposes of this notice, small entity fees are 112 the amount of undiscounted fees, and micro entity fees are 112 the amount of small entity
`fees,
`
`II, PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required), If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted, If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B,
`
`III, All communications regarding this application must give the application number, Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary,
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev, 02/11)
`
`Page 1 of3
`
`
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 3 of 10 PageID #: 1514
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`22882
`7590
`08/06/2014
`MARTIN & FERRARO, LLP
`1557 LAKE O'PINES STREET, NE
`HARTVilLE, OH 44632
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/164,266
`
`06120/2011
`
`Chunli WU
`
`194.0033-00000
`
`1517
`
`TITLE OF INVENTION: CARRIER AGGREGATION WITH POWER HEADROOM REPORT
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREVo PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`ll/06/2014
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`ABELSON, RONALD B
`
`2476
`
`370-252000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`Address form PTO/SBIl22) attached.
`
`o Change of correspondence address (or Change of Correspondence
`o "Fee Address" indication (or "Fee Address" Indication form
`
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(I) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2 ________________________ _
`
`3 ________________________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
`
`4a. The following fee(s) are submitted:
`
`o Issue Fee
`o Publication Fee (No small entity discount permitted)
`o Advance Order - # of Copies _ _ _ _ _ _ _ _ _ __
`
`5. Change in Entity Status (from status indicated above)
`
`o Applicant certifying micro entity status. See 37 CFR 1.29
`o Applicant asserting small entity status. See 37 CFR 1.27
`o Applicant changing to regular undiscounted fee status.
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`
`o A check is enclosed.
`o Payment by credit card. Form PTO-2038 is attached.
`o The Director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`
`overpayment, to Deposit Account Number
`
`(enclose an extra copy of this form).
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SBIl5A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
`
`Date _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
`
`Typed or printed name _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
`
`Registration No. _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of3
`
`
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 4 of 10 PageID #: 1515
`
`UNITED STAlES P A lENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.o. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/164,266
`
`06120/2011
`
`Chun1i WU
`
`194.0033-00000
`
`1517
`
`22882
`7590
`08/06/2014
`MARTIN & FERRARO, LLP
`1557 LAKE O'PINES STREET, NE
`HARTVILLE, OH 44632
`
`EXAMINER
`
`ABELSON, RONALD B
`
`ART UNIT
`
`PAPER NUMBER
`
`2476
`
`DATE MAILED: 08/06/2014
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section 1(h)(2) of the AlA Technical Corrections Act amended 35 U.S.c. 154(b)(3)(B)(i) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1,2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of3
`
`
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 5 of 10 PageID #: 1516
`
`OMB Clearance and PRA Burden Statement for PTOl-8S Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number's legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is required
`by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to
`comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c».
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection ofrecords for this purpose, and any other relevant (i.e., GSA or Commerce) directive.
`Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
`of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the
`record was filed in an application which became abandoned or in which the proceedings were terminated
`and which application is referenced by either a published application, an application open to public
`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 6 of 10 PageID #: 1517
`
`Notice of Allowability
`
`Application No.
`13/164,266
`Examiner
`RONALD B. ABELSON
`
`Applicant(s)
`WU ET AL.
`Art Unit
`2476
`
`AlA (First Inventor to
`File) Status
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-(cid:173)
`Ali claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. [gI This communication is responsive to 7/15/14.
`D A declaration (s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on ___ .
`2. D An election was made by the applicant in response to a restriction requirement set forth during the interview on __ ; the restriction
`requirement and election have been incorporated into this action.
`
`3. [gI The allowed claim(s) is/are 1-24. As a result of the allowed claim(s), you may be eligible to benefit from the Patent Prosecution
`Highway program at a participating intellectual property office for the corresponding application. For more information, please see
`~;tl;Q:/!V'vww.usQto . .9.ov/Qatents/init events/QQh/indexjsQ or send an inquiry to PPHfeedback@uS(Qto.aov .
`4. D Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`*c) D None of the:
`a) D All
`b) D Some
`1. D Certified copies of the priority documents have been received.
`2. D Certified copies of the priority documents have been received in Application No. __ .
`3. D Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a».
`* Certified copies not received: __ .
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`5. D CORRECTED DRAWINGS ( as "replacement sheets") must be submitted.
`D including changes required by the attached Examiner's Amendment / Comment or in the Office action of
`Paper No.lMail Date __ .
`Identifying indicia such as the application number (see 37 CFR 1.84{c» should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet{s) should be labeled as such in the header according to 37 CFR 1.121 (d).
`6. D DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`AUachment(s)
`1. D Notice of References Cited (PTO-892)
`2. [gIlnformation Disclosure Statements (PTO/SB/08),
`Paper No.lMail Date 7/15/14
`3. D Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. D Interview Summary (PTO-413),
`Paper No.lMail Date __ .
`
`IRONALD B ABELSONI
`Primary Examiner, Art Unit 2476
`
`5. D Examiner's Amendment/Comment
`6. D Examiner's Statement of Reasons for Allowance
`7. D Other __ .
`
`u.s. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`Part of Paper No.lMail Date 20140720
`
`
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 7 of 10 PageID #: 1518
`
`Search Notes
`
`Application/Control No.
`
`Appl icant( s )/Patent Under
`Reexam i nation
`
`13164266
`
`Examiner
`
`RONALD B ABELSON
`
`WU ET AL.
`
`Art Unit
`
`2476
`
`H04L 47/10,43/50
`
`Symbol
`
`I
`I
`
`Date
`811/14
`
`I Examiner
`RA
`I
`
`CPC·SEARCHED
`
`CPC COMBINATION SETS· SEARCHED
`
`Symbol
`
`Date
`
`I
`I
`
`I Examiner
`I
`
`US CLASSIFICATION SEARCHED
`
`Class
`370
`
`I
`1252
`
`Subclass
`
`Search Notes
`CPC combined with limited text search in East
`
`SEARCH NOTES
`
`I
`I
`
`I
`I
`
`Date
`8/1/14
`
`I Examiner
`IRA
`
`Date
`8/1/14
`
`Examiner
`I
`IRA
`
`US Classl
`CPC Symbol
`370
`
`252
`
`INTERFERENCE SEARCH
`
`US Subclass 1 CPC Group
`
`Date
`
`Examiner
`
`8/1/14
`
`RA
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20t40720
`
`
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 8 of 10 PageID #: 1519
`
`Index of Claims
`
`Application/Control No.
`
`Appl icant( s )/Patent Under
`Reexam i nation
`
`13164266
`
`Examiner
`
`RONALD B ABELSON
`
`WU ET AL.
`
`Art Unit
`
`2476
`
`Rejected
`
`Allowed
`
`--
`
`Cancelled
`
`N
`
`Non-Elected
`
`Restricted
`
`Interference
`
`A
`
`o
`
`Appeal
`
`Objected
`
`D Claims renumbered in the same order as presented by applicant
`
`D CPA
`
`D T.D.
`
`D R.1.47
`
`CLAIM
`Final
`Original
`1
`1
`2
`2
`3
`3
`4
`4
`5
`5
`6
`6
`7
`7
`8
`8
`9
`9
`10
`10
`11
`11
`12
`12
`13
`13
`14
`14
`15
`15
`16
`16
`17
`17
`18
`18
`19
`19
`20
`20
`21
`21
`22
`22
`23
`23
`24
`24
`
`05/20/2014 08/01/2014
`if
`
`=
`
`DATE
`
`if
`
`0
`if
`
`if
`
`if
`
`0
`if
`
`if
`
`if
`
`0
`if
`
`if
`
`0
`0
`0
`if
`
`if
`
`0
`if
`
`if
`
`if
`
`0
`if
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`=
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20t40720
`
`
`
`Issue Classification
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 9 of 10 PageID #: 1520
`Application/Control No.
`Applicant(s)/Patent under
`Reexamination
`13/164,266
`WU ET AL.
`Art Unit
`2476
`
`Examiner
`RONALD B. ABELSON
`
`ISSUE CLASSIFICATION
`
`ORIGINAL
`
`INTERNATIONAL CLASSIFICATION
`
`CLASS
`
`370
`
`SUBCLASS
`
`252
`
`CLASS
`
`I
`
`CROSS REFERENCES
`
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`
`CLAIMED
`
`NON·CLAIMED
`
`H
`
`04
`
`H
`
`04
`
`L
`
`L
`
`1
`
`12
`
`/00
`
`/26
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`/
`
`/
`
`/
`
`/
`
`/
`
`/
`
`/
`
`/
`
`/
`
`/
`
`/
`
`/
`
`(Assistant Examiner)
`
`(Date)
`
`/Ronald Abelson/
`8/1/14
`
`(Legal Instruments Examiner)
`
`(Date)
`
`(Primary Examiner)
`
`(Date)
`
`Total Claims Allowed: 24
`
`O.G.
`Print Claim(s)
`
`O.G.
`Print Fig.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`D Claims renumbered in the same order as presented by applicant OCPA
`ro
`ro
`ro
`ro
`ro
`ro
`ro
`ro
`ro
`ro
`c
`c
`c
`c
`c
`c
`c
`c
`c
`c
`OJ
`OJ
`OJ
`OJ
`OJ
`u:::
`u:::
`u:::
`u:::
`u:::
`0
`0
`0
`0
`0
`1
`31
`61
`91
`121
`2
`32
`62
`92
`122
`3
`33
`63
`93
`123
`4
`34
`64
`94
`124
`5
`35
`65
`95
`125
`6
`36
`66
`96
`126
`7
`37
`67
`97
`127
`8
`38
`68
`98
`128
`9
`39
`69
`99
`129
`10
`40
`70
`100
`130
`11
`41
`71
`101
`131
`12
`42
`72
`102
`132
`13
`43
`73
`103
`133
`14
`44
`74
`104
`134
`15
`45
`75
`105
`135
`16
`46
`76
`106
`136
`107
`137
`17
`47
`77
`18
`48
`78
`108
`138
`19
`49
`79
`109
`139
`20
`50
`80
`110
`140
`21
`51
`81
`111
`141
`22
`52
`82
`112
`142
`23
`53
`83
`113
`143
`24
`54
`84
`114
`144
`25
`55
`85
`115
`145
`26
`56
`86
`116
`146
`27
`57
`87
`117
`147
`28
`58
`88
`118
`148
`29
`59
`89
`119
`149
`30
`60
`90
`120
`150
`u.s. Patent and Trademark Office
`
`1
`
`6
`o R.1.47
`o T.D.
`ro
`ro
`ro
`ro
`c
`c
`c
`c
`OJ
`OJ
`u:::
`u:::
`0
`0
`181
`151
`182
`152
`183
`153
`184
`154
`185
`155
`186
`156
`187
`157
`188
`158
`189
`159
`190
`160
`191
`161
`192
`162
`193
`163
`194
`164
`195
`165
`196
`166
`197
`167
`198
`168
`199
`169
`200
`170
`201
`171
`202
`172
`203
`173
`204
`174
`205
`175
`206
`176
`207
`177
`208
`178
`209
`179
`210
`180
`Part of Paper No. 20140720
`
`
`
`Case 6:14-cv-00982-KNM Document 147-17 Filed 11/09/15 Page 10 of 10 PageID #: 1521
`
`OMS 0651-0031
`--_ .. _ .... _---------------------------------------------------------------------------------------------------------- -----------------------------------------------------------.-- --------------------------.----------------------------------------
`Customer No.
`Attorney Docket Number
`Substitute for FORM PTO·1449
`22882
`194.0033-00000
`
`INFORMATION DISCLOSURE CITATION
`IN AN APPLICATION
`
`(Use severa! sheets if necessary)
`Sheet! of 1
`
`Applicant
`Chunli \/IIu et al.
`
`Filing Date
`June ~:O. 2011
`
`U.S. PATENT DOCUMENTS
`
`Application Number
`13i164,266
`
`Group Art Unit Examiner
`2476
`R. B. Abelson
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS
`
`SUBCLASS
`
`FILING DATE IF
`APPROPRIATE
`
`FOREIGN PATENT DOCUMENTS
`
`DOCUMENT NUMBER
`-7!J-~
`1 - - - " - " ' - -... , - - - . -... _
`.. -
`~11/050921
`"
`
`DATE
`
`COUNTRY
`~ ____ k*~~ _____ ~k~.~_·_
`5/2011 WIPO
`
`----------------~-------
`
`CLASS
`
`SUBCLASS
`
`TRANSLATION
`(YES/NO)
`
`" - " _ .. _---_.-
`
`N/A
`
`OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`I
`EXAMINER J fi71.AIjJJ /J I ~DATE CONSIDERED 71/1/'-1
`
`/.
`
`J
`
`J
`
`I
`
`/
`
`EXAMINER:1rilii~ if citation to;;'sici:red, whether or not citation is in conrorminceiwith MPEP § 609; Draw iine through citation if not in
`conformance and not considered. Include copy of this form with next communication to the applicant.
`
`