`Case 5:19-cv-00036—RWS Document 66-27 Filed 08/27/19 Page 1 of 304 PageID #: 3092
`PUBLIC VERSION
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`EXHIBIT 26
`
`EXHIBIT 26
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`PUBLIC VERSION
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`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 2 of 304 PageID #: 3093
`
`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`1. A mobile terminal configured to
`switch between an unlocked state
`and a locked state in which a
`predetermined operation is limited,
`comprising:
`
`Exemplary Evidence of Infringement
`Each of the Accused Apple ’586 Products1,2 is a mobile terminal configured to switch
`between an unlocked state and a locked state in which a predetermined operation is
`limited.
`
`For example, each of the Accused Apple ’586 Products is a mobile terminal.
`
`Apple Product
`
`Apple Product Technical Specifications
`
`iPhone 5S
`(A1453/A1533)
`
`iPhone 5C
`(A1456/A1532)
`
`iPhone 6
`(A1549/A1586)
`
`https://support.apple.com/kb/sp685?locale=en_US
`
`https://support.apple.com/kb/sp684?locale=en_US
`
`https://support.apple.com/kb/sp705?locale=en_US
`
`iPhone 6 Plus
`
`https://support.apple.com/kb/sp706?locale=en_US
`
`1 The Accused Apple ’586 Products include any Apple iPhone, Apple Watch, MacBook, MacBook Pro, MacBook Air, or Mac mini
`sold on or after February 19, 2019, including, for example, any of the following products operating alone or in combination: iPhone
`XS (A1920), iPhone XS Max (A1921), iPhone XR (A1984), iPhone X (A1865/A1901), iPhone 8 Plus (A1864/A1897), iPhone 8
`(A1863/A1905), iPhone 7 Plus (A1661/A1784), iPhone 7 (A1660/A1778), iPhone 6s Plus (A1634/A1687), iPhone 6s
`(A1633/A1688), iPhone 6 Plus (A1522/A1524), iPhone 6 (A1549/A1586), iPhone SE (A1723/A1662), iPhone 5S (A1453/A1533),
`iPhone 5C (A1456/A1532), Apple Watch Series 1st Generation (A1553/A1554), Series 1 (A1802/A1803), Series 2 (A1816/A1817),
`Series 3 (A1858/A1859), Series 4 (A1975/A1976/A1977/A1978), MacBook (8,1; 9,1; 10,1), MacBook Air (6,1; 6,2; 7,1; 7,2),
`MacBook Pro (10,1; 10,2; 11,1; 11,2; 11,3; 11,5; 12,1; 13,1; 13,2; 13,3; 14,1; 14,2; 14,3; 15,1; 15,2), or Mac mini (6,1; 6,2; 7,1; 8,1).
`2 Although this chart contains user guide descriptions and screen shots from infringing products using a particular operating system
`(e.g., iOS 12, WatchOS 5, or macOS 10.14 (“Mojave”)) as partial evidence of the Accused Apple ’586 Products’ infringement, these
`products nevertheless infringe the ’586 Patent’s claims under other operating systems (e.g., iOS 11, WatchOS4, or macOS 10.13
`(“High Sierra”)), which operate in materially the same way for purposes of infringement of the ’586 Patent.
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 3 of 304 PageID #: 3094
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`(A1522/A1524)
`
`iPhone 6S
`(A1633/A1688)
`
`iPhone 6S Plus
`(A1634/A1687)
`
`iPhone SE
`(A1723/A1662)
`
`iPhone 7
`(A1660/A1778)
`
`iPhone 7 Plus
`(A1661/A1784)
`
`iPhone 8
`(A1863/A1905)
`
`iPhone 8 Plus
`(A1864/A1897)
`
`iPhone X
`(A1865/A1901)
`
`Exemplary Evidence of Infringement
`
`https://support.apple.com/kb/sp726?locale=en_US
`
`https://support.apple.com/kb/sp727?locale=en_US
`
`https://support.apple.com/kb/sp738?locale=en_US
`
`https://www.apple.com/iphone-7/specs/
`
`https://www.apple.com/iphone-7/specs/
`
`https://www.apple.com/iphone-8/specs/
`
`https://www.apple.com/iphone-8/specs/
`
`https://support.apple.com/kb/SP770?locale=en_US
`
`iPhone XS (A1920)
`
`https://www.apple.com/iphone-xs/specs/
`
`iPhone XS Max
`(A1921)
`
`https://www.apple.com/iphone-xs/specs/
`
`iPhone XR (A1984)
`
`https://www.apple.com/iphone-xr/specs/
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 4 of 304 PageID #: 3095
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Apple Watch 1st
`Generation
`(A1553/A1554)
`
`Exemplary Evidence of Infringement
`https://support.apple.com/kb/SP735?viewlocale=en_US&lo
`cale=en_US
`
`Apple Watch Series 1
`(A1802/A1803)
`
`https://support.apple.com/kb/SP745?viewlocale=en_US&lo
`cale=en_US
`
`Apple Watch Series 2
`(A1757/A1758/A1816
`/A1817)
`
`Apple Watch Series 3
`(A1860/A1861/A1858
`/A1859)
`
`Apple Watch Series 4
`(A1975/A1976/A1977
`/A1978)
`
`https://support.apple.com/kb/SP746?viewlocale=en_US&lo
`cale=en_US
`
`https://support.apple.com/kb/sp766?locale=en_US
`
`https://support.apple.com/kb/SP778?viewlocale=en_US&lo
`cale=en_US
`
`MacBook (10,1)
`
`https://support.apple.com/kb/SP757?locale=en_US
`
`MacBook (9,1)
`
`https://support.apple.com/kb/SP741?locale=en_US
`
`MacBook (8,1)
`
`https://support.apple.com/kb/SP712?locale=en_US
`
`MacBook Pro (15,1)
`
`https://support.apple.com/kb/SP776?locale=en_US
`
`MacBook Pro (15,2)
`
`https://www.apple.com/macbook-pro/specs/
`
`MacBook Pro (14,3)
`
`https://support.apple.com/kb/SP756?locale=en_US
`
`MacBook Pro (14,2)
`
`https://support.apple.com/kb/SP755?locale=en_US
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 5 of 304 PageID #: 3096
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`MacBook Pro (14,1)
`
`Exemplary Evidence of Infringement
`https://support.apple.com/kb/SP754?locale=en_US
`
`MacBook Pro (13,3)
`
`https://support.apple.com/kb/SP749?locale=en_US
`
`MacBook Pro (13,2)
`
`https://support.apple.com/kb/SP748?locale=en_US
`
`MacBook Pro (13,1)
`
`https://support.apple.com/kb/SP747?locale=en_US
`
`MacBook Pro (12,1)
`
`https://support.apple.com/kb/SP715
`
`MacBook Pro (11,5)
`
`https://support.apple.com/kb/SP719
`
`MacBook Pro (11,4)
`
`https://support.apple.com/kb/SP719
`
`MacBook Pro (11,3)
`
`https://support.apple.com/kb/SP704
`
`MacBook Pro (11,2)
`
`https://support.apple.com/kb/SP704
`
`MacBook Pro (11,1)
`
`https://support.apple.com/kb/SP703
`
`MacBook Pro (10,1)
`
`https://support.apple.com/kb/SP669
`
`MacBook Pro (10,2)
`
`https://support.apple.com/kb/SP668
`
`MacBook Air (8,1)
`
`https://support.apple.com/kb/SP783
`
`MacBook Air (7,2)
`
`https://support.apple.com/kb/SP714
`https://support.apple.com/kb/SP753
`
`MacBook Air (7,1)
`
`https://support.apple.com/kb/SP713
`
`MacBook Air (6,2)
`
`https://support.apple.com/kb/SP700
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 6 of 304 PageID #: 3097
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`MacBook Air (6,1)
`
`Exemplary Evidence of Infringement
`https://support.apple.com/kb/SP678
`
`https://support.apple.com/kb/SP699
`https://support.apple.com/kb/SP677
`
`Mac mini (6,1)
`
`https://support.apple.com/kb/SP659
`
`Mac mini (6,2)
`
`https://support.apple.com/kb/SP659
`
`Mac mini (7,1)
`
`https://support.apple.com/kb/SP710
`
`Mac mini (8,1)
`
`https://support.apple.com/kb/SP782
`
`Each of the Accused ’586 Products is configured to switch between an unlocked state
`and a locked state in which at least one predetermined operation (e.g., any application,
`software, or other function) is limited.
`
`For example, the iPhone XS is configured to permit a user to set up a passcode (e.g., four
`or six digits, or a custom numeric or alphanumeric code) to unlock the phone. See, e.g.,
`https://support.apple.com/en-us/HT204060 (MAXELL_APPLE15815-15818); iOS 12
`Security Guide, at 10, 18 (MAXELL_APPLE0015997, MAXELL_APPLE0016005);
`iPhone XS User Guide (iOS 12 User Guide) at 27, 425-26 (MAXELL_APPLE0008366,
`MAXELL_APPLE0008764-8765).
`
`The iPhone XS also allows a user to unlock the phone by Touch ID (a user’s fingerprint)
`or Face ID (a user’s face). See, e.g., iOS 12 Security Guide, at 10-14
`(MAXELL_APPLE0015997-16001); iPhone XS User Guide at 26-27, 427, 429
`(MAXELL_APPLE0008365-8366, MAXELL_APPLE0008766,
`MAXELL_APPLE0008768).
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 7 of 304 PageID #: 3098
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`Exemplary pictures of the “locked state” of the iPhone XS are shown below.
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 8 of 304 PageID #: 3099
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`In the “locked state,” a user cannot access a predetermined operation on the iPhone XS,
`such as using the iPhone’s camera. After a user enters a passcode, for example, the
`iPhone XS is unlocked, and the user can use the camera.
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 9 of 304 PageID #: 3100
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`As another example, the Apple Watch 3 Series (another exemplary mobile terminal) is
`configured to switch between a locked and an unlocked state, based on the user’s
`entering the correct passcode. The watch may also be unlocked using a connected or
`paired device, e.g., an iPhone.
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 10 of 304 PageID #: 3101
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`As another example, each of Apple’s MacBook, MacBook Pro, and MacBook Air
`laptops, and the Mac mini (each of which is an exemplary mobile terminal) is configured
`to switch between an unlocked and locked state in which at least one predetermined
`operation is limited. The user may unlock the Mac from its locked state by manually
`entering the correct password, as shown on the left below (screen shot from MacBook
`Pro). Alternatively, as shown on the right, the user may unlock the Mac using his or her
`Apple Watch (screen shot from MacBook Pro).
`
`[1.a] a transceiver which performs
`short-range wireless
`communications;
`
`To the extent governed by 35 U.S.C. §112(6), the following evidence identifies the
`structure(s), act(s), or material(s) in the Accused Apple ’586 Products that performs the
`claimed function of performing short-range wireless communications.
`Each of the Accused Apple ’586 Products comprises one or more transceivers which
`perform various forms of short-range wireless communications, including, Bluetooth,
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 11 of 304 PageID #: 3102
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`Bluetooth Low Energy, Wi-Fi, and/or NFC.
`
`Apple Product
`
`Apple Product Technical Specifications
`
`iPhone 5S
`(A1453/A1533)
`
`iPhone 5C
`(A1456/A1532)
`
`iPhone 6
`(A1549/A1586)
`
`iPhone 6 Plus
`(A1522/A1524)
`
`iPhone 6S
`(A1633/A1688)
`
`iPhone 6S Plus
`(A1634/A1687)
`
`iPhone SE
`(A1723/A1662)
`
`iPhone 7
`(A1660/A1778)
`
`iPhone 7 Plus
`(A1661/A1784)
`
`https://support.apple.com/kb/sp685?locale=en_US
`
`https://support.apple.com/kb/sp684?locale=en_US
`
`https://support.apple.com/kb/sp705?locale=en_US
`
`https://support.apple.com/kb/sp706?locale=en_US
`
`https://support.apple.com/kb/sp726?locale=en_US
`
`https://support.apple.com/kb/sp727?locale=en_US
`
`https://support.apple.com/kb/sp738?locale=en_US
`
`https://www.apple.com/iphone-7/specs/
`
`https://www.apple.com/iphone-7/specs/
`
`iPhone 8
`
`https://www.apple.com/iphone-8/specs/
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 12 of 304 PageID #: 3103
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`(A1863/A1905)
`
`iPhone 8 Plus
`(A1864/A1897)
`
`iPhone X
`(A1865/A1901)
`
`Exemplary Evidence of Infringement
`
`https://www.apple.com/iphone-8/specs/
`
`https://support.apple.com/kb/SP770?locale=en_US
`
`iPhone XS (A1920)
`
`https://www.apple.com/iphone-xs/specs/
`
`iPhone XS Max
`(A1921)
`
`https://www.apple.com/iphone-xs/specs/
`
`iPhone XR (A1984)
`
`https://www.apple.com/iphone-xr/specs/
`
`Apple Watch 1st
`Generation
`(A1553/A1554)
`
`https://support.apple.com/kb/SP735?viewlocale=en_US&lo
`cale=en_US
`
`Apple Watch Series 1
`(A1802/A1803)
`
`https://support.apple.com/kb/SP745?viewlocale=en_US&lo
`cale=en_US
`
`Apple Watch Series 2
`(A1757/A1758/A1816
`/A1817)
`
`Apple Watch Series 3
`(A1860/A1861/A1858
`/A1859)
`
`https://support.apple.com/kb/SP746?viewlocale=en_US&lo
`cale=en_US
`
`https://support.apple.com/kb/sp766?locale=en_US
`
`Apple Watch Series 4
`(A1975/A1976/A1977
`
`https://support.apple.com/kb/SP778?viewlocale=en_US&lo
`cale=en_US
`
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`PUBLIC VERSION
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 13 of 304 PageID #: 3104
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`/A1978)
`
`Exemplary Evidence of Infringement
`
`MacBook (10,1)
`
`https://support.apple.com/kb/SP757?locale=en_US
`
`MacBook (9,1)
`
`https://support.apple.com/kb/SP741?locale=en_US
`
`MacBook (8,1)
`
`https://support.apple.com/kb/SP712?locale=en_US
`
`MacBook Pro (15,1)
`
`https://support.apple.com/kb/SP776?locale=en_US
`
`MacBook Pro (15,2)
`
`https://www.apple.com/macbook-pro/specs/
`
`MacBook Pro (14,3)
`
`https://support.apple.com/kb/SP756?locale=en_US
`
`MacBook Pro (14,2)
`
`https://support.apple.com/kb/SP755?locale=en_US
`
`MacBook Pro (14,1)
`
`https://support.apple.com/kb/SP754?locale=en_US
`
`MacBook Pro (13,3)
`
`https://support.apple.com/kb/SP749?locale=en_US
`
`MacBook Pro (13,2)
`
`https://support.apple.com/kb/SP748?locale=en_US
`
`MacBook Pro (13,1)
`
`https://support.apple.com/kb/SP747?locale=en_US
`
`MacBook Pro (12,1)
`
`https://support.apple.com/kb/SP715
`
`MacBook Pro (11,5)
`
`https://support.apple.com/kb/SP719
`
`MacBook Pro (11,4)
`
`https://support.apple.com/kb/SP719
`
`MacBook Pro (11,3)
`
`https://support.apple.com/kb/SP704
`
`MacBook Pro (11,2)
`
`https://support.apple.com/kb/SP704
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 14 of 304 PageID #: 3105
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`MacBook Pro (11,1)
`
`Exemplary Evidence of Infringement
`https://support.apple.com/kb/SP703
`
`MacBook Pro (10,1)
`
`https://support.apple.com/kb/SP669
`
`MacBook Pro (10,2)
`
`https://support.apple.com/kb/SP668
`
`MacBook Air (8,1)
`
`https://support.apple.com/kb/SP783
`
`MacBook Air (7,2)
`
`https://support.apple.com/kb/SP714
`https://support.apple.com/kb/SP753
`
`MacBook Air (7,1)
`
`https://support.apple.com/kb/SP713
`
`MacBook Air (6,2)
`
`MacBook Air (6,1)
`
`https://support.apple.com/kb/SP700
`https://support.apple.com/kb/SP678
`
`https://support.apple.com/kb/SP699
`https://support.apple.com/kb/SP677
`
`Mac mini (6,1)
`
`https://support.apple.com/kb/SP659
`
`Mac mini (6,2)
`
`https://support.apple.com/kb/SP659
`
`Mac mini (7,1)
`
`https://support.apple.com/kb/SP710
`
`Mac mini (8,1)
`
`https://support.apple.com/kb/SP782
`
`As an example of a transceiver for short-range communications, each of the Accused
`Apple ’586 Products includes RF circuits (e.g., RF amplifiers, RF transceivers, etc.) for
`transmitting and receiving short-range RF communication signals to and from the
`Accused Apple ’586 Products, and a modem communication subsystem/baseband
`- 13 -
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 15 of 304 PageID #: 3106
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`processing (e.g., Apple/USI 339S00551 or 338S00540 SoC or other WiFi chip) module
`that implements the wireless communication protocols, including MultipeerConnectivity
`for short-range communications.
`
`https://developer.apple.com/documentation/multipeerconnectivity
`(MAXELL_APPLE0015558)
`
`As another example of a transceiver for short-range communication, each of the Accused
`Apple ’586 Products includes a Bluetooth communication chip and/or Bluetooth Low
`Energy communication chip (e.g., Apple or USI Bluetooth chip) for carrying out a short-
`distance (e.g. Bluetooth or Bluetooth Low Energy) communications.
`
`Bluetooth (and or Bluetooth Low Energy) communication chips enable communication
`with another Accused Apple ’586 AirDrop Product with a Bluetooth (and/or Bluetooth
`Low Energy) communication chip. See, e.g., https://www.bluetooth.com/bluetooth-
`technology/topology-options. (MAXELL_APPLE0015780-15784)
`See also iOS Security Guide, August 2018, p.38. (MAXELL_APPLE0015171)
`
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`PUBLIC VERSION
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 16 of 304 PageID #: 3107
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`For example, the iPhone XS includes hardware, such as a Wi-Fi/Bluetooth module, NFC
`controller, and other RF components to perform short-range wireless communication.
`See iPhone XS User Guide at 395. (MAXELL_APPLE0008734)
`
`The RF board of the iPhone XS is shown below, which comprises a Wi-Fi/Bluetooth
`system on chip (SoC) (outlined in red) and NFC controller (outlined in green):
`
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 17 of 304 PageID #: 3108
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`
`https://www.ifixit.com/Teardown/iPhone+XS++and+XS+Max+Teardown/113021 (ifixit
`iPhone XS and XS Max teardown showing the Wi-Fi/Bluetooth SoC)
`(MAXELL_APPLE0003793); see also
`https://www.apple.com/iphone-xs/specs/ (MAXELL_APPLE0002994-3007);
`https://www.apple.com/iphone/compare/ (MAXELL_APPLE0015900-15910).
`
`Exemplary pictures of the short-range wireless communication capabilities in the iPhone
`XS are shown below:
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 18 of 304 PageID #: 3109
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 19 of 304 PageID #: 3110
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`As further evidence of the transceiver for short-range wireless communication, each of
`the Accused Apple ’586 Products features Apple’s proprietary AirDrop functionality:
`
`https://support.apple.com/en-us/HT203106 (MAXELL_APPLE0015825); see also
`https://support.apple.com/en-us/HT204144 (MAXELL_APPLE0015819-15822).
`
`Each of the Accused Apple ’586 Products stores identity information (e.g., identity hash)
`exchanged over Bluetooth and/or Bluetooth Low Energy. Then, when AirDrop is enabled
`on an Accused Device, such as the iPhone XS, and when another device enabled with
`AirDrop sends out a signal over Bluetooth Low Energy using its Bluetooth (and/or
`Bluetooth Low Energy) communication chip, the Accused Product will communicate
`back over Bluetooth and/or Bluetooth Low Energy with its owner’s identity hash. This
`identity hash is used in an identification process as described below:
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 20 of 304 PageID #: 3111
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`
`iOS Security Guide, August 2018, p.38-39 (MAXELL_APPLE0015171-15172).
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 21 of 304 PageID #: 3112
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`As another example, the Apple Watch Series 3 is equipped with one or more transceivers
`that provide short-range wireless capability, including, for example, WiFi, Bluetooth,
`and NFC transceivers:
`
`https://support.apple.com/kb/sp766?locale=en_US (MAXELL_APPLE0002753)
`
`https://www.ifixit.com/Teardown/Apple+Watch+Series+3+Teardown/97521.
`(MAXELL_APPLE0003254)
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 22 of 304 PageID #: 3113
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 23 of 304 PageID #: 3114
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`
`https://www.techinsights.com/about-techinsights/overview/blog/apple-watch-series-3-
`teardown/. (MAXELL_APPLE0003266-3267)
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 24 of 304 PageID #: 3115
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`As another example, the MacBook Pro (15,1) is equipped with one or more transceivers
`that provide short-range wireless capability, including, for example, WiFi and Bluetooth
`transceivers:
`
`[1.b] a memory which previously
`stores information about another
`mobile terminal; and
`
`https://support.apple.com/kb/SP776?locale=en_US (MAXELL_APPLE0002753). See
`also https://support.apple.com/kb/SP783?locale=en_US (MAXELL_APPLE0003148-
`3152) (MacBook Air (8,1)); https://support.apple.com/kb/SP782
`(MAXELL_APPLE0003092) (Mac mini (8,1));
`https://support.apple.com/kb/SP757?locale=en_US (MAXELL_APPLE0003105-3106)
`(MacBook (10,1)).
`Each of the Accused Apple ’586 Products includes a memory that previously stores
`information about another mobile terminal (e.g., an iPhone, Apple Watch, or MacBook
`Pro).
`
`Each of the Accused Apple ’586 Products incorporates a memory (e.g., flash or ROM)
`that is configured to store information about another mobile terminal.
`
`https://www.apple.com/iphone-xs/specs/?afid=p238%7CszxHwmAzV-
`dc_mtid_20925d2q39172_pcrid_295452971711&cid=wwa-us-kwgo-iphone-slid--
`(MAXELL_APPLE0015393).
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 25 of 304 PageID #: 3116
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`
`For example, the iPhone XS has memory, in the form of a Toshiba 64 GB flash storage.
`
`https://www.ifixit.com/Teardown/iPhone+XS++and+XS+Max+Teardown/113021
`(MAXELL_APPLE0003791) (ifixit iPhone XS and XS Max teardown showing the
`Toshiba memory component); see also https://www.apple.com/iphone-xs/specs/
`(MAXELL_APPLE0002994-3007); https://www.apple.com/iphone/compare/
`(MAXELL_APPLE0015900-15910).
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 26 of 304 PageID #: 3117
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`Each of the Accused Apple ’586 Products incorporates a memory (e.g., RAM) that is
`used by one or more of the processors (e.g., CPU) for executing software instructions
`and/or store information about another mobile terminal.
`
`https://www.ifixit.com/Teardown/iPhone+XS+and+XS+Max+Teardown/113021.
`(MAXELL_APPLE0003792)
`
`Moreover, each Accused Apple ’586 Product running iOS software, including the iPhone
`XS, has a memory that can store information about another mobile terminal, for example,
`a previously paired Apple Watch.
`
`The iPhone XS has the Apple Watch application (app) preinstalled.
`https://www.apple.com/iphone-xs/specs/ (MAXELL_APPLE0003001) (listing “Watch”
`as a “Built-In App”); see also iPhone XS User Guide at 108-109.
`(MAXELL_APPLE0008447-8448) .
`
`Further evidence is found on Apple’s website and within Apple’s user manuals:
`
`Apple Watch User Guide 5.0 at 14. (MAXELL_APPLE0004463)
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 27 of 304 PageID #: 3118
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`Using the preinstalled Apple Watch app, the iPhone XS can be paired with an Apple
`Watch by following the appropriate instructions.
`
`iPhone XS User Guide at 402. (MAXELL_APPLE0008741)
`Set up and pair Apple Watch with iPhone
`
`To use your Apple Watch Series 1 or later with watchOS 5, you need to pair it with an iPhone 5s or later
`with iOS 12 or later—Apple Watch models with cellular require an iPhone 6 or later. Setup assistants on
`your iPhone and Apple Watch work together to help you pair and set up your Apple Watch.
`Turn on, pair, and set up your Apple Watch
`1. Put your Apple Watch on your wrist. Adjust the band so your Apple Watch fits closely but comfortably
`on your wrist.
`For information about resizing or changing the band on your Apple Watch, see Remove, change, and
`fasten Apple Watch bands.
`2. To turn on your Apple Watch, press and hold the side button until you see the Apple logo.
`3. Bring your iPhone near your Apple Watch, wait for the Apple Watch pairing screen to appear on your
`iPhone, then tap Continue.
`Or open the Apple Watch app on your iPhone, then tap Pair New Watch.
`
`4. When prompted, position your iPhone so that your Apple Watch appears in the viewfinder in the
`Apple Watch app. This pairs the two devices.
`5. Tap Set Up Apple Watch. Follow the instructions on your iPhone and Apple Watch to finish setup.
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`
`https://support.apple.com/guide/watch/set-up-and-pair-apple-watch-with-iphone-
`apdde4d6f98e/watchos/ (MAXELL_APPLE0015619-15620); see also
`https://support.apple.com/kb/sp766?locale=en_US (MAXELL_APPLE0002752-2755).
`
`Set up your Apple Watch
`Learn how to set up your new Apple Watch with your iPhone.
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 29 of 304 PageID #: 3120
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
`
`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`Before you begin
`To set up and use your new Apple Watch, you need an iPhone with the latest version of iOS.
`Apple Watch Series 3 (GPS + Cellular) or later is compatible with iPhone 6 or later
`Apple Watch Series 3 (GPS) or earlier is compatible with iPhone 5s or later
`You also need to complete these steps:
`1. On your iPhone, go to Settings > Bluetooth and make sure that Bluetooth is on.
`2. Make sure that your iPhone is connected to Wi-Fi or a cellular network.
`Hold your Apple Watch close to your iPhone
`Wait for the "Use your iPhone to set up this Apple Watch" message to appear on your iPhone, then tap
`Continue. If you don't see this message, open the Apple Watch app, then tap Start Pairing. Keep your Apple
`Watch and iPhone close together until you complete these steps.
`
`https://support.apple.com/en-us/HT204505 (MAXELL_APPLE0015637-15638)
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 30 of 304 PageID #: 3121
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`Further illustrative of the iPhone XS’s memory storing a previously paired Apple Watch
`is that Apple provides instructions on unpairing and erasing an Apple Watch from an
`iPhone’s memory:
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 31 of 304 PageID #: 3122
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 32 of 304 PageID #: 3123
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`
`https://support.apple.com/en-us/HT204568 (MAXELL_APPLE0015812-15813); see
`also https://support.apple.com/en-us/HT205009 (MAXELL_APPLE0014512-14513)
`(discussing Activation Lock, which further demonstrates that an Apple Watch can be
`stored in an iPhone’s memory).
`
`“Pairing Apple Watch with iPhone is secured using an out-of-band (OOB) process to
`exchange public keys, followed by the Bluetooth Low Energy (BLE) link shared secret.
`Apple Watch displays an animated pattern, which is captured by the camera on iPhone.
`The pattern contains an encoded secret that is used for BLE 4.1 out-of-band pairing.
`Standard BLE Passkey Entry is used as a fallback pairing method, if necessary.”
`
`iOS Security (for iOS 12, September 2018), at 37-38. (MAXELL_APPLE0016024-
`16025)
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 33 of 304 PageID #: 3124
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`
`https://developer.apple.com/documentation/multipeerconnectivity
`(MAXELL_APPLE0015558)
`
`Thus, a user may pair all version of the Apple Watch with an iPhone, and then store the
`Apple Watch’s information on the iPhone. See, e.g., Apple Watch User Guide 1.0 (dated
`2015), at 9 (“Unlock with iPhone. To unlock Apple Watch by entering your iPhone
`passcode on iPhone, open the Apple Watch app on iPhone, tap My Watch, tap Passcode,
`then tap Unlock with iPhone. Or, on Apple Watch, open Settings , scroll down, tap
`Passcode, then turn on Unlock with iPhone.”) (MAXELL_APPLE004406); iPhone User
`Guide (for iOS 8.4 Software, dated 2015, with iOS 8.4 released on June 30, 2015), at 21
`(referring using the Apple Watch app to pair the iPhone and Apple Watch)
`(MAXELL_APPLE0006943); iOS Security (for iOS 9.3 or later, May 2016), at 26-27
`(MAXELL_APPLE0016106-16107); iOS Security (for iOS 11, January 2018), at 33-34
`(MAXELL_APPLE0015166-15167); iOS Security (for iOS 12, September 2018), at 37-
`38. (MAXELL_APPLE0016024-16025)
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 34 of 304 PageID #: 3125
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`Per the below screen shots, when the Apple Watch Series 3 is turned off (i.e., no ability
`to recognize it via Bluetooth), the iPhone XS still identifies the Apple Watch, indicating
`its previous storage in the memory of the phone:
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 35 of 304 PageID #: 3126
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 36 of 304 PageID #: 3127
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
`
`Exemplary Evidence of Infringement
`As another example, any Apple Watch, running watchOS 3 or later, is configured to
`permit the user to unlock any Mac using macOS Sierra or later. This functionality may
`be unlocked via the “Security & Privacy” menu, accessible through “System
`Preferences,” shown below on the MacBook Pro:
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`Case 5:19-cv-00036-RWS Document 66-27 Filed 08/27/19 Page 37 of 304 PageID #: 3128
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`APPENDIX 9 – PRELIMINARY INFRINGEMENT CONTENTIONS OF U.S. PATENT NO. 10,212,586
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`U.S. Patent No. 10,212,586
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`Exemplary Evidence of Infringement
`In order for this feature to work successfully, both the Apple Watch and the Mac must be
`logged into iCloud with the same Apple ID. On information and belief, information
`regarding the Mac is stored by the Apple Watch and vice versa in order to effectuate the
`inter-device authentication.
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`Case 5:19-cv-0003