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`Exhibit B
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`Jury Instructions
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 2 of 46 PageID #: 32426
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`
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`MAXELL, LTD.,
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`v.
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`APPLE INC.,
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`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`TEXARKANA DIVISION
`
`
`Plaintiff,
`
`Defendants.
`
`Case No. 5:19-cv-00036-RWS
`
`JURY TRIAL DEMANDED
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`
`
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`PROPOSED JURY INSTRUCTIONS
`
`
`1.
`
`Introduction1
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`MEMBERS OF THE JURY:
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`It is my duty and responsibility to instruct you on the law you are to apply in this case.
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`The law contained in these instructions is the only law you may follow. It is your duty to follow
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`what I instruct you the law is, regardless of any opinion that you might have as to what the law
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`ought to be.
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`If I have given you the impression during the trial that I favor either party, you must
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`disregard that impression. If I have given you the impression during the trial that I have an
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`opinion about the facts of this case, you must disregard that impression. You are the sole judges
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`of the facts of this case. Other than my instructions to you on the law, you should disregard
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`anything I may have said or done during the trial in arriving at your verdict.
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`You should consider all of the instructions about the law as a whole and regard each
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`instruction in light of the others, without isolating a particular statement or paragraph.
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`1 Authority: Section 3.1, Fifth Circuit Pattern Jury Instructions (Civil Cases) (rev. 6/2020) (verbatim).
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`The testimony of the witnesses and other exhibits introduced by the parties constitute the
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`evidence. The statements of counsel are not evidence; they are only arguments. It is important
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`for you to distinguish between the arguments of counsel and the evidence on which those
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`arguments rest. What the lawyers say or do is not evidence. You may, however, consider their
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`arguments in light of the evidence that has been admitted and determine whether the evidence
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`admitted in this trial supports the arguments. You must determine the facts from all the testimony
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`that you have heard and the other evidence submitted. You are the judges of the facts, but in
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`finding those facts, you must apply the law as I instruct you.
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`You are required by law to decide the case in a fair, impartial, and unbiased manner,
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`based entirely on the law and on the evidence presented to you in the courtroom. You may not be
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`influenced by passion, prejudice, or sympathy you might have for the plaintiff or the defendant
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`in arriving at your verdict.
`
`1.1
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`Considering Witness Testimony2
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`You alone are to determine the questions of credibility or truthfulness of the witnesses. In
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`weighing the testimony of the witnesses, you may consider the witness’s manner and demeanor,
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`any feelings or interest in the case, or any prejudice or bias about the case, that he or she may
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`have, and the consistency or inconsistency of his or her testimony considered in the light of the
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`circumstances. Has the witness been contradicted by other credible evidence? Has he or she
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`made statements at other times and places contrary to those made here? You must give the
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`testimony of each witness the credibility that you think it deserves.
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`2 Section 3.4, Fifth Circuit Pattern Jury Instructions (Civil Cases) (rev. 6/2020) (verbatim); Proposed by Apple in
`Virnetx Inc. v. Apple Inc., Case No. 6:12-CV-855-RWS, Joint Submission of Jury Materials, Docket No. 855, Ex. B
`at 1-6 (E.D. Tex. Jul. 9, 2020).
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`
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`2
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 4 of 46 PageID #: 32428
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`Even though a witness may be a party to the action and therefore interested in its
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`outcome, the testimony may be accepted if it is not contradicted by direct evidence or by any
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`inference that may be drawn from the evidence, if you believe the testimony.
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`You are not to decide this case by counting the number of witnesses who have testified
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`on the opposing sides. Witness testimony is weighed; witnesses are not counted. The test is not
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`the relative number of witnesses, but the relative convincing force of the evidence. The
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`testimony of a single witness is sufficient to prove any fact, even if a greater number of witnesses
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`testified to the contrary, if after considering all of the other evidence, you believe that witness.
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`1.2
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`No Inference from Filing Suit3
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`The fact that a plaintiff brought a lawsuit and is in court seeking damages creates no
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`inference that the plaintiff is entitled to a judgment. Anyone may make a claim and file a lawsuit.
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`The act of making a claim in a lawsuit, by itself, does not in any way tend to establish that claim
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`and is not evidence.
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`1.3
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`Expert Witnesses4
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`When knowledge of a technical subject matter may be helpful to the jury, a person who
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`has special training or experience in that technical field is permitted to state his or her opinion on
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`those technical matters. [Maxell Proposal: He or she is called an expert witness.] [Apple
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`Proposal: delete]5 However, you are not required to accept that opinion. As with any other
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`witness, it is up to you to decide whether the witness’s testimony is believable or not, whether it
`
`
`3Authority: Section 3.6, Fifth Circuit Pattern Jury Instructions (Civil Cases) (rev. 6/2020) (“person” replaced with
`“plaintiff”).
`4 Maxell Authority: Final Jury Instructions, Maxell, Ltd. v. ZTE (USA) Inc. Case No. 5:16-cv-00179-RWS, D.I. 223
`(E.D. Tex., June 29, 2018).
`5 Apple Authority: Section 3.5, Fifth Circuit Pattern Jury Instructions (Civil Cases) (rev. 6/2020) (verbatim);
`Proposed by Apple in Virnetx Inc. v. Apple Inc., Case No. 6:12-CV-855-RWS, Joint Submission of Jury Materials,
`Docket No. 883, Ex. B at 1-6 (E.D. Tex. Jul. 9, 2020). .
`
`
`
`3
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`
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 5 of 46 PageID #: 32429
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`is supported by the evidence, and whether to rely upon it. In deciding whether to accept or rely
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`upon the opinion of an expert witness, you may consider any bias of the witness.
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`1.4
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`Deposition Testimony6
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`Certain testimony has been presented to you through a deposition. A deposition is the
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`sworn, recorded answers to questions a witness was asked in advance of the trial. Under some
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`circumstances, if a witness cannot be present to testify from the witness stand, that witness’s
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`testimony may be presented, under oath, in the form of a deposition. Sometime before this trial,
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`attorneys representing the parties in this case questioned this witness under oath. A court reporter
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`was present and recorded the testimony. The questions and answers have been read and/or shown
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`to you during this trial. This deposition testimony is entitled to the same consideration and is to
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`be judged by you as to credibility and weighed and otherwise considered by you in the same way
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`as if the witness had been present and had testified from the witness stand in court.
`
`2.
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`Summary of Contentions
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`Maxell Proposal:
`
`To help you follow the evidence, I will now give you a summary of the positions of the
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`parties. The parties in this case are Maxell, Ltd. and Apple Inc. The case involves six United
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`States Patents, which are referred to as “Asserted Patents,” and certain claims of those patents,
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`which are referred to as “Asserted Claims.”
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`Maxell contends that Apple infringes the following claims by making, using, selling,
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`offering for sale, and/or importing into the United States certain Apple products. Specifically,
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`Maxell contends that Apple:
`
`
`6 Authority: Section 2.13, Fifth Circuit Pattern Jury Instructions (Civil Cases) (rev. 6/2020); Proposed by Apple in
`Virnetx Inc. v. Apple Inc., Case No. 6:12-CV-855-RWS, Joint Submission of Jury Materials, Docket No. 883, Ex. B
`at 1-4 (E.D. Tex. Jul. 9, 2020). .
`
`
`
`4
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`
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 6 of 46 PageID #: 32430
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`a.
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`Infringes claims 1 and 17 of the ’317 Patent, literally and under the doctrine of
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`equivalents;
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`b.
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`Infringes claim 3 of the ’999 Patent, literally and under the doctrine of
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`equivalents;
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`Infringes claim 3 of the ’498 Patent, literally and under the doctrine of
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`equivalents;
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`Literally infringes claim 5 of the ’493 Patent;
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`Infringes claim 6 of the ’493 Patent, literally and under the doctrine of
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`equivalents;
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`Literally infringes claims 1 and 4 of the ’438 Patent;
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`Infringes claims 1 and 14 of the ’794 Patent, literally and under the doctrine of
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`c.
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`d.
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`e.
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`f.
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`g.
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`equivalents.
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`Maxell also contends that Apple has committed infringement willfully.7
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`Maxell is seeking damages for the alleged infringement of Apple.
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`In response to Maxell’s contentions, Apple contends that it does not infringe any of the
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`Asserted Claims of the Asserted Patents. Apple also contends that, if it is found to infringe any
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`Asserted Claim, no such infringement has been willful. Apple also contends that the Asserted
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`Claims of the Asserted Patents are invalid. Apple also contends Maxell is not entitled to damages
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`for any infringement.
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`Your job is to decide whether Apple has infringed the Asserted Claims, and whether any
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`of the Asserted Claims are invalid. If you decide that any Asserted Claim has been infringed and
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`7 Apple objects to all references to willful infringement in these instructions and to the inclusion of willful
`infringement as an issue for trial.
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`
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`5
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`
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 7 of 46 PageID #: 32431
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`is not invalid, you will then need to decide the amount of money damages to be awarded to
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`Maxell to compensate it for the infringement.8
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`You will also need to make a finding as to whether the infringement was willful. If you
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`decide that any infringement was willful, that decision should not affect any damages award you
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`make. I will take willfulness into account later.9
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`Apple Proposal:10
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`I will first give you a summary of each side’s contentions in this case. I will then tell you
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`what each side must prove to win on these issues.
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`Maxell seeks damages from Apple for allegedly infringing certain claims of six Maxell
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`patents. I will refer to them as the asserted patents. Maxell contends that Apple has made, used,
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`sold, or offered for sale in the United States certain iPhones, iPads, Apple Watches, and iPod
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`Touches that infringe at least one of the following asserted patent claims:
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` Claims 1 and 17 of the ’317 Patent;
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` Claim 3 of the ’999 Patent;
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` Claim 3 of the ’498 Patent;
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` Claims 5 and 6 of the ’493 Patent;
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` Claims 1 and 4 of the ’438 Patent; and
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` Claims 1 and 14 of the ’794 Patent.
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`In response to Maxell’s infringement contentions, Apple contends that Apple did not
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`make, use, sell, or offer for sale products that infringe any asserted claim of Maxell’s patents.
`
`
`8 Authority: Section B.1, The Federal Circuit Bar Association Model Patent Jury Instructions (rev. 2020).
`9 Id.
`10 Authority: Sections A.2, B.1, The Federal Circuit Bar Association Model Patent Jury Instructions (rev. 2020)
`(modified to replace “any” with “what, if any,”).
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`
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`6
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`Apple also contends that the asserted claims are invalid. Because Apple contends that none of
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`the features infringe, Apple further contends that Maxell is not entitled to damages.
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`Your job is to decide whether Apple has infringed the asserted claims of the asserted
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`patents and whether any of the asserted claims of the asserted patents are invalid. If you decide
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`that any claim of the asserted patents has been infringed and is not invalid, you will then need to
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`decide what, if any, money damages to be awarded to Maxell to compensate it for the
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`infringement.
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`[Maxell Proposal:11 (Apple Opposes)12
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`2.1
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`Representative Products
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`For purposes of this case, the parties agree that certain products are representative of
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`other products. That means that proof of infringement or non-infringement of a representative
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`product shall be treated as proof for the other products that it represents. Specifically, for the
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`purposes of infringement or non-infringement, the following products are representative, and
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`proof of infringement or non-infringement about the following products is proof for the products
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`they each represent:
`
`
`11Maxell Authority: Final Jury Instruction 2.1, Maxell, Ltd. v. ZTE (USA) Inc. Case No. 5:16-cv-00179-RWS, D.I.
`223 (E.D. Tex., June 29, 2018). Under Apple’s position, Maxell would prove infringement of one product and
`request damages on a larger group of products as a result, with no explanation of how the infringement of one
`product relates to the other products for which damages are sought. The representative products stipulation is
`essential to the jury’s understanding of how an infringement finding for one product is imputed to the other accused
`products and how infringement of the representative product impacts damages of the represented products. The
`instruction is limited to this case, notes that the representative products are limited to this case, and does not address
`burden of proof—Maxell’s or Apple’s—for any issue. Contrary to Apple’s objection failing to instruct the jury on
`the parties’ agreement will lead to confusion and prevent the jury from being able to assess damages on all the
`accused products.
`12 Apple objects to Maxell’s proposed instruction on representative products. The parties entered into a joint
`stipulation on representative products to streamline the case and simplify its presentation to the jury. Repeating the
`entire stipulation to the jury defeats its intended purpose and introduces unnecessarily detailed and confusing
`information that will not aid the jury in determining the issues of liability or damages in this case. Apple also objects
`in that the language of Maxell’s proposed instruction in that it suggests that Apple has a burden of proof on non-
`infringement, and it is not an accurate representation of the parties’ agreement in its Joint Stipulation on
`representative products for trial.
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`
`
`7
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`
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 9 of 46 PageID #: 32433
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`a. The iPhone 11 executing iOS 13 (A2111) is representative of all iPhones accused of
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`infringing the ’317 Patent;
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`b. The iPhone 11 executing iOS 13 (A2111) is representative of all iPhones accused of
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`infringing the ’999 Patent;
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`c. The iPhone 11 executing iOS 13 (A2111) is representative of all iPhones accused of
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`infringing the ’498 Patent;
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`d. The iPhone 8 executing iOS 11 (A1863/A1905) is representative of all ’493 Accused
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`Products.
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`e. The iPhone 8 executing iOS 11 (A1863/A1905) is representative of all iPhones accused
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`of infringing the ’794 Patent, except that the iPhone 11 executing iOS 13 (A2111) is
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`representative of the iPhones accused infringing the ’794 Patent by virtue of
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`implementing the accused functionality of Express Transit Mode.
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`f. The iPad 6th Generation executing iOS 11 (A1893/A1954) and the iPad 7th Generation
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`executing iOS 13 (A2200/A2198/A2197) are equivalent for purposes of establishing
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`infringement or non-infringement of the ’794 patent, and are both representative of all
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`iPads and iPod Touches accused of infringing the ’794 Patent.
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`g. The Apple Watch Series 5 LTE GPS executing watchOS 6 (A2094/A2095) is
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`representative of all Apple Watches accused of infringing the ’794 Patent.
`
`h. The iPhone 11 executing iOS 13 (A2111) used in conjunction with any iOS device (e.g.,
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`iPad Mini executing iOS 8 (A1432) or iPhone 8 (A1863/A1905) or iPod Touch 6th
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`generation (A1574)) is representative of all products accused of infringing the ’438
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`Patent by implementing AirDrop.
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`
`
`8
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`
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 10 of 46 PageID #: 32434
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`i. The iPhone 11 executing iOS 13 (A2111) used in conjunction with Apple Watch Series 5
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`executing watchOS 6 (A2094) is representative of all products accused of infringing the
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`’438 Patent by pairing with an Apple Watch.
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`j. The Apple Watch Series 5 executing watchOS 6 (A2094) used in conjunction with
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`iPhone 11 executing iOS 13 (A2111) is representative of all products accused of
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`infringing the ’438 Patent by pairing with an Apple iPhone.
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`k. A representative version of an operations system (e.g., iOS 13, watchOS 6) includes any
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`of the subversions thereof (e.g., iOS 13.1, 13.2, watchOS 6.1, 6.2).
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`3.
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`Burdens of Proof13
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`Facts must be proved by a required standard of evidence known as the burden of proof.
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`[Apple Proposal: The burden of proof in this case is on Maxell for some issues, and it is on
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`Apple for other issues.]14 [Maxell Proposal: You’ve heard about it, I’m sure, from television and
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`probably in criminal cases with reference to proof beyond a reasonable doubt. That does not
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`apply in a civil case like this. In a patent case like this one, there] [Apple proposal: There] are
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`two burdens of proof that you will apply: The preponderance of the evidence standard and the
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`clear and convincing evidence standard.15
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`Maxell has the burden of proving patent infringement, [Apple proposal: actual notice]
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`[Maxell proposal: willfulness], and damages by a preponderance of the evidence. A
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`preponderance of the evidence means evidence that persuades you that a claim is more likely
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`true than not true. Sometimes this is talked about as being the greater weight and degree of
`
`credible testimony.
`
`
`13 Maxell Authority: Final Jury Instructions, Maxell, Ltd. v. ZTE (USA) Inc. Case No. 5:16-cv-00179-RWS, D.I.
`223 (E.D. Tex., June 29, 2018).
`14 Federal Circuit Bar Association Model Patent Jury Instructions (May 2020) at A.5, §§ 3.1, 4.1 (modified).
`15 Federal Circuit Bar Association Model Patent Jury Instructions (May 2020) at A.5, §§ 3.1, 4.1 (modified).
`
`
`
`9
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`
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 11 of 46 PageID #: 32435
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`Apple has the burden of proving patent invalidity by clear and convincing evidence.
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`Clear and convincing evidence means evidence that produces in your mind a firm belief or
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`conviction that the truth of the party’s factual contentions is highly probable. Although proof to
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`an absolute certainty is not required, the clear and convincing evidence standard requires a
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`greater degree of persuasion than is necessary for the preponderance of the evidence standard. If
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`the proof establishes in your mind a firm belief [Maxell proposal (Apple opposes): or conviction]
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`in the truth of the matter, then the clear and convincing evidence standard has been met.
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`These standards are different from what you may have learned about in criminal
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`proceedings where a fact is proven beyond a reasonable doubt. On a scale of the various
`
`standards of proof, as you move from the preponderance of the evidence, where the proof need
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`only be sufficient to tip the scales in favor of the party proving the fact, to at the other end
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`beyond a reasonable doubt, where the fact must be proven to a very high degree of certainty, you
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`may think of clear and convincing evidence as being between those two standards.
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`In determining whether any fact has been proved by a preponderance of the evidence or
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`by clear and convincing evidence, you may, unless otherwise instructed, consider the
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`stipulations, the testimony of all the witnesses, regardless of who called them, and all the exhibits
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`received into evidence during the trial, regardless of who may have produced them.
`
`4.
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`Claims of the Patents-in-Suit
`
`Maxell Proposal:16
`
`Before you can decide many of the issues in this case, you will need to understand the
`
`role of patent “claims.” The claims of a patent are the numbered sentences at the end of the
`
`
`16 Authority: Final Jury Instructions, Maxell, Ltd. v. ZTE (USA) Inc. Case No. 5:16-cv-00179-RWS, D.I. 223 (E.D.
`Tex., June 29, 2018); Section B.2(2.1), The Federal Circuit Bar Association Model Patent Jury Instructions (rev.
`2020).
`
`
`
`10
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`
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 12 of 46 PageID #: 32436
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`patent. The claims describe the invention made by the inventor and describe what the patent
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`owner owns and what the patent owner may prevent others from doing. Claims may describe
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`products, methods and apparatus such as machines or chemical compounds, or processes for
`
`making or using a product.
`
`The claims are important because it is the words of the claims themselves that define
`
`what a patent covers. The figures and text in the rest of the patent provide a description and/or
`
`examples of the invention and provide a context for the claims, but it is the claims that define the
`
`breadth of the patent’s coverage. Each claim is effectively treated as if it were a separate patent,
`
`and each claim may cover more or less than another claim. Therefore, what a patent covers
`
`depends upon what each of its claims cover.
`
`Apple Proposal:17
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`Before you can decide many of the issues in this case, you will need to understand the
`
`role of patent “claims.” The patent claims are the numbered sentences at the end of each patent.
`
`The claims are important because it is the words of the claims that define what a patent covers.
`
`The figures and text in the rest of the patent are called the specification, and provide a
`
`description and/or examples of the invention and provide a context for the claims.
`
`But it is the claims that define the breadth of the patent’s coverage. Each claim is
`
`effectively treated as if it were a separate patent. And each claim may cover more or less than
`
`another claim. Therefore, what a patent covers depends in turn on what each of its claims covers.
`
`Maxell and Apple Proposal:
`
`
`17 Apple Authority: Final Jury Instructions, Virnetx Inc. v. Apple Inc., Case No. 6:12-CV-855-RWS, Trial Tr. Feb 2,
`2016 at 149-150 (E.D. Tex. Feb 1, 2016); Federal Circuit Bar Association Model Patent Jury Instructions (May
`2020) § B.2 (2.1).
`
`
`
`11
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`
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`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 13 of 46 PageID #: 32437
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`You will first need to understand what each claim covers in order to decide whether or
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`not there is infringement of the claim and to decide whether or not the claim is invalid. The law
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`says that it’s my role to define the terms of the claims, and it’s your role to apply these
`
`definitions to the issues that you are asked to decide in this case.
`
`Therefore, as I explained to you at the start of the case, I have determined the meaning of
`
`certain claim terms at issue in this case and I have provided you those definitions in Appendix A.
`
`You must accept the definitions of these words in the claims as being correct. It is your job to
`
`take these definitions and apply them to the issues that you are deciding, including infringement
`
`and invalidity.
`
`For any words in a claim for which you have not been provided with a definition, you
`
`should apply the ordinary meaning of those terms in the field of the patent, as understood by one
`
`of ordinary skill in the art. You should not take my definition of the language of the claims as an
`
`indication that I have a view regarding how you should decide the issues that you are being
`
`asked to decide, such as infringement and invalidity.
`
`4.1 How a Patent Claim Defines What It Covers18
`
`I will now explain how a patent claim defines what it covers. A claim sets forth, in words,
`
`a set of requirements. Each claim sets forth its requirements in a single sentence. If a device or
`
`system satisfies each of these requirements, then it is covered by the claim. In patent law, the
`
`requirements of a claim are often referred to as “claim elements” or “claim limitations.”
`
`
`18 Authority: Final Jury Instructions, Maxell, Ltd. v. ZTE (USA) Inc. Case No. 5:16-cv-00179-RWS, D.I. 223 (E.D.
`Tex., June 29, 2018); Section B.2(2.1), The Federal Circuit Bar Association Model Patent Jury Instructions (rev.
`2020); Proposed by Apple in Virnetx Inc. v. Apple Inc., Case No. 6:12-CV-855-RWS, Joint Submission of Jury
`Materials, Docket No. 883, Ex. B at 4-1 (E.D. Tex. Jul. 9, 2020). ; Final Jury Instructions, Virnetx Inc. v. Apple Inc.,
`Case No. 6:12-CV-855-RWS, Trial Tr. Feb 2, 2016 at 150-51 (E.D. Tex. Feb 1, 2016).
`
`
`
`12
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`
`
`Case 5:19-cv-00036-RWS Document 638-2 Filed 03/01/21 Page 14 of 46 PageID #: 32438
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`When a thing (such as a feature, product, process, or system) meets all of the
`
`requirements of a claim, the claim is said to “cover” that thing, and that thing is said to “fall”
`
`within the scope of that claim. In other words, a claim covers a feature, product, process, or
`
`system where each of the claim elements or limitations is present in that feature, product,
`
`process, or system. Conversely, if the feature, product, process, or system meets only some, but
`
`not all, of the claim elements or limitations, then that feature, product, process, or system is not
`
`covered by the claim.
`
`By understanding the meaning of the words in a claim and by understanding that the
`
`words in a claim set forth the requirements that a product must meet in order to be covered by
`
`that claim, you will be able to understand the scope of coverage for each claim. Once you
`
`understand what each claim covers, then you are prepared to decide the issues that you will be
`
`asked to decide, such as infringement and invalidity.
`
`4.2
`
`Independent and Dependent Claims19
`
`This case involves two types of patent claims: independent claims and dependent claims.
`
`An “independent claim” sets forth all of the requirements that must be met in order to be
`
`covered by that claim. In this case, for example, claim 1 of the ’317 Patent is an independent
`
`claim.
`
`Other claims in the case are “dependent claims.” A dependent claim does not itself recite
`
`all of the requirements of the claim but refers to another claim for some of its requirements. In
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`this case, for example, claim 17 of the ’317 Patent depends from claim 15. In this way the claim
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`“depends” on another claim. The dependent claim incorporates all of the requirements of the
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`19 Authority: Section B.2(2.1a), The Federal Circuit Bar Association Model Patent Jury Instructions (rev. 2020);
`Final Jury Instructions, Virnetx Inc. v. Apple Inc., Case No. 6:12-CV-855-RWS, Trial Tr. Feb 2, 2016 at 151-52
`(E.D. Tex. Feb 1, 2016).
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`13
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`claims to which it refers. The dependent claim then adds its own additional requirements. To
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`determine what a dependent claim covers, it is necessary to look at both the dependent claim and
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`any other claims to which it refers. A feature or product that meets all of the requirements of
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`both the dependent claim and the claims to which it refers is covered by that dependent claim.
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`4.3
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`Claim Interpretation20
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`I will now explain to you the meaning of some of the words of the claims in this case. In
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`doing so, I will explain some of the requirements of the claims. As I have previously instructed
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`you, you must accept my definition of these words in the claims as correct. Those definitions are
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`provided for you in Appendix A. For any words in the claim for which I have not provided you
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`with a definition, you should apply their common meaning. You should not take my definition of
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`the language of the claims as an indication that I have a view regarding how you should decide
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`the issues that you are being asked to decide, such as infringement and validity. These issues are
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`yours to decide.
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`For some constructions I refer to the structure required by the term as being described in
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`a portion of the patent identified by column and line number, or in a Figure of the patent. Those
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`are what we call means plus function terms. I will explain those now.
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`4.4
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`“Functional Claiming” Claims21
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`Asserted Claims 1 and 17 of the ’317 Patent, asserted claim 3 of the ’999 Patent, asserted
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`claim 3 of the ’498 Patent, and asserted claims 1 and 14 of the ’794 Patent have limitations
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`expressed using functional language. For example, these claims have phrases such as “device
`
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`20 Authority: Final Jury Instructions, Maxell, Ltd. v. ZTE (USA) Inc. Case No. 5:16-cv-00179-RWS, D.I. 223 (E.D.
`Tex., June 29, 2018).
`21 Authority: Claim Construction Memorandum and Order, Maxell, Ltd. v. Apple Inc. Case No. 5:19-cv-00036-
`RWS, D.I. 235 (E.D. Tex., March 18, 2020; Section B.2(2.3a), The Federal Circuit Bar Association Model Patent
`Jury Instructions (rev. 2020).
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`14
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`for” performing a function or “function device.” Such functional language phrases have a special
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`meaning in patent law. It is called a “means-plus-function” requirement. These limitations do not
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`cover all of the structures that could perform the functions set forth in the claim. Instead, each
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`such limitation covers a structure or a set of structures that performs that function and that is
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`either identical or “equivalent” to the structure(s) described in the patent for performing that
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`function. The issue of whether two structures are identical or equivalent is for you to decide. I
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`will explain to you later how to determine whether two structures or two sets of structures are
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`“equivalent” to one another.
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`For purposes of this case, I have identified for you the structures described in the ’317,
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`’999, ’498, and ’794 patents that perform the various functions recited in the asserted claims.
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`These are listed in Appendix A along with the other definitions for the different claim terms.
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`When I read you my definitions for certain claim terms a few moments ago, I identified these
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`structures. You should apply my definitions of the functions and the structures described in the in
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`the ’317, ’999, ’498, and ’794 patents for performing them as you would apply my definition of
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`any other claim term.
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`5.
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`Infringement22
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`Any person or business entity who makes, uses, sells, offers to sell, or imports into the
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`United States a product that is covered by at least one claim of a patent infringes the patent. A
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`patent owner has the right to stop others from making, using, selling and offering for sale, and
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`importing into the United States the invention covered by the patent claims during the life of the
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`patent.
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`22 Authority: Final Jury Instructions, Maxell, Ltd. v. ZTE (USA) Inc. Case No. 5:16-cv-00179-RWS, D.I. 223 (E.D.
`Tex., June 29, 2018).
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`15
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`5.1
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`Direct Infringement by “Literal Infringement”23
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`There are two types of “direct infringement”: (1) “literal infringement” and (2)
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`“infringement under the doctrine of equivalents.”
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`In order to prove direct infringement by literal infringement, Maxell must prove that
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`Apple made, used, sold, offered for sale within, or imported into the United States an accused
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`product that meets all of the requirements of an asserted claim and did so without the permission
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`of Maxell during the time the asserted patent was in force. You must compare the accused
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`product with each and every one of the requirements of a claim to determine whether all of the
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`requirements of that claim are met.
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`You must determine, separately for each asserted claim, whether or not there is
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`infringement. There is one exception to this rule. If you find that a claim on which other claims
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`depend is not infringed, there cannot be infringement of any dependent claim that refers directly
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`or indirectly to that independent claim. On the other hand, if you find that an independent claim
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`has been