Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 1 of 13 PageID #: 26476
`Case 5:19-cv-00036—RWS Document 485-2 Filed 08/05/20 Page 1 of 13 PageID #: 26476
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`EXHIBIT A
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`EXHIBIT A
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`Case 5:19-cv-00036—RWS Document 485-2 Filed 08/05/20 Page 1 of 13 PageID #: 26476
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`EXHIBIT A
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`EXHIBIT A
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 2 of 13 PageID #: 26477
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`UNITED STATES
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`PATENT AND TRADEMARK OFFICE
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 3 of 13 PageID #: 26478
` Case 5:19-cv-00036—RWS
`ocu
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`Trial Statistics
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`IPR, PGR, CBM
`
`Patent Trial and Appeal Board
`June 2020
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`
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 4 of 13 PageID #: 26479
`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 4 of 13 PagelD #: 26479
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`Petitions by Trial Tpre
`
`(All Time: Sept. 16, 2012 to un. 30, 2020)
`
`
`
`Trial types include Inter Partes Review (IPR), Post Grant Review (PGR), and Covered
`Business Method (CBM).
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`
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 5 of 13 PageID #: 26480
`Case 5:19-cv-00036—RWS Document 485-2 Filed 08/05/20 Page 5 of 13 PagelD #: 26480
`Petitions Filed by Technology in FY20
`(FY20: Oct. 1, 2019 to Jun. 30, 2020)
`
`Mechanical 84
`
`Business Method
`
`252
`
`Chemical
`
`24%
`
`
`
`Electrical/Computer
`
`654
`
`66
`
`6%
`
`Bio/Pharma
`
`61
`
`6%
`
`Design
`20
`
`2%
`
`
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 6 of 13 PageID #: 26481
`Case 5:19-cv-00036—RWS Document 485-2 Filed 08/05/20 Page 6 of 13 PageID #: 26481
`Petitions Filed by Month
`(Jun. 2020 and Previous 12 Months: Jun. 1, 2019 to Jun. 30, 2020)
`
`(990 IPRs in FY20)
`
`
`
`144
`
`‘50
`
`152
`
`Jun-19
`
`IPR
`
`o2
`
`5
`
`3
`
`5
`
`231
`
`(52 PGRs in FY20)
`
`1o 9
`
`9
`
`7
`
`6
`
`Jun-20
`
`(11 CBMs in FY20)
`
`5
`00000.0022011
`
`Jun-19
`
`PGR
`
`Jun-20
`
`Jun-19
`
`CBM
`
`Jun-20
`
`
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 7 of 13 PageID #: 26482
`Case 5:19-cv-00036—RWS Document 485-2 Filed 08/05/20 Page 7 of 13 PagelD #: 26482
`Institution Rates
`(FY13 to FY20: Oct. 1, 2012 to Jun. 30, 2020)
`
`87%
`
`I Instituted
`
`l Denied
`
` 5696
`
`
`
` 1,012 1,011
`
`223
`
`191
`
`I 29
`
`FY13
`
`FY15
`
`FY17
`
`FY19
`
`Institution rate for each fiscal year is calculated by dividing petitions instituted by
`decisions on institution (i.e., petitions instituted plus petitions denied). The outcomes
`of decisions on institution responsive to requests for rehearing are excluded.
`
`478
`
`§376
`
`
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 8 of 13 PageID #: 26483
`Case 5:19-cv-00036—RWS Document 485-2 Filed 08/05/20 Page 8 of 13 PagelD #: 26483
`Institution Rates by Technology
`(All Time: Sept. 16, 2012 to Jun. 30, 2020)
`
`Bio/Pharma— 59% (542 of 924)
`
`Chemical
`
`
`
`61% (348 of 572)
`
`Design— 38% (20 of 52)
`
`Electrical/Computer
`
`66% (3.573 of 5,420)
`
`Mechanical 8:
`
`Business Method
`
`67% (1,545 of 2,298)
`
`Institution rate for each technology is calculated by dividing petitions instituted by
`decisions on institution (i.e., petitions instituted plus petitions denied). The outcomes
`of decisions on institution responsive to requests for rehearing are excluded.
`
`
`
`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 9 of 13 PageID #: 26484
`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 9 of 13 PagelD #: 26484
`Pre-lnstitution Settlements
`(FY13 to FY20: Oct. 1, 2012 to Jun. 30, 2020)
`
`16%
`
`16%
`
`Settlement Rate
`
`9%
`
`12%
`
`
`12%
`
`Settlements
`23
`_
`
`1'27
`
`200
`
`124§
`\
`§
`
`FY13
`
`FY15
`
`FY16
`
`FY17
`
`FY18
`
`FY19
`
`FY20
`
`Settlement rate for each year is calculated by dividing pre-institution settlements by
`the sum of proceedings instituted, denied institution, dismissed, terminated with a
`request for adversejudgment, and settled before decision on institution.
`
`
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 10 of 13 PageID #: 26485
`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 10 of 13 PagelD #: 26485
`Post-Institution Settlements
`(FY13 to FY20: Oct. 1, 2012 to Jun. so, 2020)
`
`Settlement Rate
`
`90%
`
` 22% 22%
`
`21%
`
`Settlements 1.10
`18
`_
`
`243
`
`201
`
`109V
`\
`§
`
`FY13
`
`FY16
`
`FY17
`
`FY18
`
`FY19
`
`FY20
`
`Settlement rate for each year is calculated by dividing post-institution settlements by
`proceedings terminated post-institution (i.e., settled, dismissed, terminated with a
`request for adversejudgment, and final written decision), excluding joined cases.
`
`
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 11 of 13 PageID #: 26486
`Case 5:19-cv-00036—RWS Document 485-2 Filed 08/05/20 Page 11 of 13 PageID #: 26486
`Status of Petitions
`(All Time: Sept. 16, 2012 to Jun. 30, 2020)
`
` g
`
`0
`'5
`--
`.3
`n.
`
`m
`5
`'g
`a:
`A
`
`'u
`2
`3
`o
`m
`
`1:
`'04
`'a
`9
`3o
`3
`5
`3:.
`.2
`:g a
`E
`U'
`m
`(”'0
`--
`D m<
`
`'u
`3
`3
`._
`+-
`m
`c
`-
`
`'u
`2
`.5
`5
`
`m
`.5
`'g
`a:
`n.
`
`'u
`2
`z
`o
`U)
`
`'04 +30:
`'0
`3o I:
`8
`3:.
`3%
`.2
`__
`3'; no
`E
`U'
`:0)
`m
`(D13
`"D
`'-
`D m< u.
`
`These figures reflect the latest status of each petition. The outcomes of decisions on
`institution responsive to requests for rehearing are incorporated. Once joined to a base
`case, a petition remains in the Joined category regardless of subsequent outcomes.
`
`10
`
`
`
`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 12 of 13 PageID #: 26487
`Case 5:19-cv-00036—RWS Document 485-2 Filed 08/05/20 Page 12 of 13 PageID #: 26487
`Outcome of Concluded Proceedings
`(All Time: Sept. 16, 2012 to Jun. 30, 2020)
`
`FWD ‘
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`Pate‘table
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`5;?
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`Institution Denied
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`2 7 1 n
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`33%
`
`
`FWD All Unpatentable
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`FWD All
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`Unpatentable
`7 mm
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`Percentage of Final Written Decisions
`
`21%
`
`640 20%
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`FWD All Patentable
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`588 18%
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`FWD Mixed
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`2.033 62%
`
`Joined and dismissed cases are excluded.
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`11
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`Case 5:19-cv-00036-RWS Document 485-2 Filed 08/05/20 Page 13 of 13 PageID #: 26488
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