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Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 1 of 5 PageID #: 26471
`
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`TEXARKANA DIVISION
`
`MAXELL, LTD.,
`
`Plaintiff,
`
`
`
`
`
`
`
`vs.
`
`APPLE INC.,
`
` Civil Action No. 5:19-cv-00036-RWS
`
`
`JURY TRIAL DEMANDED
`
`
`
`
`
`
`
`
`Defendant.
`
`DECLARATION OF LUANN L. SIMMONS IN SUPPORT OF
`APPLE INC.’S RENEWED MOTION TO STAY PENDING DETERMINATION OF
`INTER PARTES REVIEW OF THE PATENTS-IN-SUIT
`
`I, Luann L. Simmons, hereby declare as follows:
`
`1.
`
`I am an attorney at the law firm of O’Melveny & Myers LLP, counsel for
`
`Defendant Apple, Inc. (“Apple”) in this matter filed by Plaintiff Maxell, Ltd. (“Maxell”). I have
`
`personal knowledge of the facts stated herein and if called to testify could and would
`
`competently testify thereto.
`
`2.
`
`Attached as Exhibit A is a true and correct copy of the United States Patent
`
`Office’s Patent Trial and Appeal Board Statistics, which contains data valid as of June 30, 2020.
`
`This document was retrieved from the USPTO’s website
`
`(https://www.uspto.gov/sites/default/files/documents/Trial_Statistics_20200630_.pdf) on August
`
`3, 2020.
`
`3.
`
`Attached as Exhibit B is a true and correct copy of Lex Machina’s Patent Trial
`
`and Appeal Board Statistics for trials listing Apple Inc. as the Petitioner, which contains data
`
`1
`
`

`

`Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 2 of 5 PageID #: 26472
`
`
`valid as of August 3, 2020. This document was retrieved from Lex Machina’s website on
`
`August 3, 2020.
`
`4.
`
`Attached as Exhibit C is a true and correct copy of Lex Machina’s Patent Trial and
`
`Appeal Board Statistics for trials listing Erise IP, PA as counsel for the Petitioner, which contains
`
`data valid as of August 3, 2020. This document was retrieved from Lex Machina’s website on
`
`August 3, 2020.
`
`5.
`
`Attached as Exhibit D is a true and correct copy of an excerpt from the Rebuttal
`
`Expert Report of Branimir Vojcic, Ph.D. Concerning Validity of U.S. Patent No. 6,408,193, dated
`
`June 4, 2020.
`
`6.
`
`Attached as Exhibit E is a true and correct copy of the Decision Granting
`
`Institution of Inter Partes review for U.S. Patent No. 6,928,306 (IPR2020-00204), dated June 19,
`
`2020.
`
`7.
`
`Attached as Exhibit F is a true and correct copy of the Decision Granting Institution
`
`of Inter Partes review for U.S. Patent No. 6,329,794 (IPR2020-00199), dated June 19, 2020.
`
`8.
`
`Attached as Exhibit G is a true and correct copy of the Decision Granting
`
`Institution of Inter Partes review for U.S. Patent No. 10,084,991 (IPR2020-00200), dated July 15,
`
`2020.
`
`9.
`
`Attached as Exhibit H is a true and correct copy of the Decision Granting
`
`Institution of Inter Partes review for U.S. Patent No. 10,212,586 (IPR2020-00202), dated July 15,
`
`2020.
`
`10.
`
`Attached as Exhibit I is a true and correct copy of Maxell’s Final Election of
`
`Asserted Claims, dated March 17, 2020.
`
`2
`
`

`

`Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 3 of 5 PageID #: 26473
`
`
`11.
`
`Attached as Exhibit J is a true and correct copy of Plaintiff Maxell, Ltd.’s
`
`Identification of Trial Witnesses, dated June 25, 2020.
`
`12.
`
`Attached as Exhibit K is a true and correct copy of Apple Inc.’s Trial Witness List,
`
`dated June 25, 2020.
`
`13.
`
`Attached as Exhibit L is a true and correct copy of Plaintiff Maxell, Ltd.’s
`
`Identification of Rebuttal Trial Witnesses, dated July 2, 2020.
`
`14.
`
`Five of the 10 Patents-in-Suit—the ’193, ’493, ’317, ’999, and ’498 Patents—have
`
`already expired. The ’794 Patent will expire on September 7, 2020.
`
`15.
`
`On June 12, 2019, Maxell served its Infringement Contentions, in which it
`
`asserted a total of 90 claims from the 10 Patents-in-Suit.
`
`16.
`
`The parties and the Court agreed in the Court’s Focusing Order that 90 claims,
`
`particularly given the wide range of technologies reflected in those claims, created far too broad
`
`of a scope for this case and both parties would need to narrow it by reducing asserted claims and
`
`prior art.
`
`17.
`
`Apple, nonetheless, promptly began searching for and evaluating prior art for all 90
`
`claims, and, within seven months, finished searching for and analyzing thousands of prior art
`
`references for each of the 90 claims at issue; prepared invalidity contentions, including 63 claim
`
`charts mapping prior art to asserted claims; coordinated with technical experts; and drafted and
`
`filed nine IPR petitions.
`
`18.
`
`On November 6, 2019, Maxell made its Preliminary Election of Asserted Claims,
`
`reducing the number of asserted claims to 40.
`
`19. Maxell’s November 2019 narrowing dropped claims that recited several unique
`
`limitations, allowing Apple to narrow its search and analysis to only those claims still at issue.
`
`3
`
`

`

`Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 4 of 5 PageID #: 26474
`
`
`20.
`
`On March 17, 2020, Maxell made its Final Election of Asserted Claims, reducing
`
`the number of asserted claims to 20.
`
`21.
`
`Apple filed IPR2020-00199, challenging the validity of claims 1-3 and 5-14 of U.S.
`
`Patent No. 6,329,794, on December 19, 2019. The PTAB found that the challenged claims are
`
`reasonably likely to be unpatentable and instituted inter partes review on June 19, 2020.
`
`22.
`
`Apple filed IPR2020-00204, challenging the validity of claims 2, 5, 6, and 12-15
`
`of U.S. Patent No. 6,928,306, on December 20, 2019. The PTAB found that the challenged claims
`
`are reasonably likely to be unpatentable and instituted inter partes review on June 19, 2020.
`
`23.
`
`Apple filed IPR2020-00201, challenging the validity of claims 1-7 of U.S. Patent
`
`No. 7,116,438, on December 19, 2019, and the PTAB denied institution on June 19, 2020.
`
`24.
`
`Apple filed IPR2020-00203, challenging the validity of claims 1, 6, and 7 of U.S.
`
`Patent No. 6,408,193, on December 20, 2019, and the PTAB denied institution on July 6, 2020.
`
`25.
`
`Apple filed IPR2020-00200, challenging the validity of claims 1-5 and 8-12 of U.S.
`
`Patent No. 10,084,991, on December 19, 2019. The PTAB found that the challenged claims are
`
`reasonably likely to be unpatentable and instituted inter partes review on July 15, 2020.
`
`26.
`
`Apple filed IPR2020-00202, challenging the validity of claims 1-2, 6-7, 9-10, 13-
`
`14, and 16-18 of U.S. Patent No. 10,212,586, on December 19, 2019. The PTAB found that the
`
`challenged claims are reasonably likely to be unpatentable and instituted inter partes review on
`
`July 15, 2020.
`
`27.
`
`Apple filed IPR2020-00407, -00408, and -00409 challenging the validity of the
`
`related ’317, ’498, and ’999 Patents on January 13, 2020.
`
`4
`
`

`

`Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 5 of 5 PageID #: 26475
`
`
`28.
`
`Apple filed IPR2020-00407, challenging the validity of claims 1-3, 5, 10-15, 17,
`
`and 18 of U.S. Patent No. 6,748,317, on January 13, 2020, and the PTAB’s institution decision is
`
`due by August 12, 2020.
`
`29.
`
`Apple filed IPR2020-00408, challenging the validity of claims 1, 3-5, 7-11, and 13
`
`of U.S. Patent No. 6,430,498, on January 13, 2020, and the PTAB’s institution decision is due by
`
`August 12, 2020.
`
`30.
`
`Apple filed IPR2020-00409, challenging the validity of claims 1-6 of U.S. Patent
`
`No. 6,580,999, on January 13, 2020, and the PTAB’s institution decision is due by August 12,
`
`2020.
`
`31.
`
`Apple filed IPR2020-00507, challenging the validity of claims 1, 3-6, and 10-11 of
`
`U.S. Patent No. 8,339,493, on March 17, 2020, and the PTAB’s institution decision is due by
`
`September 25, 2020.
`
`32.
`
`Apple’s final petition, filed March 17, 2020, involved unique third-party discovery
`
`issues that required additional time to resolve.
`
`I declare under the penalty of perjury that the foregoing is true and correct.
`
`Executed in San Francisco, California, on this 3rd day of August, 2020.
`
`
`
`/s/ Luann L. Simmons
`Luann L. Simmons
`
`
`
`
`
`5
`
`

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