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`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`TEXARKANA DIVISION
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`MAXELL, LTD.,
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`Plaintiff,
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`vs.
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`APPLE INC.,
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` Civil Action No. 5:19-cv-00036-RWS
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`JURY TRIAL DEMANDED
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`Defendant.
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`DECLARATION OF LUANN L. SIMMONS IN SUPPORT OF
`APPLE INC.’S RENEWED MOTION TO STAY PENDING DETERMINATION OF
`INTER PARTES REVIEW OF THE PATENTS-IN-SUIT
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`I, Luann L. Simmons, hereby declare as follows:
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`1.
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`I am an attorney at the law firm of O’Melveny & Myers LLP, counsel for
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`Defendant Apple, Inc. (“Apple”) in this matter filed by Plaintiff Maxell, Ltd. (“Maxell”). I have
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`personal knowledge of the facts stated herein and if called to testify could and would
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`competently testify thereto.
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`2.
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`Attached as Exhibit A is a true and correct copy of the United States Patent
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`Office’s Patent Trial and Appeal Board Statistics, which contains data valid as of June 30, 2020.
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`This document was retrieved from the USPTO’s website
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`(https://www.uspto.gov/sites/default/files/documents/Trial_Statistics_20200630_.pdf) on August
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`3, 2020.
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`3.
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`Attached as Exhibit B is a true and correct copy of Lex Machina’s Patent Trial
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`and Appeal Board Statistics for trials listing Apple Inc. as the Petitioner, which contains data
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`1
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`Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 2 of 5 PageID #: 26472
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`valid as of August 3, 2020. This document was retrieved from Lex Machina’s website on
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`August 3, 2020.
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`4.
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`Attached as Exhibit C is a true and correct copy of Lex Machina’s Patent Trial and
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`Appeal Board Statistics for trials listing Erise IP, PA as counsel for the Petitioner, which contains
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`data valid as of August 3, 2020. This document was retrieved from Lex Machina’s website on
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`August 3, 2020.
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`5.
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`Attached as Exhibit D is a true and correct copy of an excerpt from the Rebuttal
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`Expert Report of Branimir Vojcic, Ph.D. Concerning Validity of U.S. Patent No. 6,408,193, dated
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`June 4, 2020.
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`6.
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`Attached as Exhibit E is a true and correct copy of the Decision Granting
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`Institution of Inter Partes review for U.S. Patent No. 6,928,306 (IPR2020-00204), dated June 19,
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`2020.
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`7.
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`Attached as Exhibit F is a true and correct copy of the Decision Granting Institution
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`of Inter Partes review for U.S. Patent No. 6,329,794 (IPR2020-00199), dated June 19, 2020.
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`8.
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`Attached as Exhibit G is a true and correct copy of the Decision Granting
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`Institution of Inter Partes review for U.S. Patent No. 10,084,991 (IPR2020-00200), dated July 15,
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`2020.
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`9.
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`Attached as Exhibit H is a true and correct copy of the Decision Granting
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`Institution of Inter Partes review for U.S. Patent No. 10,212,586 (IPR2020-00202), dated July 15,
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`2020.
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`10.
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`Attached as Exhibit I is a true and correct copy of Maxell’s Final Election of
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`Asserted Claims, dated March 17, 2020.
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`2
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`Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 3 of 5 PageID #: 26473
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`11.
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`Attached as Exhibit J is a true and correct copy of Plaintiff Maxell, Ltd.’s
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`Identification of Trial Witnesses, dated June 25, 2020.
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`12.
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`Attached as Exhibit K is a true and correct copy of Apple Inc.’s Trial Witness List,
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`dated June 25, 2020.
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`13.
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`Attached as Exhibit L is a true and correct copy of Plaintiff Maxell, Ltd.’s
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`Identification of Rebuttal Trial Witnesses, dated July 2, 2020.
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`14.
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`Five of the 10 Patents-in-Suit—the ’193, ’493, ’317, ’999, and ’498 Patents—have
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`already expired. The ’794 Patent will expire on September 7, 2020.
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`15.
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`On June 12, 2019, Maxell served its Infringement Contentions, in which it
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`asserted a total of 90 claims from the 10 Patents-in-Suit.
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`16.
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`The parties and the Court agreed in the Court’s Focusing Order that 90 claims,
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`particularly given the wide range of technologies reflected in those claims, created far too broad
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`of a scope for this case and both parties would need to narrow it by reducing asserted claims and
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`prior art.
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`17.
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`Apple, nonetheless, promptly began searching for and evaluating prior art for all 90
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`claims, and, within seven months, finished searching for and analyzing thousands of prior art
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`references for each of the 90 claims at issue; prepared invalidity contentions, including 63 claim
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`charts mapping prior art to asserted claims; coordinated with technical experts; and drafted and
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`filed nine IPR petitions.
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`18.
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`On November 6, 2019, Maxell made its Preliminary Election of Asserted Claims,
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`reducing the number of asserted claims to 40.
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`19. Maxell’s November 2019 narrowing dropped claims that recited several unique
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`limitations, allowing Apple to narrow its search and analysis to only those claims still at issue.
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`3
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`Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 4 of 5 PageID #: 26474
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`20.
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`On March 17, 2020, Maxell made its Final Election of Asserted Claims, reducing
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`the number of asserted claims to 20.
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`21.
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`Apple filed IPR2020-00199, challenging the validity of claims 1-3 and 5-14 of U.S.
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`Patent No. 6,329,794, on December 19, 2019. The PTAB found that the challenged claims are
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`reasonably likely to be unpatentable and instituted inter partes review on June 19, 2020.
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`22.
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`Apple filed IPR2020-00204, challenging the validity of claims 2, 5, 6, and 12-15
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`of U.S. Patent No. 6,928,306, on December 20, 2019. The PTAB found that the challenged claims
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`are reasonably likely to be unpatentable and instituted inter partes review on June 19, 2020.
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`23.
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`Apple filed IPR2020-00201, challenging the validity of claims 1-7 of U.S. Patent
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`No. 7,116,438, on December 19, 2019, and the PTAB denied institution on June 19, 2020.
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`24.
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`Apple filed IPR2020-00203, challenging the validity of claims 1, 6, and 7 of U.S.
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`Patent No. 6,408,193, on December 20, 2019, and the PTAB denied institution on July 6, 2020.
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`25.
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`Apple filed IPR2020-00200, challenging the validity of claims 1-5 and 8-12 of U.S.
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`Patent No. 10,084,991, on December 19, 2019. The PTAB found that the challenged claims are
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`reasonably likely to be unpatentable and instituted inter partes review on July 15, 2020.
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`26.
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`Apple filed IPR2020-00202, challenging the validity of claims 1-2, 6-7, 9-10, 13-
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`14, and 16-18 of U.S. Patent No. 10,212,586, on December 19, 2019. The PTAB found that the
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`challenged claims are reasonably likely to be unpatentable and instituted inter partes review on
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`July 15, 2020.
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`27.
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`Apple filed IPR2020-00407, -00408, and -00409 challenging the validity of the
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`related ’317, ’498, and ’999 Patents on January 13, 2020.
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`4
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`Case 5:19-cv-00036-RWS Document 485-1 Filed 08/05/20 Page 5 of 5 PageID #: 26475
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`28.
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`Apple filed IPR2020-00407, challenging the validity of claims 1-3, 5, 10-15, 17,
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`and 18 of U.S. Patent No. 6,748,317, on January 13, 2020, and the PTAB’s institution decision is
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`due by August 12, 2020.
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`29.
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`Apple filed IPR2020-00408, challenging the validity of claims 1, 3-5, 7-11, and 13
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`of U.S. Patent No. 6,430,498, on January 13, 2020, and the PTAB’s institution decision is due by
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`August 12, 2020.
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`30.
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`Apple filed IPR2020-00409, challenging the validity of claims 1-6 of U.S. Patent
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`No. 6,580,999, on January 13, 2020, and the PTAB’s institution decision is due by August 12,
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`2020.
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`31.
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`Apple filed IPR2020-00507, challenging the validity of claims 1, 3-6, and 10-11 of
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`U.S. Patent No. 8,339,493, on March 17, 2020, and the PTAB’s institution decision is due by
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`September 25, 2020.
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`32.
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`Apple’s final petition, filed March 17, 2020, involved unique third-party discovery
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`issues that required additional time to resolve.
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`I declare under the penalty of perjury that the foregoing is true and correct.
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`Executed in San Francisco, California, on this 3rd day of August, 2020.
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`
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`/s/ Luann L. Simmons
`Luann L. Simmons
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`5
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