`
`
`
`
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`TEXARKANA DIVISION
`
`
`Case No. 5:19-cv-00036-RWS
`
`Plaintiff,
`
`Defendant.
`
`LEAD CASE
`
`JURY TRIAL DEMANDED
`
`
`
`
`
`
`
`MAXELL, LTD.,
`
`v.
`
`APPLE INC.,
`
`
`
`MAXELL, LTD.’S REPLY IN SUPPORT OF OPPOSED MOTION TO COMPEL
`
`
`
`
`
`
`
`
`
`PUBLIC VERSION
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 2 of 20 PageID #: 9622
`
`
`E
`
`Table of Contents
`
`
`Continuing Deficiencies in Apple’s Production of Technical Documents. ........................... 3
`I.
`II. Continuing Issues with Apple’s Production of Non-Source Code Documents on Source
`Code Computer. ................................................................................................................... 10
`III. Continuing Issues with Apple’s Production of Non-Technical Documents. ....................... 12
`IV. Apple’s Request for Costs and Sanctions is Not Warranted................................................ 14
`V. Conclusion ........................................................................................................................... 15
`
`
`
`
`
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 3 of 20 PageID #: 9623
`
`
`
`
`As an initial matter, Maxell did not violate this Court’s standing order requiring a meet
`
`and confer. Maxell met and conferred with Apple, during which time Apple represented that
`
`“after its reasonable search” certain documents (some that have now been produced) did not
`
`exist. For the documents that Apple claims it was still investigating, Maxell allowed Apple
`
`ample time to investigate and then addressed these in later correspondence to which Apple never
`
`responded—even ignoring requests for additional meet and confers. Apple’s complaint that
`
`Maxell failed to meet and confer is misleading, and underscores Apple’s abuse of the meet and
`
`confer process (addressed in detail in Maxell’s motion for sanctions). As Apple’s production
`
`since the filing of this motion reveals, the only thing that prompts Apple to comply with its
`
`discovery obligations is motion practice (and even then it flouts the Court’s orders). This
`
`conduct, not Maxell’s motion, is truly what “contravenes the stated goal of ‘maximiz[ing] the
`
`best use of the Court’s limited resources.’”
`
`And while Apple’s Opposition paints a rosy picture, the majority of the issues raised in
`
`Maxell’s Motion to Compel have not been resolved. Apple’s representation of resolution more
`
`often than not results from an overly-narrow view of the deficiencies (an issue that Maxell has
`
`repeatedly highlighted to Apple). For example, with respect to schematics, the deficiency was
`
`two-fold: 1) Apple failed to produce any schematics for 29 accused products, and 2) Apple failed
`
`to produce complete schematics for many other products. Apple’s response only addressed the
`
`missing 29 schematics while ignoring Maxell’s request for complete schematics for the other
`
`products. For other deficiencies raised by Maxell, Apple limited its responsive production, and
`
`response to the motion, to the specific examples called out by Maxell and ignored the categories
`
`in full. Apple has used this strategy to limit and draw out discovery throughout the case despite
`
`Maxell’s countless instructions otherwise, which is a major impetus for Maxell’s motion.
`
`
`
`1
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 4 of 20 PageID #: 9624
`
`
`
`
`
`
`To the extent that Apple has begun to address deficiencies, the results reveal the obvious
`
`inadequacy of Apple’s reasonable search and productions to date, suggesting that the conduct
`
`was either intentional or grossly negligent. Many of the materials Apple has just recently
`
`produced are highly relevant, repeatedly requested by Maxell, and should have been produced
`
`long ago so that Maxell could have properly utilized them in performing its source code review,
`
`preparing amended contentions, making its final election of asserted claims, taking 30(b)(6)
`
`depositions, and preparing its case for trial before being foreclosed from seeking additional
`
`discovery by the discovery deadline. Even more egregious, some of the documents now being
`
`produced are documents Apple previously (and repeatedly) said do not exist. Apple’s counsel
`
`made the following representation during the meet and confer: “
`
`
`
`
`
`
`
`.” D.I. 197 at Ex. A. But not only do many of the
`
`documents actually exist (and some produced), it is readily evident that Apple would easily have
`
`found them if Apple had performed simple word-searches of its repositories and consulted with
`
`knowledgeable engineers (including, but not limited to, those designated as corporate
`
`representatives in this case long ago by Apple) as evidenced by relevant depositions.
`
`
`
`While the deadline to take the remaining depositions and prepare expert reports has been
`
`recently extended, the time to produce discovery is very nearly over. These deficiencies should
`
`have been remedied many months ago, or at the very least as soon as they were raised by
`
`Maxell.1 But Apple’s primary goal has been to intentionally frustrate the discovery process and
`
`
`1 The parties initially had a meet and confer scheduled for March 13 to identify what issues from Maxell’s motion to
`compel remain open. When the March 17 hearing was cancelled, Maxell stated it believed a teleconference would
`still be beneficial, but Apple asked to reschedule it for the following Monday. On Sunday, Apple asked to
`2
`
`
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 5 of 20 PageID #: 9625
`
`
`
`
`the preparation of Maxell’s case notwithstanding its discovery obligations.
`
`I.
`
`Continuing Deficiencies in Apple’s Production of Technical Documents.
`
`Apple’s technical document production remains incomplete. In fact, documents recently
`
`produced by Apple reveal further deficiencies. And Apple’s strategy to address only the specific
`
`examples provided by Maxell is most prevalent, and most prejudicial, when it comes to technical
`
`documents. Apple is plainly aware of 1) the accused products, 2) the implicated components, and
`
`3) the types of materials created by or provided to Apple in connection with the design and
`
`testing of a functionality. Given its position, the burden is on Apple to identify and produce the
`
`relevant materials for each product, component, and functionality that Maxell has identified and
`
`relied on for its infringement claims in this case. Apple’s attempts to evade its burden by playing
`
`dumb and blaming Maxell for not identifying what is missing flies in the face of this Court’s
`
`discovery rules (e.g., blaming its lack of production based on Maxell not identifying the specific
`
`products for which schematics are missing and not identifying the specific chipsets for which
`
`manuals are missing). The remaining deficiencies of which Maxell is currently aware include:
`
`Complete Schematics. Although Maxell informed Apple that schematics were missing,
`
`Apple complains that Maxell did not identify them by model number and asserts that, if Maxell
`
`had, the issue would have been quickly resolved. Yet, over a month has passed since Maxell
`
`filed its motion, and the issue is still unresolved. Apple asserts that certain of the missing
`
`schematics have now been produced; however, the cited documents are identifiable only by
`
`internal model numbers—
`
`—none of which have been linked to
`
`accused products, which is required of Apple’s response to Interrogatory No. 1. In other words,
`
`only Apple knows if these documents address the deficiencies, and Apple has refused to respond
`
`
`reschedule again, but offered no alternative date. Maxell thus followed up with a letter detailing remaining
`deficiencies on March 17, but Apple has neither responded in writing nor via meet and confer.
`3
`
`
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 6 of 20 PageID #: 9626
`
`
`
`
`to Maxell’s request for clarification. Based on the model numbers Apple has provided,
`
`schematics are still missing for
`
`
`
`
`
`.
`
`Apple’s opposition does not even address Maxell’s request for complete schematics for
`
`each product (including, e.g.,
`
`). Apple has
`
`provided incomplete schematics and this issue has not been resolved. Furthermore, Apple’s
`
`corporate deponent, Adam Machalek, represented
`
`
`
`. Ex. D (Rough Dep. Tr. at 72:22-73:20).
`
`Documents Describing Cellular Functionalities. Throughout this case, Apple has
`
`represented that the cellular functionalities of the accused products are
`
`
`
`
`
`. Apple also took this position before the Court in February. D.I. 205 at
`
`2. But it is not the case. This month, Apple produced
`
`
`
`. Apple’s production proves that relevant, responsive documents exist at
`
`Apple. See D.I. 241 at Siddiqui Decl. ¶23-25. Unfortunately, Apple has not produced these
`
`materials for all relevant products/components. For example, Apple produced
`
`,2 but has not produced it for
`
`
`
`.3
`
`
`2 The
`
`
`
`
`. See, e.g., D.I. 241 at Siddiqui Decl. ¶24 and Ex.
`S. Apple knew this component was relevant and had previously produced a 17 page datasheet that did not
`address relevant functionality. Apple withheld the longer, useful document until the end of discovery.
`3 When Maxell subpoenaed
`
`” See Ex. E, Mar. 16, 2020 E-mail from
`
` to G. Culbertson (emphasis added).
`
`
`
`4
`
`
`
`
`
`
`
`
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 7 of 20 PageID #: 9627
`
`
`
`
`Apple produced
`
`
`
`. One week before the close of fact discovery, Apple has now informed Maxell
`
`that it is withholding discovery for these modems based on relevancy. According to Apple,
`
`products incorporating these modems fall outside the relevant damages period. See Ex. F
`
`(3/24/20 Ltr. Pensabene to Beaber). Notwithstanding the fact that these products are identified by
`
`Maxell as “Accused Products,” the products including
`
` modems have a
`
`combined sales revenue of
`
` within the time period that Apple notes as the
`
`relevant damages time period. See Ex. G (APL-MAXELL_01147395 sales spreadsheet).
`
`Moreover, the
`
` themselves refer to additional documents and repositories
`
`for documents describing relevant cellular functionalities, including
`
`
`
`
`
`
`
`
`
`
`
`. See, e.g., D.I. 241 at Siddiqui Decl. at ¶26. Apple began producing
`
`such materials on March 25 at 8 p.m. eastern, but it is unclear whether the production is
`
`complete. Similarly, documents Apple produced cite to similar design specifications for
`
`
`
` full versions of which have also not been produced. Moreover, it is apparent Apple
`
`has not searched for and produced documents discussing “closed-loop,” “open-loop,” and/or “PA
`
`Bias Control” either. All extremely relevant functionality for this case and at least the asserted
`
`‘193 patent.
`
`In connection with this topic, Maxell also raised the fact that many specifications
`
`
`
`5
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 8 of 20 PageID #: 9628
`
`
`
`
`produced by Apple are incomplete or short versions. Apple asserts that the specific example
`
`given in Maxell’s motion was not incomplete, but many other specification datasheets are, often
`
`with only a dozen pages produced of a 70+ page document. Apple has the complete versions of
`
`these datasheets, and they should be produced. Maxell even subpoenaed
`
` in an attempt
`
`to obtain complete datasheets for
`
` components, but
`
` outside
`
`counsel conveyed to Maxell on February 25, 2020 that:
`
`
`
`
`Ex. H (2/25/20 E-mail from
`
` to Culbertson).
`
`
`
`
`
`
`When Apple produced a complete version of just three datasheets, it was clear that the
`
`complete datasheets disclosed highly relevant functionalities that mirror the claim language:
`
`Recitation of Claim 1 of the ’193 Patent
`
`Excerpt from Complete
`Datasheet
`
`
`
`“controller controls said transmitter so that
`an open-loop power control is performed
`and then a closed-loop power control is
`performed according to said power control
`signal so as to control the transmitted
`power to converge into a range required by
`said cell-site station, and said controller
`controls a gain of said variable amplitude
`amplifier and a bias condition of said
`power amplifier using a set of bias and
`gain data stored in said memory.”
`
`But Maxell continues to await production of complete versions of many such datasheets.
`
`Apple’s conduct in withholding these materials is nothing short of brazen.
`
` Code. Maxell’s Motion sought both
`
`
`
` Given Apple’s response, directed only to code, Maxell agrees that its
`
`
`
`6
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 9 of 20 PageID #: 9629
`
`
`
`
`dispute regarding code is resolved. However, other
`
` documentation remains missing
`
`from Apple’s production, including complete (not partial or redacted)
`
` datasheets,
`
`
`
`
`
` These documents are
`
`relevant to the
`
` components in the accused products and must be produced.
`
`Requirements Specifications. Another example of Apple narrowly construing a
`
`category is Apple’s response that its reasonable search did not return any requirements
`
`specifications
`
`. Apple did not address requirements specifications generally, except to
`
`state that the evidence cited by Maxell did not suggest Apple has any other documents relevant
`
`to this case. Despite saying they did not exist, Apple has now recently produced requirements
`
`specifications (including for
`
` components), confirming that Apple does have such
`
`documents and raising questions again about Apple’s “reasonable” search for documents.
`
`Apple produced certain
`
`
`
`—the night before the 30(b)(6) deposition of Mr. Machalek5—but Apple has yet to produce
`
`complete
`
`Maxell’s infringement contentions, including, but not limited to,
`
` implicated by
`
`
`
`. For example,
`
`Apple produced one such
`
`whereas for the remaining
`
`, Apple produced only documents entitled
`
`,
`
`
`
`
`
`s. The longer documents are plainly relevant to the infringement of the ’794 patent, and
`
`should have been produced well in advance of Apple’s corporate witness deposition on this
`
`4 It appears Apple has begun producing such materials on March 25 at 8 p.m. eastern, but it is unclear whether the
`production is complete.
`5 The engineer designated with knowledge about the functionality included in these chips.
`7
`
`
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 10 of 20 PageID #: 9630
`
`
`
`
`topic. Further, Mr. Machalek
`
`
`
`
`
`. Ex. D
`
`(Rough Dep. Tr. at 201:7-23). Complete versions of such specifications/datasheets should also
`
`be produced for at least
`
`
`
`
`
`Testing Documents. Apple has recently produced what appear to be documents
`
`containing
`
`. It has not, however, produced documents
`
`that set forth testing protocols for the functionalities set forth in Maxell’s Motion. Based on its
`
`response, Apple’s position is that such documents could not be located after a reasonable search.
`
`Apple asserts that the evidence previously cited by Maxell does not support the existence of
`
`testing documents, but this is not the only evidence of testing. Apple, for example, has SAR
`
`Evaluation Reports that are prepared for purposes of FCC certification by UL Verification
`
`Services Inc. At least these materials exist and should be produced.
`
`
`
` User Manual/
`
`Again Apple produced the materials for the
`
`only, and has not produced complete User’s Manuals for
`
` Specification.
`
` given as examples
`
`
`
` were produced for
`
`. Furthermore, responsive materials that have been produced cite to a
`
`
`
` (See Ex. I, APL-MAXELL_01175050) confirming they exist.
`
`Such Specifications should be produced for each of the Accused ’794 Products as well.
`
`Technical Specifications
`
`
`
`. Technical specification-type documents are the
`
`
`
`8
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 11 of 20 PageID #: 9631
`
`
`
`
`largest deficiency in Apple’s production. When Maxell started pressing for production of these
`
`materials in September, Apple responded that
`
`. See D.I. 197 at Ex. A.
`
`
`
` Apple
`
`ultimately produced a small subset of them. In response to Maxell’s Motion, Apple continues to
`
`assert that “
`
`
`
`” Opp. at 3. But again, that is factually incorrect, as shown by Apple’s recent selective
`
`productions of such documents. The following items are still missing:
`
`• Recent depositions confirm the existence of further relevant
`
`.
`• Apple has also produced some
`, after initially withholding based
`on an incorrect representation that they did not relate to accused products. Although
`Maxell recently requested confirmation on whether all such specifications have now
`been produced, Apple has not responded.
`• Apple still has not produced a full version of the document produced at APL-
`MAXELL_01206870 (
`).
`• “
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` At the very least,
`
`
`
`•
`
`•
`
`•
`
`
`
`
`
`Camera Module Specifications.
`
`it should be ensured that Apple’s search for such materials was actually and truly reasonable as
`
`
`
`9
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 12 of 20 PageID #: 9632
`
`
`
`
`these documents should exist based on Maxell’s experience.
`
`Source Code. Apple recently made new source available but Maxell has been unable to
`
`review it based on COVID-19 office closures and travel restrictions. Given Apple’s
`
`representations, however, it appears the following source code remains missing:
`
`•
`
`
`
`
`
`
`
`
`Redacted Documents. Many documents Apple produced
`
`in
`
`this case contain
`
`unexplained redactions. See Ex. L (exemplary redaction pages). Such redactions are not tied to
`
`any entries on Apple’s privilege or redaction logs and are believed to be improper. For example,
`
`in a
`
` Apple redacted pages directed to the
`
` and
`
` for the product. Id. Maxell requested
`
`an explanation for the improper and unexplained redactions, but has not received any response.
`
`II.
`
`Continuing Issues with Apple’s Production of Non-Source Code Documents on
`Source Code Computer.
`
`Maxell and Apple have been unable to reach agreement regarding non-source code
`
`documents produced on the Source Code Computers. Apple produced at least some material in
`
`the ordinary course, but has not confirmed that such production is complete.
`
`
`
`Apple also continues to refuse to produce native versions of spreadsheets initially
`
`produced on the source code computer, and then produced in illegible, unusable format in the
`
`ordinary course. Apple asserts that if one printed the native version, it would look identical to the
`
`PDF. But that ignores the nature of native spreadsheets. In native spreadsheets a user is able to
`
`track a particular column or row, and view the inputs or calculations of the data entered in the
`
`spreadsheet, none of which is available in the PDF format. The only explanation for Apple’s
`
`refusal to provide the native versions is that Apple is attempting to block Maxell from having
`
`
`
`10
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 13 of 20 PageID #: 9633
`
`
`
`
`ready access to such information. Apple has produced many other spreadsheets in native format
`
`and thus has no blanket concern that such materials are not adequately protected under the
`
`Protective Order. It simply does not want to produce these spreadsheets in native format.
`
`Apple also continues to refuse to produce non-source code documents that it asserts
`
`contain some source code in the ordinary course. An example of such a document is the
`
`
`
` This is a
`
`6 not
`
`source code. Apple’s corporate representative testified that
`
`Ex. J (Coleman Rough Dep. Tr.) at 22:23-23:10 (
`
`). Apple is simply restricting Maxell’s access to technical documents
`
`
`
`
`
`
`
`
`
`
`
`computer Maxell is unable to access at this time. This is a misuse and misapplication of the
`
` by holding them on the source code computer—a
`
`Protective Order to hinder Maxell’s prosecution of its case.
`
`Furthermore, the document entitled
`
`
`
` is unreadable on the
`
`computer and has not otherwise been produced.
`
`Maxell requested that Apple provide a list of documents Apple is still withholding on the
`
`source code computer, the locations where these documents are stored on the source code
`
`computer, and the basis for withholding them. Despite the pendency of this request for quite
`
`some time, Apple has not responded, leading in part to the confusion of how to handle such
`
`
`6 If Maxell were to print this document for use in the case, it would very nearly exhaust the printing limits agreed to
`for source code even though the printed pages would contain little, if any source code (under even Apple’s counsel’s
`incorrect interpretation of the definition of source code). Such obstruction to Maxell’s ability to utilize discovery is
`improper.
`
`
`
`11
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 14 of 20 PageID #: 9634
`
`
`
`
`documents. Indeed, Apple never provided notice of this production of non-source code materials
`
`on the source code computer, but left it to Maxell to happen on the thousands of documents
`
`produced in this manner when reviewing source code – which is, in itself, improper.
`
`III. Continuing Issues with Apple’s Production of Non-Technical Documents.
`
`Forecast Documents. The most recent forecast document Apple produced contained
`
`forecasted sales only through
`
`. Apple asserts in its February response that it could not
`
`locate any internal forecasts extending beyond
`
` after a reasonable search. But there are
`
`many public reports about forecasts released for 2020 (Q2 and beyond). It is clear Apple has not
`
`produced all relevant forecast documents within its possession, custody, or control.
`
`Licenses. Apple attempts to use Maxell’s request for 11 license agreements as an
`
`example of how Maxell is abusing the discovery process. But it is Apple’s conduct, not Maxell’s,
`
`that precipitated the need for this Motion. The discovery order places on Apple the burden to
`
`produce relevant documents without the need for a discovery request. Thus, Maxell should not
`
`even have to request such agreements, let alone explain their relevance.7 Once Apple raised a
`
`question as to the relevance, Maxell did not rebuff Apple’s request, but explained that the request
`
`fell within the Court’s prior order to produce license agreements and noted their relevance to the
`
`issue of damages. Maxell also asked Apple to explain why the agreements were not relevant.
`
`Apple did not respond to Maxell’s request, but instead accused Maxell of going on “a fishing
`
`expedition for every Apple patent license agreement” and again demanding an explanation of
`
`relevance, which Maxell endeavored to provide. Ex. K. A request for 11 specific license
`
`agreements is hardly “a fishing expedition for every Apple patent license agreement.”
`
`
`
`Apple also complains Maxell did not provide Apple time to evaluate the request. But
`
`
`7 In fact, even where requests for production are used, the propounding party does not have to explain the relevance
`of each request at the time it is made.
`
`
`
`12
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 15 of 20 PageID #: 9635
`
`
`
`
`Maxell requested the license agreements on January 27. It did not file its motion until February
`
`14, 18 days later and, more importantly, 4 days after Apple was supposed to give a response
`
`under the Discovery Order, but did not. And Apple’s statement that Maxell rebuffed Apple’s
`
`requests for time to consult with other parties is clearly false. Apple has still not even agreed to
`
`produce any of the agreements except one, though another month and a half has passed. Apple
`
`never intended to comply and did not need additional time to come to that position.
`
`Apple’s response to Maxell’s request for less than a dozen licenses is illustrative of its
`
`conduct in the case generally. Maxell made a narrow request and provided an explanation of
`
`relevance when asked. Instead of producing the agreements (which would require very little
`
`effort), Apple analyzed the agreements to try to find support for an argument of irrelevance on
`
`which it could withhold the license—looking for ways not to produce them rather than seeing the
`
`reasons it should. But license agreements in particular are always going to have some level of
`
`comparability and some level of difference. While Maxell has largely deferred to Apple’s
`
`judgment in determining which agreements should and should not be produced, Maxell believed
`
`that Apple’s production was missing a few relevant agreements. Rather than try to meet its
`
`obligation and produce such agreements, Apple has dedicated it efforts to avoiding it.
`
`Apple still has not produced license agreements with Immersion Corp., InterDigital, Inc.,
`
`Valencell Inc., Imagination Technologies, ZiiLabs Inc., Ltd., Kudelski Group, Network-1
`
`Technologies, Inc., InterTrust Technologies Corp., or Mobile Telecommunications Technology
`
`LLC.8 As set forth in Maxell’s Motion, these agreements are relevant because they relate to
`
`accused functionalities or establish Apple’s licensing policies for the accused products.
`
`Marketing Surveys. It appears that Apple produced all relevant customer survey and
`
`8 The HTC agreement has been produced and Maxell withdraws its request as to Wisconsin Alumni Research
`Foundation (WARF).
`
`
`
`
`
`
`
`13
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 16 of 20 PageID #: 9636
`
`
`
`
`marketing materials requested by Maxell. It should not have taken a motion for Apple to provide
`
`these materials. Subject to Apple’s confirmation, Maxell agrees this issue has been resolved.
`
`Prior Litigation Documents. Apple produced three reports from the HTC and
`
`Wisconsin Alumni Research Foundation cases. It is unclear whether these are the only reports
`
`Apple was able to locate within its possession, custody, control, including from counsel
`
`representing Apple in such cases. It is also not clear whether Apple refuses to produce the other
`
`litigation materials, or whether no such materials could be located. To the extent is it the former,
`
`this issue remains unresolved and Apple should be required to produce the materials related to
`
`damages, and infringement of accused products as the infringement relates to relevant issues
`
`present in this case, with overlapping products, features, or functionalities.
`
`
`
`Maxell has not made an about-face on the relevance of CalTech. This case and CalTech
`
`involve different technologies and are not substantially related matters. But it is likely that Apple
`
`took positions in that case relating to damages that are relevant to damages issues present in the
`
`instant case. That is why Maxell had limited its request for CalTech litigation materials to
`
`damages, not technical documents – Apple intentionally ignores this point. Ex. K. Maxell’s
`
`requests related to damages does not create a link between this case and CalTech.
`
`IV. Apple’s Request for Costs and Sanctions is Not Warranted
`
`Maxell seeks the Court’s assistance as a last resort.9 It has repeatedly requested many of
`
`the documents sought in its Motion since September 2019. See D.I. 210 (Maxell Motion for
`
`Sanctions). Apple’s arguments to the contrary are a direct result of Apple’s unwavering
`
`insistence on addressing only specific examples of missing materials raised by Maxell rather
`
`than Maxell’s complaints of categorical deficiencies. Moreover, Apple attacks Maxell for not
`
`
`9 Despite Apple’s characterization of Maxell as a party that runs to the Court, Apple has filed considerably more
`motions than Maxell, including discovery motions.
`
`
`
`14
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 17 of 20 PageID #: 9637
`
`
`
`
`adequately meeting and conferring when Apple is the party that failed to respond to numerous
`
`requests by Maxell within the two-week time period set forth in the Discovery Order. Indeed,
`
`Maxell saw Apple’s discovery misconduct as an issue early in the case, which precipitated
`
`Maxell’s initial motion to compel which was largely granted by the Court. Maxell thereafter still
`
`had to fight tooth and nail with Apple to get relevant discovery at substantial cost to Maxell (and
`
`is still having to do so). Maxell exhausted every option in the hopes of not having to file
`
`additional discovery motions with the Court. However, Apple heedlessly continued its discovery
`
`misconduct.
`
`
`
`Maxell has not mischaracterized or misrepresented documents. Maxell provided its
`
`understanding of the documents on which it relied. That Apple’s counsel, who has the ability to
`
`consult with Apple engineers and other personnel, may have a different understanding does not
`
`render Maxell’s understanding to be intentionally incorrect.
`
`
`
`Finally, Apple has produced a significant number of highly relevant documents and
`
`source code in response to Maxell’s motion, including documents that Apple has repeatedly
`
`insisted do not exist, even in its Opposition. But even so, a significant number of deficiencies
`
`remain. Deficiencies on which Maxell has reached out to Apple prior to the filing of this Reply,
`
`but for which Apple has not provided a response. If the filing of the motion could not resolve the
`
`parties’ issues, it is clear that no amount of meet and confer efforts could have avoided them.
`
`V.
`
`Conclusion
`
`By the time briefing on this motion is complete, fact discovery will be closed, depositions
`
`will be ramping up again, and expert reports will be nearing their deadline. Apple must be
`
`ordered to comply with its discovery obligations immediately rather than be permitted to control
`
`Maxell’s ability to build its case through the use of discovery abuses.
`
`
`
`
`
`15
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 18 of 20 PageID #: 9638
`
`
`
`
`Dated: March 26, 2020
`
`
`By:
`
`
`
`
`
`
`
`
`16
`
`/s/ Jamie B. Beaber
`Geoff Culbertson
`Kelly Tidwell
`Patton, Tidwell & Culbertson, LLP
`2800 Texas Boulevard (75503)
`Post Office Box 5398
`Texarkana, TX 75505-5398
`Telephone: (903) 792-7080
`Facsimile: (903) 792-8233
`gpc@texarkanalaw.com
`kbt@texarkanalaw.com
`
`Jamie B. Beaber
`Alan M. Grimaldi
`Kfir B. Levy
`James A. Fussell, III
`Baldine B. Paul
`Tiffany A. Miller
`Saqib J. Siddiqui
`Bryan C. Nese
`William J. Barrow
`Alison T. Gelsleichter
`Clark S. Bakewell
`MAYER BROWN LLP
`1999 K Street, NW
`Washington, DC 20006
`Telephone: (202) 263-3000
`Facsimile: (202) 263-3300
`jbeaber@mayerbrown.com
`agrimaldi@mayerbrown.com
`klevy@mayerbrown.com
`jfussell@mayerbrown.com
`bpaul@mayerbrown.com
`tmiller@mayerbrown.com
`ssiddiqui@mayerbrown.com
`bnese@mayerbrown.com
`wbarrow@mayerbrown.com
`agelsleichter@mayerbrown.com
`cbakewell@mayerbrown.com
`
`Robert G. Pluta
`Amanda Streff Bonner
`Mayer Brown LLP
`71 S. Wacker Drive
`Chicago, IL 60606
`(312) 782-0600
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 19 of 20 PageID #: 9639
`
`
`
`
`rpluta@mayerbrown.com
`asbonner@mayerbrown.com
`
`Counsel for Plaintiff Maxell, Ltd.
`
`
`
`
`
`
`17
`
`
`
`
`
`
`
`
`
`PUBLIC VERSION
`
`
`
`Case 5:19-cv-00036-RWS Document 252 Filed 03/30/20 Page 20 of 20 PageID #: 9640
`
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that all counsel of record who are deemed to have consented to
`electronic service are being served this 26th day of March 2020, with a copy of this document
`via electronic mail.
`
`
`
`
`/s/ Jamie B. Beaber
`Jamie B. Beaber
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`18
`
`
`
`
`
`
`
`PUBLIC VERSION
`
`