`Case 5:19-cv-00036—RWS Document 239-4 Filed 03/24/20 Page 1 of 4 PageID #: 9348
`
`EXHIBIT C
`
`EXHIBIT C
`
`
`
`Case 5:19-cv-00036-RWS Document 239-4 Filed 03/24/20 Page 2 of 4 PageID #: 9349
`152 PTAB trials
`Page 1 of 3
`
`Erise IP, PA - Overland Park
`Trials
`
`Showing 152 PTAB trials with Erise IP, PA - Overland Park as a law firm; in which the selected law firm represented a Petitioner; filed between
`2012-09-16 and 2020-03-19; sorted by most recent document activity.
`
`00:08:39
`Manage password accounts
`
`Trial Flow
`
`Petition
`
`Petition 152 100%
`
`Institution Decision
`
`Denied Institution 24
`16%
`
`Final Decision
`All Claims Upheld 8 5%
`
`Mixed Claim Findings 11 7%
`
`All Claims Unpatentable 26 17%
`
`Instituted 88 58%
`
`All Claims Amended 1 1%
`
`Open Pre-Institution 12 8%
`
`Procedurally Dismissed 9 6%
`
`Open Post-Institution 9 6%
`
`Joined To Other Trial 6 4%
`
`Procedurally Dismissed 1 1%
`
`Settled 18 12%
`
`Settled 24 16%
`
`Patent Owner Disclaimed 1 1%
`
`Patent Owner Disclaimed 2 1%
`
` Petitioner Win 30 20% Patent Owner Win 84 55% Partial 11 7%
`
`All %s out of 152 Petitioned trials
`
`https://law.lexmachina.com/counsel/law_firm/19568/ptab?filing_date-from=2012-09-16&filing_date-to=&law_firm_party_role-
`
`
`
`Case 5:19-cv-00036-RWS Document 239-4 Filed 03/24/20 Page 3 of 4 PageID #: 9350
`152 PTAB trials
`Page 2 of 3
`
`<2015
`
`2015
`
`2016
`
`2017
`
`2018
`
`2019
`
`2020*
`
`2
`
`0
`
`32
`
`0
`
`0
`
`0
`
`13
`
`0
`
`0
`
`0
`
`15
`
`0
`
`0
`
`0
`
`28
`
`0
`
`0
`
`0
`
`32
`
`0
`
`0
`
`0
`
`26
`
`0
`
`0
`
`0
`
`4
`
`0
`
`* 2020 numbers are year-to-date. Open dots are full-year estimates.
`
`30
`
`20
`
`10
`
`0
`
`Summary
`Trial Filings
`
`Filings
`
` CBM
`
` DER
`
` IPR
`
` PGR
`
`Trial Status
`
`Open: 21 (14%)
`Party Roles
`
`Terminated: 131 (86%)
`
`Patent Owner: 0 (0%)
`
`Petitioner: 152 (100%)
`USPTO Technology Centers
`
`2600: Co…
`
`2100: Co…
`
`3700: Mec…
`
`2400: Co…
`
`3600: Tran…
`
`Other Tec…
`
`53
`
`27
`
`23
`
`19
`
`18
`
`12
`
`35%
`
`18%
`
`15%
`
`13%
`
`12%
`
`8%
`
`Judges
`
`Sally C. Me…
`
`Kevin F. Tur…
`
`Josiah C. Co…
`
`Barbara A. …
`
`Hyun J. Jung
`
`105 Other J…
`
`17
`
`16
`
`15
`
`14
`
`13
`
`11%
`
`11%
`
`10%
`
`9%
`
`9%
`
`https://law.lexmachina.com/counsel/law_firm/19568/ptab?filing_date-from=2012-09-16&filing_date-to=&law_firm_party_role-
`
`
`
`Case 5:19-cv-00036-RWS Document 239-4 Filed 03/24/20 Page 4 of 4 PageID #: 9351
`152 PTAB trials
`Page 3 of 3
`
`Trial Resolutions
`
`Petitioner Win
`
`All Claims Unpatentable
`
`All Claims Amended
`
`Patent Owner Disclaimed (Pre-
`Institution)
`
`Patent Owner Disclaimed (Post-
`Institution)
`
`Patent Owner Win
`
`All Claims Upheld
`
`Denied Institution
`
`Procedurally Dismissed (Pre-
`Institution)
`
`Procedurally Dismissed (Post-
`Institution)
`
`Settled (Pre-Institution)
`
`Settled (Post-Institution)
`
`30
`
`26
`
`1
`
`1
`
`2
`
`20%
`
`17%
`
`1%
`
`1%
`
`1%
`
`84
`
`55%
`
`8
`
`5%
`
`24
`
`16%
`
`9
`
`1
`
`6%
`
`1%
`
`18
`
`24
`
`12%
`
`16%
`
`Partial
`
`Mixed Claim Findings
`
`Joinder
`
`Joined To Other Trial
`
`11
`
`11
`
`6
`
`6
`
`7%
`
`7%
`
`4%
`
`4%
`
`No Trial Resolution
`
`21
`
`14%
`
`https://law.lexmachina.com/counsel/law_firm/19568/ptab?filing_date-from=2012-09-16&filing_date-to=&law_firm_party_role-
`
`
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