`Case 5:19-cv-00036—RWS Document 239-3 Filed 03/24/20 Page 1 of 4 PageID #: 9344
`
`EXHIBIT B
`
`EXHIBIT B
`
`
`
`Case 5:19-cv-00036-RWS Document 239-3 Filed 03/24/20 Page 2 of 4 PageID #: 9345
`605 PTAB trials
`Page 1 of 3
`
`Apple Inc.
`Trials
`
`Showing 605 PTAB trials with Apple Inc. as a party; in which the selected party was not a Patent Owner; filed between 2012-09-16 and
`2020-03-19; sorted by most recent document activity.
`
`00:01:47
`Manage password accounts
`
`Trial Flow
`
`Petition
`
`Institution Decision
`
`Denied Institution 122
`20%
`
`Final Decision
`All Claims Upheld 20 3%
`
`Mixed Claim Findings 29 5%
`
`Petition 605 100%
`
`All Claims Unpatentable 143 24%
`
`Instituted 311 51%
`
`All Claims Amended 2 0.3%
`
`Open Pre-Institution 49 8%
`
`Open Post-Institution 38 6%
`
`Joined To Other Trial 33 5%
`
`Procedurally Dismissed 68 11%
`
`Procedurally Dismissed 5 1%
`
`Settled 54 9%
`
`Patent Owner Disclaimed 1 0.2%
`
`Settled 38 6%
`
`Patent Owner Disclaimed 3 0.5%
`
` Petitioner Win 149 25% Patent Owner Win 307 51% Partial 29 5%
`
`All %s out of 605 Petitioned trials
`
`https://law.lexmachina.com/party/ptab?filing_date-from=2012-09-16&filing_date-to=&party_role-
`
`
`
`Case 5:19-cv-00036-RWS Document 239-3 Filed 03/24/20 Page 3 of 4 PageID #: 9346
`605 PTAB trials
`Page 2 of 3
`
`<2015
`
`2015
`
`2016
`
`2017
`
`2018
`
`2019
`
`2020*
`
`37
`
`0
`
`95
`
`0
`
`20
`
`0
`
`104
`
`0
`
`3
`
`0
`
`88
`
`0
`
`0
`
`0
`
`46
`
`0
`
`7
`
`0
`
`110
`
`0
`
`0
`
`0
`
`74
`
`0
`
`0
`
`0
`
`21
`
`0
`
`* 2020 numbers are year-to-date. Open dots are full-year estimates.
`
`Summary
`Trial Filings
`
`100
`
`50
`
`0
`
`Filings
`
` CBM
`
` DER
`
` IPR
`
` PGR
`
`Trial Status
`
`Open: 87 (14%)
`Party Roles
`
`Terminated: 518 (86%)
`
`Patent Owner: 0 (0%)
`
`Petitioner: 605 (100%)
`USPTO Technology Centers
`
`2600: Co…
`
`2100: Co…
`
`2800: Sem…
`
`2400: Co…
`
`3600: Tran…
`
`Other Tec…
`
`222
`
`110
`
`101
`
`97
`
`56
`
`19
`
`37%
`
`18%
`
`17%
`
`16%
`
`9%
`
`3%
`
`Judges
`
`Jennifer S. …
`
`Karl D. East…
`
`Miriam L. Q…
`
`Gregg I. An…
`
`Matthew R. …
`
`102 Other J…
`
`81
`
`56
`
`55
`
`54
`
`53
`
`13%
`
`9%
`
`9%
`
`9%
`
`9%
`
`https://law.lexmachina.com/party/ptab?filing_date-from=2012-09-16&filing_date-to=&party_role-
`
`
`
`Case 5:19-cv-00036-RWS Document 239-3 Filed 03/24/20 Page 4 of 4 PageID #: 9347
`605 PTAB trials
`Page 3 of 3
`
`Trial Resolutions
`
`Petitioner Win
`
`All Claims Unpatentable
`
`All Claims Amended
`
`Patent Owner Disclaimed (Pre-
`Institution)
`
`Patent Owner Disclaimed (Post-
`Institution)
`
`Patent Owner Win
`
`All Claims Upheld
`
`Denied Institution
`
`Procedurally Dismissed (Pre-
`Institution)
`
`Procedurally Dismissed (Post-
`Institution)
`
`Settled (Pre-Institution)
`
`Settled (Post-Institution)
`
`149
`
`25%
`
`143
`
`24%
`
`2
`
`1
`
`3
`
`0%
`
`0%
`
`0%
`
`307
`
`51%
`
`20
`
`3%
`
`122
`
`20%
`
`68
`
`11%
`
`5
`
`1%
`
`54
`
`38
`
`9%
`
`6%
`
`Partial
`
`Mixed Claim Findings
`
`Joinder
`
`Joined To Other Trial
`
`29
`
`29
`
`33
`
`33
`
`5%
`
`5%
`
`5%
`
`5%
`
`No Trial Resolution
`
`87
`
`14%
`
`https://law.lexmachina.com/party/ptab?filing_date-from=2012-09-16&filing_date-to=&party_role-
`
`
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