`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 1 of 13 PagelD #: 6702
`
`EXHIBIT 13
`EXHIBIT 13
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 2 of 13 PageID #: 6703
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 2 of 13 PagelD #: 6703
`
`UNITED STATES
`UNITED STATES
`PATENT AND TRADEMARK OFFICE
`PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 3 of 13 PageID #: 6704
`
`Trial Statistics
`IPR, PGR, CBM
`Patent Trial and Appeal Board
`September 2020
`
`UNITED STATES
`PATENT AND TRADEMARK OFFICE
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 4 of 13 PageID #: 6705
`Petitions by Trial Type
`(All Time: Sept. 16, 2012 to Sept. 30, 2020)
`
`CBM
`602
`5%
`
`PGR
`246
`2%
`
`Trial types include Inter Partes Review (IPR), Post Grant Review (PGR), and Covered
`Business Method (CBM).
`
`3
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 5 of 13 PageID #: 6706
`Petitions Filed by Technology in FV20
`(FV20: Oct. 1, 2019 to Sept. 30, 2020)
`
`1,513
`Total
`
`Chemical
`98
`7%
`Bio/Pharma
`78
`5%
`Design
`20
`1%
`
`4
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 6 of 13 PageID #: 6707
`
`Petitions Filed by Month
`(Sept. 2020 and Previous 12 Months: Sept. 1, 2019 to Sept. 30, 2020)
`(1,429 IPRs in FY20)
`
`144
`
`150
`
`152
`
`155
`
`151
`
`97
`
`Sep-19
`
`Sep-19
`
`(64 PGRs in FV20)
`10 9 9 7
`!. ~~ ~ .Y . $
`PGR
`
`~! ! ;
`
`Sep-20
`
`IPR
`
`Sep-20
`(20 CBMs in FY20)
`
`5
`
`? ~ ? ~ ~ ? ~
`CBM
`
`Sep-19
`
`8
`
`~ ? ~
`
`Sep-20
`
`5
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 7 of 13 PageID #: 6708
`
`Institution Rates
`(FV13 to FV20: Oct. 1, 2012 to Sept. 30, 2020)
`
`87%
`
`(cid:127) Instituted
`
`(cid:127) Denied
`
`68%
`
`67%
`
`63%
`
`60%
`
`63%
`
`1,012
`
`1,011
`
`954
`
`859
`
`859
`
`664
`
`191
`
`29 -
`
`FY13
`
`FY14
`
`FY15
`
`FY16
`
`FY17
`
`FY18
`
`FY19
`
`FY20
`
`Institution rate for each fiscal year is calculated by dividing petitions instituted by
`decisions on institution (i.e., petitions instituted plus petitions denied). The outcomes
`of decisions on institution responsive to requests for rehearing are excluded.
`
`6
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 8 of 13 PageID #: 6709
`
`Institution Rates by Technology
`(All Time: Sept. 16, 2012 to Sept. 30, 2020)
`
`Bio/Pharma
`
`Chemical
`
`Design
`
`Electrical/Computer
`
`Mechanical &
`Business Method
`
`58% (549 of 941)
`
`61% (360 of 590)
`
`35% (21 of 60)
`
`66% (3,684 of 5,603)
`
`67% (1,584 of 2,374)
`
`Institution rate for each technology is calculated by dividing petitions instituted by
`decisions on institution (i.e., petitions instituted plus petitions denied). The outcomes
`of decisions on institution responsive to requests for rehearing are excluded.
`
`7
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 9 of 13 PageID #: 6710
`
`Pre-Institution Settlements
`(FV13 to FV20: Oct. 1, 2012 to Sept. 30, 2020)
`
`Settlement Rate
`12%
`
`16%
`
`291
`
`12 7
`
`Settlements
`
`23 -FY13
`
`14%
`
`242
`
`249
`
`200
`
`16%
`
`259
`
`163
`
`FY14
`
`FY15
`
`FY16
`
`FY17
`
`FY18
`
`FY19
`
`FY20
`
`Settlement rate for each year is calculated by dividing pre-institution settlements by
`the sum of proceedings instituted, denied institution, dismissed, terminated with a
`request for adverse judgment, and settled before decision on institution.
`
`8
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 10 of 13 PageID #: 6711
`
`Post-Institution Settlements
`(FV13 to FV20: Oct. 1, 2012 to Sept. 30, 2020)
`
`Settlement Rate
`90%
`
`29%
`
`212
`
`22%
`
`22%
`
`24%
`
`194
`
`187
`
`201
`
`29%
`
`243
`
`20%
`
`146
`
`11 o
`
`FY14
`
`FY15
`
`FY16
`
`FY17
`
`FY18
`
`FY19
`
`FY20
`
`Settlements
`
`18 -FY13
`
`Settlement rate for each year is calculated by dividing post-institution settlements by
`proceedings terminated post-institution (i.e., settled, dismissed, terminated with a
`request for adverse judgment, and final written decision), excluding joined cases.
`
`9
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 11 of 13 PageID #: 6712
`
`Status of Petitions
`(All Time: Sept. 16, 2012 to Sept. 30, 2020)
`
`12,147 -840
`
`3,414
`
`,309 76
`
`357
`
`-1
`
`548
`
`524
`
`1,554 137
`
`48
`
`6,228
`
`3,340
`
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`These figures reflect the latest status of each petition. The outcomes of decisions on
`institution responsive to requests for rehearing are incorporated. Once joined to a base
`case, a petition remains in the Joined category regard less of subsequent outcomes.
`
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`
`10
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 12 of 13 PageID #: 6713
`
`Outcome of Concluded Proceedings
`(All Time: Sept. 16, 2012 to Sept. 30, 2020)
`
`II
`
`Settled
`2,863
`29%
`
`FWD All
`Unpatentable
`') 11..d
`21 %
`
`Percentage of Final Written Decisions
`
`o,~ ~u %
`62718%
`
`FWD All Patentable
`FWD Mixed
`
`2,114 62%
`
`FWD All Unpatentable
`
`Joined and dismissed cases are excluded.
`
`11
`
`
`
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 13 of 13 PageID #: 6714
`Case 2:21-cv-00040-JRG Document 157-13 Filed 12/16/21 Page 13 of 13 PagelD #: 6714
`
`
`
`