`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 1 of 22 PageID #: 708
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`EXHIBIT D
`EXHIBIT D
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`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 2 of 22 PageID #: 709
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`EXHIBIT 11
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`(Corrected)
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`
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`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 3 of 22 PageID #: 710
`
`
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`MARSHALL DIVISION
`
`
`
`AGIS SOFTWARE DEVELOPMENT
`LLC,
`
`
`
`
`
`v.
`
`Plaintiff,
`
`
`HTC CORPORATION.,
`
`
`
`
`
`
` Defendant.
`
`
`AGIS SOFTWARE DEVELOPMENT
`LLC,
`
`
`
`
`
`v.
`
`Plaintiff,
`
`
`ZTE CORPORATION ET AL.,
`
`
`
`
`
`
` Defendants.
`
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`
`
`
`
`
`
`Civil Action No. 2:17-CV-514-JRG
`(Lead Case)
`
`JURY TRIAL DEMANDED
`
`
`
`
`
`
`
`Civil Action No. 2:17-CV-517-JRG
`(Consolidated Case)
`
`JURY TRIAL DEMANDED
`
`
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`Plaintiff AGIS Software Development LLC (“AGIS”) hereby makes the following
`
`infringement disclosures under the Patent Local Rules with respect to United States Patent Nos.
`
`9,467,838 (the “’838 Patent”), 9,445,251 (the “’251 Patent”), 9,408,055 (the “’055 Patent”), and
`
`8,213,970 (the “’970 Patent”) (collectively, “patents-in-suit”). AGIS’s investigation is ongoing and
`
`discovery has not yet commenced. Accordingly, these disclosures are based on information
`
`available to AGIS at this time. AGIS reserves the right to supplement this disclosure after further
`
`
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 4 of 22 PageID #: 711
`
`
`
`discovery from the defendants and non-parties, particularly documents and other discovery
`
`regarding the ZTE Accused Products set forth below. AGIS also reserves the right to assert
`
`additional claims of the patents-in-suit, accuse different products, or find alternative literal and/or
`
`equivalent infringing elements in the ZTE Accused Products.
`
`
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 5 of 22 PageID #: 712
`
`
`
`I.
`
`DISCLOSURE OF ASSERTED CLAIMS AND INFRINGEMENT CONTENTIONS
`PURSUANT TO PATENT LOCAL RULE 3-1
`
`A.
`
`ASSERTED CLAIMS
`
`Defendants ZTE (TX) Inc., ZTE (USA) Inc., and ZTE Corporation (“Defendants” or
`
`“ZTE”) have infringed and continues to infringe at least the following claims of the patents-in-suit
`
`in connection with the ZTE Accused Products set forth below:
`
`• Claims 1–54 of the ’838 Patent;
`
`• Claims 1–35 of the ’251 Patent;
`
`• Claims 1–54 of the ’055 Patent; and
`
`• Claims 1 and 3–9 of the ’970 Patent1.
`
`AGIS reserves the right to seek leave of court to add, delete, substitute, or otherwise
`
`amend this list of asserted claims should further discovery, the Court’s claim construction, or
`
`other circumstances so merit.
`
`B.
`
`ACCUSED INSTRUMENTALITIES
`
`AGIS is currently aware that the following ZTE Accused Products infringe each of the
`
`patents-in-suit either alone or in concert with one or more other ZTE Accused Products:
`
`• Adamant
`
`• Agent
`
`• Anthem 4G
`
`• Aspect
`
`
`1 AGIS is no longer pursuing the previously-asserted claims of U.S. Patent Number 9,749,829.
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`3
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 6 of 22 PageID #: 713
`
`
`
`• Avail / Merit
`
`• Avid 4
`
`• Avid 4G
`
`• Avid Plus
`
`• Avid Plus / Avid 828
`
`• Avid Trio / ZFive 2
`
`• Awe / Emblem
`
`• Axon
`
`• Axon 7
`
`• Axon 7 Max
`
`• Axon 7 mini
`
`• Axon Elite
`
`• Axon Lux
`
`• Axon M
`
`• Axon Max
`
`• Axon Mini
`
`• Axon Pro / Axon
`
`• Blade A1
`
`• Blade A2
`
`• Blade A2 Plus
`
`• Blade A2S
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`4
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 7 of 22 PageID #: 714
`
`
`
`• Blade A3
`
`• Blade A910
`
`• Blade C
`
`• Blade D Lux
`
`• Blade D2
`
`• Blade D6
`
`• Blade E
`
`• Blade Force
`
`• Blade G2
`
`• Blade L
`
`• Blade L3
`
`• Blade L5 Plus
`
`• BladE Max 3
`
`• Blade Max 3 / Max Blue
`
`• Blade Q
`
`• Blade Q Maxi
`
`• Blade Q Mini
`
`• Blade Qlux 4G
`
`• Blade S6
`
`• Blade S6 Lux
`
`• Blade S6 Plus
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`5
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 8 of 22 PageID #: 715
`
`
`
`• Blade S7
`
`• Blade Spark
`
`• Blade V580
`
`• Blade V6
`
`• Blade V7
`
`• Blade V7 Lite
`
`• Blade V7 Max
`
`• Blade V7 Plus
`
`• Blade V8
`
`• Blade V8 Lite
`
`• Blade V8 Mini
`
`• Blade V8 Pro
`
`• Blade Vantage
`
`• Blade Vec 3G
`
`• Blade Vec 4G
`
`• Blade X
`
`• Blade X Max
`
`• Blade X3
`
`• Blade X5
`
`• Blade X9
`
`• Blade Z Max
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`6
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 9 of 22 PageID #: 716
`
`
`
`• C78
`
`• C79
`
`• C88
`
`• CAPTR II / A210
`
`• Chorus
`
`• Citrine
`
`• Compel
`
`• Concord / Midnight
`
`• Concord II
`
`• CYMBAL LTE (VER...
`
`• Cymbal LTE (Verizon)
`
`• Cymbal Z-320
`
`• Cymbal Z-320 / Cymbal LTE
`
`• Cymbal-C LTE
`
`• Cymbal-G LTE
`
`• CYMBAL-T
`
`• Cymbal-T LTE
`
`• Engage
`
`• Engage LT / Engage MT
`
`• Essenze C70
`
`• F160
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`7
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 10 of 22 PageID #: 717
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`
`
`• Fanfare
`
`• Fanfare 2
`
`• Fanfare 3
`
`• Flash
`
`• Force
`
`• Fury / Director
`
`• Geek
`
`• Grand Memo II LTE
`
`• Grand S Flex
`
`• Grand S II
`
`• Grand S Pro
`
`• Grand S3
`
`• Grand X
`
`• Grand X 3
`
`• Grand X 4
`
`• Grand X 4
`
`• Grand X Max 2 / Imperial MAX
`
`• Grand X Max+
`
`• Grand X Quad Lite
`
`• Grand XMax
`
`• Groove
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`8
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 11 of 22 PageID #: 718
`
`
`
`• Hawkeye
`
`•
`
`Imperial
`
`•
`
`Imperial II
`
`• Jasper LTE
`
`• Kis 3 Max
`
`• Kis Flex
`
`• Majesty
`
`• Majesty Pro
`
`• Majesty Pro LTE
`
`• Majesty Pro Plus LTE
`
`• Maven 2
`
`• Maven 2 / Sonata 3
`
`• Maven 3 / Overture 3
`
`• Max
`
`• MAX Blue LTE
`
`• MAX XL
`
`• Max+
`
`• Memo
`
`• Midnight PRO LTE
`
`• MSGM8 II
`
`• N919D
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`9
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 12 of 22 PageID #: 719
`
`
`
`• Nubia M2
`
`• Nubia M2 Lite
`
`• Nubia M2 Play
`
`• Nubia My Prague
`
`• Nubia N1
`
`• Nubia N1 lite
`
`• Nubia N2
`
`• Nubia Prague S
`
`• Nubia X6
`
`• Nubia Z11
`
`• Nubia Z11 Max
`
`• Nubia Z11 mini
`
`• Nubia Z11 mini S
`
`• Nubia Z17
`
`• Nubia Z17 Lite
`
`• Nubia Z17 mini
`
`• Nubia Z17 miniS
`
`• Nubia Z17S
`
`• Nubia Z7
`
`• Nubia Z7 Max
`
`• Nubia Z7 mini
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`10
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 13 of 22 PageID #: 720
`
`
`
`• Nubia Z9 Classic
`
`• Nubia Z9 Elite
`
`• Nubia Z9 Exclusive
`
`• Nubia Z9 Max
`
`• Nubia Z9 mini
`
`• Obsidian
`
`• Open
`
`• Open C
`
`• Open II
`
`• Overture
`
`• Overture 2 / Maven
`
`• Prelude / Avail 2
`
`• Prelude+
`
`• Prestige
`
`• Prestige 2
`
`• Q519T
`
`• Quartz
`
`• R225
`
`• Reef
`
`• Render
`
`• Salute
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`11
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 14 of 22 PageID #: 721
`
`
`
`• Savvy
`
`• Score M / Score
`
`• Small Fresh 4
`
`• Small Fresh 5
`
`• Solar
`
`• Sonata / Radiant
`
`• Sonata 2 / Paragon
`
`• Sonata 3
`
`• Source
`
`• Speed
`
`• Star 1
`
`• Star 2
`
`• Tempo
`
`• Tempo X
`
`• TXTM8 3G
`
`• V3 Energy Edition
`
`• V3 Extreme Edition
`
`• V3 Youth Edition
`
`• V5
`
`• V870
`
`• Valet
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`12
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 15 of 22 PageID #: 722
`
`
`
`• Vital / Supreme
`
`• Warp
`
`• Warp 4G
`
`• Warp 7
`
`• Warp Elite
`
`• Warp Sequent
`
`• Warp Sync
`
`• Whirl
`
`• Z221
`
`• Z222 / Z223
`
`• Z331
`
`• Z431 / Altair
`
`• Z432 / Altair 2
`
`• Z667 / Zinger / Prelude 2 / Flame / Whirl 2
`
`• Z998 / Unico LTE
`
`• ZFive 2 LTE
`
`• ZFive L LTE
`
`• Zinger
`
`• ZMax
`
`• Zmax 2
`
`• ZMAX 2 (Unlocked)
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`13
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 16 of 22 PageID #: 723
`
`
`
`• ZMAX Champ LTE
`
`• ZMAX Grand / Champ / Avid 916
`
`• ZMAX GRAND LTE
`
`• ZMax Pro
`
`• LIGHT TAB
`
`• LIGHT TAB 2
`
`• LIGHT TAB 3
`
`• LIGHT TAB 300
`
`• OPTIK
`
`• OPTIK 2
`
`• PF 100
`
`• PRIMETIME
`
`• T98
`
`• Trek 2
`
`• TREK 2 HD
`
`• V81
`
`• V9
`
`• V96
`
`• V98
`
`• V9S
`
`• ZPAD
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`14
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 17 of 22 PageID #: 724
`
`
`
`• ZPAD 8
`
`AGIS reserves the right to amend this list of accused instrumentalities, as well as other
`
`information contained in this document and the exhibits hereto, to incorporate new information
`
`learned during the course of discovery, including, but not limited to, the inclusion of newly-
`
`released products or any other equivalent devices ascertained through discovery.
`
`C.
`
`CLAIM CHARTS
`
`Claim charts identifying a location of every element of every asserted claim of the patents-
`
`in-suit within ZTE Accused Products are attached hereto as Exhibits A–D. AGIS believes that the
`
`citations in the claim charts are representative of all ZTE Accused Products. For example, where
`
`AGIS cites reference material or images representing a phone or tablet, that citation is
`
`representative for all other such phones or tablets including all prior and future versions unless
`
`otherwise noted. AGIS reserves the right to amend these claim charts as well as other information
`
`contained in this document and the exhibits hereto, to incorporate new information learned during
`
`the course of discovery, including, but not limited to, information that is not publically available
`
`or readily discernible without discovery. AGIS further reserves the right to amend these claim
`
`charts, as well as other information contained in this document and the exhibits attached hereto,
`
`pursuant to Patent Local Rules 3-1(g) and 3-6.
`
`D.
`
`LITERAL INFRINGEMENT AND DOCTRINE OF EQUIVALENTS
`
`AGIS asserts that, under the proper construction of the asserted claims and their claim
`
`terms, the limitations of the asserted claims of the patents-in-suit are literally present in the ZTE
`
`Accused Products as set forth in the claim charts attached hereto as Exhibits A–D. AGIS
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`15
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 18 of 22 PageID #: 725
`
`
`
`contends that any and all elements found not to be literally infringed are infringed under the
`
`doctrine of equivalents because the differences between the claimed inventions and the accused
`
`instrumentalities, if any, are insubstantial.
`
`AGIS contends that ZTE directly infringes the asserted claims by making, using, offering
`
`for sale, selling, and importing in to the United States the accused instrumentalities as well as
`
`indirectly infringe by contributing to and/or inducing others (e.g., ZTE customers or its ZTE
`
`customers’ customers) to directly infringe those claims by making, using, offering for sale or
`
`selling the ZTE Accused Products. AGIS contends that ZTE directly infringes the asserted claims
`
`by testing the ZTE Accused Products in the United States. AGIS contends that ZTE infringes the
`
`asserted claims by contributing to and/or inducing Mobile Network Operators (MNOs) and/or
`
`jointly-and-directly infringing the asserted claims with MNOs by making, using, offering for sale,
`
`selling, and importing in to the United States the accused instrumentalities.
`
`Pursuant to Patent Local Rule 3-6(a)(1), AGIS reserves the right to amend its Infringement
`
`Contentions as to literal infringement or infringement under the doctrine of equivalents, e.g., in
`
`light of the Court’s claim construction.
`
`E.
`
`PRIORITY DATES
`
`Under P.R. 3-1(e), each of the asserted claims of the patents-in-suit are entitled to a
`
`priority date of at least as early as September 21, 2004. AGIS reserves the right to establish an
`
`earlier date of invention based upon actions related to conception and reduction to practice of the
`
`claimed inventions.
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`16
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 19 of 22 PageID #: 726
`
`
`
`F.
`
`AGIS’S OWN PRODUCTS
`
`At the present time, AGIS does not intend to rely on the assertion that its own apparatuses,
`
`products, devices, processes, methods, acts, or other instrumentalities practice the claimed
`
`inventions. AGIS reserves the right to amend this statement to identify covered products as
`
`discovery progresses.
`
`II.
`
`PRODUCTION OF DOCUMENTS PURSUANT TO PATENT LOCAL RULE 3-2
`
`AGIS is producing or making available for inspection documents that are in AGIS’S
`
`possession, custody or control as set forth in Patent Local Rule 3-2. An AGIS 3-2 Production
`
`Index identifying these documents is attached hereto.
`
`This preliminary identification of documents is for convenience and is not an admission
`
`that each document falls within any exemplary categories in the Patent Local Rules, or that any
`
`document qualifies as prior art. AGIS is continuing with its investigation, particularly with
`
`respect to ESI. Thus, AGIS reserves its right to add to, delete from, or otherwise modify its
`
`disclosures in this section as its investigation proceeds.
`
`Production of these documents is governed by Patent Local Rule 2-2, and, with the
`
`exception of documents produced pursuant to P.R. 3.2(c) and public documents listed in the
`
`infringement charts, are considered “Confidential – Outside Attorneys Eyes Only” and disclosure
`
`of the confidential document or information shall be limited to each party’s outside attorney(s) of
`
`record and the employees of such outside attorney(s).
`
`Dated: January 19, 2018
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`BROWN RUDNICK LLP
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
` /s/ Vincent J. Rubino
`
`17
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 20 of 22 PageID #: 727
`
`
`
`Alfred R. Fabricant
`NY Bar No. 2219392
`Email: afabricant@brownrudnick.com
`Peter Lambrianakos
`NY Bar No. 2894392
`Email:plambrianakos@brownrudnick.com
`Vincent J. Rubino, III
`NY Bar No. 4557435
`Email: vrubino@brownrudnick.com
`Alessandra C. Messing
`NY Bar No. 5040019
`Email: amessing@brownrudnick.com
`John A. Rubino
`NY Bar No. 5020797
`Email: jrubino@brownrudnick.com
`Enrique W. Iturralde
`NY Bar No. 5526280
`eiturralde@brownrudnick.com
`
`BROWN RUDNICK LLP
`7 Times Square
`New York, NY 10036
`Telephone: (212) 209-4800
`Facsimile: (212) 209-4801
`
`Samuel F. Baxter
`Texas State Bar No. 01938000
`sbaxter@mckoolsmith.com
`Jennifer L. Truelove
`Texas State Bar No. 24012906
`jtruelove@mckoolsmith.com
`
`MCKOOL SMITH, P.C.
`104 e. Houston Street, Suite 300
`Marshall, Texas 75670
`Telephone : (903) 923-9000
`Facsimile (903) 923-9099
`
`ATTORNEYS FOR PLAINTIFF,
`AGIS SOFTWARE DEVELOPMENT LLC
`
`
`
`
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`18
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 21 of 22 PageID #: 728
`
`
`
`CERTIFICATE OF SERVICE
`
` I
`
` hereby certify that on January 19, 2018 a true and correct copy of the above and
`
`foregoing document has been served by email on:
`
`
`
`Lionel M. Lavenue
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
`Two Freedom Square
`11955 Freedom Drive
`Reston, VA 20190
`lionel.lavenue@finnegan.com
`
`
`
`Attorney of Record for ZTE (TX) Inc.,
`ZTE (USA) Inc., and ZTE Corporation
`
`
`
`
`
`
`
`
`
`/s/ Vincent J. Rubino, III
`
`Vincent J. Rubino, III
`
`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
`
`
`
`19
`
`
`
`Case 2:17-cv-00517-JRG Document 53-5 Filed 02/07/18 Page 22 of 22 PageID #: 729
`
`
`
`
`
`3-2(a)
`
`
`
`
`3-2(b)
`
`
`
`3-2(c)
`
`
`AGIS 3-2 PRODUCTION INDEX
`
`Bates Start
`AGISTX_00007059
`
`Bates End
`AGISTX_00007071
`
`Bates Start
`AGISTX_00006047
`AGISTX_00007035
`
`Bates End
`AGISTX_00006191
`AGISTX_00007058
`
`Bates Start
`AGISTX_00000001_
`
`Bates End
`AGISTX_00006046
`
`
`Public Documents Listed in Infringement Charts2
`
`
`Bates Start
`AGISTX_00007106
`AGISTX_00007789
`AGIS_ZTE00000001
`
`Bates End
`AGISTX_00007788
`AGISTX_00008277
`AGIS_ZTE00000181
`
`
`
`
`
`
`2 Exemplary Source Code excerpts were taken from the Android 7 Nougat Release 1.0 at
`
`https://android.googlesource.com/ as set forth in Exhibits A–D. AGIS expects that Defendant will produce this
`
`release, and any additional relevant releases, for the Accused Products in its entirety.
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`PLAINTIFF’S DISCLOSURE OF ASSERTED CLAIMS
`AND INFRINGEMENT CONTENTIONS
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`
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`20
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