throbber
Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 1 of 14 PageID #: 9556
`Case 2:17-cv-00514—JRG Document 133-11 Filed 01/29/19 Page 1 of 14 PageID #: 9556
`
`EXHIBIT I
`
`EXHIBIT I
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 2 of 14 PageID #: 9557
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`MARSHALL DIVISION
`
`AGIS SOFTWARE DEVELOPMENT, LLC
`
`Plaintiff,
`
`v.
`
`HUAWEI DEVICE USA INC., ET AL.,
`
`Defendants.
`
`AGIS SOFTWARE DEVELOPMENT, LLC
`
`Plaintiff,
`
`v.
`
`LG ELECTRONICS INC.,
`
`Defendant.
`
`Case No. 2:17-CV-0513-JRG
`(LEAD CASE)
`
`JURY TRIAL DEMANDED
`
`Case No. 2:17-CV-0515-JRG
`(CONSOLIDATED CASE)
`
`JURY TRIAL DEMANDED
`
`LG ELECTRONICS INC.’S FIRST SET OF INTERROGATORIES
`TO PLAINTIFF AGIS SOFTWARE DEVELOPMENT LLC (NOS. 1- 13)
`
`PLEASE TAKE NOTICE that, pursuant to Rules 26 and 33 of the Federal Rules of Civil
`
`Procedure, Defendant LG Electronics Inc. (“LGEKR” or “Defendant”) hereby requests that
`
`Plaintiff AGIS Software Development LLC (“AGIS” or “Plaintiff”) respond to the following
`
`Interrogatories in writing, under oath, and in accordance with the following definitions and
`
`instructions, within thirty (30) days of the date of service thereof. These Interrogatories are
`
`continuing in nature and require supplementation in accordance with the Federal Rules of Civil
`
`Procedure.
`
`DEFINITIONS
`
`1.
`
`“LGEKR” and “Defendant” shall mean Defendant LG Electronics Inc.
`
`1
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 3 of 14 PageID #: 9558
`
`2.
`
`“AGIS,” “Plaintiff,” “You,” and “Your” shall mean Plaintiff AGIS Software
`
`Development LLC, including but not limited to its past or present officers, directors, trustees,
`
`employees, counsel, agents, consultants, representatives, and any other persons acting or
`
`purporting to act on behalf of any of the foregoing, and AGIS’s predecessors-in-interest,
`
`successors-in-interest, parents, subsidiaries, and entities acting in joint venture, licensing, or
`
`partnership relationships.
`
`3.
`
`“This Action” means AGIS Software Development LLC v. LG Electronics Inc.,
`
`2:17-cv-00515-JRG (E.D. Tex.).
`
`4.
`
`“’970 Patent” means U.S. Patent No. 8,213,970, entitled “Method of Utilizing
`
`Forced Alerts for Interactive Remote Communications.”
`
`5.
`
`“’055 Patent” means U.S. Patent No. 9,408,055, entitled “Method to Provide Ad
`
`Hoc and Password Protected Digital and Voice Networks.”
`
`6.
`
`“’251 Patent” means U.S. Patent No. 9,445,251, entitled “Method to Provide Ad
`
`Hoc and Password Protected Digital and Voice Networks.”
`
`7.
`
`“’838 Patent” means U.S. Patent No. 9,467,838, entitled “Method to Provide Ad
`
`Hoc and Password Protected Digital and Voice Networks.”
`
`8.
`
`“Patents-in-Suit” means the ’970 Patent, the ’055 Patent, the ’251 Patent, and the
`
`’838 Patent.
`
`9.
`
`“Related Patents and Patent Applications” means any issued patent or patent
`
`application having a relation by continuation application, continuation-in-part application, and/or
`
`divisional application, as defined by the Manual of Patent Examining Procedure (Ninth Edition,
`
`Revision 07.2015) §§ 201.06–08, with respect to the Patents-in-Suit. “Related Patent
`
`Application” includes any international application and/or foreign counterpart of the Patents-in-
`
`2
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 4 of 14 PageID #: 9559
`
`Suit. “Related Patent Application” also includes any patent application or issued patent within a
`
`chain of copendency with respect to any of the Patents-in-Suit.
`
`10.
`
`“Document(s)” shall have the broadest meaning ascribed to it by Federal Rule
`
`of Civil Procedure 34 and Federal Rule of Evidence 1001, and shall include within its meaning
`
`any and all papers, videotapes or video recordings, photographs, films, recordings,
`
`memoranda, books, records, accounts, letters, telegrams, correspondence, notes of meetings,
`
`notes of conversations, notes of telephone calls, inter-office memoranda or written
`
`communications of any nature, recordings of conversations either in writing or by means of
`
`any mechanical or electrical recording device, notes, papers, reports, analyses, invoices,
`
`canceled checks or check stubs, receipts, minutes of meetings, time sheets, diaries, desk
`
`calendars, ledgers, schedules, licenses, financial statements, telephone bills, logs and any
`
`differing versions of the foregoing whether denominated formal, informal or otherwise, as well
`
`as copies of the foregoing which differ in any way, including handwritten notations or other
`
`written or printed matter of any nature, from the original. The foregoing specifically includes
`
`the information stored in any form, including electronic form, on a computer or in a computer
`
`database or otherwise, including electronic mail. Moreover, the term “document” shall also
`
`include all “technical documents,” such as source code, specifications, schematics, flow charts,
`
`artwork, drawing, pictures, pictorial representations, formulas, troubleshooting guides, service
`
`bulletins, technical bulletins, production specification sheets, white papers, operator manuals,
`
`operation manuals and instruction manuals.
`
`11.
`
` “Communication(s)” shall mean, including its usual and customary meaning, any
`
`transmission, conveyance or exchange of a word, statement, fact, thing, idea, document,
`
`3
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 5 of 14 PageID #: 9560
`
`instruction, information, demand or question by any medium, whether by written, oral or other
`
`means, including, but not limited to, electronic communications and electronic mail.
`
`12.
`
`“Thing(s)” refers to any physical specimen or tangible item, including research
`
`and development models, samples, prototypes and the like.
`
`13.
`
`“Person(s)” refers to all natural persons and all types and kinds of business or
`
`other entities, including, but not limited to, corporations, limited liability companies,
`
`partnerships, joint ventures, associations, sole proprietorships, government bodies and
`
`government agencies. Any reference to an individual person, either singularly or as part of a
`
`defined group, includes that person’s employees, agents, legal and non-legal representatives,
`
`heirs, successors, assigns and any other person or entity within that person’s control. Any
`
`reference to a corporation or any other entity also refers to and includes any and all agents,
`
`employees, representatives, accountants, investment bankers, consultants or attorneys acting on
`
`behalf of the corporation or other entity.
`
`14.
`
`“Prior Art” shall mean the subject matter described in 35 U.S.C. §§ 102 and 103,
`
`including but not limited to publications, patents, physical devices, prototypes, uses, sales, and
`
`offers for sale, and any documents or other items evidencing any of the foregoing.
`
`15.
`
`“Identify” shall mean to state the following: (1) when referring to a person, the
`
`person’s full name, present or last known address, the last known title and place of employment,
`
`the person’s business title during the time period to which the interrogatory relates, and the
`
`relationship if any between such person and Plaintiff and dates during which such relationship
`
`existed; (2) when referring to a business, legal, or governmental entity or association, the name
`
`of the entity or association, and the address of its main office; (3) when referring to a fact, the
`
`fact and the identity of the documentary or testimonial support for that fact; (4) when referring to
`
`4
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 6 of 14 PageID #: 9561
`
`a product or thing, the title or model name/number, any code name, project name or other name
`
`by which it has been referred, and a general description of the product or thing; (5) when
`
`referring to a written communication, the identity of the document(s) in which the
`
`communication was made; (6) when referring to an oral communication, the identity of all
`
`persons participating in the communication; (7) when referring to non-patent documents, the
`
`Bates number, type of document, its general nature and subject matter, date of creation, and all
`
`author(s), addressee(s) and recipient(s); and (8) when referring to patent documents, the country,
`
`patent and/or application number, dates of filing, publication and grant, and the names of the
`
`patentees or applicants.
`
`16.
`
`“Describe” shall mean, in addition to its usual and customary meaning, to identify
`
`all persons with knowledge of the information sought in the interrogatory and to identify all
`
`documents referring, regarding or relating to the information sought in the interrogatory.
`
`17.
`
`The terms “relate to,” “reflecting,” “relating to,” or “concerning” or any variations
`
`thereof, shall mean relating to, referring to, concerning, mentioning, reflecting, regarding,
`
`pertaining to, evidencing, involving, describing, discussing, commenting on, embodying,
`
`responding to, supporting, contradicting, or constituting (in whole or in part), or are between (as
`
`in the context of communications), as the context makes appropriate.
`
`18.
`
`“And” and “or” shall be construed either disjunctively or conjunctively as
`
`necessary to bring within the scope of each interrogatory all responses that might otherwise be
`
`construed outside the scope.
`
`19.
`
`20.
`
`21.
`
`“Any” shall include “all” and “All” shall include “any.”
`
`The term “including” shall mean “including without limitation.”
`
`The use of the singular form of any word includes the plural and vice versa.
`
`5
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 7 of 14 PageID #: 9562
`
`22.
`
`23.
`
`The use of any tense of any word includes all other tenses.
`
`Definitions or usages of words or phrases in these interrogatories are not intended
`
`to be, and shall not be, construed as admissions as to the meaning of words or phrases at issue in
`
`the action, and shall have no binding effect on Defendant in this or in any other proceeding.
`
`INSTRUCTIONS
`
`The following instructions shall apply to each of the Interrogatories herein:
`
`1.
`
`In answering the following Interrogatories, furnish all available information,
`
`including information in the possession, custody, or control of any of your attorneys, directors,
`
`officers, agents, employees, representatives, associates, investigators or division affiliates,
`
`partnerships, parents or subsidiaries, and persons under your control, who have the best
`
`knowledge, not merely information known to you based on your own personal knowledge. In
`
`answering these Interrogatories, AGIS is required to make a diligent search of its records and of
`
`other documents and materials in its possession or the possession of its employees, attorneys,
`
`consultants, or other representatives.
`
`2.
`
`If you cannot fully respond to the following Interrogatories after exercising due
`
`diligence to secure the information requested thereby, so state and answer each Interrogatory to
`
`the extent possible. Specify the portion of each Interrogatory that cannot be responded to fully
`
`and completely. State what knowledge, information, or belief you have concerning the
`
`unanswered portion of the Interrogatory, and state fully, completely, and in detail the acts done
`
`and inquiries made by you to show that you have exercised due diligence to make inquiry and
`
`secure the information necessary to answer the Interrogatory.
`
`3.
`
`If your response to a particular Interrogatory is a statement that you lack the
`
`ability to provide a response to that Interrogatory, you must specify whether the inability to
`
`6
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 8 of 14 PageID #: 9563
`
`provide a response is because the particular item or category of information never existed, has
`
`been destroyed, has been lost, misplaced, or stolen, or has never been, or is no longer, in your
`
`possession, custody, or control. Where an identified document is not in your possession,
`
`custody, or control, state the name of the persons who have possession, custody, or control of
`
`such document. If such document was in your possession, custody, or control in the past but is
`
`no longer in your possession, custody, or control, state what disposition was made of it, the
`
`reasons for such disposition, persons having any knowledge of such disposition, and the persons
`
`responsible for such disposition.
`
`4.
`
`Where an identified document has been destroyed or is alleged to have been
`
`destroyed, state the reasons for its destruction, names of the persons having any knowledge of its
`
`destruction, and the names of the persons responsible for its destruction.
`
`5.
`
`Separately with respect to each piece of information called for by these
`
`Interrogatories which is withheld under a claim of privilege or otherwise, provide an explanation
`
`of the claim being asserted and a description of the information withheld in accordance with Fed.
`
`R. Civ. P. 26(b)(5).
`
`6.
`
`If you object to any part of an Interrogatory and refuse to answer that part, state
`
`your objection and answer the remaining portion of that Interrogatory. If you object to the scope
`
`or time period of an Interrogatory and refuse to answer for that scope or time period, state your
`
`objection and answer the Interrogatory for the scope or time period you believe is appropriate
`
`(including in your answer a specific statement as to why you believe the scope of time period is
`
`inappropriate).
`
`7.
`
`If you respond to any of the following Interrogatories as authorized by Fed. R.
`
`Civ. P. 33(d), for each such Interrogatory and subpart thereof, specify the production numbers
`
`7
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 9 of 14 PageID #: 9564
`
`(i.e., Bates numbers) of the specific document or group of documents accompanying your
`
`response.
`
`8.
`
`With respect to each of the following Interrogatories, unless otherwise stated, the
`
`information sought is as of the date of AGIS’s response. Your obligation to respond to these
`
`Interrogatories is continuing and responses are to be supplemented to include subsequently
`
`acquired information in accordance with the requirements of Rule 26(e) of the Federal Rules of
`
`Civil Procedure.
`
`Interrogatory No. 1:
`
`INTERROGATORIES
`
`If You contend that Defendant has willfully infringed the Asserted Claims, describe in
`
`detail the basis of such contention, including all Persons who have knowledge of said facts, and
`
`Identify all Documents and other evidence that supports Your contention.
`
`Interrogatory No. 2:
`
`If You contend that Defendant has induced or contributed to the infringement of the
`
`Asserted Claims, describe in detail the basis of such contention, including all Persons who have
`
`knowledge of said facts, and Identify all Documents and other evidence that supports Your
`
`contention.
`
`Interrogatory No. 3:
`
`Identify all products or services sold, offered for sale, demonstrated or used by You and
`
`any predecessors in interest that practice any Asserted Claim of the Patents-in-Suit, including the
`
`date when, and by whom, any such products or services were first sold, offered, demonstrated or
`
`used; Identify the amount or volume of such activities; and also Identify the persons most
`
`knowledgeable about such activities and Identify all Documents relating to such activities.
`
`8
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 10 of 14 PageID #: 9565
`
`Interrogatory No. 4:
`
`Identify each product, if any, that has ever been marked with the patent numbers of the
`
`Patents-in-Suit, including the date when such marking was first made, the date on which such
`
`marking stopped (whether temporarily or permanently), and the patent number marked; Identify
`
`all documents or other evidence that You contend provide evidence of such marking, and
`
`Identify all persons with knowledge concerning such facts (specifically Identifying the persons
`
`most knowledgeable).
`
`Interrogatory No. 5:
`
`Identify with specificity (including by Bates numbers) all agreements that You are or
`
`were a party to (or are or were otherwise bound by) pursuant to which license or covenant rights
`
`under any of the Patents-in-Suit are granted.
`
`Interrogatory No. 6:
`
`If You have conducted any valuations of any of the Patents-in-Suit, identify and describe
`
`in detail those valuations, including who conducted the valuations, when they were conducted,
`
`the results of Your valuations, individuals with knowledge of the valuations, and all Documents
`
`relating to those valuations.
`
`Interrogatory No. 7:
`
`Identify and explain the basis for asserting each type of damages that You contend You
`
`have incurred as a result of the alleged infringement in This Action, stating in detail (a) the total
`
`dollar amount of such damages; (b) whether the damages claimed are based upon lost profits, a
`
`reasonable royalty, and/or some other economic theory; (c) the identification of each Document
`
`supporting Your damages contentions; and (d) the identity of each person with personal
`
`9
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 11 of 14 PageID #: 9566
`
`knowledge of facts and the persons You believe have the most personal knowledge of facts
`
`supporting Your damages contentions.
`
`Interrogatory No. 8:
`
`Identify any information or evidence You contend bears on what You claim is a
`
`reasonable royalty in this action, including, but not limited to, any information or evidence
`
`supporting the 15 factors found in the Georgia-Pacific Corp. v. United States Plywood Corp.,
`
`318 F. Supp. 1116 (S.D.N.Y. 1970).
`
`Interrogatory No. 9:
`
`Identify and explain the basis for asserting damages in the event that You only establish
`
`infringement based on internal use or testing in connection with making the accused
`
`instrumentalities available to the public, stating in detail (a) the total dollar amount of such
`
`damages; (b) whether the damages claimed are based upon lost profits, a reasonable royalty,
`
`and/or some other economic theory; (c) the factual and legal bases supporting Your damages
`
`contentions; and (d) the identification of each Document supporting Your damages contentions.
`
`Interrogatory No. 10:
`
`State the date(s) and describe the circumstances in which You first formed a belief that
`
`Defendant infringed the Patents-in-Suit, the date and manner in which You contend Defendant
`
`was first notified or became aware of the Patents-in-Suit, and the date and facts showing that
`
`Defendant knew and/or should have known that they infringed the Patents-in-Suit.
`
`Interrogatory No. 11:
`
`Describe in detail each and every instance in which You have licensed, offered to license,
`
`attempted to license, or enforced any of the Patents-in-Suit or Related Patents and Patent
`
`Applications, including the date and parties involved for each license, offer or enforcement as
`
`10
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 12 of 14 PageID #: 9567
`
`well as the terms and consideration paid or offered for each license, offer or settlement of
`
`enforcement proceedings; and Identify all Documents relating to each such instance, each person
`
`with personal knowledge of such activity, and the persons You believe to have the most personal
`
`knowledge of such activity.
`
`Interrogatory No. 12:
`
`Identify all persons including, but not limited to, AGIS shareholders, AGIS past and
`
`present directors, AGIS officers and/or employees, AGIS investors who have an absolute,
`
`contingent, potential or any other right to a share in any recovery AGIS may obtain based on any
`
`licenses, settlements, or damages recovery based on the Patents-in-Suit, and explain the nature of
`
`such rights (including the dollar or percentage share of each such person or entity in any such
`
`recovery), and Identify all Documents relating thereto.
`
`Interrogatory No. 13:
`
`Describe the factual circumstances surrounding any alleged acquisition of rights under
`
`the Patent-in-Suit by AGIS or any other entity, including the date of each alleged acquisition, the
`
`consideration paid for the alleged acquisition, all other material terms of the alleged acquisition,
`
`and any other past owner or owners, such that the chain-of-title and all transactions concerning a
`
`change in title or any rights relating thereto, with an identification of the persons most
`
`knowledgeable about such factual circumstances and an identification of all Documents relating
`
`thereto.
`
`Dated: June 13, 2018
`
`ARNOLD & PORTER KAYE SCHOLER LLP
`
`
`
`/s/ Mark Mann
`Mark Mann
`SBN: 12926150
`mark@themannfirm.com
`G. Blake Thompson
`
`11
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 13 of 14 PageID #: 9568
`
`SBN: 24042033
`blake@themannfirm.com
`MANN TINDEL THOMPSON
`300 West Main Street
`Henderson, Texas 75652
`Tel: 903-657-8540
`
`Michael A. Berta
`Michael.berta@arnoldporter.com
`Marisa Armanino Williams
`Marisa.Williams@arnoldporter.com
`ARNOLD & PORTER
`KAYE SCHOLER LLP
`Three Embarcadero Center
`10th Floor
`San Francisco, CA 94111-4024
`Tel: 415-471-3277
`
`James S. Blackburn
`James.blackburn@arnoldporter.com
`Nicholas H. Lee
`Nicholas.lee@arnoldporter.com
`ARNOLD & PORTER
`KAYE SCHOLER LLP
`777 South Figueroa Street
`44th Floor
`Los Angeles, CA 90017-5844
`Tel: 213-243-4156
`
`ATTORNEYS FOR DEFENDANT
`LG ELECTRONICS, INC.
`
`12
`
`

`

`Case 2:17-cv-00514-JRG Document 133-11 Filed 01/29/19 Page 14 of 14 PageID #: 9569
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that all counsel of record who are deemed to have
`
`consented to electronic service are being served with a copy of this document via electronic mail
`
`on June 13, 2018.
`
`/s/ Bonnie Phan
`
`Bonnie Phan
`ARNOLD & PORTER KAYE SCHOLER LLP
`3000 El Camino Real
`Five Palo Alto Square, Suite 500
`Palo Alto, CA 94306-2112
`Tel: 1 650.319.4543
`
`13
`
`

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