Case 2:17-cv-00513-JRG Document 38-9 Filed 11/14/17 Page 1 of 4 PageID #: 992
`Case 2:17-cv—00513-JRG Document 38-9 Filed 11/14/17 Page 1 of 4 PageID #: 992
`
`E X H IB IT 40
`EXHIBIT 40
`
`

`

`Case 2:17-cv-00513-JRG Document 38-9 Filed 11/14/17 Page 2 of 4 PageID #: 993
`Case 2:17-cv-00513-JRG Document 38-9 Filed 11/14/17 Page 2 of 4 PageID #: 993
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`Case 2:17-cv-00513-JRG Document 38-9 Filed 11/14/17 Page 3 of 4 PageID #: 994
`Case 2:17-cv-00513-JRG Document 38-9 Filed 11/14/17 Page 3 of 4 PagelD #: 994
`
`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995, no ersons are reuired to res 0nd to a collection of information unless it dis la s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`Applicant/Patent Owner:
`
`Advanced Ground Information Systems, Inc.
`
`February 27, 2015
`Filed/Issue Date:
`14/633,804
`Application No./Patent No.:
`Titled:
`METHOD TO PROVIDE AD HOC AND PASSWORD PROTECTED DIGITAL AND VOICE
`NETWORKS
`
`Advanced Ground Information Systems, Inc.
`(Name of Assignee)
`
`1
`
`a
`
`corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that, forthe patent application/patent identified above, it is (choose % of options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee ofthe entire right, title, and interest.
`
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`D The extent (by percentage) of its ownership interest is
`%). Additional Statement(s) by the owners
`holding the balance ofthe interest must be submitted to account for 100% ofthe ownership interest.
`
`There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance ofthe interest must be submitted to account forthe
`entire right, title, and interest.
`
`3- D The assignee of an undivided interest in the entirety (a complete assignment from one ofthejoint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance ofthe interest must be submitted to account forthe
`entire right, title, and interest.
`
`4- D The recipient, via a court proceeding orthe like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose % ofoptions A or B below):
`
`A.
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was
`recorded in the United States Patent and Trademark Office at Reel
`037501
`,
`Frame
`0071
`, orfor which a copy thereof is attached.
`
`B. D A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`
`
`To:
`1. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`2. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`
`ACTIVE/848171401
`
`

`

`Case 2:17-cv-00513-JRG Document 38-9 Filed 11/14/17 Page 4 of 4 PageID #: 995
`Case 2:17-cv-00513-JRG Document 38-9 Filed 11/14/17 Page 4 of 4 PagelD #: 995
`
`PTO/AlA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.731c)
`
`To:
`. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`|:| Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain oftitle from the original owner to the assignee
`was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division
`in accordance with 37 CFR Part 3, to record the assignment in the records ofthe USPTO. See MPEP 302.08]
`
`Title or Registration Number
`
`The undersigned (whose title is supplied below) is authorized to act on behalf ofthe assignee.
`
`Signature
`
`Printed or Typed Name
`
`/Daniel J. Burns/
`
`Daniel J. Burns
`
`January 20, 2016
`
`Date
`
`50,222
`
`[Page 2 of 2]
`
`ACTIVE/848171401
`
`