`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 1 of 12 PageID #: 20542
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`EXHIBIT 13
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`EXHIBIT 13
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`
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`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 2 of 12 PageID #: 20543
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 2 of 12 PageID #: 20543
`
`UNITED STATES
`
`PATENT AND TRADEMARK OFFICE
`
`
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`
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`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 3 of 12 PageID #: 20544
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`Trial Statistics
`IPR, PGR, CBM
`Patent Trial and Appeal Board
`December 2018
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 4 of 12 PageID #: 20545
`
`Petitions by Trial Type
`(All Time: 9/16/12 to 12/31/18)
`
`IPR
`8,917
`92%
`
`9,646
`Total
`
`CBM
`579
`6%
`
`PGR
`150
`2%
`
`Trial types include Inter Partes Review (IPR), Post Grant Review (PGR), and Covered
`Business Method (CBM).
`
`3
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 5 of 12 PageID #: 20546
`
`Petitions Filed by Technology in FY19
`(FY19: 10/1/18 to 12/31/18)
`
`Mechanical &
`Business Method
`136
`29%
`
`476
`Total
`
`Electrical/Computer
`292
`61%
`
`Chemical
`12
`2%
`
`Bio/Pharma
`36
`8%
`Design
`0
`0%
`
`4
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 6 of 12 PageID #: 20547
`
`88
`
`115
`
`114
`
`Petitions Filed by Month
`(December 2018 and Previous 12 Months: 12/1/17 to 12/31/18)
`(441 IPRs in FY19)
`250
`212
`200
`150
`100
`50
`0
`
`Dec-17
`
`IPR
`
`11
`
`20
`10
`0
`
`2
`
`Dec-17
`
`(16 PGRs in FY19)
`5 8
`
`3
`
`PGR
`
`Dec-18
`
`20
`10
`0
`
`Dec-17
`
`Dec-18
`(19 CBMs in FY19)
`10 7
`
`2
`
`0
`CBM
`
`Dec-18
`
`5
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 7 of 12 PageID #: 20548
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`Institution Rates
`(FY13 to FY19: 10/1/12 to 12/31/18)
`87%
`
`Instituted
`
`Denied
`
`75%
`
`664
`
`223
`
`191
`
`29
`
`68%
`
`67%
`
`1,012
`
`1,011
`
`469
`
`496
`
`63%
`
`954
`
`558
`
`60%
`
`859
`577
`
`FY13
`FY14
`FY15
`FY16
`FY17
`FY18
`Institution rate for each fiscal year is calculated by dividing petitions instituted by
`decisions on institution (i.e., petitions instituted plus petitions denied). The outcomes
`of decisions on institution responsive to requests for rehearing are excluded.
`
`64%
`
`197
`111
`
`FY19
`
`6
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 8 of 12 PageID #: 20549
`
`Institution Rates by Technology
`(All Time: 9/16/12 to 12/31/18)
`
`Bio/Pharma
`
`Chemical
`
`Design
`
`60% (441 of 740)
`
`63% (305 of 486)
`
`40% (17 of 42)
`
`Electrical/Computer
`
`67% (2,880 of 4,267)
`
`Mechanical &
`Business Method
`Institution rate for each technology is calculated by dividing petitions instituted by
`decisions on institution (i.e., petitions instituted plus petitions denied). The outcomes
`of decisions on institution responsive to requests for rehearing are excluded.
`
`69% (1,245 of 1,816)
`
`7
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 9 of 12 PageID #: 20550
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`Pre-Institution Settlements
`(FY13 to FY19: 10/1/12 to 12/31/18)
`
`Settlement Rate
`
`9%
`
`Settlements
`23
`
`12%
`
`127
`
`16%
`
`291
`
`14%
`
`242
`
`14%
`
`249
`
`12%
`
`200
`
`FY18
`FY17
`FY16
`FY15
`FY14
`FY13
`Settlement rate for each year is calculated by dividing pre-institution settlements by
`the sum of proceedings instituted, denied institution, dismissed, terminated with a
`request for adverse judgment, and settled before decision on institution.
`
`21%
`
`83
`
`FY19
`
`20%
`
`15%
`
`10%
`
`5%
`
`0%
`
`8
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 10 of 12 PageID #: 20551
`
`Post-Institution Settlements
`(FY13 to FY19: 10/1/12 to 12/31/18)
`Settlement Rate
`90%
`
`40%
`
`Settlements
`18
`
`110
`
`29%
`
`212
`
`22%
`
`194
`
`22%
`
`187
`
`24%
`
`201
`
`FY13
`FY14
`FY15
`FY16
`FY17
`FY18
`Settlement rate for each year is calculated by dividing post-institution settlements by
`proceedings terminated post-institution (i.e., settled, dismissed, terminated with a
`request for adverse judgment, and final written decision), excluding joined cases.
`
`24%
`
`56
`
`FY19
`
`85%
`
`65%
`
`45%
`
`25%
`
`5%
`
`-15%
`
`-35%
`
`-55%
`
`-75%
`
`9
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 11 of 12 PageID #: 20552
`
`Status of Petitions
`(All Time: 9/16/12 to 12/31/18)
`9,646
`
`950
`
`1,215
`
`94
`
`36
`
`4,912
`
`2,439
`
`Instituted Claims Unpatentable
`No Claim: 477 (19%)
`Some Claims: 435 (17%)
`All Claims: 1,601 (64%)
`
`455
`
`615
`
`978
`
`52
`
`299
`
`2,513
`
`Decisions
`Final Writ.
`Judgment
`Req. Adv.
`
`Dismissed
`
`Settled
`
`Institution
`Open Post-
`
`Joined
`
`Instituted
`
`Denied
`
`Judgment
`Req. Adv.
`
`Dismissed
`
`Settled
`
`Institution
`Open Pre-
`
`Petitions
`
`These figures reflect the latest status of each petition. The outcomes of decisions on
`institution responsive to requests for rehearing are incorporated. Once joined to a base
`case, a petition remains in the Joined category regardless of subsequent outcomes.
`
`10
`
`
`
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 12 of 12 PageID #: 20553
`Case 2:17-cv-00513-JRG Document 335-9 Filed 01/30/19 Page 12 of 12 PageID #: 20553
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