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Case 2:17-cv-00140-RWS-RSP Document 66-3 Filed 02/23/18 Page 1 of 63 PageID #: 1608
`Case 2:17-cv-00140-RWS—RSP Document 66-3 Filed 02/23/18 Page 1 of 63 PageID #: 1608
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`EXHIBIT C
`EXHIBIT C
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`

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`Case 2:17-cv-00140-RWS-RSP Document 66-3 Filed 02/23/18 Page 2 of 63 PageID #: 1609
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`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`MARSHALL DIVISION
`
`CYWEE GROUP LTD.,
`
`Plaintiff
`
`v.
`
`SAMSUNG ELECTRONICS CO. LTD.
`AND SAMSUNG ELECTRONICS
`AMERICA, INC.,
`
`Defendants.
`










`
`
`
`NO. 2:17-CV-00140-RWS-RSP
`
`
`
`I.
`
`
`
`
`DECLARATION OF M. RAY MERCER, PH.D.
`
`INTRODUCTION
`
`I, M. Ray Mercer, Ph.D. hereby declare as follows:
`
`1.
`
`My name is Melvin Ray Mercer. I am at least eighteen years of age. I reside in Dallas
`
`in the State of Texas. I have personal knowledge of and am competent to testify as to the facts and
`
`opinions herein.
`
`2.
`
`I have been retained by counsel for Defendants Samsung Electronics Corporation
`
`Ltd. and Samsung Electronics America, Inc. (collectively “Samsung”) as an expert to analyze and
`
`explain what certain claim terms in U.S. Patent Nos. 8,441,438 (“’438 Patent”) and 8,552,978 (“’978
`
`Patent”) (collectively, “patents-in-suit”) would mean to a person of ordinary skill in the art
`
`(“POSA”) at the time of the alleged inventions.
`
`3.
`
`I have been informed that CyWee Group Ltd. (“CyWee”) is currently asserting
`
`certain claims of the ’438 and ’978 Patents against Samsung in a litigation pending in the
`
`United States District Court for the Eastern District of Texas.
`
`

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`4.
`
`I am being compensated at my normal consulting rate of $650 per hour. I am being
`
`separately reimbursed for any out-of-pocket expenses. My compensation does not depend in any
`
`way on the outcome of this case, my particular testimony, or the opinions that I express.
`
`5.
`
`In rendering my opinions, I considered the items listed in Exhibit A, the items
`
`discussed or listed herein, as well as my own experiences in the field.
`
`II.
`
`QUALIFICATIONS
`
`6.
`
`In this section of my declaration, I provide a brief summary of my qualifications to
`
`act as an expert in this matter. A copy of my current Curriculum Vitae is attached as Exhibit B,
`
`which contains a listing of my education and experience.
`
`7.
`
`I have more than 47 years of dual industrial and academic experience in Electrical
`
`Engineering and Computer Engineering. I received a B.S. in Electrical Engineering from Texas Tech
`
`University in 1968, a Master of Science in Electrical Engineering from Stanford University in 1971,
`
`and a Doctor of Philosophy in Electrical Engineering from The University of Texas at Austin in
`
`1980. Further, I have authored dozens of published technical papers and delivered many lectures
`
`addressing various aspects of Electrical and Computer Engineering.
`
`8.
`
`From 1968 to 1973, I was a Research/Development Engineer at General Telephone
`
`and Electronics Sylvania in Mountain View, California. I completed my M.S. in Electrical
`
`Engineering from Stanford University in 1971. At Stanford, I worked on techniques that were
`
`unique in that they involved adaptive linear optimizations for monitoring non-stationary signals.
`
`During this period, much of my work related to communications, computer control of data
`
`collection, and analysis systems used by organizations in the United States government. Leading-
`
`edge sensing techniques were a key aspect of much of this work.
`
`9.
`
`From 1973 to 1977, I was a Member of Technical Staff at Hewlett-Packard’s Santa
`
`Clara Division and subsequently at Hewlett-Packard Laboratories in Palo Alto, California. During
`
`2
`
`

`

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`that time, I continued to develop application programs. I also designed interface hardware to
`
`interact with computer software and accomplish various tasks. One major project I was responsible
`
`for was the real-time control of environmental test systems for satellites and satellite components.
`
`Applications for these analysis and control tools utilized Fourier Transforms for tasks best
`
`performed in the frequency domain. For example, these tools allowed automated analysis of
`
`communication systems. Key concepts in this work are related to this case because they involved
`
`digital data communications, motion control, motion analysis, and data collection based upon
`
`sensors including accelerometers. During this period, I also used variations of these tools to
`
`monitor and analyze motions of rigid and semi-rigid objects – particularly with respect to vibration
`
`mode analysis. The same tools also found application in the automated diagnosis of communication
`
`systems such as telephone systems.
`
`10.
`
`At HP Laboratories, among other projects, I developed hardware and software to
`
`provide real-time control of manufacturing systems for solid state devices. This work related directly
`
`to the issues in this case because the tools I developed involved sensor systems and control systems
`
`for displacement, rotation, temperature control, etc. I also did some of the earliest research on the
`
`dominant sources for the degradation of liquid crystal displays.
`
`11.
`
`From 1977 to 1980, I was a Lecturer in the Division of Mathematics, Statistics, and
`
`Computer Science at the University of Texas at San Antonio. As the director of a laboratory for
`
`teaching students to program and build hardware interfaces and control systems using small
`
`computers, my students and I purchased, built, and operated some of the earliest personal
`
`computers. Additionally, I taught courses in the design of digital systems. During this period, I also
`
`completed my Ph.D. in Electrical Engineering at the University of Texas at Austin in 1980. I also
`
`did my first consulting work at this time involving the control, sensing, and evaluation of human
`
`motion control capabilities under adverse environmental conditions.
`
`3
`
`

`

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`12.
`
`From 1980 to 1983, I was a Member of Technical Staff at Bell Laboratories in
`
`Murray Hill, New Jersey. My work involved the programming of computers and the design of
`
`hardware components for communication systems. I was part of a three-person team that designed,
`
`tested, and directed the manufacture of an integrated circuit that was a key component in a digital
`
`telephone modem. I also actively worked with designers of large scale digital telephone switching
`
`systems. This work relates generally to the topics in this case because modems obviously sense and
`
`produce sound. The manufacture testing of this product involved extensive investigation of the
`
`external sensing aspects of this product and associated conclusions about aspects of the device that
`
`were only indirectly determinable.
`
`13.
`
`In 1983, I was appointed Assistant Professor of Electrical and Computer
`
`Engineering at the University of Texas at Austin. In 1987, I was promoted to Associate Professor
`
`and Professor in 1991. During this period, I taught Computer Engineering courses at the
`
`undergraduate and graduate level, directed the research of graduate students, and consulted with
`
`numerous organizations. One consulting project I did at this time involved the study of early printed
`
`circuit board surface mount techniques where component placement was automated using pick-and-
`
`robotic systems. As part of this work I interface with more than a dozen of the largest printed circuit
`
`manufacturers in the United States at that time. Aspects of this work relate to issues in this case
`
`since the manufacturing systems made extensive use of sensors and controllers.
`
`14.
`
`In 1995, I was appointed Professor of Electrical and Computer Engineering, Leader
`
`of the Computer Engineering Group, and Holder of the Computer Engineering Chair in Electrical
`
`Engineering at Texas A&M University in College Station, Texas. My teaching, my research, my
`
`technical publications, and my supervision of graduate students during that period included the areas
`
`of the modeling, design, and fabrication of digital hardware and software systems. As with my
`
`previous work (at The University of Texas at Austin), during this period, I taught courses at the
`
`4
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`

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`undergraduate and graduate level, directed the research of graduate students, and consulted with
`
`numerous organizations on a variety of topics. I was also responsible for monitoring controlled
`
`experiments to optimize and quantify the use of tester time to detect defects in electrical products,
`
`and I was part of a team that used analytical techniques to predict the expected growth of quiescent
`
`currents in MOS transistors as a function of the reduction in integrated circuit feature sizes.
`
`15.
`
`In September 2005, I retired from my teaching position, and the Regents of the
`
`Texas A&M University System appointed me as Professor Emeritus of Electrical and Computer
`
`Engineering at Texas A&M University.
`
`16.
`
`In 1984, I formed Mercer and Associates, an independent consulting firm that I have
`
`owned and directed to this day. Since 1979, I have provided private consultation and advice in
`
`Electrical and Computer Engineering to numerous entities, including IBM Corp., Rockwell
`
`International, Motorola Semiconductor, AT&T, Inc., and SigmaTel.
`
`17.
`
`I first served as an expert witness at the request of the Office of the State Attorney
`
`General of Texas in 1984. Since then, I have been hired by numerous law firms to provide them and
`
`their clients with expert consultation and expert testimony, often in the areas of patent infringement
`
`litigation related to electrical and computer engineering. Among other topics, I have opined with
`
`respect to communications systems including telephony, cell phone networks and devices, and
`
`particular characteristics of private and public network communications networks, including the
`
`Internet. I have testified regarding standalone and Internet-based online gaming systems. I have
`
`testified regarding home entertainment systems that use wireless communications. I have testified
`
`with respect to online educational institutions and technical aspects of their media distribution
`
`systems. I have testified with respect to media and entertainment systems for mobile vehicles as well
`
`as special aspects of display equipment similar to the equipment at issue in the current case. I have
`
`testified in a case involving delta-sigma modulation for high performance analog-to-digital and
`
`5
`
`

`

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`digital-to-analog converters—such as those commonly utilized in personal computers. Many of the
`
`technical issues and topics in this work relate directly to the key technical issues in this current case.
`
`18.
`
`Throughout my career, I have been actively involved in numerous professional
`
`organizations, including the Institute of Electrical and Electronics Engineers (“IEEE”) and was
`
`recognized as an IEEE Fellow in 1994. I was the Program Chairman for the 1989 International Test
`
`Conference, which is an IEEE sponsored annual conference with (at that time) more than one
`
`thousand attendees and over one hundred presented papers. I won the Best Paper Award at the
`
`1982 International Test Conference.
`
`19.
`
`I also won a Best Paper Award at the 1991 Design Automation Conference, an
`
`annual conference with (at that time) more than ten thousand attendees and five hundred submitted
`
`papers, many of which related to the design of integrated circuit-based systems.
`
`20.
`
`I also won a Best Paper Award at the 1999 VLSI Test Symposium. This paper was
`
`focused on manufacturing techniques to optimize the quality of manufactured digital systems. I am
`
`the inventor of two United States patents that relate to the design of integrated circuits and digital
`
`systems. I was selected as a National Science Foundation Presidential Young Investigator in 1986.
`
`This award included $500,000 for support of my research.
`
`III.
`
`LEGAL STANDARD
`21.
`
`I am not an attorney. I have been informed on the law regarding claim construction
`
`and patent claims, and my understanding is as follows.
`
`22.
`
`I understand that a patent may include two types of claims, independent claims and
`
`dependent claims. An independent claim stands alone and includes only the limitations it recites. A
`
`dependent claim can depend from an independent claim or another dependent claim. I understand
`
`that a dependent claim includes all the limitations that it recites in addition to all of the limitations
`
`recited in the claim or claims from which it depends.
`
`6
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`

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`23.
`
`I understand that the claims of a patent are presumed to be valid, and that, in the
`
`venue for this case, invalidity of a claim must be proven by clear and convincing evidence.
`
`24.
`
`I am informed that claim construction is a matter of law for the Court to decide.
`
`Claim terms should be given their ordinary and customary meaning within the context of the patent
`
`in which the terms are used, i.e., the meaning that the term would have to a person of ordinary skill
`
`in the art in question at the time of the invention in light of what the patent teaches.
`
`25.
`
`I am informed that to determine how a POSA would understand a claim term, one
`
`should look to those sources available that show what a POSA would have understood disputed
`
`claim language to mean. Such sources include the words of the claims themselves, the remainder of
`
`the patent’s specification, the prosecution history of the patent and the cited references (all
`
`considered “intrinsic” evidence), and “extrinsic” evidence, such as dictionary definitions and learned
`
`treatises and the opinions of qualified experts concerning relevant scientific principles, the meaning
`
`of technical terms, and the state of the art.
`
`26.
`
`I understand that, in construing a claim term, one looks primarily to the intrinsic
`
`patent evidence, including the words of the claims themselves, the remainder of the patent
`
`specification, and the prosecution history.
`
`27.
`
`I understand that extrinsic evidence, which is evidence external to the patent and the
`
`prosecution history, may also be useful in interpreting patent claims when the intrinsic evidence
`
`itself is insufficient.
`
`28.
`
`I understand that words or terms should be given their ordinary and accepted
`
`meaning unless it appears that the inventors were using them to mean something else. In making
`
`this determination, the claims, the patent specification, and the prosecution history are of paramount
`
`importance. Additionally, the specification and prosecution history must be consulted to confirm
`
`7
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`

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`whether the patentee has acted as its own lexicographer (i.e., provided its own special meaning to
`
`any disputed terms), or intentionally disclaimed, disavowed, or surrendered any claim scope.
`
`29.
`
`I understand that the claims of a patent define the scope of the rights conferred by
`
`the patent. The claims must particularly point out and distinctly claim the subject matter which the
`
`patentee regards as his invention. Because the patentee is required to define precisely what he claims
`
`his invention to be, it is improper to construe claims in a manner different from the plain meaning
`
`of the terms used consistent with the specification. Accordingly, a claim construction analysis must
`
`center on the claim language itself. Additionally, the context in which a term is used in the asserted
`
`claim can be highly instructive. Likewise, other claims of the patent in question, both asserted and
`
`unasserted, can inform the meaning of a claim term. For example, because claim terms are normally
`
`used consistently throughout the patent, the usage of a term in one claim can often illuminate the
`
`meaning of the same term in other claims. Differences among claims can also be a useful guide in
`
`understanding the meaning of particular claim terms.
`
`30.
`
`I understand that a POSA is deemed to read a claim term not only in the context of
`
`the particular claim in which the disputed term appears, but in the context of the entire patent,
`
`including the specification. For this reason, the words of the claim must be interpreted in view of
`
`the entire specification. The specification is the primary basis for construing the claims and provides
`
`a safeguard such that correct constructions closely align with the specification. Ultimately, the
`
`interpretation to be given a term can only be determined and confirmed with a full understanding of
`
`what the inventors actually invented and intended to envelop with the claim as set forth in the
`
`patent itself.
`
`31.
`
`I understand that it is improper to place too much emphasis on the ordinary
`
`meaning of the claim term without adequate grounding of that term within the context of the
`
`specification of the asserted patent. Hence, claim terms should not be broadly construed to
`
`8
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`encompass subject matter that, although technically within the broadest reading of the term, is not
`
`supported when the claims are read in light of the invention described in the specification. Prior art
`
`incorporated by reference or otherwise cited during the prosecution history is also highly relevant in
`
`ascertaining the breadth of claim terms and is considered intrinsic evidence.
`
`32.
`
`I understand that the role of the specification is to describe and enable the invention.
`
`In turn, the claims cannot be of broader scope than the invention that is set forth in the
`
`specification. Care must be taken because word-by-word definition, removed from the context of
`
`the patent, leads to an overall result that departs significantly from the patented invention.
`
`33.
`
`I understand that claim terms must be construed in a manner consistent with the
`
`context of the intrinsic record. In addition to consulting the specification, one should also consider
`
`the patent’s prosecution history, if available. The file history provides evidence of how both the
`
`Patent Office and the inventors understood the terms of the patent, particularly in light of what was
`
`known in the prior art. Further, where the specification describes a claim term broadly, arguments
`
`and amendments made during prosecution may require a more narrow interpretation.
`
`34.
`
`I understand that while intrinsic evidence is of primary importance, extrinsic
`
`evidence, e.g., all evidence external to the patent and prosecution history, including expert and
`
`inventor testimony, dictionaries, and learned treatises, can also be considered. For example, technical
`
`dictionaries may help one better understand the underlying technology and the way in which one of
`
`skill in the art might use the claim terms. Extrinsic evidence should not be considered, however,
`
`divorced from the context of the intrinsic evidence. Evidence beyond the patent specification,
`
`prosecution history, and other claims in the patent should not be relied upon unless the claim
`
`language is ambiguous in light of these intrinsic sources. Furthermore, while extrinsic evidence can
`
`shed useful light on the relevant art, it is less significant than the intrinsic record in determining the
`
`legally operative meaning of claim language.
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`9
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`35.
`
`I understand that a claim limitation is indefinite if the claim, when read in light of the
`
`specification and the prosecution history, fails to inform with reasonable certainty persons of
`
`ordinary skill in the art about the scope of the invention.
`
`36.
`
`I am informed that the specification of a patent must satisfy a definiteness
`
`requirement, which requires that it conclude with one or more claims particularly pointing out and
`
`distinctly claiming the subject matter which the applicant regards as the invention.
`
`37.
`
`I am also informed that definiteness requires that a patent’s claims, viewed in light of
`
`the specification and file history from the perspective of a person skilled in the relevant art at the
`
`time the patent was filed, inform those skilled in the art about the scope of the invention with
`
`reasonable certainty.
`
`38.
`
`I understand that a patent must be precise enough to afford clear notice of what is
`
`claimed and apprise the public of what subject matter is still open to them in a manner that avoids a
`
`zone of uncertainty.
`
`IV. OPINIONS ON UNDERSTANDING OF ONE OF ORDINARY SKILL AND
`SELECTED CLAIM TERMS
`A.
`39.
`
`I have been asked to provide an opinion as to a person of ordinary skill in the art at
`
`Level of Ordinary Skill in the Art
`
`the time of the purported invention of the ’438 and ’978 Patents, which I have been asked to initially
`
`assume is January 6, 2010, the filing date of Provisional Application No. 61/292,558. My opinions
`
`below would not change if the time of the invention was July 29, 2009, September 25, 2009,
`
`November 11, 2010, March 28, 2011, or July 6, 2011.
`
`40.
`
`It is my opinion that one of ordinary skill in the art relevant to the technology of the
`
`’438 and ’978 Patents is someone who has a computer science, electrical engineering, mechanical
`
`engineering, or other related technical degree at the undergraduate level, and knowledge of sensor
`
`10
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`systems. Superior experience in one of these areas could compensate for lesser experience in the
`
`other.
`
`41.
`
`I understand that CyWee has asserted that a POSA typically would have had at least
`
`a Bachelor’s Degree in Computer Science, Electrical Engineering, Mechanical Engineering, or
`
`Physics, or equivalent work experience, along with knowledge of sensors (such as accelerometers,
`
`gyroscopes, and magnetometers), and mobile computing technologies. My opinions below would
`
`not substantively change if the level of a person of ordinary skill in the art were based on CyWee’s
`
`assertion of a POSA, although I reserve my right to consider and respond to any other opinions or
`
`findings as to such a level.
`
`B.
`
`42.
`
`Summary of Opinions
`
`In summary, it is my opinion that the following claim terms and phrases, read in light
`
`of the specification and the prosecution history of the respective patent, fail to inform, with
`
`reasonable certainty, those skilled in the art about the scope of the claim in which the terms or
`
`phrases appear:
`
`
`
`
`
`
`
`“utilizing a comparison to compare the first signal set with the second signal set”
`
`(’438 Patent, claim 1)
`
`“comparing the second quaternion in relation to the measured angular velocities ωx,
`
`ωy, ωz of the current state at current time T with the measured axial accelerations
`
`Ax, Ay, Az and the predicted axial accelerations Ax', Ay', Az' also at current time T”
`
`(’438 Patent, claims 14 and 19)
`
`“generating the orientation output based on the first signal set, the second signal set
`
`and the rotation output or based on the first signal set and the second signal set”
`
`(’978 Patent, claim 10)
`
`43. My detailed opinions are set forth below.
`
`11
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`C.
`44.
`
`The Physical Frame of Reference for the Asserted Claims
`
`Neither of the patents-in-suit specifically describes the physical frame of reference
`
`for their purported inventions. Therefore, a POSA would have assumed an inertial frame of
`
`reference where a given object could experience at least one or more of the following three
`
`accelerations:
`
`
`
`Gravitational acceleration due to the gravity of the Earth;
`
`Linear acceleration due to an external applied force; and
`
`Centrifugal acceleration due to an external applied force.
`
`The patents-in-suit also do not discuss limitations of the domain of application for
`
`
`
` 
`
`
`
`45.
`
`
`
`the purported inventions they claim. For example, it is not clear if the motions of interest are
`
`restricted to rigid bodies or if the domain of the applications is broader.
`
`46.
`
`A rigid body is an idealized model of a solid object in which any changes in the shape
`
`or size of an object are assumed to be zero. In this way, the distance between any two given points
`
`between the object remain constant in time regardless of external forces, i.e., the body does not
`
`deform as it moves.
`
`47.
`
`In non-rigid bodies, external forces may change the shape and/or size of the body as
`
`it moves. Without guidance, a POSA would assume the domain of the patents-in-suit to be
`
`unrestricted so that it applies to both rigid and non-rigid bodies.
`
`Types of Acceleration
`
`48.
`
`Gravitational acceleration measures the acceleration of an object caused by
`
`gravitational force.
`
`49.
`
`For example, when two spheres of different weight fall from the same height, both
`
`are accelerated by gravity at the same rate and hit the ground at the same time.
`
`12
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`50.
`
`Similarly, when a person steps onto a bathroom scale, the acceleration of gravity
`
`deforms a structure similar to a spring, and the amount of the deformation is read as the person’s
`
`weight.
`
`51.
`
`Although the magnitude of acceleration due to gravity is almost constant everywhere
`
`on the Earth’s surface, its direction with respect to an object’s frame of reference changes
`
`depending on the object’s orientation, because gravitational acceleration is always directed towards
`
`the center of the Earth.
`
`52.
`
`Linear acceleration measures the rate of change of linear velocity with respect to
`
`time. Linear velocity is the rate of change of the position of an object traveling along a straight
`
`path.
`
`53.
`
`Humans may produce simple linear acceleration. For example, when a person throws
`
`a dart toward a bull’s eye, his arm attempts to linearly accelerate the dart from an initial velocity of
`
`zero to the correct velocity so that, after its release, the trajectory of the dart terminates within the
`
`bull’s eye.
`
`54. Machines can also produce simple linear acceleration. A gun linearly accelerates a
`
`bullet from an initial velocity (normally zero) to the very high velocity at which it leaves the gun
`
`barrel.
`
`55.
`
`Centrifugal acceleration results when a rotating body (such as a weight held by a
`
`string) rotates about a point (such as the center of the circle of motion).
`
`56.
`
`Rotational motion may be simple or compound. For example, rotational motion
`
`induced by a single rigid body motion is simple because the radius of rotation remains constant.
`
`Rotational motion induced by multiple rigid bodies or non-rigid bodies may produce more
`
`complex motions.
`
`13
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`57.
`
`Centrifugal accelerations can be either simple or compound (if the motions are not
`
`induced by a single rigid object.).
`
`58.
`
`As one example, the centrifugal force experienced by a baseball when it is thrown by
`
`a mechanical pitching machine is simple because there is a fixed radius of rotation and a fixed center
`
`of rotation. In the case of this motion, both of these values are constant.
`
`59.
`
`In contrast, when the ball is thrown by a human, the centrifugal force experienced by
`
`the baseball is compound. This is because the angle of the pitcher’s arm at his elbow changes during
`
`the pitch, and therefore, the radius of curvature changes when the pitcher moves. Further, the
`
`pitcher’s shoulder and wrist also move so that many complex motions are combined—and each of
`
`these anatomical parts induces different radial motions, each with a different radius that may be a
`
`constant or variable value.
`
`D.
`
`60.
`
`61.
`
`“utilizing a comparison to compare the first signal set with the second signal
`set” (’438 Patent, claim 1)
`
`This element appears in claim 1 of the ’438 Patent and its dependents.
`
`Claim 1 of the ’438 Patent recites (emphasis added):
`
`1. A three-dimensional (3D) pointing device subject to movements
`and rotations in dynamic environments, comprising:
`
` a
`
` housing associated with said movements and rotations of the 3D
`pointing device in a spatial pointer reference frame;
`
` a
`
` printed circuit board (PCB) enclosed by the housing;
`
` a
`
` six-axis motion sensor module attached to the PCB, comprising a
`rotation sensor for detecting and generating a first signal set
`comprising angular velocities ωx, ωy, ωz associated with said
`movements and rotations of the 3D pointing device in the spatial
`pointer reference frame, an accelerometer for detecting and
`generating a second signal set comprising axial accelerations Ax, Ay,
`Az associated with said movements and rotations of the 3D pointing
`device in the spatial pointer reference frame; and
`
` a
`
` processing and transmitting module, comprising a data transmitting
`unit electrically connected to the six-axis motion sensor module for
`
`14
`
`

`

`Case 2:17-cv-00140-RWS-RSP Document 66-3 Filed 02/23/18 Page 16 of 63 PageID #:
` 1623
`
`transmitting said first and second signal sets thereof and a computing
`processor for receiving and calculating said first and second signal
`sets from the data transmitting unit, communicating with the six-axis
`motion sensor module to calculate a resulting deviation comprising
`resultant angles in said spatial pointer reference frame by utilizing a
`comparison to compare the first signal set with the second
`signal set whereby said resultant angles in the spatial pointer
`reference frame of the resulting deviation of the six-axis motion
`sensor module of the 3D pointing device are obtained under said
`dynamic environments, wherein the comparison utilized by the
`processing and transmitting module further comprises an update
`program to obtain an updated state based on a previous state
`associated with said first signal set and a measured state associated
`with said second signal set; wherein the measured state includes a
`measurement of said second signal set and a predicted measurement
`obtained based on the first signal set without using any derivatives of
`the first signal set.
`
`As set forth above, claim 1 recites “utilizing a comparison to compare the first signal
`
`
`62.
`
`set with the second signal set.” I have considered the meaning of this claim element in the context
`
`of the ’438 Patent.
`
`63.
`
`Claim 1 further recites that the “first signal set” comprises “angular velocities ωx, ωy,
`
`ωz associated with said movements and rotations of the 3D pointing device in the spatial pointer
`
`reference frame.” Claim 1 recites that this first signal set is detected and generated by a rotation
`
`sensor.
`
`64.
`
`Claim 1 recites that the “second signal set” comprises “axial accelerations Ax, Ay, Az
`
`associated with said movements and rotations of the 3D pointing device in the spatial pointer
`
`reference frame.” Claim 1 recites that this second signal set is detected and generated by an
`
`accelerometer.
`
`65.
`
`In my opinion, a POSA would not have understood the meaning of this element
`
`with reasonable certainty for at least three reasons.
`
`66.
`
`First, a POSA would have understood that the term “axial accelerations” could have
`
`multiple possible interpretations. Specifically, an “axial acceleration” could connote the combination
`
`15
`
`

`

`Case 2:17-cv-00140-RWS-RSP Document 66-3 Filed 02/23/18 Page 17 of 63 PageID #:
` 1624
`
`of one or multiple possible acceleration components resulting from: (i) the force of gravity; (ii)
`
`external forces that impose linear accelerations, and (iii) centrifugal forces producing non-straight
`
`line motion that impose one or more centrifugal accelerations (since the structures imposing the
`
`centrifugal accelerations are not necessarily a single rigid body).
`
`67.
`
`Second, a POSA would have understood that it would be impossible to correctly
`
`decompose a given reading from an accelerometer in order to determine the individual values of
`
`each of the components of acceleration induced by the f

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