Case 2:12-cv-02828-JPM-tmp Document 31-3 Filed 02/14/13 Page 1 of 4 PageID 160
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`Exhibit A
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`

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`Case 2:12-cv-02828-JPM-tmp Document 31-3 Filed 02/14/13 Page 2 of 4 PageID 161
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`1-7-1 Konan, Minato-ku
`Tokyo 108-0075 Japan
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`
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`News & Information
`
`
`
` No. 13-018E
`3:00 P.M. JST, February 7, 2013
`Consolidated Financial Results
`for the Third Quarter Ended December 31, 2012
`
`Tokyo, February 7, 2013 -- Sony Corporation today announced its consolidated financial results for the third
`quarter ended December 31, 2012 (October 1, 2012 to December 31, 2012).
`
`
`
` (Billions of yen, millions of U.S. dollars, except per share amounts)
`Third quarter ended December 31
`2012
`2011
`Change in yen
`¥1,948.0
`¥1,822.9
`+6.9%
`46.4
`(91.7)
`-
`29.4
`(105.9)
`-
`(10.8)
`(159.0)
`-
`
`2012*
` $22,391
`534
`338
`(124)
`
`
`
`
`¥(158.40)
`(158.40)
`
`
`¥(10.72)
`(10.72)
`
`
`-
`-
`
`
`$(0.12)
`(0.12)
`
`
`
`
`
`Sales and operating revenue
`Operating income (loss)
`Income (loss) before income taxes
`Net loss attributable to Sony Corporation’s
`stockholders
`Net loss attributable to Sony Corporation’s
`stockholders per share of common stock:
` - Basic
` - Diluted
`
` *
`
` U.S. dollar amounts have been translated from yen, for convenience only, at the rate of 87 yen = 1 U.S. dollar, the approximate Tokyo
`foreign exchange market rate as of December 31, 2012.
`
`
`All amounts are presented on the basis of Generally Accepted Accounting Principles in the U.S. (“U.S. GAAP”).
`
`Sony realigned its business segments from the first quarter of the fiscal year ending March 31, 2013 to reflect
`modifications to its organizational structure as of April 1, 2012, primarily repositioning the operations of the previously
`reported Consumer Products & Services (“CPS”), Professional, Device & Solutions (“PDS”) and Sony Mobile
`Communications (“Sony Mobile”) segments. In connection with this realignment, the operations of the former CPS,
`PDS and Sony Mobile segments are reclassified in five newly established segments, namely the Imaging Products &
`Solutions (“IP&S”), Game, Mobile Products & Communications (“MP&C”), Home Entertainment & Sound (“HE&S”)
`and Devices segments, as well as All Other. The previously reported Sony Mobile segment is now included in the
`MP&C segment as the Mobile Communications category. The network business previously included in the CPS
`segment and the medical business previously included in the PDS segment are now included in All Other. For further
`details regarding segment and category changes, see page 16.
`
`In connection with this realignment, both sales and operating revenue (“sales”) and operating income (loss) of each
`segment in the third quarter and nine months ended December 31, 2011 have been restated to conform to the current
`fiscal year’s presentation.
`
`The average foreign exchange rates during the quarters ended December 31, 2011 and 2012 are presented below.
`
`Third quarter ended December 31
`2012
`2011
`Change
`
`
`¥ 76.4
`6.0%
`102.8
`2.5
`
`
`¥ 81.2
`105.4
`
`
`
`
`（yen depreciation）
`（yen depreciation）
`
`
`
`
`
`The average rate of yen
` 1 U.S. dollar
`1 Euro
`
`
`
`
`
`1
`
`

`
`Case 2:12-cv-02828-JPM-tmp Document 31-3 Filed 02/14/13 Page 3 of 4 PageID 162
`(Unaudited)
`Consolidated Financial Statements
`Consolidated Balance Sheets
`
`(Millions of yen, millions of U.S. dollars)
`Change from
`December 31
`March 31, 2012
`2012
`
`\
`
`\
`
`\
`
`\
`
`698,029
`658,250
`1,004,324
`(80,715)
`769,582
`171,422
`39,501
`459,752
`3,720,145
`258,297
`
`70,193
`6,883,951
`6,954,144
`
`138,854
`826,648
`1,910,063
`38,801
`2,914,366
`2,003,099
`911,267
`
`503,946
`626,150
`455,164
`95,483
`336,449
`2,017,192
`13,861,045
`
`231,838
`212,656
`633,598
`1,033,596
`84,648
`1,868,439
`478,323
`4,543,098
`942,592
`310,990
`292,913
`3,450,383
`1,585,375
`251,349
`11,376,700
`2,936
`
`630,923
`1,126,927
`1,021,026
`(762,249)
`(4,459)
`2,012,168
`469,241
`2,481,409
`13,861,045
`
`\
`
`\
`
`\
`
`\
`
`-196,547
`-22,663
`+163,400
`-9,706
`+62,530
`-30,622
`+2,732
`-3,941
`-34,817
`-11,751
`
`+33,393
`+601,275
`+634,668
`
`-559
`+8,918
`-47,071
`+3,153
`-35,559
`-15,828
`-19,731
`
`+247
`+49,392
`+13,928
`-4,977
`-61,581
`-2,991
`+565,378
`
`+131,960
`-97,827
`-125,082
`-39,645
`+21,252
`+107,302
`+15,157
`+13,117
`+180,366
`+1,615
`+8,414
`+241,540
`+135,731
`+10,371
`+591,154
`-17,078
`
`－
`-33,309
`-63,436
`+79,844
`+178
`-16,723
`+8,025
`-8,698
`+565,378
`
`$
`
`$
`
`$
`
`$
`
`ASSETS
`
`Current assets:
`Cash and cash equivalents
`Marketable securities
`Notes and accounts receivable, trade
`Allowance for doubtful accounts and sales returns
`Inventories
`Other receivables
`Deferred income taxes
`Prepaid expenses and other current assets
` Total current assets
`Film costs
`Investments and advances:
`Affiliated companies
`Securities investments and other
`
`Property, plant and equipment:
`Land
`Buildings
`Machinery and equipment
`Construction in progress
`
`Less-Accumulated depreciation
`
`Other assets:
`Intangibles, net
`Goodwill
`Deferred insurance acquisition costs
`Deferred income taxes
`Other
`
` Total assets
`
`LIABILITIES AND EQUITY
`Current liabilities:
`Short-term borrowings
`Current portion of long-term debt
`Notes and accounts payable, trade
`Accounts payable, other and accrued expenses
`Accrued income and other taxes
`Deposits from customers in the banking business
`Other
` Total current liabilities
`Long-term debt
`Accrued pension and severance costs
`Deferred income taxes
`Future insurance policy benefits and other
`Policyholders’ account in the life insurance business
`Other
` Total liabilities
`Redeemable noncontrolling interest
`Equity:
`Sony Corporation’s stockholders’ equity:
`Common stock
`Additional paid-in capital
`Retained earnings
`Accumulated other comprehensive income
`Treasury stock, at cost
`
`Noncontrolling interests
` Total equity
` Total liabilities and equity
`
`\
`
`\
`
`\
`
`\
`
`March 31
`2012
`
`894,576
`680,913
`840,924
`(71,009)
`707,052
`202,044
`36,769
`463,693
`3,754,962
`270,048
`
`36,800
`6,282,676
`6,319,476
`
`139,413
`817,730
`1,957,134
`35,648
`2,949,925
`2,018,927
`930,998
`
`503,699
`576,758
`441,236
`100,460
`398,030
`2,020,183
`13,295,667
`
`99,878
`310,483
`758,680
`1,073,241
`63,396
`1,761,137
`463,166
`4,529,981
`762,226
`309,375
`284,499
`3,208,843
`1,449,644
`240,978
`10,785,546
`20,014
`
`630,923
`1,160,236
`1,084,462
`(842,093)
`(4,637)
`2,028,891
`461,216
`2,490,107
`13,295,667
`
`F-1
`
`December 31
`2012
`
`8,023
`7,566
`11,544
`(928)
`8,846
`1,970
`454
`5,285
`42,760
`2,969
`
`807
`79,126
`79,933
`
`1,596
`9,502
`21,954
`446
`33,498
`23,024
`10,474
`
`5,792
`7,197
`5,232
`1,098
`3,867
`23,186
`159,322
`
`2,665
`2,444
`7,283
`11,880
`973
`21,476
`5,499
`52,220
`10,834
`3,575
`3,367
`39,660
`18,223
`2,887
`130,766
`34
`
`7,252
`12,953
`11,736
`(8,762)
`(51)
`23,128
`5,394
`28,522
`159,322
`
`

`
`Case 2:12-cv-02828-JPM-tmp Document 31-3 Filed 02/14/13 Page 4 of 4 PageID 163
`Consolidated Statements of Income
`
`(Millions of yen, millions of U.S. dollars, except per share amounts)
`Three months ended December 31
`Change from 2011
`2012
`
`2011
`
`2012
`
`Sales and operating revenue:
`Net sales
`Financial services revenue
`Other operating revenue
`
`\
`
`Costs and expenses:
`Cost of sales
`Selling, general and administrative
`Financial services expenses
`Other operating (income) expense, net
`
`Equity in net loss of affiliated companies
`Operating income (loss)
`Other income:
`Interest and dividends
`Gain on sale of securities investments, net
`Other
`
`Other expenses:
`Interest
`Loss on devaluation of securities investments
`Foreign exchange loss, net
`Other
`
`Income (loss) before income taxes
`Income taxes
`Net income (loss)
`Less - Net income attributable to noncontrolling interests
`Net loss attributable to Sony Corporation’s
` stockholders
`
`Per share data:
`Net loss attributable to Sony Corporation’s
` stockholders
` — Basic
` — Diluted
`
`Consolidated Statements of Comprehensive Income
`
`Net income (loss)
`Other comprehensive income, net of tax –
`Unrealized gains (losses) on securities
`Unrealized gains (losses) on derivative instruments
`Pension liability adjustment
`Foreign currency translation adjustments
`Total comprehensive income (loss)
`Less - Comprehensive income attributable
` to noncontrolling interests
`Comprehensive income (loss) attributable
` to Sony Corporation’s stockholders
`
`1,588,421
`219,374
`15,081
`1,822,876
`
`1,262,557
`355,674
`186,421
`1,155
`1,805,807
`(108,797)
`(91,728)
`
`2,469
`323
`1,613
`4,405
`
`4,983
`2,341
`9,386
`1,881
`18,591
`(105,914)
`28,916
`(134,830)
`24,138
`
`\
`
`1,660,703
`265,578
`21,699
`1,947,980
`
`1,282,776
`388,687
`230,746
`(1,018)
`1,901,191
`(360)
`46,429
`
`2,689
`52
`879
`3,620
`
`7,356
`7,288
`4,120
`1,855
`20,619
`29,430
`25,907
`3,523
`14,286
`
`$
`
`+6.9 %
`
`+5.3
`
`－
`
`－
`
`-17.8
`
`+10.9
`
`－
`
`－
`
`19,089
`3,053
`249
`22,391
`
`14,745
`4,468
`2,652
`(12)
`21,853
`(4)
`534
`
`31
`1
`10
`42
`
`86
`84
`47
`21
`238
`338
`298
`40
`164
`
`\
`
`(158,968)
`
`\
`
`(10,763)
`
`－
`
`% $
`
`(124)
`
`\
`
`(158.40)
`(158.40)
`
`\
`
`(10.72)
`(10.72)
`
`－ % $
`－
`
`(0.12)
`(0.12)
`
`(Millions of yen, millions of U.S. dollars)
`Three months ended December 31
`Change from 2011
`2012
`
`2012
`
`2011
`
`\
`
`(134,830)
`
`\
`
`3,523
`
`－ % $
`
`40
`
`(9,297)
`(55)
`(3,035)
`25,116
`(122,101)
`
`20,524
`169
`(3,421)
`131,934
`152,729
`
`19,635
`
`15,628
`
`236
`2
`(39)
`1,517
`1,756
`
`180
`
`－
`
`\
`
`(141,736)
`
`\
`
`137,101
`
`－ % $
`
`1,576
`
`F-2