Trademark Trial and Appeal Board Electronic Filing System. http://estta.uspto.gov
`ESTTA398393
`ESTTA Tracking number:
`03/16/2011
`
`Filing date:
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`92053755
`Plaintiff
`Roosevelt Management Company LLC
`VANESSA A. IGNACIO
`LOWENSTEIN SANDLER PC
`65 LIVINGSTON AVE STE 2
`ROSELAND, NJ 07068-1791
`UNITED STATES
`lstrademark@lowenstein.com
`Other Motions/Papers
`Vanessa A. Ignacio, Esq.
`lstrademark@lowenstein.com
`/Vanessa A. Ignacio/
`03/16/2011
`RM ROOSEVELT MANAGEMENT COMPANY & Design (Amended Petition to
`Cancel RM & Design).pdf ( 14 pages )(471504 bytes )
`
`Proceeding
`Party
`
`Correspondence
`Address
`
`Submission
`Filer's Name
`Filer's e-mail
`Signature
`Date
`Attachments
`
`

`
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`
`__________________________________________
`
`Roosevelt Management Company LLC:
` :
`
` Petitioner,
` :
`
` : Cancellation No. 92053755
`v.
` :
`
` : In re Registration No. 2494936
`Robert V. Mitchell,
` :
`
` Registrant.
`__________________________________________
`
`
`Assistant Commissioner for Trademarks
`2900 Crystal Drive
`Arlington, VA 22202-3513
`
`
`AMENDED PETITION TO CANCEL
`(Exhibits Attached)
`
`
`
`
`
`In the matter of Trademark Registration No. 2494936 registered on October 2, 2001
`
`for the mark “RM & Design” (the “Registrant’s Mark”) in International Class 36 for “financial and
`
`estate planning services.”
`
`
`
`
`
`
`
`Petitioner is being and will continue to be damaged by the registration of the
`
`Registered Mark, and hereby petitions to cancel the same. As grounds for cancellation, it is alleged
`
`that:
`
`1.
`
`Roosevelt Management Company LLC (“Petitioner”), a Delaware limited
`
`liability company with a principal place of business located 1540 Broadway, Suite 1606, New York,
`
`New York 10036, is being and will continue to be damaged by Registrant’s Mark, and hereby
`
`petitions to cancel the same.
`
`2.
`
`Upon information and belief, Registrant is Robert V. Mitchell, located at 36
`
`Old Clairton Road, Pittsburgh, Pennsylvania 15236.
`
`3.
`
`Petitioner has filed United States trademark application Serial No. 85059577
`
`for the mark “RM ROOSEVELT MANAGEMENT COMPANY & Design” (the “Petitioner’s
`
`Mark”) in International Class 36 for use in connection with “Financial services, namely, servicing
`
`23442.3
`03/16/11 17018708.01
`
`
`

`
`
`
`
`
`
`
`of residential mortgage loans; investment management exclusively for residential mortgage loans;
`
`all the aforementioned specifically excluding management and investment of corporate stocks and
`
`bonds.”
`
`4.
`
`In an Office Action dated September 27, 2010 (a copy of which is attached
`
`hereto as Exhibit 1), the Examining Attorney refused registration of Petitioner’s “RM ROOSEVELT
`
`MANAGEMENT COMPANY & Design” mark, citing Registrant’s Mark as a bar to registration of
`
`Petitioner’s Mark.
`
`5.
`
`Upon information and belief, Registrant previously used Registrant’s Mark
`
`in connection with financial and estate planning services.
`
`6.
`
`7.
`
`Upon information and belief, Registrant has ceased using Registrant’s Mark.
`
`Petitioner has been unable to discover any current use of Registrant’s Mark
`
`in connection with the aforementioned financial and estate planning services in commerce.
`
`8.
`
`Upon information and belief, Registrant has discontinued all use of the “RM
`
`& Design” trademark and has abandoned it with the intent not to resume use. A search conducted
`
`using Internet search engine Google for “Robert V. Mitchell” in connection with financial and estate
`
`planning services and for Registrant’s address (36 Old Clairton Road, Pittsburgh) reveals several
`
`business listings and directory listings containing various phone numbers. Phone calls to these
`
`numbers indicate that the phone numbers are no longer in service. Attached hereto as Exhibit 2 are
`
`copies of a business listing & 2 directory listings for Robert V. Mitchell and a presumably related
`
`business.
`
`9.
`
`Petitioner filed its Application based upon use in commerce and has been
`
`using the mark in commerce since at least as early as August 25, 2008.
`
`10.
`
`Petitioner has been and continues to be damaged by the existence of
`
`Registration No. 2,494,436 for “RM & Design” on the Principal Register, in that the registration has
`
`been used as a basis for rejecting the application submitted by Petitioner.
`
`23442.3
`03/16/11 17018708.01
`
`
`-2-
`
`

`
`
`
`
`
`WHEREFORE, Petitioner prays that Registrant’s Mark, Registration No. 2,494,436, for
`
`
`
`
`
`“RM & Design” be canceled in connection with the services identified in Class 36.
`
` Respectfully submitted,
`
` By: LOWENSTEIN SANDLER PC
`65 Livingston Avenue
`Roseland, New Jersey 07068
`(973) 597-2500
`
`ATTORNEYS FOR ROOSEVELT
`MANAGEMENT COMPANY, LLC
`Petitioner
`
`By: /Vanessa A. Ignacio/
` Vanessa A. Ignacio, Esq.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Dated: March 16, 2011
`
`23442.3
`03/16/11 17018708.01
`
`
`-3-
`
`

`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`
`
`I hereby certify that a true copy of the foregoing AMENDED PETITION TO CANCEL was
`
`served on Registrant, this 16th day of March, 2011, by sending same via first-class mail,
`
`Paul M. Reznick
`The Webb Law Firm
`700 Koppers Building
`436 7th Avenue
`Pittsburgh PA 15219
`
`postage prepaid to:
`
`
`
`By: /Vanessa A. Ignacio/
`
`Vanessa A. Ignacio, Esq.
`
`
`
`
`
`
`
`
`
`
`
`
`23442.3
`03/16/11 17018708.01
`
`
`-4-
`
`

`
`EXHIBIT 1
`
`

`
`U.-S. TRADEMARK APPLICATION NO. 85059577 - RM ROOSEVELT MANAGEMENT COMPA... Page 1 of 5
`
`ll ocument Description: Offc Action Outgoing
`
`Mail / Create Date: 27-Sep-2010 _:_
`
`3.
`
`F?ié?;i;'é :'§
`
`You are currentiy on page 31
`
`of 335
`
`T0:
`
`ROOSEVELT MANAGEMENT COMPANY LLC (1strademark@I0wenstein.com)
`
`Subject:
`
`U.S. TRADEMARK APPLICATION NO. 85059577 - RM ROOSEVELT
`MANAGEMENT COMPANY - 23442.3
`-
`
`Z Sent:
`
`9/27/2010 5:14:10 PM
`
`Sent As:
`
`ECOM107@USPTO.GOV
`
`Attachments: Attachment — 1
`
`'
`
`Attachment — 2
`Attachment
`
`Attachment — 4
`
`Attachlnent. .5.
`
`Attachment - 6
`Attachment - 7
`
`gtchment — 8
`Attachment - 9
`
`Attachrns:nt_-_1Q
`
`Mghrnent - 11
`
`Attachment — 12
`Attachment — 13
`
`Attachrngtt.-_. 15}.
`
`Attachment - 15
`
`Attachmerg-__1_6
`
`flachment — 17
`Attachment — 18
`
`Attachment - 19
`
`Attachn.1.e_nt.-.._29_
`
`Attachment ~ 21
`
`AttachI_n_ent_:.t222,
`
`Attachment - 23
`
`Attach;11e_nt:._2.4c
`
`Attachment ~ 25
`Attachment — 26
`
`Attachn1_en_.t_:_ 321
`
`flachment — 28
`
`Attachment — 29
`Attachment - 30
`
`Attachrm11:_ 3.1
`
`Attachment — 32
`
`Attachrnegt — 33
`
`http://tmpo1'tal.uspt0. gov/external/PA_TOWUserInterface/OpenServ1etWindow?seria1Number=8505957... 2/22/201 1
`
`

`
`U.S. TRADEMARK APPLICATION NO. 85059577 - RM ROOSEVELT MANAGEMENT COMPA... Page 2 of 5
`
`Attachment - 34
`
`UNITED STATES PATENT AND TRADEMARK OFFICE (USPTO)
`OFFICE ACTION (OFFICIAL LETTER) ABOUT APPLICANT’S TRADEMARK APPLICATION
`
`APPLICATION SERIAL NO.
`
`85059577
`
`MARK: RM ROOSEVELT MANAGEMENT COMPANY
`
`* 8 5 0 5 9 5 7 7 *
`
`CLICK HERE TO RESPOND TO THIS LETTER:
`http://www.uspto.gov/teas/eTEASpageD.l1tm
`
`CORRESPONDENT ADDRESS:
`
`VANESSA A. IGNACIO, ESQ.
`LOWENSTEIN SANDLER PC
`65 LIVINGSTON AVE STE 2
`
`ROSELAND, NJ 07068-1791
`
`APPLICANT:
`COMPANY LLC
`
`ROOSEVELT MANAGEMENT
`
`CORRESPONDENT’S REFERENCE/DOCKET NO:
`I 23442.3
`CORRESPONDENT E-MAIL ADDRESS:
`
`lstrademark@Iowenstein.com
`
`OFFICE ACTION
`
`STRICT DEADLINE TO RESPOND TO THIS LETTER
`
`TO AVOID ABANDONMENT OF APPLICANT’S TRADEMARK APPLICATION, THE USPTO MUST RECEIVE
`APPLICANT’S COMPLETE RESPONSE TO THIS LETTER WITHIN 6 MONTHS OF THE IS SUE/MAILING DATE
`BELOW.
`
`ISSUE/MAILING DATE: 9/27/2010
`
`The referenced application has been reviewed by the assigned trademark examining attorney. Applicant must
`respond timely and completely to the issue(s) below. 15 U.S.C. §l062(b); 37 C.F.R. §§2.62, 2.65(a); TMEP §§7l 1,
`718.03.
`
`éSECTION 2(d) REFUSAL — LIKELIHOOD OF CONFUSION
`§Registration of the applied—for mark is refused because of a likelihood of confusion with the marks in U.S.
`§Registration Nos. 0830781 and 2494936. Trademark Act Section 2(d), 15 U.S.C. §l052(d); see TMEP §§l207.0l
`iet seq. See the enclosed registrations.
`
`Trademark Act Section 2(d) bars registration of an applied—for mark that so resembles a registered mark that it is
`likely that a potential consumer would be confused or mistaken or deceived as to the source of the goods and/or
`Eservices of the applicant and registrant. See 15 U.S.C- §1052(d). The court in In re E. I. ah: Pom‘ de Nemours &
`§Co., 476 F.2d 1357, I77 USPQ 563 (C.C.P.A. l973) listed the principal factors to be considered when determining
`5whether there is a likelihood of confusion under Section 2(d). See TMEP §l207.01. However, not all of the factors
`are necessarily relevant or of equal weight, and any one factor may be dominant in a given case, depending upon the
`evidence ofrecord. In re Majestic Distilling Ca, 315 F.3d 1311, 1315, 65 USPQ2d 1201, 1204 (Fed. Cir. 2003);
`
`http://tmportal.uspto.gov/external/PA_TOWUse1'1nterface/OpenServ1etWindow?serialNumber=85 05 957... 2/22/201 1
`
`

`
`U.S. TRADEMARK APPLICATION NO. 85059577 - RM ROOSEVELT MANAGEMENT COMPA... Page 3 of 5
`
`see In re E. I. du Pont, 476 F.2d at 1361-62, 177 USPQ at 567.
`
`
`
`Taking into account the relevant du Pont factors, a likelihood of confusion determination in this case involves a
`two-part analysis. The marks are compared for similarities in their appearance, sound, connotation and commercial _
`impression. TMEP §§l207.01, 1207.01(b). The goods and/or services are compared to determine whether they are 3
`similar or commercially related or travel in the same trade channels. See Herbko Int 7, Inc. v. Kappa Books, Inc.,
`308 F.3d 1156, 1 164-65, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002); Han Beauty, Inc. v. AIberto—CuIver Co. , 236
`:F.3d1333, 1336, 57 USPQ2d 1557, 1559 (Fed. Cir. 2001); TMEP §§1207.01, 1207.01(a)(vi).
`
`
`
`:C0n1parison of the Marks
`
`In a likelihood of confusion determination, the marks are compared for similarities in their appearance, sound,
`meaning or connotation and commercial impression. In re E. I. die Pont de Nemours & Co. , 476 F.2d 1357, 1361,
`177 USPQ 563, 567 (C.C.P.A. 1973); TMEP §l207.01(b). Similarity in any one of these elements may be
`sufficient to find a likelihood of confusion. In re White Swan Ltal, 8 USPQ2d 1534, 1535 (TTAB 1988); In re
`Larnson 01'lCo., 6 USPQ2d 1041, 1043 (TTAB 1987); see TMEP §1207.01(b).
`
`Applicant’s mark is ROOSEVELT MANAGEMENT COMPANY with a stylized drawing of “RM.”
`
`U.S. Registration No. 0830781 is for them ark ROOSEVELT & SON. The marks are highly similar since both use
`the language “ROOSEVELT,” and this surname is the primary and most dominant source indicator of both marks.
`As a result, consumers are likely to believe that the marks emanate from the same entity.
`
`U.S. Registration No. 2494936 is a stylized drawing of RM. Applicant’s and registrant’s rendering of “RM” is
`highly similar. Both representations combine the letter “R” within the first portion of the letter “M.”
`
`Comparison of the Services
`
`gThe goods and/or services of the parties need not be identical or directly competitive to find a likelihood of
`iconfusion. See Safety-Kleen Corp. v. Dresser Ina’us., Ina, 518 F.2d 1399, 1404, 186 USPQ 476, 480 (C.C.P.A.
`51975); TMEP §l207.0l(a)(i). Rather, they need only be related in some manner, or the conditions surrounding their
`marketing are such that they would be encountered by the same purchasers under circumstances that would give rise
`to the mistaken belief that the goods and/or services come from a common source. In re Total Quality Group, Inc.,
`51 USPQ2d 1474, 1476 (TTAB 1999); TMEP §1207.0l(a)(i); see, e. g., On-line Careline Inc. v. Am. Online Inc.,
`229 F.3d 1080, 1086-87, 56 USPQ2d 1471, 1475-76 (Fed. Cir. 2000); In re Martin ’s Famous Pastry Shoppe, Inc.,
`748 F.2d 1565, 1566-68, 223 USPQ 1289, 1290 (Fed. Cir. 1984).
`
`Applicant’s services are identified as follows: “Financial services, namely, servicing of residential mortgage loans;
`investment management exclusively for residential mortgage loans; all the aforementioned specifically excluding
`management and investment of corporate stocks and bonds.”
`Registrant for ROOSEVELT & SON provides “management of investments in corporate stocks and bonds.”
`
`Applicant’s limiting language is not sufficient to obviate a likelihood of confusion. Many investment management
`firms deal in various types of investment products, as shown from the attached website evidence. Given this
`relationship, consumers are likely to believe that the marks of the parties represent similar arms of the same
`company.
`
`I
`
`§Registrant for “RM” provides “financial and estate planning services.” Such services generally run in the same
`}channels of trade as applicant’s mortgage services. Note from the attached third-party registration evidence that one
`{entity often act as financial planners as well as investment managers or dealers in mortgages. Given this
`
`http://tmportaluspto.gov/external/PA TOWUserInterface/OpenServletWindow?serialNumber=8505957... 2/22/2011
`
`

`
`U.S.. TRADEMARK APPLICATION NO. 85059577 — RM ROOSEVELT MANAGEMENT COMPA... Page 4 of 5
`
`relationship, and the high degree of similarity between the marks, registration must be refused under Section 2(d).
`
`Although applicant’s mark has been refused registration, applicant may respond to the refusal(s) by submitting
`evidence and arguments in support of registration.
`
`;If applicant has questions about its application or needs assistance in responding to this Office action, please
`itelephone the assigned examining attorney.
`
`Michelle B. Duboisl
`Michelle B. Dubois
`
`Trademark Attorney
`US. Patent & Trademark Office
`Law Office 107
`
`(571) 272-5887
`
`TO RESPOND TO THIS LETTER: Use the Trademark Electronic Application System (TEAS) response form at
`lrttp:;’s’teasroagispto.go'vfroaf. Please wait 48-72 hours from the issue/mailing date before using TEAS, to allow for
`necessary system updates of the application. For technical assistance with online forms, e-mail TEAS@uspto.gov.
`
`'
`
`WHO MUST SIGN THE RESPONSE: It must be personally signed by an individual applicant or someone with
`legal authority to bind an applicant (i.e., a corporate officer, a general partner, all joint applicants). If an applicant is
`represented by an attorney, the attorney must sign the response.
`
`PERIODICALLY CHECK THE STATUS OF THE APPLICATION: To ensure that applicant does not miss
`crucial deadlines or official notices, check the status of the application every three to four months using Trademark
`Applications and Registrations Retrieval (TARR) at ht_tp://tarr.uspto.gov/. Please keep a copy of the complete
`TARR screen. If TARR shows no change for more than six months, call 1-800-786-9199. For more information on
`§checl<ing status, see http://www.uspt0.g0y/tradem_a1jlgs_[p_rQcess[status[.
`
`iT0 UPDATE CORRESPONDENCE/E-MAIL ADDRESS: Use the TEAS form at
`§http://www.usptogov/teas/eTEASpageE.htm.
`
`TDR Home
`
`This document may be displayed as a PDF file containing images without text. You may view online or save the
`entire document by clicking on the file download icon in the upper right corner of this page. [reguired PDF viewer]
`FAQ; Are you seeing only the first page of this PDF document?
`
`http://trnportal.uspto.gov/external/PA_TOWUserInterface/OpenServletWindow‘?serialNumber=8505957... 2/22!201 1
`
`

`
`U.S. ‘TRADEMARK APPLICATION NO. 85059577 - RM ROOSEVELT MANAGEMENT COMPA... Page 5 of 5
`
`Ifyou need heflv.‘
`
`a General trademark information: Please e—mail _fr_qdemarkAssistan_ceCenter@uspto.gov, or telephone either
`5 7] -2 72-9250 or I -800- 786-9199.
`
`a Technical help: For instructions on how to use TDR, or help in resolving technical glitches, please e—mail
`TDR@usg2to_.gjQy. Ifoutside ofthe normal business hours ofthe USPTO, please e—mail Electronic Business
`&ppo\rr, or call 1-800-786-9199.
`o Questions about USPTO programs: Please e-mail USPTO Contact Center (UCC).
`
`Please Note:
`
`o The Mail/Create Date is the date the document was loaded into the database; it is not necessarily the mailing
`date fiom which the response period, any, flows. The mailing date is available in the prosecution history in
`TARR.
`
`9 Some filings made through the Trademark Electronic Application System (TEAS) are not uploaded
`immediately into TDR. Instead, it may take approximately seven (7) calendar daysfor the upload. 19’that
`amount oftime has passed andyourfiling is still not appearing, please e—mail TDR@usQt0. gov.
`
`http://tmportal.uspto.gov/external/PA_TOWUserI nterface/OpenServletWind0w?serialNumber=8505957... 2/2 2/201 1
`
`

`
`EXHIBIT 2
`
`

`
`Vlitchell Robert V Invest Financial Corp, Finra, Sipc in Pittsburgh, PA 15236 - Contact Information, P... Page 1 of 2
`
`
`
`iorne > Se<:uri_,I > ivionétorecl Alarms 2-
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`l.o-cal > USA > Penrfisvlvenia > Pittsburgh r» Mitcheil Robert ‘J Invest Firianciai Corp, Finra, Sipc
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`Company Location
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`Piiteourghi PA 15235
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`

`
`Financial Network lnvstmnt - Pleasant Hills, PA - Lawyer in Pleasant Hills
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`Financial Network lnvstmnt
`36 Old Clairton Road
`Pleasant Hills, PA 15235-3913 map
`Pittstlalrgta. PA Metro Area
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`Robert V ll-titcheil
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`Mitchell Robert — Pittsburgh PA 15236. 36 Old Clairton Rd - Ph: 412-650-9837 | b2bYellowpages.com
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`Page 1 of 2
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`36 Old Clairtan Rd
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