throbber
Trademark Trial and Appeal Board Electronic Filing System. https://estta.uspto.gov
`ESTTA1149137
`07/26/2021
`
`ESTTA Tracking number:
`
`Filing date:
`
`Proceeding
`
`Party
`
`Correspondence
`Address
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`91245851
`
`Plaintiff
`Sony Group Corporation
`
`MARK SOMMERS
`FINNEGAN HENDERSON FARABOW GARRETT & DUNNER LLP
`901 NEW YORK AVENUE NW
`WASHINGTON, DC 20001
`UNITED STATES
`Primary Email: docketing@finnegan.com
`Secondary Email(s): mark.sommers@finnegan.com,
`naresh.kilaru@finnegan.com, TTAB-Legal-Assistants@finnegan.com
`202-408-4000
`
`Submission
`
`Filer's Name
`
`Filer's email
`
`Motion to Strike Testimony
`
`Mark Sommers
`
`docketing@finnegan.com, mark.sommers@finnegan.com,
`naresh.kilaru@finnegan.com, jessica.hannah@finnegan.com, TTAB-Leg-
`al-Assistants@finnegan.com
`
`Signature
`
`Date
`
`/Mark Sommers/
`
`07/26/2021
`
`Attachments
`
`2021-07-26 Sony Motion to Strike Applicant Testimony.pdf(1270555 bytes )
`
`

`

`
`
`
`
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`
`
`
`SONY GROUP CORPORATION
`
`
`Opposer
`
`
`
`v.
`
`
`NEIL CAMPBELL
`
`
`Applicant
`
`
`
`
`
`Opposition No. 91245851
`
`Application Serial No. 87882260
`Mark: SONISTREAM
`Filed: April 18, 2018
`
`
`
`OPPOSER SONY GROUP CORPORATION’S
`MOTION TO STRIKE APPLICANT’S TESTIMONY
`
`
`I.
`
`INTRODUCTION
`
`Opposer Sony Group Corporation moves the Board to strike certain trial testimony of
`
`Applicant Neil Campbell because it violates Board rules. Specifically, Applicant’s Notices of
`
`Reliance Nos. 4, 6, and 7 should be stricken in whole or in part because they contain material
`
`that cannot be introduced by notice of reliance. Additionally, Applicant filed two declarations
`
`and an expert report that should be stricken because such declarations/report were executed prior
`
`to Applicant’s testimony period.
`
`
`
`II.
`
`FACTS
`
`Applicant’s 30-day testimony period ended on April 19, 2021.1 29 TTABVUE 5.
`
`Applicant submitted eight notices of reliance (60 TTABVUE - 65 TTABVUE, 69 TTABVUE -
`
`
`1 On April 13, 2021, Applicant filed an unconsented motion to extend Applicant’s trial period.
`59 TTABVUE. Sony opposed this motion (71 TTABVUE), and the Board denied Applicant’s
`motion on July 22, 2021 order. 73 TTABVUE 8. Applicant’s testimony period is closed.
`
`
`
`

`

`
`
`70 TTABVUE), two declarations from Jacqueline A. Chorn (66 TTABVUE), one declaration
`
`from Mr. Campbell (68 TTABVUE), and an expert report from Jonathan E. Hochman (67
`
`TTABVUE).
`
`
`
`III. ARGUMENT
`
`Several of Applicant’s Notices of Reliance (in whole or in part) contain material not
`
`appropriate for introduction by notice of reliance and, consequently, should be stricken. See
`
`TBMP § 532 (an adverse party may move to strike a notice of reliance “on the ground that the
`
`notice of reliance does not comply with the procedural requirements of the particular rule under
`
`which it was submitted”); TBMP 707.02(b). Further, Applicant submitted two declarations and
`
`an expert report that were improperly executed prior to Applicant’s testimony period, which
`
`should be stricken. See 37 C.F.R. § 2.121(a)(1).
`
`
`
`A.
`
`The Chorn Declarations and Hochman Report Should Be Stricken Because
`They Were Not Executed During the Testimony Period
`
`To properly make an affidavit or declaration of record as trial testimony, “the affidavit or
`
`declaration must be executed during the assigned testimony period.” Robinson v. Hot Grabba
`
`Leaf, LLC, 2019 U.S.P.Q.2d (BNA) 149089, 2019 TTAB LEXIS 96, at *11, *14 n.23 (TTAB
`
`2019) (finding declaration was “not appropriately considered” because it was dated three months
`
`prior to testimony period). See also Baseball America Inc. v. Powerplay Sports Ltd., 71 USPQ2d
`
`1844, 1846 n.8 (TTAB 2004) (materials submitted outside of applicant’s assigned testimony
`
`period and which failed to comply with the Board’s evidentiary rules given no consideration);
`
`Trademark Rule 2.121(a)(1); 37 C.F.R. § 2.121(a)(1) (“No testimony shall be taken or evidence
`
`
`
`2
`
`

`

`
`
`presented except during the times assigned, unless by stipulation of the parties approved by the
`
`Board, or upon motion granted by the Board, or by order of the Board.”).
`
`The declarations of Jacqueline A. Chorn (66 TTABVUE) and the expert report of
`
`Jonathan Hochman (67 TTABVUE) should be stricken because they were not executed during
`
`Applicant’s assigned thirty-day testimony period, which ended April 19, 2021. Specifically, the
`
`Chorn declaration (66 TTABVUE 1) was executed on March 23, 2020 (id. at 23), and the
`
`Supplemental Chorn Declaration (id. at 30) was executed on June 26, 2020 (id. at 32). The
`
`expert report of Jonathan Hochman (67 TTABVUE) was executed on February 20, 2020. Id. at
`
`7. Because these declarations and expert report were executed well prior to and outside of
`
`Applicant’s testimony period, they should be stricken.
`
`
`
`B.
`
`E-mail Communications in Notice of Reliance No. 7 Should Be Stricken
`Because They Are Not Evidence That Can Be Introduced Through a Notice
`of Reliance
`
`Portions of Applicant’s Notice of Reliance No. 7 (69 TTABVUE 142-43) should be
`
`stricken because they consist of e-mails, and “email communications are not evidence that may
`
`be introduced through a notice of reliance.” Larry Pitt & Assocs., P.C. v. Lundy Law, LLP, 2018
`
`TTAB LEXIS 75, at *13 (TTAB Mar. 6, 2018) (non-precedential) (“Finally, we may not
`
`consider the email communications [submitted with a notice of reliance] because email
`
`communications are not evidence that may be introduced through a notice of reliance.”).2 See
`
`also Calypso Tech., Inc. v. Calypso Capital Mgmt., LP, 100 U.S.P.Q.2D (BNA) 1213, 1217
`
`(TTAB 2011) (emails were not properly of record because they could not be made of record by
`
`notice of reliance); Fed. Nat’l Mortg. Ass’n v. Carey, 2004 TTAB LEXIS 495, at *5 (TTAB
`
`
`2 Copies of non-precedential decisions cited are attached as Exhibit A.
`
`
`
`3
`
`

`

`
`
`Aug. 24, 2004) (non-precedential) (email may not be submitted through notice of reliance and
`
`“[a]ccordingly, this evidence has not been considered.”). Consequently, those pages of Notice of
`
`Reliance No. 7 (i.e., 69 TTABVUE 142-43) should be stricken.
`
`
`
`C.
`
`Notices of Reliance Nos. 4 and 6 Should Be Stricken Because They
`Consist of Hyperlinks that Are Not Sufficient to Make the Underlying
`Webpages of Record
`
`Applicant’s Notices of Reliance Nos. 4 and 6 (63 TTABVUE and 65 TTABVUE,
`
`respectively) contain hyperlinks to various websites. Specifically, Applicant’s Notice of
`
`Reliance No. 4 contains a list of 15 hyperlinks. Applicant’s Notice of Reliance No. 6 contains a
`
`link to the URL https://broadcast.bswusa.com/search?w=broadcast but does not contain a
`
`corresponding printout for the referenced webpage. Under Board precedent, “merely providing a
`
`link to a website is insufficient to make information from that site of record.” In re Olin Corp.,
`
`124 USPQ2d 1327, 1332 n.15 (TTAB 2017) (“Because the information displayed at a link’s
`
`Internet address can be changed or deleted, merely providing a link to a website is insufficient to
`
`make information from that site of record.”). See also TV Azteca, S.A.B. de C.V. v. Martin, 128
`
`USPQ2d 1786, 1790 n.14 (TTAB 2018) (providing an Internet link to an article is insufficient to
`
`make the article of record; “[t]he Board does not accept Internet links as a substitute for
`
`submission of a copy of the resulting page”); In re Aquitaine Wine USA, LLC, 126 USPQ2d
`
`1181, 1195 n.21 (TTAB 2018) (“we do not consider websites for which only links are
`
`provided”). Accordingly, Applicant’s Notice of Reliance No. 4 should be stricken in its entirety,
`
`and the link to the URL https://broadcast.bswusa.com/search?w=broadcast should be stricken
`
`from Applicant’s Notice of Reliance No. 6.
`
`
`
`4
`
`

`

`
`
`IV. CONCLUSION
`
`For at least the authorities and reasons above, the Board should grant Sony’s motion to
`
`strike the specified portions of Applicant’s Notices of Reliance Nos. 4, 6, and 7, the Chorn
`
`declarations, and the Hochman expert report.
`
`
`Dated: July 26, 2021
`
`
`
`
`
`By: / Mark Sommers /
`Mark Sommers
`Naresh Kilaru
`Jessica L. Hannah
`Finnegan, Henderson, Farabow,
` Garrett & Dunner, L.L.P.
`901 New York Ave., N.W.
`Washington, D.C. 20001-4413
`Telephone: 202-408-4000
`
`docketing@finnegan.com
`mark.sommers@finnegan.com
`naresh.kilaru@finnegan.com
`jessica.hannah@finnegan.com
`TTAB-Legal-Assistants@finnegan.com
`
`Attorneys for Opposer
`SONY GROUP CORPORATION
`
`
`
`5
`
`

`

`
`
`
`
`CERTIFICATE OF SERVICE
`
`I certify that a true and accurate copy of the foregoing OPPOSER SONY GROUP
`
`CORPORATION’S MOTION TO STRIKE APPLICANT’S TESTIMONY was served on
`
`July 26, 2021, via e-mail, on Applicant at the following correspondence address of record:
`
`
` NEIL CAMPBELL
`1038 5TH STREET #A
`SANTA MONICA, CA 90403
`
`neil@gomusic1.com
`
`
`
`
`
` / Judy Valusek /
` Trademark Legal Assistant
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`



`

`

`

`

`

`

`
`Opposition No. 91245851
`OPPOSER SONY GROUP CORPORATION’S
`MOTION TO STRIKE APPLICANT’S TESTIMONY
`
`
`Exhibit A
`
`

`

` 2018 TTAB LEXIS 75
`
`Trademark Trial and Appeal Board
`
`February 28, 2018, Hearing ; March 6, 2018, Decided
`
`Opposition No. 91210158
`
`Reporter
` 2018 TTAB LEXIS 75 *
`
`Larry Pitt & Associates, P.C. v. Lundy Law, LLP
`
`Prior History:
`
` Larry Pitt & Assocs., P.C. v. Lundy Law, LLP, 2013 TTAB LEXIS 640 (Trademark Trial & App. Bd., Oct. 31, 2013)
`
`Disposition: [*1]
`
`Decision: The opposition is sustained and registration to Applicant is refused. allowance of these registrations does
`not bind the Board. In re Nett Designs Inc., 236 F.3d 1339, 57 USPQ2d 1564, 1566 (Fed. Cir. 2001).
`
`Core Terms
`
`REMEMBER, advertising, Trademark, service mark, marketing, notice, introduce, consumer, declaration, reopen,
`expert report, registration, designation, legal services, deposition, registered, functions, slogan
`
`Counsel
`
`Jacqueline M. Lesser of Baker & Hostetler LLP, for Larry Pitt & Associates, P.C.
`
`Manny D. Pokotilow of Caesar Rivise, PC, for Lundy Law, LLP.
`
`Panel: Before Bergsman, Goodman and Pologeorgis, Administrative Trademark Judges.
`
`Opinion By:
`
`Bergsman, Marc A.
`
`Opinion
`
`This Opinion is Not a Precedent of the TTAB
`
`Opinion by Bergsman, Administrative Trademark Judge:
`
`Lundy Law, LLP ("Applicant") seeks registration on the Principal Register of the mark REMEMBER THIS NAME (in
`standard characters) for "legal services," in Class 45. 1
`
`1 Application Serial No. 85767757 was filed on October 31, 2012, under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a),
`based upon Applicant's claim of first use anywhere and use in commerce since at least as early as May 16, 2011.
`
`

`

` 2018 TTAB LEXIS 75, *1
`
`Page 2 of 13
`
`Larry [*2] Pitt & Associates, P.C. ("Opposer") filed an Amended Notice of Opposition against the registration of
`Applicant's mark on the ground that REMEMBER THIS NAME does not function as a service mark under Sections
`1, 2, 3 and 45 of the Trademark Act, 15 U.S.C. §§ 1051, 1053, and 1127. 2
`
` [*3]
`
`In its Answer to the Amended Notice of Opposition, Applicant admitted that (1) Opposer has used the phrase
`"REMEMBER THIS NUMBER" over its toll free number as one means of instructing potential clients to remember
`the telephone number of Opposer's business, (2) it is a law firm operating in Pennsylvania and its advertising
`normally contains the name of the firm or its toll free number, (3) it filed subject application Serial No. 85767757,
`and (4) it filed suit against Opposer charging that Opposer's use of REMEMBER THIS NUMBER is an infringement
`of Applicant's REMEMBER THIS NAME; but Applicant dismissed the suit. Applicant denied the remaining salient
`allegations in the Amended Notice of Opposition.
`
`I. Evidentiary Issues
`
`A. Applicant's motion to introduce testimony after the close of trial.
`
`On January 19, 2018, well after the close of trial and briefing, Applicant filed a "Motion To Enter Further Evidence
`Into Notice of Reliance." 3 In essence, Applicant filed a motion to reopen its testimony period to introduce newly
`discovered evidence. Applicant seeks to introduce the declaration of Lauren Cohen, Applicant's Director of
`Strategic Marketing, including a copy of Ms. Cohen's Facebook [*4] page announcing that she is leaving Applicant.
`One of the people responding to her announcement wrote "Remember The Name!!" Applicant argues that the
`evidence could not have been introduced earlier because it was not posted until January 19, 2018.
`
`Opposer objects to the Cohen Declaration on the grounds that material submitted outside of a party's testimony
`period should be given no consideration and that Opposer has had no opportunity to cross examine either Lauren
`Cohen or the person responding to her Facebook post. 4
`
`The Trademark Rules provide for a trial order setting the time for each party to introduce testimony or other
`evidence.
`
`The Trademark Trial and Appeal Board will issue a trial order setting a deadline for each party's required
`pretrial disclosures and assigning to each party [*5] its time for taking testimony and presenting evidence
`("testimony period"). No testimony shall be taken or evidence presented except during the times assigned,
`unless by stipulation of the parties approved by the Board, or upon motion granted by the Board, or by order of
`the Board.
`
`Trademark Rule 2.121(a), 37 C.F.R. § 2.121(a).
`
`Trademark Board Manual of Procedure (TBMP) § 509.01(b)(2) (June 2017) provides that:
`
`2 24 TTABVUE.
`
`Opposer initially filed a Notice of Opposition against the registration of Applicant's mark under Section 2(e)(1) of the Trademark
`Act, 15 U.S.C. § 1052(e)(1), on the grounds that REMEMBER THIS NAME is merely descriptive or generic when used in
`connection with legal services. However, in the Board's October 31, 2014 Order granting Applicant's motion for summary
`judgment on the issues of whether its mark is generic or merely descriptive when used in connection with legal services, the
`Board allowed Opposer time to file an amended notice of opposition setting forth a claim that Applicant's mark REMEMBER
`THIS NAME does not function as a service mark under Sections 1, 2, 3 and 45 of the Trademark Act, 15 U.S.C. §§ 1051, 1052,
`1053 and 1127. 23 TTABVUE.
`
`3 105 TTABVUE.
`
`4 107 TTABVUE 2.
`
`

`

` 2018 TTAB LEXIS 75, *5
`
`Page 3 of 13
`
`If a party files a motion to reopen its testimony period to introduce newly discovered evidence, the moving party
`must show not only that the proposed evidence has been newly discovered, but also that the evidence could
`not have been discovered earlier through the exercise of reasonable diligence. However, even if a sufficient
`showing of due diligence has been made, the Board will not automatically reopen a party's testimony period for
`introduction of new evidence. The Board must also consider such factors as the nature and purpose of the
`evidence sought to be brought in, the stage of the proceeding, and prejudice to the nonmoving party. (footnotes
`omitted).
`
`Trademark Rule 2.123(a)(1), 37 C.F.R. § 2.123(a)(1), provides that a party may introduce the testimony [*6] of a
`witness through an affidavit or declaration, filed during that party's testimony period, subject to the right of the
`adverse party to cross examine the witness. Considering the stage of this proceeding, allowing Applicant to
`introduce Ms. Cohen's declaration requires us to reopen Applicant's testimony period so that Opposer may cross
`examine the witness. Moreover, because the declarant whose statement is purportedly probative is not Ms. Cohen,
`we would have to permit Opposer to depose the declarant of the statement at issue. It is much too late in the
`proceeding to permit a reopening of Applicant's testimony period especially because the evidence at issue,
`consumer perception, is the type of evidence that Applicant should have introduced during its testimony period. See
`Canadian Tire Corp. v. Cooper Tire & Rubber Co., 40 USPQ2d 1537, 1539 (Comm'r 1996) ("The nature and
`purpose of the evidence sought to be added, the stage of the proceeding, the adverse party's right to a speedy and
`inexpensive determination of the proceeding and the need for closure once the trial period has been completed
`(barring some compelling reason to reopen), are all factors which must [*7] be considered by the Board in
`determining a motion to reopen such as this.").
`
`Moreover, the evidence sought to be introduced, one response to a Facebook posting, does not have significant
`probative value to justify reopening trial. That is, the new evidence is not likely to cause a different result or affect
`the outcome of this case.
`
`Any further delay will prejudice Opposer. This case has been pending since April 2013, there has been a motion for
`summary judgment, and the parties have had more than four years to take discovery and present trial evidence. It is
`time to move this case forward for a final determination on the merits. See Harjo v. Pro-Football Inc., 45 USPQ2d
`1789, 1790 (TTAB 1998).
`
`Applicant's motion to reopen its testimony period to introduce the declaration of Lauren Cohen and accompanying
`exhibit is denied.
`
`B. Applicant's motions to strike portions of the Ross Fishman testimony deposition and expert report.
`
`Opposer has introduced the testimony deposition and Amended Expert Report of Ross Fishman. 5 Mr. Fishman is a
`marketing consultant specializing in the development of strategies and creative marketing for law firms. 6
`
`Fundamentally [*8] we do three things: We are sort of a strategy and branding firm, mostly representing law
`firms, but other professional services, and other kinds of companies as well. We do the strategy, branding, and
`then developing the collateral materials in support of those brands, um, which include these days, um,
`websites, um, as well as print ads, brochures, the full range of marketing collateral materials. And also do a lot
`of marketing training, firm in trades (phonetic), and keynote speeches. 7
`
`Despite the Board's finding that Mr. Fishman is qualified as a marketing expert in the field of law firm advertising,
`not as an expert in trademark law, 8 Opposer engaged Mr. Fishman to render his opinion regarding the following
`topics:
`
`5 71 TTABVUE.
`
`6 Fishman Dep. Exhibit 2 (Amended Expert Report of Ross Fishman) (71 TTABVUE 130).
`
`7 Fishman Dep., p. 8 (71 TTABVUE 9).
`
`

`

` 2018 TTAB LEXIS 75, *8
`
`Page 4 of 13
`
`1. The use of the phrase REMEMBER THIS NAME;
`
`2. Whether REMEMBER THIS NAME may be considered a trademark;
`
`3. Whether [*9] the specimen of use filed with Applicant's application showing use of REMEMBER THIS
`NAME functions as a trademark; and
`4. Whether REMEMBER THIS NAME is capable of functioning as a trademark. 9
`
`Applicant filed a series of motions to strike portions of the Fishman testimony deposition and Amended Expert
`Report, 10 as well arguing in its brief that Mr. Fishman's testimony and Amended Expert Report should be given
`little weight because they exceed the subject matter about which he is qualified to testify. 11
`
`The Board is responsible for determining whether the subject of this opposition, the phrase REMEMBER
`THIS [*10] NAME, is capable of functioning as a service mark, and whether the specimen filed with Applicant's
`application shows use of REMEMBER THIS NAME as a service mark. Edwards Lifesciences Corp. v. VigiLanz
`Corp., 94 USPQ2d 1399, 1402 (TTAB 2010); Fisons Ltd. v. UAD Laboratories, Inc., 219 USPQ 661, 663 (TTAB
`1983).
`
`[A]bsent a competently designed and executed survey of a cross-section of customers and prospective
`customers of the products or services involved, the deciding tribunal must make its own subjective evaluation
`of what the average consumer will perceive the mark to be as he encounters them in the actual or hypothetical
`... marketing arena.
`
` Edwards Lifesciences Corp. v. VigiLanz Corp., 94 USPQ2d at 1402 (quoting The Mennen Co. v. Yamanouchi
`Pharm. Co., Ltd., 203 USPQ 302, 305 (TTAB 1979)); see also Anheuser-Busch Inc. v. Holt, 92 USPQ2d 1101,
`1106 (TTAB 2009); Ferro Corp. v. Nicofibers, Inc., 196 USPQ 41, 45 (TTAB 1977) ("understanding of the marks
`must be determined in light of the relevant purchasing sector and not that of linguistic experts or those
`familiar [*11] with the meaning or derivation of words").
`
`In a similar situation, a witness was qualified as an expert in the field of travel writing and journalism based on her
`professional experience as a travel writer and editor and, therefore, was "qualified as an expert as to how to convey
`travel information to readers and potential tourists, and how travel writers believe such information will be perceived
`and understood." However, the witness was not qualified to render an opinion regarding consumer perception. The
`Board expressly stated that the opinion of the purported expert witness may not "serve as a substitute for the
`Board's judgment on the legal claim before us." Alcatraz Media Inc. v. Chesapeake Marine Tours Inc., 107
`USPQ2d 1750, 1757 (TTAB 2013), aff'd mem., 565 Fed. Appx. 900 (Fed. Cir. 2014).
`
`Because Mr. Fishman is qualified as an expert in legal marketing, he is qualified to testify as to how to convey legal
`marketing information to consumers and how practitioners in the field of legal marketing believe such information
`will be perceived. Mr. Fishman, however, is not qualified to testify regarding consumer perception. Accordingly, we
`have treated [*12] his testimony as an expert as explained above and have accorded his testimony the appropriate
`probative value.
`
`Likewise, we limit the testimony of Harlan Schillinger, Applicant's expert witness on legal marketing, to how to
`convey legal marketing information to consumers and how legal marketing practitioners believe such information
`will be perceived. 12
`
`8 23 TTABVUE 4-5.
`
`9 Fishman Dep. Exhibit 2 (Amended Expert Report of Ross Fishman) (71 TTABVUE 130).
`
`10 62 TTABVUE, 67 TTABVUE, and 85 TTABVUE.
`
`11 Applicant's Brief, p. 28 (96 TTABVUE 33).
`
`12 79 TTABVUE.
`
`

`

` 2018 TTAB LEXIS 75, *12
`
`Page 5 of 13
`
`C. Evidence improperly submitted through notices of reliance.
`
`The types of evidence admissible by notice of reliance are identified in Trademark Rules 2.122(d)(2) (registration
`owned by a party to a proceeding), 2.122(e)(1) (printed publications and official records), 2.122(e)(2) (Internet
`materials) and 2.120(k) (discovery depositions, initial disclosures, and answers to interrogatories and requests for
`admission). See Trademark Rule 2.122(g), 37 C.F.R. § 2.122(g).
`
`We may not consider the document entitled "Case Study: Lundy Law" by Expert Technology Associates (63
`TTABVUE 60) analyzing Applicant's advertising. There is no evidence [*13] or testimony that the case study
`appears in books or periodicals available to the general public in libraries or in general circulation among the
`relevant public as required by Trademark Rule 2.122(e)(1). Accordingly, it is not the type of document that may be
`introduced through a notice of reliance.
`
`We may not consider the video and audio excerpts from Health Alert advertising introduced by Opposer purporting
`to feature video and audio of third-party use of REMEMBER THIS NAME (63 TTABVUE 88) nor may we consider
`the recording introduced by Applicant purporting to feature the use of REMEMBER THIS NAME (74 TTABVUE
`699), as neither is the type of evidence that may be filed through a notice of reliance. There is no provision in the
`rules for the introduction of audio and video tapes through a notice of reliance.
`
`Finally, we may not consider the email communications from Tami Sortman, Applicant's Creative Director,
`regarding advertising for REMEMBER THIS NAME because email communications are not evidence that may be
`introduced through a notice of reliance. 13
`
` [*14]
`
`II. The Record
`
`The record includes the pleadings and, by operation of Trademark Rule 2.122(b), 37 C.F.R. § 2.122(b), Applicant's
`application file. 14 The record also includes the following testimony and evidence:
`
`A. Opposer's testimony and evidence.
`
`1. Notice of reliance [*15] on the following items:
`a. Applicant's responses to Opposer's first set of interrogatories; 15
`b. Applicant's responses to Opposer's first set of requests for admission; 16
`c. Applicant's responses to Opposer's request for production of documents; 17
`
`13 64 TTABVUE 3-4 (designated confidential).
`
`14 Accordingly, it was not necessary for Opposer to file a copy of the application in its first notice of reliance.
`
`Also, it was not necessary for Opposer to introduce its rebuttal notice of reliance (89 TTABVUE) because Opposer previously
`introduced those discovery responses in its first notice of reliance discussed below (63 TTABVUE). "When evidence has been
`made of record by one party in accordance with these rules, it may be referred to by any party for any purpose by the Federal
`Rules of Evidence." Trademark Rule 2.122(a), 37 C.F.R. § 2.122(a). See, e.g., Nazon v. Ghiorse, 119 USPQ2d 1178, 1181 n.6
`(TTAB 2016) ("Once evidence is properly of record, it may be relied on by any party for any purpose.").
`
`15 63 TTABVUE 9-25.
`
`16 63 TTABVUE 26-40.
`
`17 63 TTABVUE 41-54. Opposer did not include any documents.
`
`Responses to document production requests are admissible solely for the purpose of showing that a party has stated that there
`are no responsive documents. See City Nat'l Bank v. OPGI Mgt. GP Inc./Gestion OPGI Inc., 106 USPQ2d 1668, 1674 n.10
`(TTAB 2013).
`
`

`

` 2018 TTAB LEXIS 75, *15
`
`Page 6 of 13
`
`d. Applicant's supplemental responses to Opposer's request for production of documents; 18
`e. Online articles purporting to advise businesses to choose memorable names; 19
`f. Excerpt from third-party websites purportedly showing use of REMEMBER THIS NAME; 20
`g. Discovery deposition of Tami Sortman, Applicant's Creative Director; 21 and
`h. Discovery deposition of L. Leonard Lundy, Applicant's Managing Partner; 22 and
`2. Testimony deposition of Ross Fishman, Opposer's expert witness in the field of legal marketing; 23 and
`3. Rebuttal testimony declaration of Ross Fishman. 24
`
` [*16] [*17]
`
`B. Applicant's testimony and evidence.
`
`1. Notice of reliance on the following items:
`
`a. Copies of third-party registration prosecution history files showing the registration of marks that
`purportedly have characteristics similar to REMEMBER THIS NAME; 25 and
`
`b. Printout from Avvo.com purportedly profiling Ross Fishman, Opposer's expert witness in the field of
`legal marketing; 26
`2. Testimony deposition of L. Leonard Lundy, Applicant's Managing Partner; 27
`3. Testimony deposition of Tami Sortman, Applicant's Creative Director; 28 and
`4. Testimony deposition of Harlan Schillinger, Applicant's expert witness in the field of legal marketing. 29
`
`III. Standing
`
`18 63 TTABVUE 55-59.
`
`19 63 TTABVUE 62-87.
`
`20 63 TTABVUE 92-115.
`
`21 64 TTABVUE 4-72 (Confidential). Opposer filed a redacted version of the Tami Sortman discovery deposition posted at 110
`TTABVUE 3-203.
`
`Opposer unnecessarily introduced the entire discovery deposition of Tami Sortman. For example, the speaking objections at
`pages 41, 114, 123 and 127 (64 TTABVUE 14, 33-36) do not add anything to our understanding of the facts. The Board rules of
`practice and procedure provide that a party may introduce any part of a discovery deposition through a notice of reliance.
`Trademark Rule 2.120(k)(3)(i), 37 C.F.R. § 2.120(k)(3)(i). Yet, we would be remiss if we did not add that although Opposer
`believed that we should suffer through the entire deposition, Opposer did not include the exhibits about which the witness was
`asked to testify.
`
`22 64 TTABVUE 73-135 (Confidential). A copy of the Lundy deposition with the confidential designation removed was posted at
`110 TTABVUE 205-267.
`
`23 71 TTABVUE. Applicant filed motions to strike, inter alia, Fishman Testimony Deposition Exhibit 3 (62 and 67 TTABVUE).
`Because we do not rely on those exhibits, we need not decide Applicant's motions.
`
`24 88 TTABVUE.
`
`25 74 TTABVUE 8-692.
`
`26 74 TTABVUE 693-698.
`
`27 76 TTABVUE. The portions of the Lundy deposition designated confidential are posted on 77 TTABVUE.
`
`28 78 TTABVUE.
`
`29 79 TTABVUE.
`
`

`

` 2018 TTAB LEXIS 75, *17
`
`Page 7 of 13
`
`Standing is a threshold issue that must be proven by the plaintiff [*18] in every inter partes case. See Empresa
`Cubana Del Tabaco v. Gen. Cigar Co., 753 F.3d 1270, 111 USPQ2d 1058, 1062 (Fed. Cir. 2014); see also Lipton
`Indus., Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185, 189 (CCPA 1982) ("The facts regarding standing
`... are part of [a plaintiff's] case and must be affirmatively proved. Accordingly, [plaintiff] is not entitled to standing
`solely because of the allegations in its petition."). To prove its standing to oppose the registration of a phrase that
`allegedly does not function as a mark, an opposer may show it is engaged in the manufacture or sale of the same
`or related goods or services as those listed in the applicant's application; that is, that the opposer has the right to
`use the wording in marketing its services. See Kohler Co. v. Honda Giken Kogyo K.K., 125 USPQ2d 1468, 1487
`(TTAB 2017) ("Opposer has standing to opposer registration of Applicant's claimed mark because it competes
`directly with Applicant in the general utility engine business, and thus has a reasonable basis for a belief that it
`would be damaged if Applicant's claimed mark were registered."); D.C. One Wholesaler, Inc. v. Chien, 120
`USPQ2d 1710, 1712 (TTAB 2016) [*19] (because the parties are competitors, opposer has standing to pursue a
`claim that the subject matter sought to be registered does not function as a mark); Univ. Book Store v. Univ. of
`Wisc. Bd. of Regents, 33 USPQ2d 1385 (TTAB 1994) (operators of stores which sell merchandise imprinted with
`the mark sought to be registered have standing to oppose); cf. Apollo Med. Extrusion Techs., Inc. v. Med.
`ExtrusionTechs., Inc., 123 USPQ2d 1844, 1848 (TTAB 2017); Anheuser-Busch Inv. v. Holt, 92 USPQ2d 1101,
`1103 (TTAB 2009); Plyboo Am., Inc. v. Smith & Fong Co., 51 USPQ2d 1633, 1634 (TTAB 1999); Nature's Way v.
`Nature's Herbs, 9 USPQ2d 2077, 2080 (TTAB 1989); Binney & Smith Inc. v. Magic Marker Indus., Inc., 222 USPQ
`1003, 1010 (TTAB 1984).
`
`Opposer, in its brief, did not address standing as an element of its case. 30 Our review of the record yields the
`following evidence relevant to Opposer's standing:
`
`. Applicant, in its Answer, admitted that (1) "Opposer has used the phrase 'REMEMBER THIS NAME' over its
`toll free number as one means of instructing potential clients to remember the [*20] telephone number of
`Opposer's business," and (2) Applicant filed suit against Opposer, charged that the use of the mark
`REMEMBER THIS NUMBER was an infringement of REMEMBER THIS NAME, but dismissed the suit. 31
`
`. Applicant's response to Opposer's Interrogatory No. 19.
`
`State with specificity where, when and how Applicant first became aware of Opposer's use of the phrase
`REMEMBER THIS NAME in Opposer's advertising.
`
`Response
`
`... Applicant states that on January 24, 2013 an employee reported to Applicant that she saw someone
`else using the mark REMEMBER THIS NAME. The employee did not remember who. Applicant requested
`that she return to the place where she saw the advertisement and find the nature of the law firm using the
`mark. The employee took a picture of the advertisement located on the inside of SEPTA bus with her cell
`phone. The advertisement was that of Opposer. The advertisement did not use Applicant's mark
`REMEMBER THIS NAME, rather, it used the mark, REMEMBER THIS NUMBER. 32
`
`. Testimony deposition of Ross Fishman, Opposer's expert witness.
`
`Q. Are you familiar with, um, either law firm in this particular case, Larry Pitt & Associates or [*21] Lundy
`Law?
`A. I was not familiar with them before getting involved in this case. 33
`
`. Ross Fishman's Amended Expert Report.
`
`30 Applicant, in its brief, did not address whether Opposer has standing. At the oral hearing, Applicant initially contested
`Opposer's standing but subsequently conceded that it did not contest Opposer's standing.
`
`31 Applicant's Answer PP 7 and 18 (25 TTABVUE 3 and 5).
`
`32 63 TTABVUE 22.
`
`33 Fishman Testimony Dep., p. 26 (71 TTABVUE 27).
`
`

`

` 2018 TTAB LEXIS 75, *21
`
`Page 8 of 13
`
`Larry Pitt & Associates, like other law firms[,] uses the phrase "Remember this number." This advertising
`always and only refers to the firms' number -- 1-888-PITT LAW. Many personal injury firms have a phone
`number related to th

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket